ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2011 CE

Transcription

1 BGF Equities (Hong Kong) Limited AWF419 Licensed Corporation 1, 4 Cannon Investment Advisors (HK) Limited AWN412 Licensed Corporation 9 Capital Instinct Limited AWX832 Licensed Corporation 9 CICC US Securities (Hong Kong) Limited AWS426 Licensed Corporation 1 Complus Asset Management Limited AWX256 Licensed Corporation 9 Owl Creek Hong Kong Limited AWS975 Licensed Corporation 9 RAYS Capital Partners Limited AXA409 Licensed Corporation 9 TFO Management (Hong Kong) Limited AWC634 Licensed Corporation 9 TransPacific Group (Asia) Limited AWV018 Licensed Corporation 1 ADAMS Robert Stuart AXD828 Licensed Representative 1 AU Chi Chung AWY127 Licensed Representative 1 AU Kam Sang, Ebenezer AGQ482 Licensed Representative 1, 4 AU Ze Man, Raymond ADT896 Licensed Representative 4 BAI Yinghai AXF820 Licensed Representative 9 BAIGRIE Robert Diarmuid Alexander AXE878 Licensed Representative 1 BAO Wenjun AXC978 Licensed Representative 4 BARTOLOZZI Marco AWZ529 Licensed Representative 9 BENNEY Matthew John AUZ012 Licensed Representative 1, 2 BHASKARAN Pillai Saradamony, Jayakesh AXB635 Licensed Representative 1, 6 BHOJWANI Sharan Bhagwan AXD237 Licensed Representative 1, 4 BIAN Lu AWZ273 Licensed Representative 1, 4 BISHNOI Manish AXE046 Licensed Representative 4, 9 BOELEN Hans Rudolph AXD509 Licensed Representative 1, 2 BRESSAN Andre Peter AXD503 Licensed Representative 1 BRODIE-BROWN Michael Denton AWW272 Licensed Representative 4 BURKE Daniel Christopher ASE642 Licensed Representative 1 BUSTAMANTE Thaddeus Raymund Bryan Lontoc AXD242 Licensed Representative 1 Page 1 of 39

2 CAI Yanyan AXD112 Licensed Representative 6 CAO Zhirong ANA510 Licensed Representative 6 CHAN Cheuk Ki, Christy AWX086 Licensed Representative 1 CHAN Chun Yin AXG071 Licensed Representative 1 CHAN Chung Chi Vincent AXD090 Licensed Representative 1, 2 CHAN Fung Yee, Gayle APO904 Licensed Representative 9 CHAN Hei Wai AXE875 Licensed Representative 1, 2 CHAN Hon Wing AQV657 Licensed Representative 1 CHAN Joe Cho Lit AMM394 Licensed Representative 1 CHAN Ka Ho AXC971 Licensed Representative 1 CHAN Ka Ho, Alex AXC244 Licensed Representative 1, 2, 3 CHAN Ka Man AXI510 Licensed Representative 1 CHAN Kin Yung, Alexander AXD986 Licensed Representative 1, 4 CHAN King Ying AXF471 Licensed Representative 1 CHAN Lap Kiu AXD695 Licensed Representative 1, 2 CHAN Lap Kwan AXD536 Licensed Representative 1, 2 CHAN Raymond Siu Wai AXB536 Licensed Representative 1, 4, 9 CHAN Sin Ting AXF816 Licensed Representative 1, 2 CHAN Sin Yu, Cheryl ANM678 Licensed Representative 1, 4 CHAN Suet Yee AIZ235 Licensed Representative 1, 4 CHAN Sze Tik AXD880 Licensed Representative 1 CHAN Wai Man AXC428 Licensed Representative 1 CHAN Wai Shun, Vincent AXD707 Licensed Representative 1, 2 CHAN Wing Han AXF815 Licensed Representative 4 CHAN Wing See AXG489 Licensed Representative 1 CHAN Yan Nai AFZ305 Licensed Representative 4 CHAN Yim Mui AXA369 Licensed Representative 1 Page 2 of 39

3 CHAN Yuen Ki, Winnie AXC390 Licensed Representative 1 CHANDRA Mihir AXF009 Licensed Representative 1 CHANG Fang Cheng ASN247 Licensed Representative 1 CHANG Wei-Ling ARB700 Licensed Representative 4, 5, 9 CHAU Shamrock Roy AEO767 Licensed Representative 6 CHAU Wai Man, Josephine AXD293 Licensed Representative 1, 2 CHAY Kai Kong ANQ558 Licensed Representative 4, 5, 9 CHEN Boliang AXC801 Licensed Representative 1 CHEN Duo AXF373 Licensed Representative 4 CHEN Guoxi ARG394 Licensed Representative 4 CHEN Hao AXD508 Licensed Representative 1, 2 CHEN Kuang Hsi AWZ063 Licensed Representative 1 CHEN Lin AOX336 Licensed Representative 9 CHEN Lingshan AXG028 Licensed Representative 4 CHEN Liye AXF909 Licensed Representative 9 CHEN Mei-Ming AWZ349 Licensed Representative 4, 9 CHEN Wenqian AXB621 Licensed Representative 4 CHEN Yi-Chen AXB807 Licensed Representative 4, 9 CHEN Yu-Fen ATJ100 Licensed Representative 1, 4, 9 CHENG Chi Yuet AHN578 Licensed Representative 1, 2 CHENG Chung Yin AWU872 Licensed Representative 1, 6 CHENG Difei AMR407 Licensed Representative 4, 6, 9 CHENG Ping Fai AXD506 Licensed Representative 4, 9 CHENG Po Fung AKR098 Licensed Representative 1, 2, 4 CHENG Pui Kei AXG218 Licensed Representative 6 CHENG Yee Fai, Fred AOU708 Licensed Representative 1 CHEUNG Chi Wang AXG043 Licensed Representative 1, 2 Page 3 of 39

4 CHEUNG Hei APG437 Licensed Representative 4, 9 CHEUNG Hon Kee AXF605 Licensed Representative 1 CHEUNG Ka Shing AXD329 Licensed Representative 1, 2 CHEUNG Man Fung AXC636 Licensed Representative 1 CHEUNG Tsz Chun AXE004 Licensed Representative 4, 9 CHEUNG Wah Man AXF704 Licensed Representative 4 CHEUNG Wan Leong AXG281 Licensed Representative 1, 2 CHEUNG Wing Keung AXC714 Licensed Representative 1 CHEUNG Wing Piu AXE226 Licensed Representative 1 CHEUNG Yiu Tak AVC335 Licensed Representative 1 CHEW Mei Tze, Marie AXC575 Licensed Representative 4, 9 CHIANG Hui-Chen AUH933 Licensed Representative 1 CHIKAMOTO Hidetoshi AXC781 Licensed Representative 1, 2 CHIM Yew Thong APY813 Licensed Representative 1, 4 CHIU Chi Hang AXC533 Licensed Representative 1, 2 CHIU Chi Yim AXF394 Licensed Representative 1, 2 CHIU Man Chun AXG033 Licensed Representative 1, 2 CHIU Pui Ki, Irene AEN648 Licensed Representative 1, 4 CHIU Wei Long, Antony AXC275 Licensed Representative 1, 2 CHONG Ho Man AWZ543 Licensed Representative 3 CHONG Mean Phil AWV310 Licensed Representative 1 CHONG Wai Tung AXD121 Licensed Representative 1 CHOW Derrick Ding-Vic ABM777 Licensed Representative 1, 6 CHOY Tsz Hong, David AFB505 Licensed Representative 1, 4, 9 CHU Ching-Hsuan AXD387 Licensed Representative 1 CHU Chuen Sing AOB435 Licensed Representative 6 CHU Shek Chiu AXF395 Licensed Representative 1 Page 4 of 39

