ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2011 CE

Transcription

1 Amicus Asset Management Limited AXF933 Licensed Corporation 4, 9 Campbell Lutyens Asia Pacific Limited AWZ314 Licensed Corporation 1 CIFM Asset Management (Hong Kong) Limited AXG991 Licensed Corporation 4, 9 Ethan Capital Management Limited AXD418 Licensed Corporation 4, 9 Grand Silver Securities Limited AXC372 Licensed Corporation 1 Great Roc Capital Securities Limited AXG710 Licensed Corporation 1 Partner Fund Management (Asia), Limited AXC438 Licensed Corporation 9 Skyway-Pharos Asset Management Limited AXG131 Licensed Corporation 4, 9 Snow Lake Capital (HK) Limited AXI102 Licensed Corporation 9 Steadview Capital Management HK Limited AXI706 Licensed Corporation 9 Summitview Capital Management Limited AWW311 Licensed Corporation 9 ADVANI Neil L AXM111 Licensed Representative 1, 2 AGARWAL Rockey AXK355 Licensed Representative 1 AHYA Chetan Kishore ALI601 Licensed Representative 1, 4 ARMANDOLA Luca AQA057 Licensed Representative 1 ARTHEY Oliver Peter William AXJ729 Licensed Representative 1, 2 AU Hoi Tin AXM285 Licensed Representative 1, 2 BARROSO Raul Francisco ALF573 Licensed Representative 1 BENEDIKT-SANTER Tina ASQ164 Licensed Representative 1, 4 BLANK Gregory Robert AXK941 Licensed Representative 1, 4 BLECHSTEIN Annett ALT771 Licensed Representative 4 BRAILEY Simon Geoffrey AVD351 Licensed Representative 1, 4 BURANAKIT Ponrawut APO982 Licensed Representative 1, 4 BUS Maartje Leonoor AJN012 Licensed Representative 1, 6 BYRNE Robert Anthony AXM466 Licensed Representative 1 CAI Luding AXI334 Licensed Representative 4 CAI Xiang AXI919 Licensed Representative 1 CAO Jiajun AXK251 Licensed Representative 4 CAPLAN Andrew Bogen AXL861 Licensed Representative 1, 2 CHAI Chi Man AEZ771 Licensed Representative 9 CHAI Felix King Ming AOO512 Licensed Representative 1, 2, 7 CHAN Alex Ching Lim AXI661 Licensed Representative 4, 6 CHAN Chi Wai AXI311 Licensed Representative 1, 4, 5, 9 CHAN Chui Yee, Shirley ADA660 Licensed Representative 1, 4, 6 CHAN Chung Fai AXM814 Licensed Representative 1 CHAN Francesco Chi Ho AXK441 Licensed Representative 1 CHAN Ho Yau AXL565 Licensed Representative 1 CHAN Hon Lung AXJ938 Licensed Representative 1, 2 CHAN Hong Ching AXL866 Licensed Representative 1 CHAN Hung Ping ATG911 Licensed Representative 2 CHAN Joe Sing Paul AXL760 Licensed Representative 2 CHAN Kam Cheong AXI842 Licensed Representative 1 CHAN King Hay, Simon AXK362 Licensed Representative 1 CHAN Lai Sum, Lily AXO033 Licensed Representative 4, 9 CHAN Man Shun AXN045 Licensed Representative 1, 2, 6 CHAN Man Wing AXJ787 Licensed Representative 1 CHAN Nga Yee AGJ020 Licensed Representative 1 CHAN Ping Hoi AXL779 Licensed Representative 1, 9 CHAN Rachel Seen Yin AXM019 Licensed Representative 1 CHAN Sean Meng Kwong AXK658 Licensed Representative 1, 2, 7 CHAN Shuk Ching AXK249 Licensed Representative 1 CHAN Siu Mui, Ada ATT238 Licensed Representative 1 CHAN Tat May, Betty ADL604 Licensed Representative 1 CHAN Tsz Man AXP990 Licensed Representative 1, 2 CHAN Wing Kit, Jeremy ANM133 Licensed Representative 1, 4, 6 CHAN Yik Wa AXL029 Licensed Representative 1 CHAN Ying Chiu ARO272 Licensed Representative 2 CHAN Yiu Leung ARG414 Licensed Representative 1 CHAN Yu, Kerry AXK793 Licensed Representative 1, 4 CHANG Hing Pong, Solomon AIY506 Licensed Representative 1 CHANG Hubert Weimin AXI816 Licensed Representative 1, 4, 6 CHANG In Ae AXJ842 Licensed Representative 9 CHANG Ying-ying ARI568 Licensed Representative 1, 6 CHEN Cheng Yao AXK070 Licensed Representative 1, 4, 6 CHEN Jay AXG435 Licensed Representative 9 CHEN Jianxi AXI811 Licensed Representative 4 CHEN Wei AXI843 Licensed Representative 4, 9 Page 1 of 17

2 CHEN Xin AXM089 Licensed Representative 1, 4 CHEN Xingtian AXQ605 Licensed Representative 2 CHEN Yongqiang AXG311 Licensed Representative 9 CHENG Kwok Wing AXL550 Licensed Representative 1 CHENG Kwong Yin AXK472 Licensed Representative 3 CHENG Man Hin, Vincent Acacius AQI094 Licensed Representative 1, 4 CHENG Wing Tsan, Wilson AXC894 Licensed Representative 1, 4, 6 CHENG Yanjiao AXL953 Licensed Representative 1, 6 CHENG Yuen Lam AXK677 Licensed Representative 2 CHEUNG Chi Hoi, Allen AXI173 Licensed Representative 1 CHEUNG Chin Ho, Henry AXO900 Licensed Representative 1 CHEUNG Ching Man AXI346 Licensed Representative 1, 2 CHEUNG Chor Ching, Angie AXN119 Licensed Representative 1 CHEUNG Ming Yan AXL353 Licensed Representative 1, 2 CHEUNG Yan Yu, Sarah AXN010 Licensed Representative 6 CHEUNG Yuen Shan AXJ727 Licensed Representative 1 CHIANG Chung Sheon, Ronny AMS786 Licensed Representative 1, 4 CHIEN Ming-Hui AXK262 Licensed Representative 4 CHIU Lin Ling AXK210 Licensed Representative 1 CHIU Yau Chun, Jackie ARN620 Licensed Representative 1 CHIU Yee Wan AOZ097 Licensed Representative 1 CHO Howard Wen Hau ANX820 Licensed Representative 1, 4, 6 CHO John Won Ki AMB643 Licensed Representative 4, 5, 9 CHOI Ching Tsui AXM320 Licensed Representative 4 CHOI Lai Ling AFW854 Licensed Representative 1 CHOI Man, Raymond AXK789 Licensed Representative 1 CHOI Mei Keung, Philip AXK035 Licensed Representative 1 CHOI Siu Lam AGU863 Licensed Representative 1, 4 CHOI Wai Fun AXJ862 Licensed Representative 1 CHOI William Jay AXL808 Licensed Representative 1, 2 CHOW Hoi Shan AXG849 Licensed Representative 1, 6 CHOW Sau Yan Betty AXL002 Licensed Representative 1 CHOW Shun Yip AXJ789 Licensed Representative 1, 4, 9 CHOW Tak Chi, Gigi AXK090 Licensed Representative 1, 4, 9 CHOW Tsz Lam AXK450 Licensed Representative 1, 2 CHOW Wai Man, Ronny ARW735 Licensed Representative 1, 2, 9 CHUA Mei Tak, Michelle ADW214 Licensed Representative 4, 9 CHUI Stephanie Ka Wing AXK047 Licensed Representative 1 CHUN Siu Lung, William AXK422 Licensed Representative 1, 2 CHUNG Kam Po AXM879 Licensed Representative 1, 2 CHUNG Soo Gyo AXK681 Licensed Representative 1 CLUSE Reinhard Paul Johannes AXK265 Licensed Representative 4 COLVIN Matthew Hunter Richter AXK259 Licensed Representative 1, 4, 9 DAEMI-MOKHLESI Jiyann Naveed AXM861 Licensed Representative 1, 6 DAOU Mourad ATR365 Licensed Representative 1 DAVID Martin ASF044 Licensed Representative 1, 2 DAY Christopher Elliott Verco ADA734 Licensed Representative 1, 2 D'CUNHA Shelma Jennifer AXI347 Licensed Representative 9 DE KONING Fleur Georgina