REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 11/2012 CE

Transcription

1 Highland Financial Group Limited AWP549 Licensed Corporation 4 Hong Kong Securities Holdings Limited AYL078 Licensed Corporation 1 RBC Capital Markets (Hong Kong) Limited AVF500 Licensed Corporation 1, 4, 6 Starling Group Futures Limited ARK029 Licensed Corporation 2 Reorient Financial Markets Limited AAB499 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9 ABITBOL Othoniel AWE966 Licensed Representative 1, 2, 7 ADAMS Thomas Stephen AZZ286 Licensed Representative 2 AHMAD Abda AQO554 Licensed Representative 1, 2, 7 ALLEGRET-BOURDON Davy Gerald Daniel ASF139 Licensed Representative 1, 2 ANTON Manuel AMF458 Licensed Representative 1 AU Man Kwong ACV877 Licensed Representative 1 AU Pak Sze ARJ810 Licensed Representative 1, 2 AU Shui Leung AUI431 Licensed Representative 1, 2, 4 AU Wing Suen AVT462 Licensed Representative 9 BARROS III Belmiro Jose AEL713 Licensed Representative 1, 2 BECHTLER Alexander Walter ANM693 Licensed Representative 1 BUCHER Michael Bernhard AVB883 Licensed Representative 1 BURNS Darren Anthony ADB426 Licensed Representative 1, 2, 7 BURROWS Daniel John BAB234 Licensed Representative 1, 6 BYUN Jung Yeon ARQ476 Licensed Representative 1, 2, 4, 5, 7 CALINOFF Jordan Adam AWC350 Licensed Representative 1, 4, 9 CAO Pei AMK301 Licensed Representative 1, 2, 9 CAVEY Paul Edward AMF980 Licensed Representative 4 CHAM Kwong Leung AGN049 Licensed Representative 4 CHAN Che Kan ABO128 Licensed Representative 1, 2, 4 CHAN Cheuk Yu AXF697 Licensed Representative 1, 2 CHAN Chi Hang AZG925 Licensed Representative 1, 2 CHAN Chi Yuen ALO346 Licensed Representative 1, 2 CHAN Choi Wah, Kanise AHF667 Licensed Representative 1, 4, 4, 9 CHAN Chun, Jean AGD877 Licensed Representative 1, 4 CHAN Chung Leung APH607 Licensed Representative 4, 9 CHAN Godwin AFD155 Licensed Representative 1, 2 CHAN Hiu Ming, Micheal AOL341 Licensed Representative 1, 2, 3 CHAN Hon Sum ATN176 Licensed Representative 1 CHAN Ka Yeung AMI151 Licensed Representative 1, 2, 3, 4 CHAN Kai Chuen, Kim ABX322 Licensed Representative 1 CHAN Kelvin Ho Lau AUC804 Licensed Representative 1, 2 CHAN Kin Fai ARD451 Licensed Representative 1, 4, 9 CHAN Man Yiu APF786 Licensed Representative 1, 2 CHAN Mo Chi AQX409 Licensed Representative 1, 2 CHAN Na, Nancy AWT486 Licensed Representative 1, 2 CHAN Pui Ching ASH951 Licensed Representative 1, 4 CHAN Shu Ki AVJ144 Licensed Representative 1 CHAN Shuk Man, Susanna ADB608 Licensed Representative 1, 2 CHAN Siu Mei Olivia APQ156 Licensed Representative 4 CHAN Stephanie Wingchiu AWR560 Licensed Representative 1 CHAN Sui On AOY504 Licensed Representative 1, 2, 3 Page 1 of 21

2 CHAN Suk Kwan, Bonnie AMZ185 Licensed Representative 1, 2, 4 CHAN Timothy Tsz Kit AWM787 Licensed Representative 1, 2 CHAN Wai Ming, Rickie ADU740 Licensed Representative 1, 2, 9 CHAN Wing Ho, Wingo AAH569 Licensed Representative 2 CHAN Yat Ngai AXX698 Licensed Representative 1, 4 CHAN Yiu Chung AYJ921 Licensed Representative 1, 2 CHAN Yun Man, Ray AWS898 Licensed Representative 1, 2 CHAN Yun Wah ATE239 Licensed Representative 1, 2 CHANG Che Chung AVH886 Licensed Representative 1, 2 CHANG Hsun AXF701 Licensed Representative 1, 2 CHANG Man Lung, Sam ALU467 Licensed Representative 1, 4 CHANG Yao-yung ARF332 Licensed Representative 1, 2 CHE Lai I ARW240 Licensed Representative 1, 2 CHEN Dennis Chih Chieh APH886 Licensed Representative 1 CHEN Han AVI643 Licensed Representative 1, 2 CHEN Hualiang ASZ590 Licensed Representative 4 CHEN Hung Ming AWX208 Licensed Representative 1, 2 CHEN Jing ARM218 Licensed Representative 1, 2 CHEN Mei Chi ASE066 Licensed Representative 1, 2 CHEN Sze Ing AAF485 Licensed Representative 1, 2 CHEN Sze Wai, Vivian ADC007 Licensed Representative 1, 2 CHEN Yayuan AUC865 Licensed Representative 4 CHEN Yiwen AVF113 Licensed Representative 4 CHEN Yiwen AXH925 Licensed Representative 9 CHEN Yuan-Chen AGC758 Licensed Representative 1, 4 CHENG Chi Yuet AHN578 Licensed Representative 1, 2 CHENG Fung Ha, Veronica AGM975 Licensed Representative 4 CHENG Kwai Hung ARP177 Licensed Representative 4 CHENG Man Bing, Raymond AAK868 Licensed Representative 1, 2 CHENG Pei-huai ATT841 Licensed Representative 1, 2 CHENG Shu Fang AOU409 Licensed Representative 1 CHENG Siu Kong ASE646 Licensed Representative 4 CHENG Stanley Hsing-i AUE093 Licensed Representative 1, 2, 7 CHENG Yan Chiu, Joshua ADB185 Licensed Representative 1, 2 CHEUK Siu Wei, Theresa AYC387 Licensed Representative 1, 2 CHEUNG Chi Ting AFT342 Licensed Representative 1, 2 CHEUNG Hoi Yi AXQ378 Licensed Representative 4, 9 CHEUNG Ka Wai, Stella AFN868 Licensed Representative 1, 2, 4 CHEUNG Kwai Ying AXV862 Licensed Representative 1, 2 CHEUNG Lik Ping AFJ470 Licensed Representative 1, 4, 6, 9 CHEUNG Man AWL487 Licensed Representative 1, 2 CHEUNG Ming Yan AXL353 Licensed Representative 1, 2 CHEUNG Nicole Yung ARO104 Licensed Representative 1, 2, 3 CHEUNG Sek Yuen, Martin APH639 Licensed Representative 1, 2 CHEUNG Wing Yin AOL071 Licensed Representative 1, 2 CHEUNG Yee Heng, Vanessa APH951 Licensed Representative 1, 2 CHIANG Hsien Chu ARG713 Licensed Representative 1, 2, 4 Page 2 of 21