5 CHUA Jin Cai AXE084 Licensed Representative 1, 4, 6 CHUA Jun Hao, David AXD571 Licensed Representative 1 CHUA Paul Christian Go AXC969 Licensed Representative 1 CHUAH Hong Leng AXD735 Licensed Representative 1, 4, 9 CHUANG Nathan Michael AXF561 Licensed Representative 1, 6 CHUI Kar Man, Carmen ATR477 Licensed Representative 1 CHUI Lick Ko, Nicholas AXB053 Licensed Representative 9 CHUNG Felicia Pei Wen AXF382 Licensed Representative 1, 6 CHUNG Jaewon AXE001 Licensed Representative 1, 4, 6 CHUNG Ming APQ667 Licensed Representative 4 CHUNG Pui Kee, Thomas AAJ241 Licensed Representative 1, 4 CHUNG Sai Ho AXE049 Licensed Representative 1 CHUNG Siu Lai AVT357 Licensed Representative 9 COYNE Bryan Martin AXC892 Licensed Representative 1, 2 DA SILVA Rennie Leonardo AXA384 Licensed Representative 1, 2 DASHNYAM Burtujin AXD388 Licensed Representative 1, 2 DAVIS Christopher Edward AXD833 Licensed Representative 1, 2 DHARNIDHARKA Hemant AXD502 Licensed Representative 4 DHAVALE Gourav Pradeep AXC991 Licensed Representative 4 DUNCAN Cameron Ross AXC623 Licensed Representative 1 FAN Sin Ting AXC567 Licensed Representative 1 FLANDRIN Allister-Ann Alexia Diane AXD730 Licensed Representative 1, 4 FODCHUK Gregory John Thomas AXC430 Licensed Representative 1 FOGARTY John Gerard AEN447 Licensed Representative 1, 4, 6 FONG Yun Sang AXD985 Licensed Representative 6 FUNG Ching Yu AWZ725 Licensed Representative 1, 7 FUNG Kai Lok AXD390 Licensed Representative 1 Page 5 of 39

6 FUNG Kwan Ling AXC637 Licensed Representative 1, 2 FUNG Sze Chung AJD627 Licensed Representative 1, 4 FUNG Tin Yan AXB805 Licensed Representative 9 FUNG Wan Yin AND435 Licensed Representative 1, 2 FUNG Wing Ho AXC553 Licensed Representative 1 GAO Muzi AXC397 Licensed Representative 4 GARG Neetu AXD825 Licensed Representative 1 GAW Elissa Puay Sie AXF448 Licensed Representative 1 GERMINO Michael Walter AXF028 Licensed Representative 9 GOFF Steven James AWY935 Licensed Representative 1 GOH Denpong King Seng AXC786 Licensed Representative 4 GONG Shu AXD116 Licensed Representative 6 GRANT Stuart Morrison AXD383 Licensed Representative 1, 4 GRESKO Jason Peter AVN513 Licensed Representative 1 GRIFFITHS Oliver Charles AWZ055 Licensed Representative 1, 4 GRIMALDI Edouard Jean Maurice AXC795 Licensed Representative 2 GUETTA Yohan Victor Haim AXD991 Licensed Representative 1, 7 GUO Xiao AXC316 Licensed Representative 4, 9 GUO Yaling AWZ147 Licensed Representative 4 GUO Yanting AXC579 Licensed Representative 1 GUO Yi AXB625 Licensed Representative 4 GUO Yulan AXD089 Licensed Representative 6 GUPTA Gaurav AXC992 Licensed Representative 4 GUPTA Puneet AXF254 Licensed Representative 1, 2 HAI Jimmy AMS333 Licensed Representative 1, 2 HARRISON Trevor Jeffrey AXE222 Licensed Representative 1 HASKINS Andrew Robin Alexander ALY617 Licensed Representative 4 Page 6 of 39

7 HE Jia AXC518 Licensed Representative 6 HE Min AWU648 Licensed Representative 4, 9 HE Sirui AXC776 Licensed Representative 1, 6 HIRANO Ryozo AXC907 Licensed Representative 1, 2 HO Denny AXD894 Licensed Representative 1 HO Hiu Fai ANL071 Licensed Representative 6 HO Hung Chi ANH008 Licensed Representative 4 HO Kam Ling, Erica AXG283 Licensed Representative 1 HO Sheng Li AXD893 Licensed Representative 1 HO Shu Ying AXC064 Licensed Representative 1 HO Wai Chun AXF486 Licensed Representative 3 HOLLAND Gregory Theodore AGT679 Licensed Representative 1, 4, 9 HOLLANDS Richard Dudley AXD373 Licensed Representative 1, 2 HON Wan Man AXC912 Licensed Representative 1 HONG Dae Suk AOO559 Licensed Representative 1 HONG Hao AXB808 Licensed Representative 1, 4 HONG Suet Kei, Fanny AXD247 Licensed Representative 1 HOURIGAN Anthony Gerard AXD499 Licensed Representative 1 HU Xiaohui AXB617 Licensed Representative 4 HUANG Boyang AXC200 Licensed Representative 4 HUANG Can AXD701 Licensed Representative 1 HUANG Hanqing AXD250 Licensed Representative 9 HUANG Matthew Hung Ming AXC398 Licensed Representative 1 HUANG Rui AXD114 Licensed Representative 6 HUANG Tao AXA200 Licensed Representative 9 HUI Hung Wa AXD246 Licensed Representative 1 HUI Shung Hin, Edwin AXE848 Licensed Representative 1, 4 Page 7 of 39

8 HUI Wai Cheong Marco AXD552 Licensed Representative 1, 2, 3 HUI Yip Ming AXD372 Licensed Representative 1 HUI Yuen Man Jacinta AXD284 Licensed Representative 1, 2, 7 HWANG Jennifer Nicole AXG088 Licensed Representative 1 IP Wing Shan AFA844 Licensed Representative 1, 4, 9 ISKANDAR Isnaputra AWD602 Licensed Representative 4 ISO Mariko AXC904 Licensed Representative 1, 2 IZAWA Yukio AJD623 Licensed Representative 1 JAMES Christopher Andrew AXC903 Licensed Representative 1, 2, 7 JIA Tingting AXB629 Licensed Representative 4 JIANG Wenwen AXC789 Licensed Representative 2 JIANG Yakang AWY537 Licensed Representative 1, 4, 6 JIANG Yan AXG208 Licensed Representative 4, 9 JIANG Yu AVV833 Licensed Representative 1 JIANG Yujiao APM041 Licensed Representative 4 JIM Chun Yue, Johnathan AXE847 Licensed Representative 1 JOHNSTON Brian AXD732 Licensed Representative 1, 4 JOSEPH PULPEL Savio AXF534 Licensed Representative 1, 2 JOSHI Dixit Aswin AXC431 Licensed Representative 1, 2, 4, 5, 7 KAM Chit Ming AXD826 Licensed Representative 1, 2 KAM Shing Hei AUZ859 Licensed Representative 1 KATO Takaya AXC437 Licensed Representative 1, 2 KATZ Daniel Sebastian AWY605 Licensed Representative 1, 2 KEE Chor Kwang, Kevin AXB512 Licensed Representative 2 KEENAN Richard Mark AXF964 Licensed Representative 2 KENNEDY Trent Nathan AXF489 Licensed Representative 1 KHAN Karima AEP551 Licensed Representative 1, 4, 9 Page 8 of 39

9 KIERATH Thomas William Roy AXC630 Licensed Representative 1 KIM Chi Hyun AXF445 Licensed Representative 4, 9 KIM Jae Hee AFT100 Licensed Representative 1, 4 KINSLEY James Anthony AXD892 Licensed Representative 1, 6 KIOW Wei hao AXD987 Licensed Representative 1, 6 KONG Li Yi, Lorraine AXE884 Licensed Representative 1, 6 KONG Tak Wing AXC619 Licensed Representative 1 KONG Yun Bun, Lawrence AXE029 Licensed Representative 1 KOO Tristan Ching AXC977 Licensed Representative 1, 6 KOO Vanessa Lee Ying AFX588 Licensed Representative 1 KOSAKA Tomomi AHT189 Licensed Representative 1 KWAN Ka Wai AXC970 Licensed Representative 1 KWAN Pui Shan AXC576 Licensed Representative 1 KWAN Tsz Lok, Derek AXD869 Licensed Representative 1 KWOK Ka Ki AXA346 Licensed Representative 1, 2 KWOK Lai Shan AOU973 Licensed Representative 1, 2 KWOK Wing Sum, Vivian AXD862 Licensed Representative 1, 4 KWONG Chak Lam AXA212 Licensed Representative 1, 2 KWONG Mei Ling, Merlin AFI533 Licensed Representative 1 LAI Cheuk Pan AXF380 Licensed Representative 9 LAI Kai Shi ATL669 Licensed Representative 1, 2 LAI TAK LOK AWP895 Licensed Representative 1, 4 LALWANI Harish Premchand AXD989 Licensed Representative 1 LAM Cheuk Yu AXD868 Licensed Representative 1, 2 LAM Chi Shing AXG042 Licensed Representative 1, 2 LAM Chin Fung AXF189 Licensed Representative 3 LAM Chun Yu AXC715 Licensed Representative 1, 4 Page 9 of 39