Claire AXJ852 Licensed Representative 1, 6 DE VILLELE Benoit Marie Patrice Andre ARJ464 Licensed Representative 1, 4 DESAI Anil Pralhad ALS457 Licensed Representative 1, 2 DHAWAN Hitesh AXL095 Licensed Representative 1, 2 DIXON Taylor Henry AXM105 Licensed Representative 1, 7 DONG Nan AXH998 Licensed Representative 1, 6 DONG Ye AXL952 Licensed Representative 1, 2, 7 DUGAR Rohit AXK059 Licensed Representative 1, 6 EDMONDSON Anna AXL186 Licensed Representative 1 EDWARDS Christopher James ABN712 Licensed Representative 9 FAN Lei AXL810 Licensed Representative 4 FANG Hua AGN534 Licensed Representative 1, 4, 6 FANG Shuqun AXN091 Licensed Representative 1, 6 FOK Kenrick Henry ARP738 Licensed Representative 1, 4, 9 FOK Man Ho AXI854 Licensed Representative 1, 2 FOO Hee Lim Kevin AXH344 Licensed Representative 4, 9 FOO Ka Ka, Clara ANU089 Licensed Representative 1, 4, 9 FOUR Matthew AXI468 Licensed Representative 1, 7 FU Franklin AJI671 Licensed Representative 1, 2, 7 Page 2 of 17

3 FULLERTON Alistair Charles Maxwell AXG442 Licensed Representative 1, 4 FUNG Hiu Lap, Lawrence AXI355 Licensed Representative 1, 2 FUNG Kai Man AXI118 Licensed Representative 1 FUNG King Tai AXL561 Licensed Representative 1, 4 FUNG Ming Ching AXH225 Licensed Representative 1 GAO Meng AWK830 Licensed Representative 1, 4, 9 GAO Zhikai ACC762 Licensed Representative 1, 6 GARWAY-TEMPLEMAN Hugh Garway ACO160 Licensed Representative 1, 4 GEARY Marc Francis Andrew AVS841 Licensed Representative 1, 7 GOLIONO Henri AXL877 Licensed Representative 4, 9 GORAWARA Abhinav AHR316 Licensed Representative 1 GRIEVE Andrew James AXL790 Licensed Representative 4 GU Hao AXN883 Licensed Representative 1, 4, 6 GUHA ROY Tathagata ALN138 Licensed Representative 4 GUO Biao AXK321 Licensed Representative 4 GUO Xianguang AXK884 Licensed Representative 4, 9 GUPTA Manas AXO842 Licensed Representative 1, 2, 7 HA Wing Ying AXI009 Licensed Representative 9 HAO Yunfan AXL710 Licensed Representative 4 HE Shenghua AXG393 Licensed Representative 1 HE Zheng APC123 Licensed Representative 1 HO Bo Yuk, Shirley AXK910 Licensed Representative 1 HO David Patrick AXM023 Licensed Representative 4, 9 HO Ka Wan AXL899 Licensed Representative 1, 6 HO Ka Yeung, Kenyon AXK567 Licensed Representative 1, 6 HO Karl AOW878 Licensed Representative 1, 4, 6 HO Kwan Dik ABE366 Licensed Representative 1, 2 HO Meng Chun AXK350 Licensed Representative 1, 4, 9 HO Serena May Yin ANU110 Licensed Representative 1, 4 HONG Gi Na AXI010 Licensed Representative 4 HONG Wenqing AXE142 Licensed Representative 1, 6 HOU Jie AXI593 Licensed Representative 1, 6 HSU Shih-te AXK964 Licensed Representative 4 HSU Tung Yuan ADY557 Licensed Representative 1, 4 HU Shuxin ACT509 Licensed Representative 1, 4 HU Weijun AWS043 Licensed Representative 1, 4 HUANG Li Wei AXM424 Licensed Representative 1, 4, 6, 7 HUANG Shing Yi AXL750 Licensed Representative 1, 6 ILIYA Tarek Afif AXI083 Licensed Representative 1, 2, 7 IP Mun Lam AXM307 Licensed Representative 6 JANG Yong Joon AXK660 Licensed Representative 1 JIA YuanLing AVY038 Licensed Representative 1 JIANG Hao AXK462 Licensed Representative 3 JIANG Li AXN879 Licensed Representative 1, 4 JIANG Zheng AXL655 Licensed Representative 6 JOHANSEN Kennie Atle AXM048 Licensed Representative 1, 2, 7 JOUAN Nicolas Andre Philippe AXD688 Licensed Representative 1, 7 JU Yi AXM571 Licensed Representative 1 KADAM Raju Anil AXM874 Licensed Representative 1, 2 KAN Man Kit AXH993 Licensed Representative 1, 4 KANDIAH Sutharshan AHF855 Licensed Representative 1, 4 KANG No Kyung AXF386 Licensed Representative 1, 2 KENNY Johann Peter Joseph AXM006 Licensed Representative 10 KHICHAR Sharmishtha Madanlal AXM095 Licensed Representative 1 KIERNAN Nigel David Simon AXI840 Licensed Representative 4, 5, 9 KIM Byung Hak AXI008 Licensed Representative 4, 9 KIM Chanel Siu Wai ATW319 Licensed Representative 1, 2 KIM Hee Kyung AXL895 Licensed Representative 4, 9 KING Jeou Yih, Phillip AXN877 Licensed Representative 1 KING Sally AXI004 Licensed Representative 9 KNOWLES Brian Michael AXI592 Licensed Representative 1, 2, 7 KO Sean Joonheum AXG987 Licensed Representative 1 KO Yin AJE496 Licensed Representative 1 KOBARG Jan-paul AXL764 Licensed Representative 1 KODER Matthew Michael AFF167 Licensed Representative 1, 4, 6 KONG Man Him Alex AXK864 Licensed Representative 1 KONG MING YEE AUJ982 Licensed Representative 1, 2 Page 3 of 17

4 KOTHARI Amal Dilip AXI590 Licensed Representative 1, 6 KUMAR Suneet AXK339 Licensed Representative 1 KUNG Kim Cho AXO982 Licensed Representative 1 KWAN Chun Fung AXJ933 Licensed Representative 1 KWAN Mei Mei APX211 Licensed Representative 1 KWAN Siu Keung AXK324 Licensed Representative 1 KWAN Sze Man ANN401 Licensed Representative 1 KWAN Wai Keung, Wilson AHL061 Licensed Representative 3 KWAN Yee Kwan AXM522 Licensed Representative 1, 2 KWOK Bo Wing AXL766 Licensed Representative 1 KWON Se Young APP194 Licensed Representative 9 KWONG Casey AXK959 Licensed Representative 1, 2 KWONG Hoi Kuen AXN145 Licensed Representative 1, 4 LAI Mei Kwan AXH804 Licensed Representative 1, 2 LAI Tak Nga AOB294 Licensed Representative 1, 2 LAI Ting Yu AXK421 Licensed Representative 1, 2 LAM Heung Chiu ADI911 Licensed Representative 9 LAM Hoi Ming AXK905 Licensed Representative 4 LAM Kin Chung AXM570 Licensed Representative 1 LAM Man Ho AXI653 Licensed Representative 4 LAM Oi Ping AXL094 Licensed Representative 1, 2 LAM Siu Chung AXL553 Licensed Representative 1 LAM Steve Kwok Leung AGC469 Licensed Representative 1, 6 LAM Yu Li AXN970 Licensed Representative 1, 2 LAM Yuen Shan, Gloria AXK571 Licensed Representative 1, 4 LAM Yun Tung APW920 Licensed Representative 2 LAU Cyun Zaak AXK787 Licensed Representative 1 LAU Ricky Wai Kai AXM837 Licensed Representative 1 LAU Tik Sze AWS532 Licensed Representative 1, 2, 7 LAU Ting, Raymond AXH506 Licensed Representative 1 LAU Wai Kin AWW395 Licensed Representative 4 LAU Wing Cheung AXM034 Licensed Representative 1, 4 LAU Yee Ki, Diane ANH568 Licensed Representative 1, 4 LAW Cheuk Ying AXL888 Licensed Representative 1, 4 LAW Ka Ying, Catherine AFT559 Licensed Representative 1, 2 LEE Byoung Nam AXL785 Licensed Representative 4, 9 LEE Chan Wook AXM414 Licensed Representative 1, 4 LEE Chi Kong AXJ859 Licensed Representative 1, 2 LEE Hiu Tung AXL946 Licensed Representative 