3 CHIEN Wen Fan BAB044 Licensed Representative 1, 4 CHIU Ho Ming AWI112 Licensed Representative 1, 4, 6 CHIU Ka Zin ALZ083 Licensed Representative 1, 2, 3 CHIU Kuo Yang ASE457 Licensed Representative 1, 2, 3, 4, 5 CHIU MILLIOT Kit Hang, Mabel AEO779 Licensed Representative 1, 2 CHIU Pui Ki, Irene AEN648 Licensed Representative 1, 4 CHIU Wai Leung AUD892 Licensed Representative 1 CHIU Yung Fu, Ivan AHZ476 Licensed Representative 1 CHO Kihoon APK594 Licensed Representative 1, 2 CHOI Lai Ying AVE207 Licensed Representative 1 CHOI Man Wah AOK521 Licensed Representative 1, 2 CHOI Yung Yung, Joyce AUW531 Licensed Representative 1, 2 CHONG Kwok Tat AHU957 Licensed Representative 4 CHONG Lai Ying ARR338 Licensed Representative 1, 2 CHONG Wing Shing, Wilson ATO032 Licensed Representative 6 CHOU Hongsong APA703 Licensed Representative 1, 4 CHOU Hui Chen AKO712 Licensed Representative 4, 9 CHOW Hoi Pan AUS566 Licensed Representative 1, 4 CHOW Ka Wing AGM793 Licensed Representative 1, 2 CHOW Philip Chih-Lok APH934 Licensed Representative 4 CHOW Shu Shing AOD596 Licensed Representative 1 CHOW Yiu Chung, Eugene AXT752 Licensed Representative 1 CHU Hing Yip AHX153 Licensed Representative 1 CHU Ian Kit, Frederick ARW934 Licensed Representative 1, 2, 7 CHU Kwok Ho AWP880 Licensed Representative 1 CHUANG Kai Yuk ATY494 Licensed Representative 4 CHUNG Hang Hong AWU241 Licensed Representative 1, 2 CHUNG Kok Fook ASY849 Licensed Representative 1, 4 CODD Niaby Janette ARS442 Licensed Representative 1, 2 COHEN Ian Alexander AVB976 Licensed Representative 1 COLLIER Andrew Kemp AEM384 Licensed Representative 1 CROWE Scott Thomas APB630 Licensed Representative 9 DAVIES Andrew Michael AUL682 Licensed Representative 1, 2 DAVIES Kyle Livingston AUD999 Licensed Representative 1, 2, 7 DAWSON Elizabeth Mc Vey AFH193 Licensed Representative 1, 9 DREVET Vanessa Maryse ASO699 Licensed Representative 1, 2 DUAN Shulai AWW066 Licensed Representative 1, 4, 6 DUGAR Rumit AZR997 Licensed Representative 4 EURWONGPRAVIT Praphant ABI394 Licensed Representative 1, 2, 4 FAN Kwai Kuen AOC913 Licensed Representative 1 FAN Wai Ming ASS280 Licensed Representative 1 FANG Chih-Shang AFV353 Licensed Representative 1, 2, 4 FANG Xudong ANZ532 Licensed Representative 6 FENG Sihe AVI627 Licensed Representative 1, 2 FOK Mei Shan, Jennet AOD478 Licensed Representative 1, 4 FOO Mei-Hiem Michele ADI588 Licensed Representative 1, 2 FOUCHET Olivier Louis Roger AQH633 Licensed Representative 1, 4, 5, 9 Page 3 of 21

4 FOXALL Christopher Michael AVW184 Licensed Representative 1 FREEAR Stephen Jason AQU409 Licensed Representative 1 FREITAS Joshua Lawrence AYQ757 Licensed Representative 6 FU Chengyuan AXG383 Licensed Representative 1, 6 FU Kwok Sum ATV614 Licensed Representative 1, 4 FU Wayne Wangyang ARB897 Licensed Representative 1, 2 FUNG Chui Shan AFZ170 Licensed Representative 1, 2 GAO Zheng AZD599 Licensed Representative 1, 4 GEORGE Manu AZJ281 Licensed Representative 1 GOH Cheng Siang, Gregory AMP599 Licensed Representative 1, 2 GOLEZ Paul Alexis Torrillo AOG229 Licensed Representative 1, 2 GONZALEZ VILLAVECCHIA Manuel AUC314 Licensed Representative 1, 2 GUO Yi AXB625 Licensed Representative 4 HALE Evan Arthur AON298 Licensed Representative 4, 9 HAR Wai Sang AAD409 Licensed Representative 1 HAUSER Rudolf ASE654 Licensed Representative 1, 4 HETRAKUL Kahn AVA765 Licensed Representative 1, 2 HEUNG Yat Kuen ARE676 Licensed Representative 1, 4, 9 HIBBS Mark Ashley ARF450 Licensed Representative 9 HICKSON Peter William AVJ135 Licensed Representative 4 HINZ Rasmus AWT489 Licensed Representative 1 HO Hiu Tan ADY032 Licensed Representative 1, 2, 4 HO Jeffrey Lit Wun AZP198 Licensed Representative 1, 2 HO Ka Ling AQT308 Licensed Representative 1, 2, 4 HO Lay Peng, Gracelyn AMJ103 Licensed Representative 1, 2 HO Po ALP981 Licensed Representative 3 HO Pui Yan AVY956 Licensed Representative 1, 2 HO Shirley Yan-fen ALU613 Licensed Representative 1, 4 HO Tat Choi AYI893 Licensed Representative 1, 4 HO Wan Gee AOB059 Licensed Representative 1, 2 HO Wing Kai AKW773 Licensed Representative 1, 2 HON Chung Woon, Carey APB832 Licensed Representative 1, 2 HONG Chai Geok AGM523 Licensed Representative 1, 2 HONG Suet Kei, Fanny AXD247 Licensed Representative 1 HONG Wenqing AXE142 Licensed Representative 1, 6 HOUGLAND Christopher Badi APF223 Licensed Representative 1, 4, 6 HSIEH Hui-wen ANH738 Licensed Representative 1, 2 HSIEH Ming Ting AXS498 Licensed Representative 1, 2 HSU Yu-ying ANP483 Licensed Representative 1, 2 HU Qinghua AVM426 Licensed Representative 1, 2 HUANG Chaoyin APH954 Licensed Representative 1, 2 HUANG Eugene Chehchun ANA756 Licensed Representative 1, 4, 6 HUANG Jack Yan Wen ANI730 Licensed Representative 1, 2, 7, 9 HUANG Jackson Kuo-kang AVV119 Licensed Representative 1, 4 HUANG Pei-Hsuan AUH256 Licensed Representative 1, 4 HUI Hoi An ACR662 Licensed Representative 1 HUI Wing Kee ALU952 Licensed Representative 1, 2, 3, 9 Page 4 of 21