10 LAM Chung Yan AXD910 Licensed Representative 1, 2 LAM Hay Tak AXE899 Licensed Representative 1, 2 LAM Lai Kwan AXC908 Licensed Representative 1, 4, 9 LAM Lok Kay AFT367 Licensed Representative 1, 2 LAM Lung, Edward AXE055 Licensed Representative 1, 4, 9 LAM Siu Ling, Teresa AXC395 Licensed Representative 1 LAM Siu Lun, Raymond AVE198 Licensed Representative 1 LAM Tsz Wai, Jacqueline AXE865 Licensed Representative 6 LAM Wing Kin AXC217 Licensed Representative 1, 4 LAM Yat Chiu AXG148 Licensed Representative 1 LAM Yin Man AXB184 Licensed Representative 1, 6 LAM Yuen AXB527 Licensed Representative 1, 6 LATHOUD Thomas Baldoph Vincent Marie AQH266 Licensed Representative 1, 2 LAU Hon Lung, Lhimark AXD831 Licensed Representative 1, 2 LAU Johny Yondar AXE235 Licensed Representative 4, 6 LAU Pui Man, Polly AHL966 Licensed Representative 1 LAU Sin Heng AXD144 Licensed Representative 1, 2 LAU YEUNG Mei Ling Kay AXB340 Licensed Representative 1, 4 LAU Yiu Cho AXD839 Licensed Representative 1 LAW Chi Keung AQH129 Licensed Representative 1, 4 LAW Man Ho AXF396 Licensed Representative 1, 2 LAXMINARAYAN Bhaskar AWS708 Licensed Representative 1, 4 LAZAR Ramoun AXC435 Licensed Representative 4 LEE Alexander Partick AXC695 Licensed Representative 1, 2 LEE An Peng AXE874 Licensed Representative 1 LEE Chaeeun AXC794 Licensed Representative 1, 2 LEE Cheuk Lun, Frederick AXC168 Licensed Representative 1, 2 Page 10 of 39

11 LEE Chung Ho, Thomas AXF180 Licensed Representative 1, 2, 3 LEE Elva I-Ya AXD736 Licensed Representative 1, 4 LEE Joseph B ACJ181 Licensed Representative 1, 2 LEE Ka Ho AXF932 Licensed Representative 1, 2 LEE Ka Long AME566 Licensed Representative 1, 4 LEE Ka Wai AXC515 Licensed Representative 2, 5 LEE Kai Man AXF500 Licensed Representative 1 LEE Wee Keat AXE856 Licensed Representative 4 LEONG Yan Chi AXF490 Licensed Representative 1 LESNE David AXE221 Licensed Representative 4 LEUNG Ching ALI727 Licensed Representative 1, 4 LEUNG Chit Yu AXC512 Licensed Representative 6 LEUNG Churk Yin, Jeanny ACA326 Licensed Representative 1, 6 LEUNG Ka Kee AXC417 Licensed Representative 3 LEUNG Ka Wai AXE050 Licensed Representative 1 LEUNG Kwok Ho AWX218 Licensed Representative 1, 2 LEUNG Kwun Fung AXC896 Licensed Representative 1 LEUNG Lai Ping AXC622 Licensed Representative 1 LEUNG Lap Lam AXE223 Licensed Representative 1, 2 LEUNG Sheung APJ302 Licensed Representative 1, 4 LEUNG Sui Pan AXF284 Licensed Representative 1, 6 LEUNG Tan Lee AMX798 Licensed Representative 1, 2, 3 LEUNG Wing Chiu AXF819 Licensed Representative 1 LEUNG Wing Kei, Kristi AQW093 Licensed Representative 4, 5, 9 LEUNG Yim Fan AXD386 Licensed Representative 1, 4 LEUNG Yiu Kwong, Patrick AAW120 Licensed Representative 1 LI Chunlei AXI096 Licensed Representative 4, 9 Page 11 of 39

12 LI David Sen AXC378 Licensed Representative 1, 4, 6 LI Fei AXG490 Licensed Representative 1 LI Junxian Dexter AXD915 Licensed Representative 1, 2 LI Lu AWW550 Licensed Representative 4, 9 LI Ming Yeung AXC913 Licensed Representative 1, 2 LI Nachuan AXF617 Licensed Representative 6 LI Shen AMB208 Licensed Representative 9 LI Shuxuan AWR533 Licensed Representative 4 LI Tsui Har Rita AXE126 Licensed Representative 1, 2 LI Yayuan AXA435 Licensed Representative 1, 9 LI Ying Hong AXF190 Licensed Representative 3 LI Zhongyuan AXD238 Licensed Representative 1, 6 LIINAMAA Mark Arnold AVL879 Licensed Representative 4 LIN Huishan AXF089 Licensed Representative 1 LIN Kuo-Hao AXC643 Licensed Representative 1 LIN Shu-Jung ANT968 Licensed Representative 1 LIN Yu-Feng APB444 Licensed Representative 1 LIU Alex Sk AQX051 Licensed Representative 1, 2, 7 LIU Hui-Yi APS335 Licensed Representative 4, 6 LIU Jie AXC278 Licensed Representative 1, 4, 9 LIU Joseph AXD120 Licensed Representative 1, 4, 6 LIU Ngar Yin AXC900 Licensed Representative 1, 4 LO Agnes AXC975 Licensed Representative 1 LO Pei-Chi AXF337 Licensed Representative 1, 9 LO Sze Wai AWW750 Licensed Representative 1, 2 LO Szu-yuan AXF983 Licensed Representative 4 LO Wai Lun AVM934 Licensed Representative 1 Page 12 of 39

13 LO Wai Shan AXE974 Licensed Representative 1 LOK Hiu Kwan, Mandy ANR249 Licensed Representative 1, 4 LOO Yen Leng, Winnie AXD369 Licensed Representative 1 LOW Teck Hoon AXF179 Licensed Representative 1 LU Yunye AXE227 Licensed Representative 4 LUK Kin Chung AXC557 Licensed Representative 1 LUO Xi AXI372 Licensed Representative 4, 9 MA Chak Kei AJL909 Licensed Representative 1, 2, 3 MA Kwai King AMH135 Licensed Representative 1, 6 MA Wing Mei, Winnie AIJ098 Licensed Representative 1, 4 MACKAY Anthony ACZ354 Licensed Representative 1, 4, 7 MAHAJAN Tushar AXC314 Licensed Representative 1 MAI Minshan AXG286 Licensed Representative 1 MAK Chi Kwan AXG073 Licensed Representative 1 MAN Yuk Ying AXG040 Licensed Representative 1, 2 MARTIN-SPERRY Edward AXF375 Licensed Representative 1, 6 MATSUBA Natsumi AQA563 Licensed Representative 1, 2 MCDADE Richard William AXC311 Licensed Representative 4, 9 MEHTA Brijesh AXB900 Licensed Representative 1 MENDELSOHN Pierre Etienne Marius AXG152 Licensed Representative 1, 2, 4, 5, 7 MILLER Christopher John Cresswell ASZ688 Licensed Representative 1 MOHANTY Sabyasachi AXB191 Licensed Representative 1, 4 MOK Hoi To AXD897 Licensed Representative 1, 2 MOK Willis Sze Wai AXF969 Licensed Representative 1 MULLEN Shaun Robert AXD093 Licensed Representative 6 MUMFORD Robert Vyvyan AAW514 Licensed Representative 4, 9 MUNG Siu Cho ADA379 Licensed Representative 1, 2 Page 13 of 39