1, 2 LEE Hon Bun AXL896 Licensed Representative 1 LEE Jae Myong AXM727 Licensed Representative 1, 4 LEE Jong Hak AOH583 Licensed Representative 4, 9 LEE Kai Ho AXK724 Licensed Representative 1, 2 LEE Kwong Wai AXI348 Licensed Representative 1, 2 LEE Man Wai AXE876 Licensed Representative 1 LEE Mei Sheung AXL862 Licensed Representative 1 LEE Pui Sze, Wendy AXL792 Licensed Representative 1, 9 LE-GALLEZ Richard Steven AXI089 Licensed Representative 1, 2 LEI Xiaoyun AXL389 Licensed Representative 2 LEUNG Bobby Chi-kan ALV306 Licensed Representative 4 LEUNG Chui Yee AXK271 Licensed Representative 1 LEUNG Chun Wing AXL910 Licensed Representative 1 LEUNG Ka Lee AQO334 Licensed Representative 1, 2 LEUNG Kenneth Kwun Chung ARN820 Licensed Representative 1, 6 LEUNG Kin ADZ562 Licensed Representative 1, 2 LEUNG Kin Kei AXL876 Licensed Representative 1 LEUNG Michael Yik Fai AXI591 Licensed Representative 1, 7 LEUNG Patrick Shing Cheung ACT301 Licensed Representative 1, 2 LEUNG Sui Bong AXL751 Licensed Representative 1 LI Bingting AXL352 Licensed Representative 1, 6 LI Chi Hung APC076 Licensed Representative 1 LI Ching AXK735 Licensed Representative 1 LI Haiwei AXL476 Licensed Representative 4, 5, 9 LI Hong AXI268 Licensed Representative 1, 4 LI Hongying APP902 Licensed Representative 1, 4 LI Jiahui AXM812 Licensed Representative 1, 6 LI Ka Yin AXM017 Licensed Representative 1 Page 4 of 17

5 LI Ling Fung AXK266 Licensed Representative 1, 2 LI Lok Yin AXL864 Licensed Representative 1 LI Min AXL019 Licensed Representative 9 LI Ming AXK332 Licensed Representative 4 LI Xiangle AXG244 Licensed Representative 1, 4, 6 LI Xiaozhou AXL142 Licensed Representative 1, 2, 7 LIAN Xiaolu AGN541 Licensed Representative 1, 6 LIANG Guanhao AQY707 Licensed Representative 1, 6 LIANG Michelle Alison Hing Man AXF635 Licensed Representative 1, 4 LIAO Ming ALR740 Licensed Representative 1, 6 LIM Siv Sanh AXM965 Licensed Representative 1, 2 LIN Chii-Horng AXM969 Licensed Representative 1, 4 LIN Deliang AUG692 Licensed Representative 9 LIN Elmer Cheng Hung AXL622 Licensed Representative 1 LIN Hao Wei AXL089 Licensed Representative 9 LIN Jun-how AWX345 Licensed Representative 4, 6, 9 LIN Nan AXI594 Licensed Representative 1, 2, 7 LIN Tingting AXI337 Licensed Representative 1, 4, 6 LING Wai Yan, Erica AXM306 Licensed Representative 6 LIU Bing AXH909 Licensed Representative 1, 4 LIU Chengkang AXK076 Licensed Representative 1, 6 LIU Chung-Kuang ANG127 Licensed Representative 1, 4, 9 LIU Chun-tien ASD619 Licensed Representative 1, 6 LIU Fang AWZ245 Licensed Representative 6 LIU Fung Ting AXM036 Licensed Representative 1, 4 LIU Ge AXK573 Licensed Representative 9 LIU Jun AXK689 Licensed Representative 4 LIU Kai Wa AXL351 Licensed Representative 4 LIU Xiaotao AXI167 Licensed Representative 9 LO Hon Sai, Vicky AXL791 Licensed Representative 1 LO Yat On AXI799 Licensed Representative 1, 2, 4 LOBO Shawn Flavian AXK429 Licensed Representative 1, 2, 7 LOK Fu Fung AXJ732 Licensed Representative 1 LOO Jon Pierre AOD377 Licensed Representative 1, 2 LUI Anne AXO912 Licensed Representative 1, 4, 9 LUI Kam Man, Steven AXK566 Licensed Representative 4 LUI Lai Lay AXJ731 Licensed Representative 1 LUI Simon Chee-chung AXK725 Licensed Representative 4, 9 LUO Jiaming AXK970 Licensed Representative 4 MA Chao AXN050 Licensed Representative 1, 2 MA Qinqin AXG455 Licensed Representative 1 MA Sai Wun, Ginny AXL657 Licensed Representative 1, 4 MAHOLO Issey Jose AXM821 Licensed Representative 1 MAK Angela Wing Fung AXK731 Licensed Representative 1, 2 MAK Lai Mun ACI901 Licensed Representative 1 MAK Ngi Yi AXI821 Licensed Representative 1, 2 MAK Ronald, Chung Yin AXK272 Licensed Representative 1, 2 MAK Tik Chi AXL865 Licensed Representative 1 MAK Wing Sze AXN297 Licensed Representative 1, 3 MAK Yun Keung AXK857 Licensed Representative 1 MAO Jiangqiang AXI260 Licensed Representative 1, 4, 6 MAO Li AXL941 Licensed Representative 1, 4 MARQUARDT William Laurent AXM469 Licensed Representative 9 MARTISEK Peter AXR832 Licensed Representative 1 MASCARENHAS Neil Samir AXJ730 Licensed Representative 4, 5, 9 MATHERON Alexis Bernard Robert AXK563 Licensed Representative 1, 6 MCLAREN Colin Scott AXK985 Licensed Representative 1, 3 MIAO Quan AQP758 Licensed Representative 4, 6, 9 MITKARI Mukul AXL947 Licensed Representative 1, 6 MOK Hiu Kwan AXK732 Licensed Representative 1 MOK Wing Ki AXR833 Licensed Representative 1 MONG Hung Cheung AXQ010 Licensed Representative 1, 2 MORII Fumihide AXL520 Licensed Representative 1, 4 MOU Yili ARD767 Licensed Representative 4 MOY Yee Wo, Matthew AXL794 Licensed Representative 9 MUIR James Thomas APP015 Licensed Representative 1 MUNEOKA Koji AXC905 Licensed Representative 1, 2 Page 5 of 17

6 NA Hannik AXG764 Licensed Representative 4 NARASAKI Shuya AXL833 Licensed Representative 1, 2 NG Chong Geng AXK696 Licensed Representative 1, 4 NG Chun Fai, Frank AFD834 Licensed Representative 4, 9 Ng King Ching AJN272 Licensed Representative 1 NG Kwan Yi Queenie AXL684 Licensed Representative 1 NG Shun Yuk AXK420 Licensed Representative 1, 2 NG Siu Fung, Samson AXL878 Licensed Representative 4 NG Siu Wai ASD269 Licensed Representative 1 NG Ting Ho AQM058 Licensed Representative 1 NGASERIN Andri AXH546 Licensed Representative 1, 4 NIEL Paul AXK260 Licensed Representative 1 NUN VAMMALLE Matias Ezequiel AXL707 Licensed Representative 1, 2 OO Xiaohui, Alvina APH870 Licensed Representative 1 PAGET-BLANCE PAYET Eric, Jean, Henri AXM007 Licensed Representative 10 PANG Hoi Ki AXK364 Licensed Representative 1, 4, 5, 9 PARK Agnus ATG739 Licensed Representative 4, 9 PARK Jun Yeong AXL776 Licensed Representative 1 PARK Jung Im AKO916 Licensed Representative 1, 2, 7 PARK Yi Hyun AXK988 Licensed Representative 1, 3 PATTAMASAEVI Pongsak AXN067 Licensed Representative 1, 2 PATTISON Charles Andrew Xavier AXM413 Licensed Representative 1 PENG David Hoantee AET830 Licensed Representative 1 PENG Tongli AXK081 Licensed Representative 9 PHUNG Minh Tien APD523 Licensed Representative 1, 2 PLOMP Dennis AXK200 Licensed Representative 6 POLLEY Sean Sullivan AXI511 Licensed Representative 1, 2 POON Ka Yee, Joanna AGL868 Licensed Representative 1, 4, 9 POON Lai Wa AXK858 Licensed Representative 1 PRINCE Alexander Gilbert AXH803 Licensed Representative 1, 2 PUI Yat Chau AXO983 Licensed Representative 