5 HUNG Chia Wei AGJ209 Licensed Representative 1, 2, 9 HUNG Franky Chun Chung AVQ217 Licensed Representative 4 HUNG Ping Hon, Edmond AAC186 Licensed Representative 9 HWANG Shiang-ling, Helen AMI512 Licensed Representative 1, 2 IENO Eiji Alex AXB793 Licensed Representative 1 INGROUILLE James Henry Carre ALS355 Licensed Representative 1, 2 IP Mei Shun AVP618 Licensed Representative 1, 4 IP Wai Cheuk, Raymond AMB348 Licensed Representative 4, 9 JACKSON Brian William AVF633 Licensed Representative 4 JIA Chelsea Yue AVX461 Licensed Representative 1, 7 JIA Peng AOZ129 Licensed Representative 1, 4 JIANG Hao AVM739 Licensed Representative 1, 2 JIANG Sheng AWN098 Licensed Representative 4 JIM Kin Man, Edward AYR358 Licensed Representative 6 JOHRI Siddharth AQS817 Licensed Representative 1, 2, 4, 5 JOSHI Niteesh AOV763 Licensed Representative 1, 2, 4, 9 JUNG Hae Sun AVR645 Licensed Representative 1, 2 KAM Chun Pong, Lawrence AIX083 Licensed Representative 1, 2 KAN Pui Chi AMS234 Licensed Representative 1, 2 KAO Chi Lam AXO032 Licensed Representative 1, 2 KARELAS Jim AXZ836 Licensed Representative 1 KARUHADEJ Karn AET390 Licensed Representative 1, 2 KASHYAP Ravi ATY166 Licensed Representative 1, 2, 7 KATO Chiaki AYM792 Licensed Representative 1 KAWANO Hiroshi ACW174 Licensed Representative 1, 2 KEUNG Man Bun AGJ955 Licensed Representative 1, 2 KHERA Nitesh Pramodkumar AYA506 Licensed Representative 1, 2 KIM Joshua Taehyun ATL814 Licensed Representative 1, 4, 6 KING Chun Ho AMM228 Licensed Representative 1, 1, 2, 2, 4, 9 KNIGHTLEY Sofia Nala AUX434 Licensed Representative 1, 2 KO Kenn AOB150 Licensed Representative 1, 2 KO Kun Mun, Carmen ANW518 Licensed Representative 4, 6, 9 KOBAYASHI Hisako AGA952 Licensed Representative 1, 2 KOCHHAR Sachin AOD007 Licensed Representative 1 KUEVIBULVANICH Maytinee ARL032 Licensed Representative 1, 2 KUNG Hwei Kuok AWI434 Licensed Representative 1, 2 KUNG Pei Hsuan AVW189 Licensed Representative 1, 2 KUO I-Ya AZH248 Licensed Representative 1 KUO Pui Lam, Berinda APW231 Licensed Representative 1, 4, 9 KUO Teu-wei AUZ362 Licensed Representative 1, 2 KWAN Chik Wang, Clovis AFL126 Licensed Representative 1 KWAN Ka Yin AWF338 Licensed Representative 1 KWAN Mei Lan, Renee ARJ815 Licensed Representative 1, 2 KWOK Cammie AFU650 Licensed Representative 1, 2 KWOK Po Lam AVT311 Licensed Representative 1, 2 KWOK Pui Wing ARR131 Licensed Representative 1, 2 KWONG Ching Yan AWL058 Licensed Representative 1 Page 5 of 21

6 KWONG Ka Yan ARP596 Licensed Representative 4, 9 LAI Doris AFA282 Licensed Representative 1, 2 LAI Hiu Yan, Lenny AWJ008 Licensed Representative 1, 2 LAI Lok Kin AXU909 Licensed Representative 1, 2 LAI Sarah Ching Hing AMC944 Licensed Representative 1, 2 LAI Yuen Fong AMD159 Licensed Representative 1, 2, 7 LAI Yuen Yee AOV189 Licensed Representative 1, 4, 9 LAKHAMSEY Tanya Abbas AZV164 Licensed Representative 1 LAM Alex Chung Wai ANG929 Licensed Representative 1, 2 LAM Chung Wai AOS019 Licensed Representative 1 LAM Hoi Yi AOQ879 Licensed Representative 1, 2 LAM Jenny Lai Ting APJ569 Licensed Representative 1, 2 LAM Ka Kin AWY522 Licensed Representative 1, 2, 3 LAM Sui Yan AMQ506 Licensed Representative 1, 4 LAM Sze Nga AVK743 Licensed Representative 1, 2 LAM Tin Yan, Samantha AGN693 Licensed Representative 1, 2 LAM Wah Yu ACW374 Licensed Representative 1, 2 LAM Wan Si, Peony AWJ625 Licensed Representative 1, 2 LAM Wing Yee AOV908 Licensed Representative 6 LAM Yu Li AXN970 Licensed Representative 1, 2 LAN Tian AXR154 Licensed Representative 1, 2 LAN Wan-Ting AVZ117 Licensed Representative 1, 2 LATHOUD Thomas Baldoph Vincent Marie AQH266 Licensed Representative 1, 2 LAU Cheuk Ching, Rowena AXX544 Licensed Representative 1 LAU Kwok Hei, David AVN397 Licensed Representative 1, 4, 6 LAU Lap Shing AUG638 Licensed Representative 1, 2 LAU Leslie AQZ545 Licensed Representative 1, 2 LAU Ricky Wai Kai AXM837 Licensed Representative 1 LAU Siu Har APU396 Licensed Representative 1 LAU Tik Sze AWS532 Licensed Representative 1, 2, 7 LAU Ting, Raymond AXH506 Licensed Representative 1 LAU Tsz Yan AWJ623 Licensed Representative 1, 2 LAU Wai Kin AWW395 Licensed Representative 4 LAU Wing Ho Vincent AYT953 Licensed Representative 1, 2 LAURENT-BELLUE Edouard Marie Pierre AWR814 Licensed Representative 1, 2, 7 LE Yi ACQ777 Licensed Representative 1, 2 LEE Allen Cheng-Luan ANK425 Licensed Representative 9 LEE Chun Tat AOX653 Licensed Representative 1, 2 LEE Hiu Tung AXL946 Licensed Representative 1, 2 LEE Hiu Yee, Elsie AOY968 Licensed Representative 1 LEE Ho ANB438 Licensed Representative 1, 4 LEE Huey-Ying AFC527 Licensed Representative 1, 2, 9 LEE Jae Young AKS659 Licensed Representative 1, 2 LEE Jeong Ju AOJ328 Licensed Representative 1, 4 LEE Jing Wan, Patrick ANW191 Licensed Representative 1, 2, 7 LEE Ka Hang, Karen AQJ949 Licensed Representative 1, 2, 4 LEE Ka Ho, Ronald ATX677 Licensed Representative 1, 2, 3, 4, 9 Page 6 of 21

7 LEE Kin Fai ALE818 Licensed Representative 6 LEE Man Hon John AXB797 Licensed Representative 1, 2 LEE Shuk Kuen AZJ211 Licensed Representative 1, 2 LEE Sue-Ling ARG759 Licensed Representative 1, 2, 4 LEE Sui Yi AVC007 Licensed Representative 1, 2 LEE Tin Sek, Joseph AEW064 Licensed Representative 1 LEE Yee Man Judith AJB233 Licensed Representative 1, 4 LEE Yuan Chuan AQZ552 Licensed Representative 1, 2, 7 LEUNG Chit Yu AXC512 Licensed Representative 6 LEUNG Hoi Shan, Sally ASJ686 Licensed Representative 1, 2, 4 LEUNG Ka Yan AOV190 Licensed Representative 1, 4 LEUNG Kin Yau, Simon AYT028 Licensed Representative 1, 6 LEUNG Man Hon, Ivan ANG301 Licensed Representative 1, 2 LEUNG Po Yee, Jessie AEM468 Licensed Representative 1 LEUNG Shuk Ching AWB865 Licensed Representative 1, 2 LEUNG Sze Wan, Jane AOK045 Licensed Representative 1, 2 LEUNG Wai Kay, Vicky ARD871 Licensed Representative 1, 2 LEUNG Wai Man, Cathy APJ138 Licensed Representative 1, 2 LEUNG Wendy ACE653 Licensed Representative 1, 2 LEUNG Wing Chi AOB275 Licensed Representative 1, 9 LEUNG Yin Man AGJ889 Licensed Representative 1, 2, 4, 9 LEUNG Yu Hin, Eugene ARK453 Licensed Representative 1, 2, 4, 6 LI Bingting AXL352 Licensed Representative 1, 6 LI Ding Yuen ARN366 Licensed Representative 4 LI Ha Lam ANQ566 Licensed Representative 1, 2 LI Lai Wa APO041 Licensed Representative 4 LI Ling Fung AXK266 Licensed Representative 1, 2 LI Mengxia ARP153 Licensed Representative 1, 6 LI Tsui Har Rita AXE126 Licensed Representative 1, 2, 9 LI Wai Lun APR197 Licensed Representative 1, 4 LI Yun Chuen ANU490 Licensed Representative 1, 2 LI Zhi AXS678 Licensed Representative 1, 2 LIM Eng Seng ANW831 Licensed Representative 1, 6 LIN Carol ALD198 Licensed Representative 1, 2 LIN Chris ARG665 Licensed Representative 1, 2, 4 LIN David Bingjun AEM703 Licensed Representative 1, 2 LIN James Yu-cheng AUX286 Licensed Representative 4, 9 LIN Qi AEM116 Licensed Representative 1, 2 LIN Ru Han AMC967 Licensed Representative 1, 2 LIN Ya-Chen AXE052 Licensed Representative 2 LIU Chao-ming AMY258 Licensed Representative 1, 2 LIU Chengkang AXK076 Licensed Representative 1, 6 LIU Chien-liang AXS499 Licensed Representative 1, 2 LIU Clement George AAF615 Licensed Representative 1, 4, 9 LIU Hsiang-Wen AHG443 Licensed Representative 1, 2 LIU Joseph Yin Chung AQO255 Licensed Representative 1, 2 LIU Jun AXK689 Licensed Representative 4 Page 7 of 21