14 NAKASHIMA Hiroaki AXE225 Licensed Representative 1, 6 NAKAZAWA Haruhiko AXC436 Licensed Representative 1, 2 NANGLE David Francis AXC697 Licensed Representative 4 NARUSE Aki AXB317 Licensed Representative 1 NEMEC Andrew Jan AWK759 Licensed Representative 1 NETTERFIELD Michael Phillip AXB642 Licensed Representative 1, 6 NG Chan Kok AWW526 Licensed Representative 1 NG Cheuk Yung AQF547 Licensed Representative 1, 2 NG Kar Ho, Kenny AXD391 Licensed Representative 1 NG King Leung AXC103 Licensed Representative 1 NG May Lin, Amy AXC988 Licensed Representative 1 NG Sheung Wing AXF006 Licensed Representative 4, 9 NG Wai Fat ADL297 Licensed Representative 1, 4 NG Wai Man ARI542 Licensed Representative 1, 2 NG Wai Man, William AXD512 Licensed Representative 1 NG Yee Wai AXG143 Licensed Representative 6 NIELSEN Jan Thorsgaard AXC824 Licensed Representative 1, 4 NIGHJOY Oliver Leslie AMA103 Licensed Representative 1, 6 NING To AXC071 Licensed Representative 1, 2, 3 NOH Kyoung Tae AXC514 Licensed Representative 1, 7 NOMOTO Masayuki AXA146 Licensed Representative 1, 4, 6 NUSANTORO Ella Indriaty AXC897 Licensed Representative 4 OH Jun Young AXD514 Licensed Representative 9 ONG Choon Bin AXC954 Licensed Representative 1, 2 ONG Ming Jie AXC396 Licensed Representative 1, 4 OUKSILI Bilel AXD282 Licensed Representative 1, 2, 7 PARK Seung Wook AWY621 Licensed Representative 1, 4 Page 14 of 39

15 PASCUAL Francis Mark Azcarate APS311 Licensed Representative 1 PENG Lin AXC729 Licensed Representative 4 PENG Suiqing AWY557 Licensed Representative 2 PENG Yuan AXB953 Licensed Representative 4, 9 PERRY Neil William AXC901 Licensed Representative 1, 4 PONG Hiu Yan, Vivian AXE233 Licensed Representative 1 POON Alex Chun Man AXF905 Licensed Representative 4 POON Ching Yee, Joey AXD834 Licensed Representative 2 PUN Chun Fung AXD515 Licensed Representative 1 QIN Tian AXD124 Licensed Representative 2 QIU Yang AXD385 Licensed Representative 4 RAJARAMAN Aditya AXC312 Licensed Representative 1, 2 REN Cheng AXC895 Licensed Representative 1, 6 RIGAUD Emmanuel Andre Marie AXD845 Licensed Representative 1 RIGBY Romain Alexander AXD822 Licensed Representative 4, 9 SANDERS Douglas Johman AXE834 Licensed Representative 1, 7 SASAKI Yoshiharu AWZ982 Licensed Representative 1 SEE Cheuk Yan, Maggie AXD896 Licensed Representative 1, 2 SEKKAI Rachid AOK965 Licensed Representative 1, 2 SESHAN Nikhil Harish APK588 Licensed Representative 1, 4 SETIAWAN Bonny Budi AXC420 Licensed Representative 4 SHEN Jian AXC580 Licensed Representative 1 SHEN Jing AXD518 Licensed Representative 6 SHEN Yijun AXD687 Licensed Representative 1 SHETH Samir AXC315 Licensed Representative 1 SHI Ming AXB623 Licensed Representative 4 SHIU Chi Man AXE968 Licensed Representative 1 Page 15 of 39

16 SHUM Yuen Fai AXG206 Licensed Representative 1, 2 SIDDONS Robert Leon AXC429 Licensed Representative 1 SIN Chui Wah AXC063 Licensed Representative 1 SIN Eun Jung AXD074 Licensed Representative 1, 4 SIN Kam Tim AXE232 Licensed Representative 1, 2 SINN Yee Man, Elizabeth ACH959 Licensed Representative 1, 4, 9 SLEZACK Emmanuel ADL039 Licensed Representative 1, 2 SO Sze Yung AXF167 Licensed Representative 1 SO Wai Lun AXD705 Licensed Representative 1, 2 STAMOULIS Aristeidis AWY985 Licensed Representative 1, 2, 7 STOCKTON Richard Joseph AXF498 Licensed Representative 1, 6 SU Xu Juan AXF780 Licensed Representative 4 SU Yi AWZ267 Licensed Representative 4 SUEN Wai Kit, Philip AHV476 Licensed Representative 1 SUNG Eric AXD830 Licensed Representative 1, 7 SUZUKI Kiyoko AXE045 Licensed Representative 1 SWAMINATHAN Pratima AXC631 Licensed Representative 1 SZE Kwun Yu, Jason AXD898 Licensed Representative 1, 2 TABAR Samir Victor APJ577 Licensed Representative 1, 2 TAI Hip Lai AXH806 Licensed Representative 1, 4, 9 TAM Kwok Keung AXG491 Licensed Representative 1, 2 TAM Wai Hang AXF378 Licensed Representative 1, 4, 9 TAM Wing Shun AXF457 Licensed Representative 3 TAM Yu Man, Mary AXG030 Licensed Representative 1, 4 TAN Chung Hua AWT874 Licensed Representative 1, 2, 4, 5 TAN King Aun ARA421 Licensed Representative 1, 6 TAN Leng Cheng, Aaron APF168 Licensed Representative 1, 4, 6 Page 16 of 39

17 TANG Chun Yin AXD148 Licensed Representative 2 TANG Wing Sze, Winnie AGF374 Licensed Representative 1, 2 TANG Wing Wo, Stanley AEE789 Licensed Representative 1 TENG Steve AXC569 Licensed Representative 4, 6 TING Wai Ling AFO602 Licensed Representative 1, 4 TONG Kam Lai, Anita AUX008 Licensed Representative 1 TOPALOV Ivan Slavchev AXB568 Licensed Representative 1, 6 TRINH Eddie Khang Thach AXE228 Licensed Representative 1 TSANG Chi AXD827 Licensed Representative 1, 2 TSANG Ka Kit AXD389 Licensed Representative 1, 2 TSANG Siu Chung AXF532 Licensed Representative 3 TSANG Wing Sze AXG022 Licensed Representative 1 TSAO Shui Cheong, Thomas AXD568 Licensed Representative 9 TSE Chun Wah AXD561 Licensed Representative 1 TSE Ka Wai, Gary AXG019 Licensed Representative 1 TSE Wai Ming AQC370 Licensed Representative 1, 4, 9 TSOI Ming Chi ATB504 Licensed Representative 1, 2, 3 TSUDA Yutaka AXD501 Licensed Representative 1, 2 TSUI Hoi Lap AXD703 Licensed Representative 1, 2 TSUI Li Fung AXD288 Licensed Representative 1 TSUI Man Fai AXD916 Licensed Representative 1, 2 TUNG Kenneth Hoi-yi AEJ830 Licensed Representative 1, 6 VASUDEO Dipti Girindrachandra AXD283 Licensed Representative 1, 2, 7 VERMA Vijay AXF537 Licensed Representative 1, 2 WAN Chung Yuen AXF966 Licensed Representative 1, 2 WAN Hoi Ying AXG436 Licensed Representative 1 WAN Kam Sing AMB767 Licensed Representative 1 Page 17 of 39

18 WAN Shu Kong AXE234 Licensed Representative 1 WAN Yee Fai AXD737 Licensed Representative 9 WANG Chen AXC439 Licensed Representative 1, 2 WANG Gongxun AXF925 Licensed Representative 1, 6 WANG Lisha AWW125 Licensed Representative 1, 4 WANG Ping AXC089 Licensed Representative 1 WANG Songqing AXC535 Licensed Representative 1, 2 WANG Xia AXD689 Licensed Representative 1, 4 WATANABE Shoya AXC976 Licensed Representative 1, 4 WATT Chun Wai AXF397 Licensed Representative 1 WELLER Neil Thomas AXD733 Licensed Representative 4, 9 WEN Shirley AXE160 Licensed Representative 1, 4, 9 WEN Xiao Jie AQH518 Licensed Representative 1, 2 WENGER Stephan Patrick AXC823 Licensed Representative 9 WERDMOELDER Diederik Jan Karel AJF340 Licensed Representative 1 WICKHAM Cameron Con James AXF731 Licensed Representative 1, 6 WILLIS Vernon Russell AXE224 Licensed Representative 1, 2 WISBECK Ana Cristina AXC642 Licensed Representative 1, 4 WONG Benny Shing Chun AXC536 Licensed Representative 1, 2 WONG Camilla Kit Sum AXD192 Licensed Representative 1, 4, 9 WONG Cheuk Ka AXG287 Licensed Representative 1 WONG Chiu Yeung, Francis AMM266 Licensed Representative 1, 4 WONG Chor Ming AXD243 Licensed Representative 6 WONG Chui Lor ALU426 Licensed Representative 1, 2 WONG Fei Fei AXC571 Licensed Representative 1 WONG Hiu Tung AXA223 Licensed Representative 1, 2 WONG Ho Yan AKX411 Licensed Representative 1 Page 18 of 39