1 QIAN Shoulu AXK688 Licensed Representative 4 QIN Liwen AXI336 Licensed Representative 1, 2 QIN Xiaotian AXM873 Licensed Representative 6 QU Lu AXO049 Licensed Representative 4, 9 RAJMANI Anand AXG989 Licensed Representative 1, 2 RAMAN Harish AXG850 Licensed Representative 1, 6 RAMBHIA Kunal Pratap AXK082 Licensed Representative 9 RAO Tingting AXK261 Licensed Representative 1 RAZMILOVIC Nils AXK908 Licensed Representative 9 REN Guohua ADO422 Licensed Representative 1, 4, 6 RO Shih-Hao Howard AXH743 Licensed Representative 1, 4, 6 ROBERT Florent Rene Paul AXJ719 Licensed Representative 1, 2, 7 ROBERTSON Christopher Markus AXK253 Licensed Representative 1, 2, 7 ROBINSON Martin Eric AOO232 Licensed Representative 1, 4 RONG Jing AXI901 Licensed Representative 4 ROYAL Andrew John AXL513 Licensed Representative 1 RYU Tantan AQQ257 Licensed Representative 1, 2 SARIOGLU Eren AXM437 Licensed Representative 1, 2 SCAVERA Vincent APQ469 Licensed Representative 1, 2 SEN Sohan AXK343 Licensed Representative 1, 2 SERIZAWA Kenji AWZ410 Licensed Representative 4 SETO Ming Wai AXI117 Licensed Representative 1 SHAH Riddhi Mahendra AXH331 Licensed Representative 1, 4, 6 SHANAGHY Andrew Daniel AXL797 Licensed Representative 1, 7 SHEK Lai Chuen AOY186 Licensed Representative 4, 9 SHEN Jiaqi AXL902 Licensed Representative 1 SHEN Zheqing ANQ750 Licensed Representative 1, 6 SHI Wai Man, Loretta AXK254 Licensed Representative 1, 2 SHIH Stephen AXI007 Licensed Representative 1, 6 SHIU Gi Pin APW369 Licensed Representative 1 SHUM Kwan Hung AXK798 Licensed Representative 1, 2 SHUM Michelle AXL714 Licensed Representative 1, 2 SIAH Chun Pang AXJ985 Licensed Representative 1, 2 SIN Rebecca So-kwun AXK801 Licensed Representative 1, 2 SIRIKOLKARN Sanit ANU172 Licensed Representative 1 SIU Dennis ADM416 Licensed Representative 1 Page 6 of 17

7 SIU Hiu Ting AXJ725 Licensed Representative 1, 4 SIU Mei Kee Maggie AXH621 Licensed Representative 6 SIU Tsz Ying, Paul AXK861 Licensed Representative 1 SKEET Kevin Ewart AXH409 Licensed Representative 1, 4 SMITH James Nicholas Sanderson AXH027 Licensed Representative 1, 6 SNG Zhiwei, Joel AXI833 Licensed Representative 1, 4 SO Bing Hang, Allan AXH233 Licensed Representative 1 SO Chun Kai AXK250 Licensed Representative 1, 6 SO Ka AXK067 Licensed Representative 4 SO Kwok Chong AXL701 Licensed Representative 1, 2 SO Sheung Hin, Ben ARW961 Licensed Representative 1 SONG Frank AXK328 Licensed Representative 1, 4, 9 SOO Jamie Wan Jung AXJ724 Licensed Representative 4 SOON Yang Leung AXL732 Licensed Representative 1 SUM Chui Po, Sandy Kale ANO987 Licensed Representative 4, 5 SUM Hon Chau AXK911 Licensed Representative 1, 4, 9 SUN Zhao AXK727 Licensed Representative 4 SUNG On Na AXI168 Licensed Representative 1, 4, 9 SUZUKI Takayuki AXL566 Licensed Representative 1, 2 SWIFT Joseph Daniel AML449 Licensed Representative 1, 6 SYAL Sumit AXL025 Licensed Representative 1 SZETO Mary AXK796 Licensed Representative 1, 4 TAKAKU Hirofumi AXI172 Licensed Representative 1, 2 TAKAKU Masanori AXM564 Licensed Representative 1, 2 TAM Chi Ching, Hadassah AXK954 Licensed Representative 1 TAM Chi Ho AXM569 Licensed Representative 1 TAM Kong Lun AXN158 Licensed Representative 2 TAM Wai Kit, Jonathan AWL263 Licensed Representative 1, 4, 6 TAM Wing Man AXL784 Licensed Representative 1 TAN Jenn Hui AXH807 Licensed Representative 1, 9 TAN Sabrina Ong AIN998 Licensed Representative 1 TANG Chi Yuen, Justin AXM308 Licensed Representative 1, 2, 4 TANG Po Wa AXM310 Licensed Representative 1, 4 TANG Tsz Yan Janice ATI680 Licensed Representative 1 TAYLOR Edward Richard John AXH019 Licensed Representative 1, 2 TEOH Zhi Wei AXI684 Licensed Representative 1, 6 TEWARI Piyush AXC313 Licensed Representative 1, 4, 6 THAMBI Shamu Sihabuddin AXH547 Licensed Representative 1, 2, 7 THARENOU George AXM312 Licensed Representative 4 THONG Wai Meng Damian ANC081 Licensed Representative 4 TIEN Weiming, Thaddeus AXK269 Licensed Representative 1, 6 TIK Sau Lan ACA170 Licensed Representative 1 TING Kam Sing AON779 Licensed Representative 9 TO Yat Hong AXP981 Licensed Representative 1, 4 TOH Amy AFT352 Licensed Representative 1 TSAI Chiu Hsun AQS647 Licensed Representative 4 TSANG Wai Wah AXK949 Licensed Representative 1 TSANG Wing Fung AXI273 Licensed Representative 1, 6 TSE CHI FEI AVJ033 Licensed Representative 1 TSE Howe AXM021 Licensed Representative 1 TSE Nissim ACT176 Licensed Representative 4, 9 TSE Pui Ling AXK950 Licensed Representative 1 TSE Wai Chuen AXL934 Licensed Representative 1 TSE Wai Ning APY702 Licensed Representative 1 TSE Yuen Yeung AXK329 Licensed Representative 1, 2 TSOI Sin Kwan AXK938 Licensed Representative 4 TSOI Tung, Edmond AXM289 Licensed Representative 1, 2 TSOI Wing Yan AXK969 Licensed Representative 1, 2 Tsoi Yuen Kam APM056 Licensed Representative 1 TSUEN Kai, Gloria AXI370 Licensed Representative 4 TSUI King, Charles AGB114 Licensed Representative 1, 6 UNG Voon Yew AXK215 Licensed Representative 1 VAN ALTEN Pascal AXG431 Licensed Representative 1, 2 VAN EGMOND Jesse AXK257 Licensed Representative 1, 2 VENKATESAN Baskar AXF926 Licensed Representative 1 WAI Yuk Chi, Angus AXL721 Licensed Representative 9 WAN Cham Ying AXK792 Licensed Representative 1 Page 7 of 17

8 WAN Chuen Hing, Alexander AHG382 Licensed Representative 1, 4, 6, 9 WAN Sum Hei AXI682 Licensed Representative 2, 4 WAN Ting Hin, Eddie AXK904 Licensed Representative 1 WANG Changhong ACN975 Licensed Representative 1, 4, 6 WANG Jiayin AXK672 Licensed Representative 1 WANG Kuan Jan AXK690 Licensed Representative 4 WANG Lan AXK661 Licensed Representative 1, 2, 7 WANG Min AMP537 Licensed Representative 4, 9 WANG Siyuan AXK078 Licensed Representative 1, 6 WANG Teng AXK862 Licensed Representative 1 WANG Xi ATS191 Licensed Representative 4 WANG Xingguang APG501 Licensed Representative 1, 6 WANG Yin AXK734 Licensed Representative 1, 2 WANG Yiwo AXO046 Licensed Representative 6 WANG Yuanxin AXL364 Licensed Representative 9 WATSON James Robert ADB915 Licensed Representative 1 WILLIAMS Sally AXI911 Licensed Representative 1 WINARDI Ronald AXL931 Licensed Representative 4 WIUM Louis de la Rey AXK270 Licensed Representative 4 WOLFF Gil AXL798 Licensed Representative 1, 7 WONG Ah Lok AXK693 Licensed Representative 1, 4, 6 WONG Chi San, Allan AAI951 Licensed Representative 1, 