The content in this CV reflects the position since the last promotion in 2007 until March 2014

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2 The content in this CV reflects the position since the last promotion in 2007 until March 2014 PERSONAL DETAILS Title Dr Surname Kloppers Initials HJ First Name Henk Citizenship South Africa ID Type SA ID Number ID/Passport/Unique Number Race White Gender Male Date of Birth 23 June 1977 Primary Address Mobile Number Current Organisation rth-west University (Potchefstroom Campus) QUALIFICATIONS Level Name of Degree/Diploma (e.g. BSc) Field of Study Doctoral LLD Private law Commercial law rth-west University (Potchefstroom Campus) Distinction N/A Date of First Registration March 2007 Completed Highest Completed Qualification Date Obtained September 2012

3 QUALIFICATIONS continues Level Name of Degree/Diploma (e.g. BSc) Field of Study Post-graduate diploma Post-graduate diploma in financial planning Financial planning Estate planning University of the Free State Distinction Date of First Registration January 2002 Completed Highest Completed Qualification Date Obtained vember 2002 Level Name of Degree/Diploma (e.g. BSc) Field of Study Masters LLM in Estate Estate Planning Potchefstroom University for Christian Higher Education Distinction Date of First Registration January 2001 Completed Highest Completed Qualification Date Obtained vember 2001 Level Name of Degree/Diploma (e.g. BSc) Field of Study Undergraduate LLB Potchefstroom University for Christian Higher Education Distinction Date of First Registration January 1999 Completed Highest Completed Qualification Date Obtained vember 2000

4 QUALIFICATIONS continues Level Name of Degree/Diploma (e.g. BSc) Field of Study Undergraduate BCom () Commerce Potchefstroom University for Christian Higher Education Distinction Date of First Registration January 1996 Completed Highest Completed Qualification Date Obtained vember 1998 CAREER PROFILE Position Organisation Sector Type Full-time Senior Lecturer rth West University (Potchefstroom Campus) Higher Education Sector Permanent Appointed From February 2006 Current Appointed To N/A Position Estate Planner Organisation Futurum Financial Group (Pty) Ltd Sector Business / Insurance Sector Type Permanent Full-time Appointed From January 2002 Current Appointed To January 2006

5 RESEARCH AREAS Scientific Domain Primary Research Field Secondary Research Field Fields of Specialisation Social Sciences Commercial, Private Estate Planning; Insurance ; Trust ; Corporate social responsibility; Financial Planning TEACHING AND LEARNING Undergraduate teaching Modules taught JURE 313 Tax JURI 414 Insurance JURI 421 Administration of deceased estates (not since 2009) JURI 425 Research dissertation providing research guidance to an average of 6 LLB students per annum Undergraduate students evaluate me on an annual basis with ratings of above 80% for the content and nature of teaching. Member of the panel for members of the Faculty taking part in the ITEA Currently taking part in the University s ITEA programme Member of the Faculty s Ipad project Recent attendance of a workshop presented by Academic Support Services (ASS) on issues related to blended learning and interactive learning environments Recent attendance of a workshop presented by ASS on the topic of research and technology Annual attendance of workshops presented by ASS on issues related to assessment, electronic study guides, e-fundi, etc Modules moderated (internal) Modules moderated (external) JURI 421 Administration of deceased estates JURI 411 Negotiable Instruments JURI 225 Commercial Tax law UKZN and University of Stellenbosch Post-graduate teaching Modules taught LLMB885 Financial Planning LLMB885 Tax (not since 2009)

6 Modules moderated (internal) Modules moderated (external) Internal examiner of LLM dissertations ± 10 External moderator of LLM dissertations ± 5 LLMB 882 Tax LLMB 881 Estate Planning LLMB 884 Matrimonial Property and of Succession Trust University of Pretoria Estate University of Pretoria Teaching awards al Award for Teaching Excellence (category B) Year 2009 POST-GRADUATE STUDENT SUPERVISION RECORD Student Degree Program Supervisor / Co- Supervisor Completed (year) Ms I Hoon LLM Estate Supervisor (2013) Ms Y De Beer LLM Estate Supervisor (2012) Mrs AM Harris LLM Estate Supervisor (2011) Mrs H Pieters LLM Estate Supervisor (2011) Mr D De Villiers LLM Estate Supervisor (2010) Ms A Jacobs LLM Estate Supervisor (2008) Ms CA Bekker LLM Estate Supervisor (2008) Ms C Borman LLM Estate Supervisor (2008) Mrs M Preston LLM Estate Supervisor (current) Mrs A Visser LLM Estate Supervisor (current) Ms P Mochesane LLM Estate Supervisor (current) Ms J Siecker LLM Estate Supervisor (current) Ms C Robbertse LLM Estate Supervisor (current) Ms PS Stander LLM Environmental Mr E Kruger LLM Environmental Co-Supervisor Co-Supervisor (current) (current) Mr H Joffe LLD LLD Co-promoter (current) Mrs I Owosuyi LLD LLD Co-promoter (current) Mr L Nevondwe LLD LLD Co-promoter (current)