19 WONG Joseph AXG860 Licensed Representative 1, 6 WONG Ka Hang AXF037 Licensed Representative 1, 2, 3 WONG Kai Wai AXD699 Licensed Representative 1 WONG Kam Wai AXC577 Licensed Representative 1 WONG Kim Fung Eric APQ688 Licensed Representative 1 WONG Lap Shun AXD930 Licensed Representative 9 WONG Lik AMS535 Licensed Representative 1, 4, 9 WONG Mei Shan Titania AXF818 Licensed Representative 1, 2 WONG Mei Wai, Capella AXC628 Licensed Representative 1, 6 WONG Pak Kwan AXG488 Licensed Representative 1 WONG Pui Chi AXF393 Licensed Representative 1, 4 WONG Pui Mei Judy AXG041 Licensed Representative 1, 2 WONG Sai Cheong, Simon AXC408 Licensed Representative 1 WONG San Yu ARK585 Licensed Representative 1 WONG Shing Chi ARS765 Licensed Representative 1, 2, 3 WONG Shun Wah, Cynthia APY315 Licensed Representative 1 WONG Siu Laam AXF250 Licensed Representative 3 WONG Sui Kwan, Sylvania AIR743 Licensed Representative 1 WONG Tsz For AVL592 Licensed Representative 1 WONG Wai Chuen, Edward AXC541 Licensed Representative 1 WONG Wing Lam AXG074 Licensed Representative 1 WONG Yeung Fong AHG798 Licensed Representative 1, 2 WONG Yuen Chiu AXF496 Licensed Representative 1, 4 WONG Yun Tan AXD720 Licensed Representative 1, 2 WOO Wing Ho AXD376 Licensed Representative 1 WOO Yeuk Kay Esther AXC503 Licensed Representative 1, 2 WOOD Simon Nicholas Lionel AGJ116 Licensed Representative 6 Page 19 of 39

20 WOSNER Daniel Charles AXD189 Licensed Representative 1 WU Lap Yin AXF643 Licensed Representative 1 WU Wai Kin AXC730 Licensed Representative 1 WU Walter Kam Pui AXD513 Licensed Representative 1 WU Yaya AXD566 Licensed Representative 1, 6 XI Yue AXD988 Licensed Representative 1, 2 XIA Mingrui AXC582 Licensed Representative 1 XIA Runzhe AXD122 Licensed Representative 2 XIAO Chou AXD685 Licensed Representative 4 XIAO Hui AXC519 Licensed Representative 6 XIAO Xin AWU102 Licensed Representative 1 XIE Yiling AXF336 Licensed Representative 6 XU Bo AXG732 Licensed Representative 4 XU Yujie AHR503 Licensed Representative 1, 4, 9 XU Zhihua AXD836 Licensed Representative 6 XUE Xiao Bo AWZ148 Licensed Representative 4 YAN Dongao AXF501 Licensed Representative 4, 9 YAN Ka Shing, Angus APB253 Licensed Representative 1 YANG Guoping AXB620 Licensed Representative 4 YANG Kun AXC520 Licensed Representative 6 YANG Qi AXF377 Licensed Representative 9 YANG Shengkang AXF785 Licensed Representative 4 YANG Weidong AXA160 Licensed Representative 9 YANG Xuanxuan AXD118 Licensed Representative 6 YAO Peirong AXB357 Licensed Representative 1, 4, 6 YAO Peng AXC426 Licensed Representative 4, 9 YE Guofeng AXG034 Licensed Representative 4, 9 Page 20 of 39

21 YEO Yee Jiun Eugenia AXD821 Licensed Representative 1, 2 YEOW Yeonzon Tzui Tzuan AXD507 Licensed Representative 4 YEUNG Chun Kong AXD829 Licensed Representative 1 YEUNG Ho Chun AXF965 Licensed Representative 1, 2 YEUNG LEUNG Yuen Fun, Monica AXC562 Licensed Representative 1 YEUNG Long Keen AXC546 Licensed Representative 1 YICK Chun Pan AVF034 Licensed Representative 1 YIM Heung Lan AXC095 Licensed Representative 1, 4 YIM To Kin, Kenneth AXC902 Licensed Representative 1, 4 YIP Shu Choi Barry AXD820 Licensed Representative 1 YIP Thomas Ho Fai AXD289 Licensed Representative 1, 7 YIU Chi Wai Grace AXF817 Licensed Representative 1, 2 YIU Kwok Kin AXF398 Licensed Representative 1, 2 YOUNG Ka Wai, Gavin AXC101 Licensed Representative 1, 2 YU Chung Hang AXF399 Licensed Representative 1, 2 YU Kwun Po, Anson APJ172 Licensed Representative 1, 2 YU Wing Kit AQD494 Licensed Representative 1, 2 YU Yin Wai AXD738 Licensed Representative 1 YUAN Victor Teh-hsien AXB940 Licensed Representative 1, 6 YUEN Kai Yiu Kelvin AXE048 Licensed Representative 1, 6 YUNG Ching Yee AXA297 Licensed Representative 1 YUNG Luk Yi AMC164 Licensed Representative 1, 2 ZAGVOZDINA Natalia AXD244 Licensed Representative 4 ZHANG Dinghai AXF099 Licensed Representative 1, 4 ZHANG Heng AXG487 Licensed Representative 1 ZHANG Jianhong AXC694 Licensed Representative 1, 6 ZHANG Qian AXF705 Licensed Representative 1, 6 Page 21 of 39

22 ZHANG Ting AWZ158 Licensed Representative 4 ZHANG Ying AXD382 Licensed Representative 1, 2, 4 ZHANG Zhihui AXE056 Licensed Representative 1 ZHAO Fei AXF376 Licensed Representative 1, 6 ZHAO Wei Peng AXD832 Licensed Representative 1, 4, 9 ZHAO Yi AXD838 Licensed Representative 6 ZHAO Zhejin AXD123 Licensed Representative 2 ZHENG Jing AXH175 Licensed Representative 6 ZHI Wendian AXD292 Licensed Representative 9 ZHOU Li AXC570 Licensed Representative 6 ZHU Qi AXD560 Licensed Representative 4, 9 ZHU Shirong AVI743 Licensed Representative 6 ZHU Su AXC644 Licensed Representative 1, 2, 7 ZHU Yunyun AXB626 Licensed Representative 4 ZIBILICH Nathan Michael AXD511 Licensed Representative 1, 2 ZOU Hao ASM068 Licensed Representative 1, 6 ZOU Zhongliang AWZ518 Licensed Representative 1, 4 ALOMRAN Abdulmohsin Omran M AWE715 Licensed Representative - Responsible Officer 9 ALTMAN Jeffrey Alan AWS978 Licensed Representative - Responsible Officer 9 AUDIBERT Jean Francois Marie AVY634 Licensed Representative - Responsible Officer 9 BOYTON Jamie Phillip AFC755 Licensed Representative - Responsible Officer 9 CHEN Shih-Long AUZ757 Licensed Representative - Responsible Officer 1, 4 CLARKE Richard Timothy ALZ688 Licensed Representative - Responsible Officer 1 DUNN Simon Paul AWV090 Licensed Representative - Responsible Officer 1 FREEMAN Marcus Geoffrey AWF429 Licensed Representative - Responsible Officer 1, 4 KAM Kwok Ching ALY309 Licensed Representative - Responsible Officer 9 KOO Vanessa Lee Ying AFX588 Licensed Representative - Responsible Officer 6 Page 22 of 39