8 LIU Lai Hing APU672 Licensed Representative 1, 2 LIU Man Lai, Manly ADI698 Licensed Representative 1, 2, 9 LIU Minyan AEV509 Licensed Representative 1, 4 LIU Shih-Hsien ARG747 Licensed Representative 1, 2, 4 LIU Sum Ching ACC217 Licensed Representative 1, 2, 4 LO Chi Chiu, Paul Andrew ATB824 Licensed Representative 1, 2 LO Chia-Chen ARG670 Licensed Representative 1, 2, 4 LO Eva ANQ384 Licensed Representative 1, 4 LO Ho Chung, Brian AXS854 Licensed Representative 1 LO Shih-Hung ALR980 Licensed Representative 1, 2 LO Sui Yan, Rex AFU290 Licensed Representative 1, 9 LO Wai Shan AXE974 Licensed Representative 1 LOBLER Joost AZU833 Licensed Representative 1, 4 LOK Fu Fung AXJ732 Licensed Representative 1 LU Angela Chien ARD519 Licensed Representative 1, 2 LU Tom Jin AVV404 Licensed Representative 1 LU Yachong ARG826 Licensed Representative 1, 6 LU Yunye AXE227 Licensed Representative 4 LUI Laura ANA993 Licensed Representative 1 LUI Wing Sze AKV218 Licensed Representative 1, 2 LUI Yee Lin, Eva ATN123 Licensed Representative 1, 2 LUK Cheuk Wun AYA156 Licensed Representative 1, 2 LUK Ming Yu AZB684 Licensed Representative 1, 4 MA Chao AXN050 Licensed Representative 1, 2 MA On Nee, Annie AFB251 Licensed Representative 1 MA Siu Yan AUL974 Licensed Representative 1, 2, 4 MA Yan Ying AZD329 Licensed Representative 1, 2 MAEDER Dominik APN602 Licensed Representative 1 MAK Mei Lin AYN807 Licensed Representative 1 MAK Nga Yi AXI821 Licensed Representative 1, 2 MAK Wing Shan, Priscilla AES313 Licensed Representative 1, 2 MAK Wing Yu AOA212 Licensed Representative 1, 2 MAN Hang Chee, Henry AOS478 Licensed Representative 1 MAN Ka Lai AVL449 Licensed Representative 1, 2 MAN Lai Yee AJH103 Licensed Representative 1, 2 MASCARENHAS Sunil Christopher ARF541 Licensed Representative 1, 2 MCCAUGHEY James Duncan ALI505 Licensed Representative 1 MILES John Anthony AXH996 Licensed Representative 10 NG Chung Pang ACK551 Licensed Representative 1 NG Ho Chih, Gigi AFT539 Licensed Representative 1, 2 NG Hoi Yan AXI683 Licensed Representative 1 NG Kelvin Pak Tao AYN251 Licensed Representative 1, 2 NG Sai Yip, Justin APL249 Licensed Representative 1, 2 NG Sau Wai, Betty AGJ200 Licensed Representative 1, 2 NG Sheung Ip AYM789 Licensed Representative 1, 2 NG Siu Ngong, Anson AHA002 Licensed Representative 1, 4, 6, 9 NG Tsz Hin Jasper AXH228 Licensed Representative 1 Page 8 of 21

9 NG Wai Bun, Reuben ACJ672 Licensed Representative 1, 2 NG Wai Lee AVT313 Licensed Representative 1, 2 NG Yuet Yuen AXH200 Licensed Representative 1, 2 NGAI Sze Ha, Sylvia AWV206 Licensed Representative 1, 2 NILES Jane Corinne Eleanor AYT032 Licensed Representative 1, 6 NORDENSKJOELD Hampus Monthan Sven Olof AWP474 Licensed Representative 1, 2, 7 ONG Ming Jie AXC396 Licensed Representative 1, 4 PANG Hing Yin Samuel AXS370 Licensed Representative 1 PANG Hok Leung AXW943 Licensed Representative 1, 2 PATTAMASAEVI Pongsak AXN067 Licensed Representative 1, 2 PING Ping ARN421 Licensed Representative 1, 2 POBJOY James Edward APP016 Licensed Representative 1 POON Kit Ching APF554 Licensed Representative 1, 2 POON Yuen Shun, Vincent AFR775 Licensed Representative 1, 4 PRADO MIGUELEZ Aranzazu AUX114 Licensed Representative 4 QIAO Lei AVQ698 Licensed Representative 4, 9 RYAN David Michael ADX838 Licensed Representative 1, 2, 4 SCHMID Robert Stephane APY917 Licensed Representative 1, 4, 9 SCHUELI Alessandro Pier Filippo ARE495 Licensed Representative 1, 2, 4, 9 SEXTON Angus John AQY825 Licensed Representative 1, 4, 9 SHABAHAT Sayeed AWQ278 Licensed Representative 1, 2, 4 SHAM Hoi Yan AQY492 Licensed Representative 1, 2 SHAM Sze Ting AGB131 Licensed Representative 1, 2 SHANAGHY Andrew Daniel AXL797 Licensed Representative 1, 7 SHAO Xi AZC692 Licensed Representative 4 SHAY Chester ARG516 Licensed Representative 1, 2 SHEN Chen-Ju APJ570 Licensed Representative 1, 2 SHEN Nan ARL161 Licensed Representative 4, 9 SHEN Wenjie AXQ570 Licensed Representative 1, 2 SHEN-BURKE Yiliu Chen AXQ569 Licensed Representative 1, 2 SHI Huijun, Michelle AMW880 Licensed Representative 9 SHI Qi AML469 Licensed Representative 4 SHI Wai Man, Loretta AXK254 Licensed Representative 1, 2 SHID Chun Hieun APJ571 Licensed Representative 1, 2 SHIU Chun Ho, Wesley APC472 Licensed Representative 1, 2 SHUM Wing Yin AXQ580 Licensed Representative 1, 2 SHUM Yuen Yee AME573 Licensed Representative 1, 4 SHUM Yuk Yee AEJ175 Licensed Representative 1, 2 SIM Ryan Gerard Hock Chye AWK454 Licensed Representative 1, 4 SIMPSON Richard Christopher Edward AJL211 Licensed Representative 1, 2 SIT Ka Man, Loris ABI412 Licensed Representative 1, 2, 9 SIU Wai Leong AVL369 Licensed Representative 1, 2 SO Hon Kei AVL124 Licensed Representative 1 SO Sin Ting ATE245 Licensed Representative 1, 2 SO Tsz Chung AXB845 Licensed Representative 6 SO Wai Yue AEM139 Licensed Representative 1, 2 STREATFIELD David Alan AVI634 Licensed Representative 1, 2 Page 9 of 21