4 WONG Chi Yuen, Raymond ANS041 Licensed Representative 1, 9 WONG Ching-Lam, Jenny AXI244 Licensed Representative 1, 4 WONG Chun Pan, Sam AXL026 Licensed Representative 6 WONG Chung Chit AXI490 Licensed Representative 1, 4, 6 WONG Clinton James Luke AXI819 Licensed Representative 1 WONG Hoi Kay AXK443 Licensed Representative 1 WONG Hoi Yan AXI662 Licensed Representative 1, 2 WONG Hok Man AXI665 Licensed Representative 1, 2 WONG Hong Sing ABX116 Licensed Representative 1 WONG Ka Hei, Mandy AXK467 Licensed Representative 1, 2 WONG Ka Leung, Kelvin AXL773 Licensed Representative 1 WONG Kai Hang AGG755 Licensed Representative 9 WONG Kim Leong, Sonny AFN693 Licensed Representative 4, 9 WONG Kit Fong AOT921 Licensed Representative 9 WONG Kwok San AUI885 Licensed Representative 1, 2 WONG Kwong Tung AXL541 Licensed Representative 1 WONG Kwun Ho AXK040 Licensed Representative 1, 6 WONG Lap Ming, Thomas AXJ860 Licensed Representative 1, 2 WONG Man Ho William AEL272 Licensed Representative 1, 2 WONG Mei Ning AXJ864 Licensed Representative 1 WONG Mei Yuk ARB885 Licensed Representative 1 WONG Ming Him AXJ784 Licensed Representative 4 WONG Pak Kan AXK066 Licensed Representative 1, 2 WONG Sheung Yu AXM037 Licensed Representative 1, 4, 9 WONG Shing Kit, Shirley APL786 Licensed Representative 9 WONG Shuk Ching AXK426 Licensed Representative 4 WONG Shuk Wan AXM863 Licensed Representative 1 WONG Ti Tsien Carol AXI899 Licensed Representative 1 WONG Tsan Chow AXI459 Licensed Representative 1, 2, 4 WONG William AXM961 Licensed Representative 1, 6 WONG Wing Kwan AXH995 Licensed Representative 1 WONG Wun Yan AXI753 Licensed Representative 1 WONG Ying Hung, Bernadette ACS299 Licensed Representative 4 WONG Zi Wei, Germanie AXM878 Licensed Representative 1, 4 WOO Patrick Sherman AXK256 Licensed Representative 1, 2 WOO Ricky Ka Wing AXK258 Licensed Representative 1 WU Chung Ju AXH210 Licensed Representative 1, 6 WU Mila AXI127 Licensed Representative 4 WU Yi Cheng AXL765 Licensed Representative 1, 6 WU Yuen Ling AOE790 Licensed Representative 1 WU Zhan AXK347 Licensed Representative 1, 6 XI Fangshuo AXM566 Licensed Representative 4 XIA Qingyu AXI269 Licensed Representative 9 XIE Tong AXI846 Licensed Representative 1, 6 XIE Yingjing AXM573 Licensed Representative 1 Page 8 of 17

9 XU HUA AWY442 Licensed Representative 1, 6 XU Mary AXK685 Licensed Representative 1, 4, 6 XU Ming AXI798 Licensed Representative 1, 2, 3 XU Rui AXK860 Licensed Representative 4 YADAV Indrajit Pralhad AXL782 Licensed Representative 4 YAMAUCHI Ayumu AXL777 Licensed Representative 1, 4, 6 YAN Hoi Fai, Arthur AXI838 Licensed Representative 4 YAN Jiantao AXK659 Licensed Representative 1, 4 YAN Ligang AXI245 Licensed Representative 1, 4, 6 YANG Fan AXL887 Licensed Representative 2 YANG Hai AXI228 Licensed Representative 1, 4, 6 YANG Jia AXK726 Licensed Representative 4, 9 YANG Jing AXL919 Licensed Representative 1 YANG Ming Cheng AXJ720 Licensed Representative 1, 4 YANG Stephen AXK909 Licensed Representative 1, 4 YANG Wan-Ting AXM982 Licensed Representative 4 YANG Yan AXG818 Licensed Representative 4 YANG Yang AXI251 Licensed Representative 1, 4, 6 YAO Jianguo AXM464 Licensed Representative 1, 4 YAP Li Li AXJ728 Licensed Representative 1, 4 YAU Kwong Yan AXG593 Licensed Representative 1 YAU Wai Lun AXH805 Licensed Representative 1 YE Jingni AXI361 Licensed Representative 1 YEUNG Ka Lai AQT139 Licensed Representative 6 YEUNG Kam Yan, Matthew AXL875 Licensed Representative 1, 2 YEUNG Pui Yam AXK444 Licensed Representative 4 YEUNG Tat Lun AXM862 Licensed Representative 1 YEUNG Wai Yip AXK983 Licensed Representative 1 YEUNG Yin Lam AXH071 Licensed Representative 1 YING Kai Yin AND738 Licensed Representative 1, 4 YIP Pui Yee AXM458 Licensed Representative 1, 2, 7 YIP Sing Fung AFO579 Licensed Representative 1, 4 YIU Man Sheung AXL868 Licensed Representative 1 YU Che Kaei AXL098 Licensed Representative 1, 4 YU Hon Kwong Chris AOM601 Licensed Representative 1 YU Ka Kong AXL635 Licensed Representative 4 YU Raymundo A Jr ADV211 Licensed Representative 1 YU Xiaoli AXK331 Licensed Representative 4 YU Zhi AXH031 Licensed Representative 1, 6 YUEN Chi Yuen AXN292 Licensed Representative 9 YUEN Sau Ling, Angela ADT382 Licensed Representative 1, 4, 9 YUEN Tsz King AXJ865 Licensed Representative 1, 2 YUEN Yip Hon AXG388 Licensed Representative 1 ZAMORA Ruben Llenado AEE310 Licensed Representative 1 ZHANG Chi AXK997 Licensed Representative 4 ZHANG Dingxin AXK218 Licensed Representative 1, 6 ZHANG Fan AXG303 Licensed Representative 1, 6 ZHANG Yang AXK580 Licensed Representative 4 ZHAO Hui AOG390 Licensed Representative 1, 6 ZHAO Lin AXK263 Licensed Representative 4 ZHAO Mengdi AXL922 Licensed Representative 6 ZHENG Jingxin ASO967 Licensed Representative 1 ZHOU Mi AXL506 Licensed Representative 4 ZHOU Yijie AXN139 Licensed Representative 1, 4 ZHOU Yun AXM323 Licensed Representative 4 ZHU Dale Qingpu AXJ833 Licensed Representative 2, 5 ZHU Xuan AQP748 Licensed Representative 4, 5, 9 ZHU Yu Qiang AXK255 Licensed Representative 1, 6 CHOI Siu Lam AGU863 Licensed Representative - Responsible Officer 6 CHUNG Wai Fai AME645 Licensed Representative - Responsible Officer 4, 9 DALZIEL Kim Matthew AXG023 Licensed Representative - Responsible Officer 2 GOTTSCHALK Maximilian Alexander AML721 Licensed Representative - Responsible Officer 9 HO Ming-Fu AXG992 Licensed Representative - Responsible Officer 4, 9 HOU Haiyan AXP549 Licensed Representative - Responsible Officer 9 HUNG Yuk Fan ABV180 Licensed Representative - Responsible Officer 1 JAMES Christopher Medlock AXC440 Licensed Representative - Responsible Officer 9 KWAI Kwok On ADY812 Licensed Representative - Responsible Officer 4, 9 Page 9 of 17