23 LAM Wing Keung ANS013 Licensed Representative - Responsible Officer 9 LEADER Rory Colledge AAB762 Licensed Representative - Responsible Officer 1, 4 LEE Jeffrey Fu-jen AWS988 Licensed Representative - Responsible Officer 9 LO Shuk Kwan, Alison AOS013 Licensed Representative - Responsible Officer 1, 4, 9 LO Wai Ching Louisa AWU174 Licensed Representative - Responsible Officer 4 MASON Mark Evan AWV089 Licensed Representative - Responsible Officer 1 MUNRO Joanna Mary AUW071 Licensed Representative - Responsible Officer 1, 4, 9 NG Ka Wah, Philip AGU760 Licensed Representative - Responsible Officer 9 NG Yum Fai AFC598 Licensed Representative - Responsible Officer 4, 9 OH Jae Won ARQ096 Licensed Representative - Responsible Officer 4, 9 SPENCE Robert Hector John AJD110 Licensed Representative - Responsible Officer 1, 4, 9 TSUI Ying Lung AFK451 Licensed Representative - Responsible Officer 1 VALENZUELA CASTRO Adrian AXB599 Licensed Representative - Responsible Officer 1 WANG Christopher Min Fang AEM872 Licensed Representative - Responsible Officer 9 WILSON Anthony Casey AGB940 Licensed Representative - Responsible Officer 9 WONG Man Yee, Wendy ADQ858 Licensed Representative - Responsible Officer 1 WOOD Glen Stephen AWZ007 Licensed Representative - Responsible Officer 4 YIP Ying Chi, Benjamin AFL246 Licensed Representative - Responsible Officer 9 AHMAD Abda AQO554 Licensed Representative (Provisional Licence) 1, 2, 7 AMSELLEM Oren Ephraim AIU209 Licensed Representative (Provisional Licence) 1 ANG Lee Ping AQD398 Licensed Representative (Provisional Licence) 1, 6 AU Kam Sang, Ebenezer AGQ482 Licensed Representative (Provisional Licence) 1, 4 AU Wai Yin AXG874 Licensed Representative (Provisional Licence) 1 AU-YEUNG Kin Hang AXI948 Licensed Representative (Provisional Licence) 4 BAIGRIE Robert Diarmuid Alexander AXE878 Licensed Representative (Provisional Licence) 1 BARROSO Raul Francisco ALF573 Licensed Representative (Provisional Licence) 1 BELL Ian Michael AXF702 Licensed Representative (Provisional Licence) 1 Page 23 of 39

24 BERKANE Chiraz AXG036 Licensed Representative (Provisional Licence) 1, 2 BERRY Nicholas Peter AXG006 Licensed Representative (Provisional Licence) 4 BISHNOI Manish AXE046 Licensed Representative (Provisional Licence) 4, 9 BLACK Robert Stubley AXG378 Licensed Representative (Provisional Licence) 9 BRERETON William Carter AXH003 Licensed Representative (Provisional Licence) 1, 2 BUTAVAND Axelle Victoire AXG759 Licensed Representative (Provisional Licence) 1, 2 CAO Yishan AXI390 Licensed Representative (Provisional Licence) 1, 4, 6 CARBOY Michael Edsall AXI003 Licensed Representative (Provisional Licence) 4 CHAN Cheuk Sang AXG757 Licensed Representative (Provisional Licence) 1 CHAN Cheuk Yu AXF697 Licensed Representative (Provisional Licence) 1, 2 CHAN Chi Wai AXI311 Licensed Representative (Provisional Licence) 1, 4, 5, 9 CHAN Chi Yin AFV222 Licensed Representative (Provisional Licence) 9 CHAN Hiu Shan AXG598 Licensed Representative (Provisional Licence) 1, 6 CHAN Ho Yin AXI705 Licensed Representative (Provisional Licence) 1, 2 CHAN King AXH382 Licensed Representative (Provisional Licence) 1, 2 CHAN Kwok Ming, Tommy AXH771 Licensed Representative (Provisional Licence) 3 CHAN Mo Yin AJF360 Licensed Representative (Provisional Licence) 1, 6 CHAN Shing Kit AXG141 Licensed Representative (Provisional Licence) 1 CHAN Simon AXH327 Licensed Representative (Provisional Licence) 1, 4 CHAN Sin Ting AXF816 Licensed Representative (Provisional Licence) 1, 2 CHAN Siu Ki, Eric AXG825 Licensed Representative (Provisional Licence) 1 CHAN Soon Yene AXH282 Licensed Representative (Provisional Licence) 1, 4, 6 CHAN Suet Yee AIZ235 Licensed Representative (Provisional Licence) 1, 4 CHAN Sze Tik AXD880 Licensed Representative (Provisional Licence) 1 CHAN Wai Chi AXG751 Licensed Representative (Provisional Licence) 1, 2 CHAN Wing Han AXF815 Licensed Representative (Provisional Licence) 4 CHAN Wing Yin, Irene AXG756 Licensed Representative (Provisional Licence) 1, 9 Page 24 of 39

25 CHAN Yu Ling AXG387 Licensed Representative (Provisional Licence) 1 CHANG Cheng AXG397 Licensed Representative (Provisional Licence) 1, 6 CHANG David Shui Kei APP192 Licensed Representative (Provisional Licence) 1, 6 CHANG Hsun AXF701 Licensed Representative (Provisional Licence) 1, 2 CHAU Sun Fai, Robert AXG278 Licensed Representative (Provisional Licence) 1 CHEN Haiyun AXH543 Licensed Representative (Provisional Licence) 1 CHEN Shouhong AXG889 Licensed Representative (Provisional Licence) 4, 9 CHENG Difei AMR407 Licensed Representative (Provisional Licence) 4, 6, 9 CHENG Teng Fong, Keith AXG564 Licensed Representative (Provisional Licence) 1, 4 CHENG Wei Han AXH203 Licensed Representative (Provisional Licence) 1, 6 CHEUNG Ching Man AXI346 Licensed Representative (Provisional Licence) 1, 2 CHEUNG Hau Tsan, David AVU719 Licensed Representative (Provisional Licence) 1 CHEUNG Hei APG437 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Hon Kee AXF605 Licensed Representative (Provisional Licence) 1 CHEUNG Tsz Kin AXI709 Licensed Representative (Provisional Licence) 1, 2 CHEUNG Yee Man, Elaine ACN098 Licensed Representative (Provisional Licence) 1, 4, 6 CHI Ginnie APL787 Licensed Representative (Provisional Licence) 1, 4 CHIN Abel Yoon Sern AXI512 Licensed Representative (Provisional Licence) 1, 4, 6 CHING Wing Sze AXG550 Licensed Representative (Provisional Licence) 1, 2 CHIU Ho Cheung AXH545 Licensed Representative (Provisional Licence) 1, 2, 7 CHIU Hon Wah ABP616 Licensed Representative (Provisional Licence) 1, 2 CHIU Man Chun AXG033 Licensed Representative (Provisional Licence) 1, 2 CHIWENGA Gamuchirai Constantine M AXH161 Licensed Representative (Provisional Licence) 1, 6 CHOW Hoi Shan AXG849 Licensed Representative (Provisional Licence) 1, 6 CHU Kwan Pok AFM697 Licensed Representative (Provisional Licence) 1 CHU Shek Chiu AXF395 Licensed Representative (Provisional Licence) 1 CHU Ting Fung, Timothy AXH173 Licensed Representative (Provisional Licence) 4, 9 Page 25 of 39