10 SUN Di ATO642 Licensed Representative 4, 9 SUN Lijun AWO659 Licensed Representative 4 SUN Yik Ting, Jacky AVS824 Licensed Representative 1, 4 SUNG Tsung Ping AVD304 Licensed Representative 1, 2 SUNG Wai Man, Eileen APA343 Licensed Representative 1, 2 SYN Pei Xuan, Laura AXH321 Licensed Representative 1, 6 SZE Loi Yan ATI831 Licensed Representative 1 SZETO Yong Shan AXQ557 Licensed Representative 1, 2 TABAR Samir Victor APJ577 Licensed Representative 1, 2 TAI Gloria AXZ732 Licensed Representative 1, 6 TAI Hip Lai AXH806 Licensed Representative 1, 4, 9 TAI Ka Yan AQU175 Licensed Representative 1, 2, 9 TAM Mo Ching, Ellen ANR353 Licensed Representative 1, 1, 4 TAM Yi Ting AWA341 Licensed Representative 1, 2 TAN Ting Jie Grace AVP172 Licensed Representative 1, 6 TAN Xiao AYS035 Licensed Representative 1 TANG Kam Shing AZX347 Licensed Representative 1, 4 TANG Kit Man, Greta AJL948 Licensed Representative 1, 2 TANG Lai Kwan AAB274 Licensed Representative 1, 2 TANG Siu Chung AWW380 Licensed Representative 1 TANG Siu Yee Connie AWJ624 Licensed Representative 1, 2 TANG Tak Nam, Albert AAC047 Licensed Representative 1, 2, 4 TANG Wing Shan AGC969 Licensed Representative 1, 4, 9 TANG Yuen Sheung, Michelle AMU452 Licensed Representative 1, 2 TAO Liyuan AWK183 Licensed Representative 1, 4 TENG Shu-yu AYK902 Licensed Representative 1, 7 THAKKAR Manoj Budhdhidhan ACR244 Licensed Representative 1, 2 TIBERGHIEN Emmanuel ASO547 Licensed Representative 1, 2, 7 TO Hiu Yu AML251 Licensed Representative 1 TOH Jane AWN315 Licensed Representative 1, 4, 6 TOH Wei Guan AMM089 Licensed Representative 1 TONG Ying Kit, Robin AVO633 Licensed Representative 2 TSAI Cheng Che AQS461 Licensed Representative 1, 4 TSANG Cheuk Ling, Charing AQT166 Licensed Representative 1, 2 TSANG Lap Hung AXF097 Licensed Representative 1 TSANG Tin Yau AZJ845 Licensed Representative 1 TSE Tat Ki AZH740 Licensed Representative 1 TSENG Warren AXY018 Licensed Representative 1, 2, 7 TSO Chi Lik APJ940 Licensed Representative 1, 4 TSO Yan Yee ACD710 Licensed Representative 1, 2, 9 TSUI Alvin Chun Ming AMS882 Licensed Representative 1, 6 TUIN Wing Yoa, Reggie AGM973 Licensed Representative 4 TURNBULL Alexander Bligh Hughes AMN702 Licensed Representative 1 TWU Wei-Chun AGH862 Licensed Representative 4, 9 TYNDALL Fiona Bronwyn AZK723 Licensed Representative 1, 4 UPADHYAY Vivek ARG934 Licensed Representative 1 VAN AEKEN Chris APO019 Licensed Representative 1, 2, 9 Page 10 of 21

11 VAN EGMOND Jesse AXK257 Licensed Representative 1, 2 VIZZONE Philippa Ann ADT911 Licensed Representative 1, 4 VOGEL Daniel AVG414 Licensed Representative 1, 4, 6 VOHRA Dhruv AJI706 Licensed Representative 4 WANG Bin AHT589 Licensed Representative 1, 2 WANG Chao ASF043 Licensed Representative 1, 6 WANG Jiajing APM159 Licensed Representative 1, 4 WANG Jian APB793 Licensed Representative 1, 2, 2 WANG Pao-Chang ASH945 Licensed Representative 1 WANG Songbai APB777 Licensed Representative 1, 4 WANG Wenhui AOL182 Licensed Representative 1, 2, 9, 9 WANG Yijie, John ALD600 Licensed Representative 1, 2 WANG Yong AVO740 Licensed Representative 1, 2 WANG Yue APH110 Licensed Representative 1, 6 WEATHERALL Roland Philip Henry AON046 Licensed Representative 1, 2 WEE Chun-yan, Amanda AXQ562 Licensed Representative 1, 2 WEI Chi Wen AOA830 Licensed Representative 1, 2 WONG Bart AJJ538 Licensed Representative 1, 4, 6 WONG Cham Yip ARP735 Licensed Representative 1, 4 WONG Che Shing, Nelson AOH457 Licensed Representative 1, 2 WONG Chi Yuen, Raymond ANS041 Licensed Representative 1, 9 WONG Hoi Yan, Vanessa AKY652 Licensed Representative 1, 2, 9 WONG Hui Ling, Christina AOD618 Licensed Representative 1, 2 WONG Ka Fai AEA628 Licensed Representative 1, 2, 3 WONG Karina Yuen San APH957 Licensed Representative 1, 2 WONG Kin Wa AOU244 Licensed Representative 1, 2 WONG King Fai AZF547 Licensed Representative 1, 2, 4 WONG King Wai AXB795 Licensed Representative 1, 2 WONG Kwai Ping AGP161 Licensed Representative 4 WONG Po Ching AUD880 Licensed Representative 1, 2 WONG Poon Ming AEK288 Licensed Representative 6, 9 WONG Sai Chung APJ574 Licensed Representative 1, 2 WONG Sze Ki AFP508 Licensed Representative 1, 2 WONG Sze Yan AFO839 Licensed Representative 1, 2 WONG Tat Kwan ASO302 Licensed Representative 1, 2 WONG Tip Yan AUE221 Licensed Representative 1 WONG Tsz Ho ARQ649 Licensed Representative 1, 2 WONG Wai Lung APJ557 Licensed Representative 1, 2 WONG Wang Fung ALC009 Licensed Representative 1, 4 WONG Wing Kwai AUD771 Licensed Representative 4, 9 WONG Wing Man, Esther ACR446 Licensed Representative 1, 4 WONG Wing Pun AFR174 Licensed Representative 1 WONG Yuk Han Grace AXL879 Licensed Representative 1 WOO Yeuk Kay Esther AXC503 Licensed Representative 1, 2 WU Cheng-Ta AVN006 Licensed Representative 1, 2 WU Chia Hui AWZ064 Licensed Representative 1 WU Mei Ling ADJ310 Licensed Representative 1, 2 Page 11 of 21