10 LOWE Norman C. ACB086 Licensed Representative - Responsible Officer 4, 9 MA Sean AXI103 Licensed Representative - Responsible Officer 9 MANDEL Jonathan Scott AQE596 Licensed Representative - Responsible Officer 6 MEHTA Ravi AXI712 Licensed Representative - Responsible Officer 9 PICKERELL Blair Chilton AAC683 Licensed Representative - Responsible Officer 4, 9 SHIBUYA Nobutaka AXK653 Licensed Representative - Responsible Officer 4 SHIH Yung-Ping AXG994 Licensed Representative - Responsible Officer 4, 9 WONG Hiu Man AMJ982 Licensed Representative - Responsible Officer 4, 9 WONG Leung Man AEB941 Licensed Representative - Responsible Officer 1, 4, 5, 9 WU Shang Tun, Mason AXG711 Licensed Representative - Responsible Officer 9 YIN Shaohua AWW312 Licensed Representative - Responsible Officer 9 ZHANG Richard Xike AUJ912 Licensed Representative - Responsible Officer 4 ZHANG Zili AWW314 Licensed Representative - Responsible Officer 9 ABAWI Youssef Jalil AXL958 Licensed Representative (Provisional Licence) 1, 2 ADVANI Neil L AXM111 Licensed Representative (Provisional Licence) 1, 2 ARCHIBALD James Maxwell AQL178 Licensed Representative (Provisional Licence) 1, 2 AU Wilson Siu Ho AXS858 Licensed Representative (Provisional Licence) 1, 4, 9 BANFIELD Matthew James AXQ334 Licensed Representative (Provisional Licence) 1, 2, 7 BANGA Guneet AJE844 Licensed Representative (Provisional Licence) 1, 6 BAUER Sabine Birgit AXQ409 Licensed Representative (Provisional Licence) 10 BENEDICT Adrian Dharshan AXO951 Licensed Representative (Provisional Licence) 1, 9 BHARDWAJ Sandeep Singh AXP805 Licensed Representative (Provisional Licence) 1 BHARWANI Puja Ramesh AXS260 Licensed Representative (Provisional Licence) 1 BIRON Matthieu Etienne AXR401 Licensed Representative (Provisional Licence) 4 BLYTH Simon David AXS323 Licensed Representative (Provisional Licence) 3 BONNET David Mateus AXR640 Licensed Representative (Provisional Licence) 1, 4 BOON Yan Taw AXQ380 Licensed Representative (Provisional Licence) 4 BOW Dominic Kwok Wai AXR265 Licensed Representative (Provisional Licence) 1 BUCK H William AXR965 Licensed Representative (Provisional Licence) 1 CAI Feiming AMA961 Licensed Representative (Provisional Licence) 4, 9 CAI Jing AXO945 Licensed Representative (Provisional Licence) 1, 4 CANTOR Adam Corey AXP785 Licensed Representative (Provisional Licence) 9 CAO Jiyun AXN015 Licensed Representative (Provisional Licence) 4 CARLISLE Christopher Ian AXR070 Licensed Representative (Provisional Licence) 4, 6 CHAN Chak Yu AXQ295 Licensed Representative (Provisional Licence) 4 CHAN Chun To ATP135 Licensed Representative (Provisional Licence) 1, 2 CHAN HOU Liliana AXR271 Licensed Representative (Provisional Licence) 1, 6 CHAN Hugo Hiu Fung AXR610 Licensed Representative (Provisional Licence) 1, 4, 6 CHAN Kam Tsuen AXP201 Licensed Representative (Provisional Licence) 1 CHAN Kwong Fat, George AFU058 Licensed Representative (Provisional Licence) 1 CHAN Lai Sum, Lily AXO033 Licensed Representative (Provisional Licence) 4, 9 CHAN Man Hei, Michele AXQ369 Licensed Representative (Provisional Licence) 1, 4, 6 CHAN Man Shun AXN045 Licensed Representative (Provisional Licence) 1, 2, 6 CHAN May Yee, Julia AOJ142 Licensed Representative (Provisional Licence) 1, 2 CHAN Pak Ming AXS434 Licensed Representative (Provisional Licence) 1, 2 CHAN Shiu Chung AXR111 Licensed Representative (Provisional Licence) 1 CHAN Tak Shing AMU243 Licensed Representative (Provisional Licence) 1 CHAN Wai Ming AXP980 Licensed Representative (Provisional Licence) 1, 2 CHAN Wing Chiu, Steven AXP234 Licensed Representative (Provisional Licence) 1 CHAN Yin Fung AXQ403 Licensed Representative (Provisional Licence) 1, 4, 6 CHAN Yin Yu AOV375 Licensed Representative (Provisional Licence) 1, 2 CHAN Yiu Nam AWN387 Licensed Representative (Provisional Licence) 1, 6 CHANG Yu Ping AXS856 Licensed Representative (Provisional Licence) 1, 2 CHAO Hanting AQW591 Licensed Representative (Provisional Licence) 1 CHAU Suk Han AXP782 Licensed Representative (Provisional Licence) 1 CHAU Yan Kiu AXP352 Licensed Representative (Provisional Licence) 1 CHEE Swee Wei AXS218 Licensed Representative (Provisional Licence) 4 CHEN Cong AXR560 Licensed Representative (Provisional Licence) 1, 4, 6 CHEN Junwei AXQ715 Licensed Representative (Provisional Licence) 1 CHEN Lik Chit APK224 Licensed Representative (Provisional Licence) 1 CHEN Liqian AXR133 Licensed Representative (Provisional Licence) 1, 6 CHEN Marvin Min-Kong AXR279 Licensed Representative (Provisional Licence) 4 CHEN Nan AXR841 Licensed Representative (Provisional Licence) 1, 6 CHEN Shushu AXS462 Licensed Representative (Provisional Licence) 1, 4, 6 CHEN Wen Hui AXQ387 Licensed Representative (Provisional Licence) 9 CHEN Xin AXS722 Licensed Representative (Provisional Licence) 4 CHEN Yixin AXQ293 Licensed Representative (Provisional Licence) 1 Page 10 of 17

11 CHENG Chuk Chung, Tony AOG228 Licensed Representative (Provisional Licence) 1, 2 CHENG Ho Yu AXQ408 Licensed Representative (Provisional Licence) 4 CHENG Hua AXQ586 Licensed Representative (Provisional Licence) 1, 4 CHENG Man Hin, Vincent Acacius AQI094 Licensed Representative (Provisional Licence) 1, 4 CHENG Pui Shan Agnes ANH206 Licensed Representative (Provisional Licence) 1 CHENG Xiuyuan AXR522 Licensed Representative (Provisional Licence) 1, 4, 6 CHEUNG Edward Tze Loong AGM506 Licensed Representative (Provisional Licence) 2 CHEUNG Ho Yin, Wilfred AOJ064 Licensed Representative (Provisional Licence) 1, 4, 6 CHEUNG Hoi Yi AXQ378 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Man Kong AXR039 Licensed Representative (Provisional Licence) 1, 2 CHEUNG Yu AXP348 Licensed Representative (Provisional Licence) 1 CHEUNG Yuen Wai AXO622 Licensed Representative (Provisional Licence) 1 CHIU Chak Leung, Henry ANS071 Licensed Representative (Provisional Licence) 1, 4 CHIU Sunny AXN932 Licensed Representative (Provisional Licence) 9 CHIU Yee Wan AOZ097 Licensed Representative (Provisional Licence) 1 CHO Kwang Hyun AQM640 Licensed Representative (Provisional Licence) 1, 2, 7 CHO William Ki Chul AXQ829 Licensed Representative (Provisional Licence) 1, 6 CHOI Heung Kam, Iris AXR109 Licensed Representative (Provisional Licence) 1 CHOI Quinton AOV905 Licensed Representative (Provisional Licence) 1, 6 CHOW Christopher Michael AXR085 Licensed Representative (Provisional Licence) 4 CHOW Hau Mo AXS469 Licensed Representative (Provisional Licence) 1, 2, 3, 4, 9 CHOW Kwai Leung AXQ584 Licensed Representative (Provisional Licence) 1 CHOW Oi Ling AXR744 Licensed Representative (Provisional Licence) 1, 2 CHOW Wing Nga Alison AXR663 Licensed Representative (Provisional Licence) 1 CHOW Wing Si AXR657 Licensed Representative (Provisional Licence) 1, 2 CHOW Yuk Kei APV070 Licensed Representative (Provisional Licence) 1 CHU Daniel Kin Fun AXR065 Licensed Representative (Provisional Licence) 1 CHU Ying AXP797 Licensed Representative (Provisional Licence) 1 CHUNG Hyemoon Christy AXQ733 Licensed Representative (Provisional Licence) 1, 6 COLVIN Matthew Hunter Richter AXK259 Licensed Representative (Provisional Licence) 1, 4, 9 COSGROVE Jenny Louise AGN976 Licensed Representative (Provisional Licence) 4 CRANE Joel Brewster AXR958 Licensed Representative (Provisional Licence) 1 CRAVEN Joseph Edward AXL326 Licensed Representative (Provisional Licence) 1, 2 DAEMI-MOKHLESI Jiyann Naveed AXM861 Licensed Representative (Provisional Licence) 1, 6 DANDAPANI Preetam Krishna AXS459 Licensed Representative (Provisional Licence) 1, 4, 6 DARJI Chirag Virchand AXP455 Licensed Representative (Provisional Licence) 1 DARLING Robert Joseph AXQ567 Licensed Representative (Provisional Licence) 1, 4 DE RIQUET DE CARAMAN DE GANAY Philippe, AXQ559 Licensed Representative (Provisional Licence) 6 DENG Zhuo AXO917 Licensed Representative (Provisional Licence) 4, 9 EDWARDS Christopher James ABN712 Licensed Representative (Provisional Licence) 9 EMMANUEL Jeffrey Gerard AXR096 Licensed Representative (Provisional Licence) 1, 6 EOM Ui Lim AXN892 Licensed Representative (Provisional Licence) 1, 7 ESTRADA Blanchet Nicolas AXO040 Licensed Representative (Provisional Licence) 1, 6 FAN Lei AXL810 Licensed Representative (Provisional Licence) 4 FAN Xiaolin AXR282 Licensed Representative (Provisional Licence) 1 FANG Shuqun AXN091 Licensed Representative (Provisional Licence) 1, 6 FARRELL Rachel Selah AXS836 Licensed Representative (Provisional Licence) 1, 4 FU Shanshan AXQ082 Licensed Representative (Provisional Licence) 1, 6 FU Yu Chanel AXR752 Licensed Representative (Provisional Licence) 1 GADDAMANUGU Anirudh AXR649 Licensed Representative (Provisional Licence) 1 GAO Jingxia AXP596 Licensed Representative (Provisional Licence) 6 GAO Shangpeng AXP436 Licensed Representative (Provisional Licence) 1, 4, 6 GE Danping APJ998 Licensed Representative (Provisional Licence) 1 GEOUM In Sun Bernard AXP452 Licensed Representative (Provisional Licence) 1 GORAWARA Abhinav AHR316 Licensed Representative (Provisional Licence) 1 GRATALE Yi Li AXR937 Licensed Representative (Provisional Licence) 4, 9 GU Hao AXN883 Licensed Representative (Provisional Licence) 1, 4, 6 GU Peixi AXR157 Licensed Representative (Provisional Licence) 1, 6 GUAN Yu AXS402 Licensed Representative (Provisional Licence) 4, 9 GUINDO Christina AXO946 Licensed Representative (Provisional Licence) 1, 4 GUO Feng AXN927 Licensed Representative (Provisional Licence) 9 GUO Shi AXR146 Licensed Representative (Provisional Licence) 1, 6 GUO Yong AXS906 Licensed Representative (Provisional Licence) 4 GUO Ziyang AXP015 Licensed Representative (Provisional Licence) 1, 4, 6 GUPTA Manas AXO842 Licensed Representative (Provisional Licence) 1, 2, 7 GUPTA Tanay AXQ333 Licensed Representative (Provisional Licence) 1, 2 HA THUC Viet-Linh AXN202 Licensed Representative (Provisional Licence) 1, 2 Page 11 of 17

12 HAN Hui AXQ372 Licensed Representative (Provisional Licence) 1, 4, 6 HAN Insoo AXQ363 Licensed Representative (Provisional Licence) 1, 4 HE Fei AXS174 Licensed Representative (Provisional Licence) 1, 4, 6 HE Luning AXQ283 Licensed Representative (Provisional Licence) 1, 2 HE Xiang AXR086 Licensed Representative (Provisional Licence) 1, 6 HILBOLDT Thomas Christian AFD025 Licensed Representative (Provisional Licence) 4 HILL III Edward John AXN212 Licensed Representative (Provisional Licence) 1, 6 HISHAM Mohd Firdaus Bin AXN112 Licensed Representative (Provisional Licence) 4 HO Ka Po, Anna ANQ590 Licensed Representative (Provisional Licence) 4 HO Kin Yan AXP384 Licensed Representative (Provisional Licence) 9 HO Kit Fung AXN191 Licensed Representative (Provisional Licence) 1, 4, 9 HO Shing Hin, Jason APC215 Licensed Representative (Provisional Licence) 1, 6 HO Wei-hao APO553 Licensed Representative (Provisional Licence) 1, 4, 9 HO Yuen Kim ARO425 Licensed Representative (Provisional Licence) 1, 2 HOO Jeffery Pek Jhuh AXR523 Licensed Representative (Provisional Licence) 4 HSIEH Wei-Horng AVC357 Licensed Representative (Provisional Licence) 4, 9 HU Dongmin AXS379 Licensed Representative (Provisional Licence) 4, 9 HU Xiao AXQ422 Licensed Representative (Provisional Licence) 1, 4, 6 HUANG Cheng AXN963 Licensed Representative (Provisional Licence) 1, 6 HUANG Hengheng AXR058 Licensed Representative (Provisional Licence) 1 HUANG Lei AXM313 Licensed Representative (Provisional Licence) 4 HUANG Lingzi AUR855 Licensed Representative (Provisional Licence) 1, 6 HUANG Ping AXO513 Licensed Representative (Provisional Licence) 4 HUANG Rawen Zhi Hong AXL663 Licensed Representative (Provisional Licence) 9 HUANG Shing Yi AXL750 Licensed Representative (Provisional Licence) 1, 6 HUANG Yi-Chen AXQ007 Licensed Representative (Provisional Licence) 1, 4, 6 HUBBARD James Richard AVM011 Licensed Representative (Provisional Licence) 4 HUNG Ka Yen AXQ577 Licensed Representative (Provisional Licence) 9 HUNG Kai Ming, Raymond AXO515 Licensed Representative (Provisional Licence) 1 HUNG Ying Wai AXP430 Licensed Representative (Provisional Licence) 4 IP Henry Hing Luen AXN295 Licensed Representative (Provisional Licence) 1, 2 ISMAIL Ahmad Fahmi Bin AXP208 Licensed Representative (Provisional Licence) 1 IWANAGA Shoko AXR746 Licensed Representative (Provisional Licence) 1, 9 JEAN JARRY Come, Marie, Ange AXP174 Licensed Representative (Provisional Licence) 1, 2 JHUNJHUNWALA Siddharth AXS859 Licensed Representative (Provisional Licence) 1, 4 JIANG Feng AXO926 Licensed Representative (Provisional Licence) 4, 9 JIANG Li AXN879 Licensed Representative (Provisional Licence) 1, 4 JIANG Zongxin AXQ376 Licensed Representative (Provisional Licence) 1, 6 JIM Chi Kong AXM964 Licensed Representative (Provisional Licence) 1 KAO Chi Lam AXO032 Licensed Representative (Provisional Licence) 1, 2 KAO Wei Luen AXN150 Licensed Representative (Provisional Licence) 1 KE Tak Lai AXP786 Licensed Representative (Provisional Licence) 1 KIM Kangill AXR167 Licensed Representative (Provisional Licence) 4, 9 KING Jeou Yih, Phillip AXN877 Licensed Representative (Provisional Licence) 1 KOBAYASHI Ken Arthur AWZ530 Licensed Representative (Provisional Licence) 1, 2 KOH Lee Shin AXP374 Licensed Representative (Provisional Licence) 1, 6 KONG Sau Kiu AXS394 Licensed Representative (Provisional Licence) 