26 CHUA Jin Cai AXE084 Licensed Representative (Provisional Licence) 1, 4, 6 CHUAH Hong Leng AXD735 Licensed Representative (Provisional Licence) 1, 4, 9 CHUANG Nathan Michael AXF561 Licensed Representative (Provisional Licence) 1, 6 CHUNG Chi Bun, Alan AXF919 Licensed Representative (Provisional Licence) 1, 6 CHUNG Chun Cheong, Joe AXH107 Licensed Representative (Provisional Licence) 1, 2 CHUNG Wilson James Ka Lun AXG767 Licensed Representative (Provisional Licence) 1, 2 CHUYKO Kirill Sergeevich AXH348 Licensed Representative (Provisional Licence) 4 DIAO Stephen ACC083 Licensed Representative (Provisional Licence) 1, 6 DING Yiming AXG896 Licensed Representative (Provisional Licence) 6 DONAN Keith AXG905 Licensed Representative (Provisional Licence) 1, 2 DONG Nan AXH998 Licensed Representative (Provisional Licence) 1, 6 DU Hequn AOJ863 Licensed Representative (Provisional Licence) 1 ENOMOTO Chika AXH801 Licensed Representative (Provisional Licence) 1 FANG Hua AGN534 Licensed Representative (Provisional Licence) 1, 4, 6 FARBMAN Ethan Charles AJY727 Licensed Representative (Provisional Licence) 1, 6 FAURE Olivier Pierre AHK081 Licensed Representative (Provisional Licence) 1 FERGUSON David AXG451 Licensed Representative (Provisional Licence) 4 FITTE Laurent Gerard AXH378 Licensed Representative (Provisional Licence) 1, 2 FONG Mei Yin Miranda AXH882 Licensed Representative (Provisional Licence) 1, 2 FOUR Matthew AXI468 Licensed Representative (Provisional Licence) 1, 7 FU Chengyuan AXG383 Licensed Representative (Provisional Licence) 1, 6 FUNG Hiu Lap, Lawrence AXI355 Licensed Representative (Provisional Licence) 1, 2 FUNG Kai Man AXI118 Licensed Representative (Provisional Licence) 1 GAO Cheng AXG207 Licensed Representative (Provisional Licence) 1, 6 GRAINGER Morgan Anne AXG147 Licensed Representative (Provisional Licence) 1, 2, 4, 9 GU Xiaolei APW627 Licensed Representative (Provisional Licence) 1, 4 GUPTA Abhishek AOY906 Licensed Representative (Provisional Licence) 1, 2 Page 26 of 39

27 GUPTA Puneet AXF254 Licensed Representative (Provisional Licence) 1, 2 GUY Stephane Edouard Andre ASP487 Licensed Representative (Provisional Licence) 1, 2 HA Wing Ying AXI009 Licensed Representative (Provisional Licence) 9 HESTER Thomas Eitel AEZ079 Licensed Representative (Provisional Licence) 1, 7 HILTON Vanessa Catherine AXH204 Licensed Representative (Provisional Licence) 1, 2, 7 HO Hung Chi ANH008 Licensed Representative (Provisional Licence) 4 HO Ka Shun AMK149 Licensed Representative (Provisional Licence) 1 HO Man Ho AXI383 Licensed Representative (Provisional Licence) 1, 2 HO Sheng Li AXD893 Licensed Representative (Provisional Licence) 1 HO Tsz Shun, Kevin AXG091 Licensed Representative (Provisional Licence) 1, 6 HONG Du Ki APS746 Licensed Representative (Provisional Licence) 1, 4, 6 HONG Gi Na AXI010 Licensed Representative (Provisional Licence) 4 HSIEH Meng-Han AXG899 Licensed Representative (Provisional Licence) 1 HUANG Liang AXH215 Licensed Representative (Provisional Licence) 9 HUI Chi Keung ALZ728 Licensed Representative (Provisional Licence) 4 HUI Shung Hin, Edwin AXE848 Licensed Representative (Provisional Licence) 1, 4 HUI Wai Ling AXG100 Licensed Representative (Provisional Licence) 1, 6 HUNTER Philip James AXG586 Licensed Representative (Provisional Licence) 1, 9 HURLEY Jay Clive AXG446 Licensed Representative (Provisional Licence) 1, 2 HWANG Jennifer Nicole AXG088 Licensed Representative (Provisional Licence) 1 INOUE Yoshihiro AXG044 Licensed Representative (Provisional Licence) 1, 6 IP Hiu Shuen AXI898 Licensed Representative (Provisional Licence) 1 IP Judith AJM736 Licensed Representative (Provisional Licence) 1, 2 JI Mo AXG209 Licensed Representative (Provisional Licence) 9 JIANG Maolin ARE474 Licensed Representative (Provisional Licence) 9 JIANG Yan AXG208 Licensed Representative (Provisional Licence) 4, 9 JIN Maomao AXH078 Licensed Representative (Provisional Licence) 1, 4 Page 27 of 39

28 JOSEPH PULPEL Savio AXF534 Licensed Representative (Provisional Licence) 1, 2 KASHYAP Kritika AXF698 Licensed Representative (Provisional Licence) 1, 4 KAWAI Mikiko AXG800 Licensed Representative (Provisional Licence) 1 KAY Chong-san AXG649 Licensed Representative (Provisional Licence) 1 KEENAN Richard Mark AXF964 Licensed Representative (Provisional Licence) 2 KENNEDY David James AXG973 Licensed Representative (Provisional Licence) 1, 2 KENNEDY Trent Nathan AXF489 Licensed Representative (Provisional Licence) 1 KEUNG Cheuk Lung ALQ510 Licensed Representative (Provisional Licence) 1, 4 KIM Byung Hak AXI008 Licensed Representative (Provisional Licence) 4, 9 KIM Paul Hamsoo AXG395 Licensed Representative (Provisional Licence) 9 KING Sally AXI004 Licensed Representative (Provisional Licence) 9 KNOWLES Brian Michael AXI592 Licensed Representative (Provisional Licence) 1, 2, 7 KO Sean Joonheum AXG987 Licensed Representative (Provisional Licence) 1 KOH Jun Yu, Kenny AXI820 Licensed Representative (Provisional Licence) 4, 9 KOTHARI Amal Dilip AXI590 Licensed Representative (Provisional Licence) 1, 6 KUMAR Ashish Raj AXH541 Licensed Representative (Provisional Licence) 1, 6 KUO Ming-Cheng ADR380 Licensed Representative (Provisional Licence) 9 KWAN Hai Man, Kathryn AXG288 Licensed Representative (Provisional Licence) 1 KWAN Ka Tung AXH174 Licensed Representative (Provisional Licence) 4, 9 LAI Cheuk Pan AXF380 Licensed Representative (Provisional Licence) 9 LAI Mei Kwan AXH804 Licensed Representative (Provisional Licence) 1, 2 LAM Ka Yu AXG492 Licensed Representative (Provisional Licence) 1, 2 LAM Pok Lai, Paul AXI106 Licensed Representative (Provisional Licence) 1, 2 LAM Tao Wong AXG761 Licensed Representative (Provisional Licence) 1 LAM Wing Cheung AXI368 Licensed Representative (Provisional Licence) 1 LAM Yu Man, Priscilla AIS610 Licensed Representative (Provisional Licence) 1, 6 LAU Hsu-yung AXI243 Licensed Representative (Provisional Licence) 1, 6 Page 28 of 39

29 LAU Ka Man AXG075 Licensed Representative (Provisional Licence) 1 LAU Kin Chung, Alex AXH629 Licensed Representative (Provisional Licence) 1, 6 LAU Kin Kwan, Karen AXH328 Licensed Representative (Provisional Licence) 1, 2 LAU So On ARQ251 Licensed Representative (Provisional Licence) 9 LEE Cheuk Yuen Jeffrey AXG835 Licensed Representative (Provisional Licence) 1, 2 LEE Chi Fat, Chester AFF118 Licensed Representative (Provisional Licence) 1, 2 LEE Gee Eun AXG142 Licensed Representative (Provisional Licence) 1, 4 LEE James Jongsung AXI223 Licensed Representative (Provisional Licence) 1, 4 LEE Ka Lim AXG753 Licensed Representative (Provisional Licence) 1, 2, 4 LEE Ka Man Kevin AXI267 Licensed Representative (Provisional Licence) 1, 6 LEE Kwong Wai AXI348 Licensed Representative (Provisional Licence) 1, 2 LEE Sheung Yee, Anna AXG918 Licensed Representative (Provisional Licence) 1 LEE Wing AUR872 Licensed Representative (Provisional Licence) 1 LEE Yee AXG768 Licensed Representative (Provisional Licence) 1, 6 LEE Young Chun AXH208 Licensed Representative (Provisional Licence) 1, 2, 7 LEE Yuk Kwan AXH959 Licensed Representative (Provisional Licence) 1 LE-GALLEZ Richard Steven AXI089 Licensed Representative (Provisional Licence) 1, 2 LEUNG Hiu Nam, Leona AXG035 Licensed Representative (Provisional Licence) 4, 6 LEUNG Ka Chun, Sunny AQN302 Licensed Representative (Provisional Licence) 1, 4 LEUNG Kin ADZ562 Licensed Representative (Provisional Licence) 1, 2 LEVY Cyril Claude AXF806 Licensed Representative (Provisional Licence) 1, 4 LI Hong AXI268 Licensed Representative (Provisional Licence) 1, 4 LI Hongying APP902 Licensed Representative (Provisional Licence) 1, 4 LI Shen AMB208 Licensed Representative (Provisional Licence) 9 LI Wing Yin AXI384 Licensed Representative (Provisional Licence) 1 LI Xiangle AXG244 Licensed Representative (Provisional Licence) 1, 4, 6 LI Xiangrong ANM056 Licensed Representative (Provisional Licence) 1, 4 Page 29 of 39