12 WU Pei-wei AUN391 Licensed Representative 1, 2 WU Suk Yee ANA407 Licensed Representative 1, 4, 9 WU Xiaozheng AQM287 Licensed Representative 1 WUN Yuen Yan AEH889 Licensed Representative 1, 2 XU Qingfei ARO773 Licensed Representative 1, 6 YAM Nathan Ho Pan AYK783 Licensed Representative 1 YAM Pui Ting, Sharon AQZ541 Licensed Representative 1, 2 YAN Hoi Fai, Arthur AXI838 Licensed Representative 4 YAN Jia ARN428 Licensed Representative 1, 2, 4 YAN Ka Ying, Meggie AGP169 Licensed Representative 1, 4 YAN Lok Hang, Walras ASC684 Licensed Representative 1 YANG Cheng-Yuan AYE730 Licensed Representative 4 YANG Fan AXL887 Licensed Representative 2 YANG Jin AXQ560 Licensed Representative 4 YANG Wai Sum, Vivian AIR096 Licensed Representative 1, 2 YANG Xiaodong AFW125 Licensed Representative 1, 2 YANG Zong-Di ADZ043 Licensed Representative 1, 2 YAP Mei Lin AGD250 Licensed Representative 1, 2, 7 YAU Ki Chit AWU852 Licensed Representative 1, 2 YAU Siu Fan APN880 Licensed Representative 4 YEH Jyh-jia AWB869 Licensed Representative 1, 2 YEO Ka Lai, Michelle APQ410 Licensed Representative 1, 2, 9 YEO Yee Jiun Eugenia AXD821 Licensed Representative 1, 2 YEUNG Kwok Choi AEN915 Licensed Representative 1, 2 YEUNG Li Kwan, Loretta AMT951 Licensed Representative 1, 2 YEUNG Pui Yi AVM090 Licensed Representative 1, 2, 4, 5 YIM Wai Tak AFT549 Licensed Representative 1, 2 YIN Jia Lu ADW757 Licensed Representative 1, 2 YIP Pak Kin, Alan APP201 Licensed Representative 1, 6 YIP Suk Yan APJ572 Licensed Representative 1, 2 YIU Chun Yu AOY204 Licensed Representative 1, 2, 2, 4 YIU Suk Fan, Monica AIR596 Licensed Representative 1, 4 YOSHIDA Tatsuo AOV961 Licensed Representative 4 YU Feng AXT097 Licensed Representative 1, 4, 9 YU Kin Kwong ATI587 Licensed Representative 1 YU Kwan Yiu AXT656 Licensed Representative 1, 2 YU Lai Shan APP203 Licensed Representative 1, 2 YU Wai Chi AIY918 Licensed Representative 1, 4 YUEN Lai-La AXM206 Licensed Representative 1 YUEN Ming Chung AXY122 Licensed Representative 1, 4 YUEN Ming Wai, Josephine AQQ126 Licensed Representative 1, 6 YUEN Shu Chi Alvin ATX895 Licensed Representative 1, 2 YUM Lai Yee ADB038 Licensed Representative 1, 2 YUNG Ching Kay, Sophia AZF819 Licensed Representative 1, 4 YUNG Ka Mun, Karen AVW500 Licensed Representative 1, 2 YUNG Luk Yi AMC164 Licensed Representative 1, 2 YUNG Lung-fan AXG210 Licensed Representative 1, 2 Page 12 of 21

13 ZENG Meiling AXW285 Licensed Representative 1, 2, 4 ZHANG Jun AOM570 Licensed Representative 1, 4 ZHANG Xiao Wei AUK169 Licensed Representative 1 ZHANG Xinxin AFU864 Licensed Representative 1, 2, 6 ZHANG Xiongfeng ALO548 Licensed Representative 1 ZHANG Ye AOS487 Licensed Representative 1, 2, 4, 6 ZHAO Xin AVS020 Licensed Representative 1, 2 ZHENG Wen AUH934 Licensed Representative 1, 2 ZHOU Heng AQP580 Licensed Representative 1, 4, 5, 6, 9 ZHOU Quan AWI798 Licensed Representative 1, 2 ZHU Kun ATT128 Licensed Representative 1, 4 ZIVCIC Robert Zvonko AXI193 Licensed Representative 10 BHATT Jay Hemant ADR152 Licensed Representative - Responsible Officer 1, 4, 9 BRENNAN Guy John AHV102 Licensed Representative - Responsible Officer 2, 5 CHAN Choi Wah, Kanise AHF667 Licensed Representative - Responsible Officer 1 CHAN Ka Hung ATL821 Licensed Representative - Responsible Officer 1, 2 CHING Pak To AJE763 Licensed Representative - Responsible Officer 4, 9 CHOI Soong AXV136 Licensed Representative - Responsible Officer 6 CHOI Wai King ACL677 Licensed Representative - Responsible Officer 4, 9 CHOW Yim Cheong AAG708 Licensed Representative - Responsible Officer 1 FERGUSON III Thomas Ritson APY420 Licensed Representative - Responsible Officer 4, 9 FUNG Chi Chung ACQ615 Licensed Representative - Responsible Officer 1, 4, 6, 9 GAO Sheldon AUJ097 Licensed Representative - Responsible Officer 4, 9 GAUSSEL Nicolas Marie AZD163 Licensed Representative - Responsible Officer 9 HARVEY Gary AIU632 Licensed Representative - Responsible Officer 1, 4 HO Shu Lung AEE580 Licensed Representative - Responsible Officer 9 HUANG Yong ADF729 Licensed Representative - Responsible Officer 4 JESSEE Thomas Alderson ASK590 Licensed Representative - Responsible Officer 1 KOH Poh Soon ARX026 Licensed Representative - Responsible Officer 1, 2 KWOK Kin Chi APA029 Licensed Representative - Responsible Officer 1, 4 LEE Cheong Wing ADV254 Licensed Representative - Responsible Officer 4, 9 LEE Kyung Young AGY967 Licensed Representative - Responsible Officer 1, 4, 6 LI Leslie Wai Kit ADQ587 Licensed Representative - Responsible Officer 4 LIAN Shaodong AKW813 Licensed Representative - Responsible Officer 1, 4, 9 LIU Ta-Pei ALL251 Licensed Representative - Responsible Officer 4, 5, 6, 7, 9 LIU Wanyun AUE706 Licensed Representative - Responsible Officer 4, 9 LO Dune Yee, Theresa ACI008 Licensed Representative - Responsible Officer 4, 9 MACHIYAMA Hiroyuki ASD714 Licensed Representative - Responsible Officer 1, 2, 4 MATSUMURA Akihiko AVA669 Licensed Representative - Responsible Officer 1, 2 MITA Joji AUG691 Licensed Representative - Responsible Officer 1, 4, 6 NAKANO Toru ADK641 Licensed Representative - Responsible Officer 4, 9 NG Wai Yu AGJ184 Licensed Representative - Responsible Officer 4, 9 OKITA Bradley APH490 Licensed Representative - Responsible Officer 1, 4, 9 PAN Rainbow Jihong AME506 Licensed Representative - Responsible Officer 1, 4 SIU Alexander Pui Chung AYC392 Licensed Representative - Responsible Officer 4 STOEHR Carsten Hideki Alois AGN718 Licensed Representative - Responsible Officer 1, 2, 4, 6, 7 SUEN Man Tak ADJ744 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6, 8, 9 Page 13 of 21