7 POST-GRADUATE MANAGEMENT Year Programme leader: LLM Estate Since 2012 Acting Director: Post-graduate programmes 2 months in months in 2014 RESEARCH 1 Book contributions Title of book Title of contribution Authors Year Community futures, legal architecture: Foundations for Indigenous Peoples in the global mining boom Controversies in International Corporate Responsibility To be destitute or benefit: corporate social responsibility and mining in South Africa Skills development as part of CSR: A South African perspective Kloppers HJ & Du Plessis W Kloppers EM & Kloppers HJ Peer reviewed conference proceedings Title of book Title of contribution Authors Year & Practice Critical legal analysis and legal reasoning The constitutionality of search and seizure powers of customs and excise officials Accredited journals: International Kloppers HJ 2013 Journal Title of contribution Authors Year Potchefstroom Electronic Journal Potchefstroom Electronic Journal Potchefstroom Electronic Journal Journal of Energy & Natural Resources Introducing CSR The missing element in the land reform recipe? The historic context of land reform in South Africa and early policies Driving CSR through the Companies Act: An overview of the role of the social and ethics committee Corporate social responsibility, legislative reforms and mining in South Africa Kloppers HJ Kloppers HJ & Pienaar GJ Accepted for publication 2014 Accepted for publication 2014 Kloppers HJ 2013 Kloppers HJ & Du Plessis W Since last promotion in 2007.

8 Accredited journals: National, Development & Democracy SA Public Obiter Driving corporate social responsibility (CSR) through black economic empowerment (BEE) Creating an CSR-enabling environment: The role of Government The regulation of advice in the financial services sector Kloppers HJ Accepted for publication 2014 Kloppers HJ 2013 Kloppers HJ 2007 Peer reviewer National International Journal SA Journal De Jure LitnetRegte Potchefstroom Electronic Journal (PER) Journal of Transnational Environmental CONFERENCE ADDRESSES International Title Year CSR as the missing ingredient in land reform A constitutional analysis of SARSs officials search and seizure powers in terms of the Customs and Excise Act The effect of ownership structures used in the land reform program on sustainability Towards sustainable land use sharing responsibility Corporate Social Responsibility, legislative reforms and Mining in South Africa Guiding CSR through legislation: A South African perspective Paper presented at APEDIA workshop Giessen, Germany Paper presented at IAITL conference Bangkok, Thailand Paper presented at conference on sustainability Auckland, New Zealand Paper presented at annual IUCN conference Mexico City, Mexico Paper presented at Mining conference Broome, Australia Paper presented at the International conference on Corporate Responsibility National Title Year

9 Addressing social issues through CSR CSR Trusts and land reform Wanneer is te veel: n Ondersoek na SARS amptenare se magte van deursoeking The variation of trust deeds CSR and land reform The regulation of advice in the financial services sector Paper presented at FISA conference 2013 Paper presented at annual of Trusts & succession seminar Presentation at Faculty HL Swanepoel Lectures Paper co-presented at annual of Trusts & succession seminar Panel discussant at KAS Colloquium on land reform Paper presented at teachers of Southern Africa conference RESEARCH AWARDS Travel grants NRF (2008; 2013) LLD grant NRF subproject of Prof A vd Walt LLD grant NWU RESEARCH PROJECTS Member of research project: Trade and Development Member of research project: Rethinking and developing property and land reform in the constitutional state NWU Faculty of law, Research Unit NWU Faculty of law, Research Unit ORGANISATIONAL INVOLVEMENT al Member of al Senate 2011 current Member of al Senate Year Campus Member of Campus senate committee Member of Student disciplinary panel 2011 current 2011 current Year

10 Faculty Member of Faculty Board Member of Teaching committee Member of Quality control committee 2007 current 2011 current 2013 current Member of Practice committee Member of Terminations panel 2014 Year Regular attendance of Faculty related functions including inaugural addresses, HL Swanepoel Lectures; Graduation ceremonies; etc Academic & professional community Member of the IUCN Academy of Environmental Member of the Southern Africa Teachers Association Member of the Financial Institute of Southern Africa Community Involvement Ad hoc advice on estate planning Guest lectures at the Centre for Environmental Management Guest lectures to clients of law firms on issues of estate planning Contribution to foundational issues Successful completion of NWU al Course for New Lecturers focussing inter alia on foundational issues Inclusion of foundational issues in completed LLD Thesis