1, 2 KOO Da Wan AXR520 Licensed Representative (Provisional Licence) 4 KWAN Chung Tsz AXS410 Licensed Representative (Provisional Licence) 1, 4 KWAN Ming Chi, Vincent AXQ716 Licensed Representative (Provisional Licence) 1, 2, 4, 5 KWOK Ah See, Alice AEF917 Licensed Representative (Provisional Licence) 1 KWOK Ka In AXQ079 Licensed Representative (Provisional Licence) 6 KWONG Hoi Kuen AXN145 Licensed Representative (Provisional Licence) 1, 4 LAI Hei Pang APW221 Licensed Representative (Provisional Licence) 1 LAI Jack Ngan Hang AXQ788 Licensed Representative (Provisional Licence) 1, 2 LAM Alice Shem Ling AXO114 Licensed Representative (Provisional Licence) 9 LAM Brian Jing Hei AXQ385 Licensed Representative (Provisional Licence) 1, 4, 6 LAM Jason Chung Hin AXP181 Licensed Representative (Provisional Licence) 1, 6 LAM Ka Ho AXP757 Licensed Representative (Provisional Licence) 1 LAM Kin Sang AOX351 Licensed Representative (Provisional Licence) 4, 9 LAM Kin Sun, Kenny AQV367 Licensed Representative (Provisional Licence) 1, 6 LAM Lai Ling AXR717 Licensed Representative (Provisional Licence) 1 LAM Siu Lung AXS427 Licensed Representative (Provisional Licence) 1, 2, 3 LAM Steve Kwok Leung AGC469 Licensed Representative (Provisional Licence) 1, 6 LAM Yu Li AXN970 Licensed Representative (Provisional Licence) 1, 2 LAN Tian AXR154 Licensed Representative (Provisional Licence) 1, 2 LAU Chun Kai, Ken AXK470 Licensed Representative (Provisional Licence) 1 Page 12 of 17

13 LAU Chun Kan, Kenneth AXS429 Licensed Representative (Provisional Licence) 1, 2, 3 LAU Hei Man AUK451 Licensed Representative (Provisional Licence) 1 LAU Ho Fung AMW835 Licensed Representative (Provisional Licence) 4, 9 LAU Ka Pan AXS397 Licensed Representative (Provisional Licence) 1, 2, 3 LAU Ka Yi, Vera AQW236 Licensed Representative (Provisional Licence) 1, 4 LAU Lei AMC663 Licensed Representative (Provisional Licence) 1, 2 LAU Tik Sze AWS532 Licensed Representative (Provisional Licence) 1, 2, 7 LAU Wan Chi AXQ538 Licensed Representative (Provisional Licence) 4, 9 LAW Man Ki Rocmen AXP759 Licensed Representative (Provisional Licence) 1, 2 LEE Chi Cheung AXR940 Licensed Representative (Provisional Licence) 4 LEE Hiu Man, Christine APQ278 Licensed Representative (Provisional Licence) 4 LEE Hsin Yin AXO430 Licensed Representative (Provisional Licence) 1 LEE Po Wei AXR984 Licensed Representative (Provisional Licence) 1, 2 LEE Rebecca AXO695 Licensed Representative (Provisional Licence) 1, 6 LEE Sze Wing AXR970 Licensed Representative (Provisional Licence) 1, 4, 6 LEE Tsz Heng AXO514 Licensed Representative (Provisional Licence) 4, 9 LEE Wei Chung AXN083 Licensed Representative (Provisional Licence) 1 LEE Wing Ting AXO756 Licensed Representative (Provisional Licence) 1, 2 LEONG U Weng AXR831 Licensed Representative (Provisional Licence) 1, 2 LEUNG Bobby Chi-kan ALV306 Licensed Representative (Provisional Licence) 4 LEUNG Chi Loen AUQ948 Licensed Representative (Provisional Licence) 9 LEUNG Ho Yip AQJ033 Licensed Representative (Provisional Licence) 1, 2, 4, 5 LEUNG Kin, Kenneth AEW050 Licensed Representative (Provisional Licence) 1, 6 LEUNG Kwok Wai AFB193 Licensed Representative (Provisional Licence) 1, 4, 9 LEUNG Ming Hym, Wyndham AMJ331 Licensed Representative (Provisional Licence) 1, 2 LEUNG Sai Chak, Eric AXS436 Licensed Representative (Provisional Licence) 1, 2 LEUNG Yuen Kwan, Catherine ATC532 Licensed Representative (Provisional Licence) 4, 9 LI Hang AXP159 Licensed Representative (Provisional Licence) 1 LI Jiadong AXP310 Licensed Representative (Provisional Licence) 6 LI Kin Chung AXP334 Licensed Representative (Provisional Licence) 4 LI Pui Yan, Justine ARI570 Licensed Representative (Provisional Licence) 1 LI Quanwei AXP766 Licensed Representative (Provisional Licence) 1, 4, 9 LI Weiwei AXR088 Licensed Representative (Provisional Licence) 9 LI Wendy Jing Yi AXS064 Licensed Representative (Provisional Licence) 9 LI Xin AXS320 Licensed Representative (Provisional Licence) 6 LI Yuan AXQ330 Licensed Representative (Provisional Licence) 4 LIANG Ting AXP789 Licensed Representative (Provisional Licence) 1, 4 LIAO Kuang-Ho AXO674 Licensed Representative (Provisional Licence) 4 LIM Tak Hung AXP028 Licensed Representative (Provisional Licence) 1, 2 LIM Weiyang Mark AXR608 Licensed Representative (Provisional Licence) 9 LIN Francesca Chin AXQ571 Licensed Representative (Provisional Licence) 1, 6 LIN Yan Jenny AUI064 Licensed Representative (Provisional Licence) 1 LIN Yi-Chun AXP595 Licensed Representative (Provisional Licence) 4 LIU Bo AXQ371 Licensed Representative (Provisional Licence) 1, 4, 6 LIU Qiang AXS380 Licensed Representative (Provisional Licence) 4, 9 LIU Tian Chun AXR141 Licensed Representative (Provisional Licence) 1, 2 LIU Wai Man AXP233 Licensed Representative (Provisional Licence) 1 LIU Yangyang AXR629 Licensed Representative (Provisional Licence) 1, 6 LIU Yin AXR266 Licensed Representative (Provisional Licence) 1 LOCK Timothy James AXQ297 Licensed Representative (Provisional Licence) 1, 2 LORD Nicholas Peter ANB704 Licensed Representative (Provisional Licence) 1 LU Dong AXN254 Licensed Representative (Provisional Licence) 1, 6 LU Gloria Yi ADA784 Licensed Representative (Provisional Licence) 4, 9 LUCHANGCO Eric Roberto Mirasol ANK080 Licensed Representative (Provisional Licence) 1, 6 LUI Kit Man, Peter AXR653 Licensed Representative (Provisional Licence) 1, 6 LUNT Geoffrey Paul AXR967 Licensed Representative (Provisional Licence) 4, 9 MA Chao AXN050 Licensed Representative (Provisional Licence) 1, 2 MA Junrui ARR894 Licensed Representative (Provisional Licence) 1 MAHOLO Issey Jose AXM821 Licensed Representative (Provisional Licence) 1 MAK Ho Yan, Aster AXP475 Licensed Representative (Provisional Licence) 1, 4 MAK Lai Mun ACI901 Licensed Representative (Provisional Licence) 1 MANCINI Mark Francis AVA348 Licensed Representative (Provisional Licence) 1, 2 MANOUKIAN Shante Sassoon AXQ228 Licensed Representative (Provisional Licence) 1, 2 MARQUARDT William Laurent AXM469 Licensed Representative (Provisional Licence) 9 MAU Kam AXR800 Licensed Representative (Provisional Licence) 1, 3 MAYE Kieron Luke AXQ393 Licensed Representative (Provisional Licence) 1 MCNICHOLAS Philip James AXQ405 Licensed Representative (Provisional Licence) 10 Page 13 of 17