30 LI Yi Sum AXF706 Licensed Representative (Provisional Licence) 1, 2 LI Zhongyuan AXD238 Licensed Representative (Provisional Licence) 1, 6 LIANG Michelle Alison Hing Man AXF635 Licensed Representative (Provisional Licence) 1, 4 LIAO Ming ALR740 Licensed Representative (Provisional Licence) 1, 6 LIM Kim Huat AXH542 Licensed Representative (Provisional Licence) 1, 2, 7 LIM Man Woon AXG760 Licensed Representative (Provisional Licence) 1 LIM Soon Teong AXG766 Licensed Representative (Provisional Licence) 4, 9 LIN Nan AXI594 Licensed Representative (Provisional Licence) 1, 2, 7 LIN Tingting AXI337 Licensed Representative (Provisional Licence) 1, 4, 6 LIN Xiaohui AXI658 Licensed Representative (Provisional Licence) 1 LIU Bing AXH909 Licensed Representative (Provisional Licence) 1, 4 LIU Sherry Xiaoyu AHA564 Licensed Representative (Provisional Licence) 1, 6 LIU Xiaotao AXI167 Licensed Representative (Provisional Licence) 9 LO Fung Ping AQI897 Licensed Representative (Provisional Licence) 1, 2 LO Hiu Tung AXH227 Licensed Representative (Provisional Licence) 1, 6 LO Szu-yuan AXF983 Licensed Representative (Provisional Licence) 4 LO Yat On AXI799 Licensed Representative (Provisional Licence) 1, 2, 4 LOK Ah Sze AXE846 Licensed Representative (Provisional Licence) 1 LOK Hiu Kwan, Mandy ANR249 Licensed Representative (Provisional Licence) 1, 4 LOO Jon Pierre AOD377 Licensed Representative (Provisional Licence) 1, 2 LOPEZ Lennard Engelbert AXG145 Licensed Representative (Provisional Licence) 1, 4 LUI Ching Yan AXG549 Licensed Representative (Provisional Licence) 2 LULLA Rajiv Ramesh AXG438 Licensed Representative (Provisional Licence) 1, 4, 6 LUN Lawrence Wai-Lam AXH213 Licensed Representative (Provisional Licence) 1, 4, 9 LUO Yier AXF934 Licensed Representative (Provisional Licence) 1 MA Kwai King AMH135 Licensed Representative (Provisional Licence) 1, 6 MA Qinqin AXG455 Licensed Representative (Provisional Licence) 1 Page 30 of 39

31 MA So Ping ACR160 Licensed Representative (Provisional Licence) 4, 9 MACKAY Neil Alexander ACE850 Licensed Representative (Provisional Licence) 4 MAHTANI Aniel Naraindas AXH504 Licensed Representative (Provisional Licence) 4 MAK Ling Wai AGH140 Licensed Representative (Provisional Licence) 4, 9 MAK Shen Tau, Irwin AXG285 Licensed Representative (Provisional Licence) 1 MAN Kin Kau AXH501 Licensed Representative (Provisional Licence) 1 MAN Tsz Kong AXG095 Licensed Representative (Provisional Licence) 1, 6 MAN Yuk Ying AXG040 Licensed Representative (Provisional Licence) 1, 2 MANTCHOVSKI Ivan Anguelov AXE054 Licensed Representative (Provisional Licence) 1, 2 MAO Jiangqiang AXI260 Licensed Representative (Provisional Licence) 1, 4, 6 MARSCHALL Christof Juergen AXI229 Licensed Representative (Provisional Licence) 1, 6 MASUMIZU Hitoshi AXF810 Licensed Representative (Provisional Licence) 1 MATTILA Riku Johannes AXH229 Licensed Representative (Provisional Licence) 4 MENDELSOHN Pierre Etienne Marius AXG152 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 7 MI Trevor Taowei AXG139 Licensed Representative (Provisional Licence) 1, 4, 6 MOHATA Pankaj AXF915 Licensed Representative (Provisional Licence) 1, 4, 6 MOK Willis Sze Wai AXF969 Licensed Representative (Provisional Licence) 1 MONOT Cosme Hubert Roger Pierre AVF688 Licensed Representative (Provisional Licence) 1, 2 MOON Hong Hoo AXG887 Licensed Representative (Provisional Licence) 1, 4, 6 MOROZOV Alexey Sergeevich AXH353 Licensed Representative (Provisional Licence) 4 MOU Yili ARD767 Licensed Representative (Provisional Licence) 4 NA Hannik AXG764 Licensed Representative (Provisional Licence) 4 NAKAMURA Gakushi AXF391 Licensed Representative (Provisional Licence) 9 NAKATSU Mamoru AXF808 Licensed Representative (Provisional Licence) 1, 6 NG Ching Ho AXI359 Licensed Representative (Provisional Licence) 1, 2, 7 NG Siu Wai ASD269 Licensed Representative (Provisional Licence) 1 NG Wai Fat ADL297 Licensed Representative (Provisional Licence) 1, 4 Page 31 of 39

32 NG Wai Leung, Anthony AME574 Licensed Representative (Provisional Licence) 1, 4 NG Wing Shan AXI704 Licensed Representative (Provisional Licence) 1, 2 NG Woo Sang AXI271 Licensed Representative (Provisional Licence) 1, 2 NG Yee Wai AXG143 Licensed Representative (Provisional Licence) 6 NG Yuet Yuen AXH200 Licensed Representative (Provisional Licence) 1, 2 NGAN Chor Fong AEJ924 Licensed Representative (Provisional Licence) 1, 2 NGASERIN Andri AXH546 Licensed Representative (Provisional Licence) 1, 4 OLSSON Eva Patricia Rahel AXH231 Licensed Representative (Provisional Licence) 4 OMURA Yoshiyuki AAD085 Licensed Representative (Provisional Licence) 1 OSHIBA Atsushi AXI595 Licensed Representative (Provisional Licence) 9 OYOSHI Kazuhiro AXI226 Licensed Representative (Provisional Licence) 1 PALATIELLO Jason Matthew AVL438 Licensed Representative (Provisional Licence) 1, 2, 7 PAN Xinglan ATJ066 Licensed Representative (Provisional Licence) 1, 2 PANG Kai Chun AOJ337 Licensed Representative (Provisional Licence) 1, 4, 6 PANI Rita AVI807 Licensed Representative (Provisional Licence) 1, 2 PHANG York Kong, Johnny AXF065 Licensed Representative (Provisional Licence) 3 POLLEY Sean Sullivan AXI511 Licensed Representative (Provisional Licence) 1, 2 PONG David Juyoung APW579 Licensed Representative (Provisional Licence) 1, 6 POON Alex Chun Man AXF905 Licensed Representative (Provisional Licence) 4 POON Shu Hang AXI218 Licensed Representative (Provisional Licence) 4, 9 POON Sze Wai, Kelvin ANU253 Licensed Representative (Provisional Licence) 4, 9 POTTINGER Simon George Alston AXG797 Licensed Representative (Provisional Licence) 1 PRINCE Alexander Gilbert AXH803 Licensed Representative (Provisional Licence) 1, 2 PRODDUTOOR Swathi Reddy AXG214 Licensed Representative (Provisional Licence) 4 RAJMANI Anand AXG989 Licensed Representative (Provisional Licence) 1, 2 REN Guohua ADO422 Licensed Representative (Provisional Licence) 1, 4, 6 RESTUCCIA Luca AXH075 Licensed Representative (Provisional Licence) 1, 4 Page 32 of 39