14 SZETO Wai Chun, Frances ACH636 Licensed Representative - Responsible Officer 9 TARGET Charles Gerard Roy ACC998 Licensed Representative - Responsible Officer 4, 9 WANG Guangwei AMK002 Licensed Representative - Responsible Officer 1 WANG Yuan ATB481 Licensed Representative - Responsible Officer 9 WONG Tat Ming, Peter ABP198 Licensed Representative - Responsible Officer 1 YAMADA Hiroyuki ARC144 Licensed Representative - Responsible Officer 1, 4, 9 YIU Loi Man AOB299 Licensed Representative - Responsible Officer 1 ZHANG Xiongfeng ALO548 Licensed Representative - Responsible Officer 6 AVIGO Enzo Thomas BAH993 Licensed Representative (Provisional Licence) 1, 2 BAJAJ Dhiraj BAH689 Licensed Representative (Provisional Licence) 1, 9 BALDWIN Samuel Balthazar BAI861 Licensed Representative (Provisional Licence) 1 BECKER William Joseph BAI191 Licensed Representative (Provisional Licence) 1 BEHARIE Sacha Alexander BAH589 Licensed Representative (Provisional Licence) 1, 2, 7 BERMEJO Philippe AUH272 Licensed Representative (Provisional Licence) 2 BHARDWAJ Vikram BAC048 Licensed Representative (Provisional Licence) 1, 6 BOURHIS Damien Pierre Olivier BAI360 Licensed Representative (Provisional Licence) 1 CAI Yu AUW213 Licensed Representative (Provisional Licence) 1, 4, 9 CAKIRAHMETOGLU Evren AZB962 Licensed Representative (Provisional Licence) 1, 2 CAO Jiayi BAJ036 Licensed Representative (Provisional Licence) 4, 9 CHAN Chee Kwong, Raymond AJO249 Licensed Representative (Provisional Licence) 1, 4 CHAN Chun Yin BAF372 Licensed Representative (Provisional Licence) 1, 2 CHAN Ka Ming BAK267 Licensed Representative (Provisional Licence) 4, 9 CHAN Tak Man, Calvin BAJ169 Licensed Representative (Provisional Licence) 1, 2, 3 CHAN Yin Kwong BAG422 Licensed Representative (Provisional Licence) 1 CHAN Zi Wei Gerald BAH851 Licensed Representative (Provisional Licence) 1, 4, 6 CHANG Vincent E. ABM482 Licensed Representative (Provisional Licence) 1, 4 CHEN Chao BAF523 Licensed Representative (Provisional Licence) 6 CHEN Jian BAC051 Licensed Representative (Provisional Licence) 4 CHEN Junbin BAE420 Licensed Representative (Provisional Licence) 4 CHEN Wei Yi BAH886 Licensed Representative (Provisional Licence) 4 CHEN Xihua BAH619 Licensed Representative (Provisional Licence) 4, 9 CHEN Yin BAC534 Licensed Representative (Provisional Licence) 6 CHEN Yu BAI854 Licensed Representative (Provisional Licence) 1, 4 CHEN Zhihu BAH710 Licensed Representative (Provisional Licence) 1, 2 CHEN Zhuxi BAJ418 Licensed Representative (Provisional Licence) 1, 4, 6 CHENG Qian BAB301 Licensed Representative (Provisional Licence) 6 CHENG Wilson BAI857 Licensed Representative (Provisional Licence) 1, 2, 4, 9 CHENG Yuen Man BAJ473 Licensed Representative (Provisional Licence) 1, 2 CHESTER Alice Laura Merrill AZG140 Licensed Representative (Provisional Licence) 1 CHEUNG Wing Yee, Magdalen BAH299 Licensed Representative (Provisional Licence) 9 CHEUNG Yin Wa BAH559 Licensed Representative (Provisional Licence) 1, 4 CHIANG See Wan AOX066 Licensed Representative (Provisional Licence) 1, 4, 9 CHOW Chui Ping APP525 Licensed Representative (Provisional Licence) 1, 4 CHOW Yuen Shan, Angela BAH604 Licensed Representative (Provisional Licence) 10 CHUNG Man Chung BAI953 Licensed Representative (Provisional Licence) 1 COVO Julien, Richard, Jacques BAH702 Licensed Representative (Provisional Licence) 1, 2 DE ANGELIS Thomas Samuel BAH594 Licensed Representative (Provisional Licence) 9 Page 14 of 21

15 DE VLIEGHER Pierre-edouard M.R.G.A. AUH914 Licensed Representative (Provisional Licence) 2 DEL ROSARIO David Angelo Tanseco BAB470 Licensed Representative (Provisional Licence) 1 DONG Kai BAC052 Licensed Representative (Provisional Licence) 4 DONG Ke BAI299 Licensed Representative (Provisional Licence) 6 FAULKNER Matthew Robert ARG884 Licensed Representative (Provisional Licence) 1 FENG Yao BAI358 Licensed Representative (Provisional Licence) 1 GAO Song BAE418 Licensed Representative (Provisional Licence) 4 GE Larry Yilei BAH708 Licensed Representative (Provisional Licence) 9 GEE Nathan Jordon BAJ023 Licensed Representative (Provisional Licence) 1, 4 GIBSON David James BAH599 Licensed Representative (Provisional Licence) 4 GOODRIDGE Mark Steven AXG151 Licensed Representative (Provisional Licence) 1 GORDON Wayne Robert BAH596 Licensed Representative (Provisional Licence) 4 GU Ke BAC325 Licensed Representative (Provisional Licence) 6 GUO Feng APO471 Licensed Representative (Provisional Licence) 1, 9 HE Biao BAB482 Licensed Representative (Provisional Licence) 6 HE Hui BAK279 Licensed Representative (Provisional Licence) 1, 4 HE Jindong BAI001 Licensed Representative (Provisional Licence) 1, 9 HO Chi Yun, Connie AOA083 Licensed Representative (Provisional Licence) 1 HO Chun Kit BAH388 Licensed Representative (Provisional Licence) 1, 4 HO Hoi Lam AWK760 Licensed Representative (Provisional Licence) 1, 2 HO Man Ho, Michael BAK701 Licensed Representative (Provisional Licence) 1 HOLDEN Steven BAH995 Licensed Representative (Provisional Licence) 1, 2 HU Chen BAC155 Licensed Representative (Provisional Licence) 6 HU Nian BAA338 Licensed Representative (Provisional Licence) 4 HU Yajuan BAA706 Licensed Representative (Provisional Licence) 6 HU Yiqiang BAD866 Licensed Representative (Provisional Licence) 1 HUANG Bi-Chen BAI188 Licensed Representative (Provisional Licence) 1, 4 HUANG Jie AZX967 Licensed Representative (Provisional Licence) 1, 4 HUANG Jingying BAI752 Licensed Representative (Provisional Licence) 6 HUANG Ying AVC344 Licensed Representative (Provisional Licence) 4 HUANG Yinjun BAI389 Licensed Representative (Provisional Licence) 1 HUNG Yiu Keung, Horace ANJ138 Licensed Representative (Provisional Licence) 4 HWANG Kyung Jae BAJ130 Licensed Representative (Provisional Licence) 4 IP Chin Chung BAK884 Licensed Representative (Provisional Licence) 2 IRIE Hiromasa BAH882 Licensed Representative (Provisional Licence) 4, 6 JI Tuo BAH832 Licensed Representative (Provisional Licence) 1 JI Xuwo AZV960 Licensed Representative (Provisional Licence) 4 JIN Ning BAJ315 Licensed Representative (Provisional Licence) 1, 2 JIN Yan BAI284 Licensed Representative (Provisional Licence) 1, 2 JU Xinghai AZX868 Licensed Representative (Provisional Licence) 4 JUNG Jee Hyun BAA517 Licensed Representative (Provisional Licence) 1, 4 KAN Lap Hang ARH239 Licensed Representative (Provisional Licence) 1, 4 KEUNG Kevin Shun-ben BAH498 Licensed Representative (Provisional Licence) 1, 6 KHO Garrett Tristan Arnaldo AZL779 Licensed Representative (Provisional Licence) 1 KIANG Li Li AMF565 Licensed Representative (Provisional Licence) 1, 2 KIM Jihong BAJ171 Licensed Representative (Provisional Licence) 1 KIM Kangwhee BAC072 Licensed Representative (Provisional Licence) 1, 2, 7 Page 15 of 21

16 KIM Sung Il BAH570 Licensed Representative (Provisional Licence) 1, 4 KIM Tony BAI256 Licensed Representative (Provisional Licence) 6 KOH Hui-Jian AVM932 Licensed Representative (Provisional Licence) 1, 4 KONG Yuan BAB543 Licensed Representative (Provisional Licence) 1 KOO Chun Ho BAF365 Licensed Representative (Provisional Licence) 1 KRISHNAN Eeswary BAJ314 Licensed Representative (Provisional Licence) 1, 6 KURZ Julian Ogden BAI394 Licensed Representative (Provisional Licence) 1 KWAN Chit Man, Osvaldo BAI043 Licensed Representative (Provisional Licence) 9 KWAN Hoi Ngai, Michael ANT542 Licensed Representative (Provisional Licence) 3 KWAN Wing Hang BAJ599 Licensed Representative (Provisional Licence) 4 KWEE Tze Xien Rebecca BAI097 Licensed Representative (Provisional Licence) 4 LAI Min-Min AVV545 Licensed Representative (Provisional Licence) 4 LAI Theodore Shun BAI859 Licensed Representative (Provisional Licence) 1 LAM King Sau BAI839 Licensed Representative (Provisional Licence) 1, 4, 6 LAM Sau Kwan APJ136 Licensed Representative (Provisional Licence) 1 LAM Wai Kiu BAI753 Licensed Representative (Provisional Licence) 3 LAN Dong AQF151 Licensed Representative (Provisional Licence) 6 LAU Chi Shing BAI285 Licensed Representative (Provisional Licence) 1 LAU Hwa Jen AJC307 Licensed Representative (Provisional Licence) 4 LAU Ka Kit, Paul ADU886 Licensed Representative (Provisional Licence) 1, 9 LAU Ka, Johnette ADX886 Licensed Representative (Provisional Licence) 1, 4 LAU On Wai AHC185 Licensed Representative (Provisional Licence) 4, 9 LAU Wai Chun ACY158 Licensed Representative (Provisional Licence) 1, 4, 9 LAW Chi Kin Peter BAH727 Licensed Representative (Provisional Licence) 1 LAW Man Sing BAK705 Licensed Representative (Provisional Licence) 1 LAW Ping Tung BAJ420 Licensed Representative (Provisional Licence) 1 LEE Heung Fai BAK495 Licensed Representative (Provisional Licence) 1, 4, 9 LEE Kwong Kwan BAI416 Licensed Representative (Provisional Licence) 3 LEE Wanda Wai Hung AQX730 Licensed Representative (Provisional Licence) 1, 4 LEE Won Jong AFU204 Licensed Representative (Provisional Licence) 1, 4, 6, 9 LEUNG How Ying Ida BAJ122 Licensed Representative (Provisional Licence) 1, 4, 9 LEUNG Yuet Ming AJB007 Licensed Representative (Provisional Licence) 1 LI Aiyan BAC324 Licensed Representative (Provisional Licence) 6 LI Dong BAE317 Licensed Representative (Provisional Licence) 6 LI Ge BAI100 Licensed Representative (Provisional Licence) 1, 2 LI Man Hei BAH700 Licensed Representative (Provisional Licence) 2 LI Michael Man Toa BAH857 Licensed Representative (Provisional Licence) 4 LI Nanzhou BAC531 Licensed Representative (Provisional Licence) 6 LI Peng BAE312 Licensed Representative (Provisional Licence) 6 LI Shasha BAH326 Licensed Representative (Provisional Licence) 1, 2 LI Weixin BAI374 Licensed Representative (Provisional Licence) 1, 6 LI Wing Ting Aiva BAI186 Licensed Representative (Provisional Licence) 1, 4, 6 LI Xiaochun BAB305 Licensed Representative (Provisional Licence) 6 LI Yangyang BAA704 Licensed Representative (Provisional Licence) 6 LI Yichen BAI987 Licensed Representative (Provisional Licence) 1, 6 LI Yu AOB358 Licensed Representative (Provisional Licence) 9 LI Yuen Shan, Sandi BAI050 Licensed Representative (Provisional Licence) 6 Page 16 of 21

17 LI Zemin ACN988 Licensed Representative (Provisional Licence) 6 LI Zhengxian BAK269 Licensed Representative (Provisional Licence) 1 LIANG Ting BAA343 Licensed Representative (Provisional Licence) 4 LIAO Jun BAA713 Licensed Representative (Provisional Licence) 6 LIAO Yining BAB696 Licensed Representative (Provisional Licence) 6 LIAO Zhiqiang BAB851 Licensed Representative (Provisional Licence) 4 LIN Chih-Yuan BAH383 Licensed Representative (Provisional Licence) 4 LIN Ruijing BAC535 Licensed Representative (Provisional Licence) 6 LIN Yan Jenny AUI064 Licensed Representative (Provisional Licence) 6 LIU Chia-yun BAJ488 Licensed Representative (Provisional Licence) 1, 2 LIU Hanqing BAC327 Licensed Representative (Provisional Licence) 6 LIU Qi BAC158 Licensed Representative (Provisional Licence) 6 LIU Quanquan BAA709 Licensed Representative (Provisional Licence) 6 LIU Shuk Hin AUW342 Licensed Representative (Provisional Licence) 1, 2 LIU Tsan Ching BAH631 Licensed Representative (Provisional Licence) 1 LIU Yiou BAI182 Licensed Representative (Provisional Licence) 6 LIU Zheng AZZ306 Licensed Representative (Provisional Licence) 4 LOK Chin Tung, Terence BAI193 Licensed Representative (Provisional Licence) 4 LOKE Wai Ming AIB803 Licensed Representative (Provisional Licence) 1, 4 LUI Lui BAI190 Licensed Representative (Provisional Licence) 9 LUK Kin Keung BAI837 Licensed Representative (Provisional Licence) 4 LUNG Man Yin, Mandy BAI277 Licensed Representative (Provisional Licence) 1 LUO Yiping BAA715 Licensed Representative (Provisional Licence) 6 LUO Yiwen BAH392 Licensed Representative (Provisional Licence) 9 MAK Ho Ming BAJ419 Licensed Representative (Provisional Licence) 1 MAK Kam Hoong BAI015 Licensed Representative (Provisional Licence) 1 MANSE Alexander Patrick BAC089 Licensed Representative (Provisional Licence) 1 MONAGHAN Gary Stuart BAJ313 Licensed Representative (Provisional Licence) 1, 9 NAPA Karis Liam Johann Sese AZE835 Licensed Representative (Provisional Licence) 1, 2, 4 NEHME Violette BAH396 Licensed Representative (Provisional Licence) 1, 2 NG Keng Luen BAH967 Licensed Representative (Provisional Licence) 1, 4 NGAN Wing Chuen BAH975 Licensed Representative (Provisional Licence) 1 NOKE Freddy ANA934 Licensed Representative (Provisional Licence) 1 OLVER Parizad June BAJ300 Licensed Representative (Provisional Licence) 1, 4 PAN Hongwen AZZ304 Licensed Representative (Provisional Licence) 4 PAN Xingdong BAA717 Licensed Representative (Provisional Licence) 6 PANG Ming BAH389 Licensed Representative (Provisional Licence) 4 PANG Oi Wah, Judy AKY572 Licensed Representative (Provisional Licence) 1, 2 PARK Joonbum BAI352 Licensed Representative (Provisional Licence) 1 PLUMBERG Kevin Kelii BAG219 Licensed Representative (Provisional Licence) 1, 4, 9 PRADHAN Nishan Pulger BAF491 Licensed Representative (Provisional Licence) 4, 9 QI Ming BAC067 Licensed Representative (Provisional Licence) 6 QIAN Cheng ALW229 Licensed Representative (Provisional Licence) 1, 2 RAMAEKERS Vincent BAJ603 Licensed Representative (Provisional Licence) 1, 6 REN Wenjing AZW877 Licensed Representative (Provisional Licence) 1, 2, 9 ROY CHOUDHURY Archana AED263 Licensed Representative (Provisional Licence) 1, 4 RYAN Alastair William BAJ168 Licensed Representative (Provisional Licence) 4 Page 17 of 21

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