Progress Made in the Implementation of the Stepwise Laboratory Quality Improvement Process Towards Accreditation. Talkmore Maruta ASLM2014, Cape Town

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Progress Made in the Implementation of the Stepwise Laboratory Quality Improvement Process Towards Accreditation Talkmore Maruta ASLM2014, Cape Town 1

Background ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

ASLM is a pan-african professional body launched in 2011 Receives support from African Union, World Health Organization (WHO), United States (US) Centers for Disease Control and Prevention (CDC), Clinton Health Access Initiative (CHAI), US President's Emergency Plan for AIDS Relief (PEPFAR), Several African ministries of health and other international partners ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

ASLM 2020 Vision ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Vision2020: Its Motivation WHO Resolution AFR/RC58R2 Strengthening Public Health Labs in Africa 2008 Maputo Declaration Strengthening of Laboratory Systems

ASLM s Work Centers around its 4 Strategic Goals GOAL Workforce Accreditation Regulatory Lab networks 2020 TARGETS Curriculum review, establish professional/regulatory bodies Train 30,000 professionals 2500 Labs to be enrolled into SLIPTA 250 labs to achieve accreditation by international standards Raise regulatory standards for diagnostics products to international standards in 25 countries Establish harmonized regulation for new diagnostics across Africa s 8 RECs Establish African Network of Public Health Reference Laboratories, with at least 30 member countries.

Auditor Training Goal 2 Laboratory Accreditation: Key Mechanisms ASLM is Implementing Partner for SLIPTA. Auditing 2020 Targets Enroll 2,500 labs in the WHO SLIPTA quality improvement program Enable 250 labs to achieve accreditation Certification ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Audit Process Tools WHO AFRO SLIPTA Checklist ISO 15189:2012 Audit methods Review of documents and records Observations interviews De-brief Lab Level Centrally Report Submission to IAC ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

SLIPTA Progress ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

SLIPTA Implementation: May 2013 Oct 2014. Cote d ivore Ghana Nigeria Cameroon Ethiopia Uganda Kenya Rwanda Burundi Tanzania 16 Countries visited 122 labs Audited Angola Zambia Mozambique Zimbabwe Botswana Namibia Swaziland Lesotho ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Audited Laboratories: Star Distribution (n=122) 50 45 40 35 30 25 20 15 10 5 0 12 23 46 31 8 Nigeria S Africa Zero One Star Two Stars Three Stars Four Stars Five Stars 2 ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

0 20 40 60 80 Performance of the 122 Laboratories 100 120 s1 s2 s3 s4 s5 s6 s7 s8 s9 s10 s11 s12 Score% ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Progress Towards 250 Laboratories Accredited 7 Laboratories being prepared for International Accreditation 42 (34%) Labs recommended to Prepare for International Accreditation Ghana Nigeria Cameroon Ethiopia Uganda Kenya Rwanda Burundi Tanzania Angola Zambia Mozambique 4 Pre SANAS Audits scheduled for Dec 2014 (2) and March 2015 (2) Namibia Zimbabwe Botswana Swaziland Lesotho NTRL Audited by PAC. Expect accreditation Q1 2015

Number of certified auditors Building capacity to conduct Laboratory audits Bukina Faso Nigera1 Zambia Lesotho Ghana Mozambique Cameroon Cote d'ivoire Malawi Zimbabwe Swaziland Botswana Ethiopia South Africa Tanzania 71 13 1 1 2 3 3 3 4 4 4 5 6 7 7 8 3 May 2014 October 2014 Portuguese = 3; French = 9; English = 59

MAY-13 JUN-13 JUL-13 AUG-13 SEP-13 OCT-13 NOV-13 DEC-13 JAN-14 FEB-14 MAR-14 APR-14 MAY-14 JUN-14 JUL-14 AUG-14 SEP-14 OCT-14 NOV-14 Capacity To Audit: Impact on Vision 2020 Goal Labs 15 9 3 4 4 Auditors 52 52 52 52 52 44 44 40 40 36 36 30 30 30 30 30 30 30 24 19 61 40 82 54 101 68 111 115 122 71 71 71 Impact of Increased Auditor Base

Achieving ASLM2020 Accreditation Target through Collaborations ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA Framework for Engaging Other Institutions for SLIPTA Implementation Purpose 1. In line with ASLM2020: Strategies and Vision to Strengthen Public Health Laboratory Medicine in Africa through working collaboratively with governments, national, regional and international organizations, implementing partners, the private sector and other agencies, this document establishes a structural role for potential partners and formalizes the modalities of their participation in supporting and implementing the WHO AFRO Stepwise Laboratory Improvement Process Towards Accreditation (SLIPTA).

High Level Advocacy to build support for Laboratory System Strengthening in Africa Attendees 25 20 15 10 5 0 1 1 2 5 8 20 20 Support to visit accredited labs Support to apply for ISO accreditation Commitment to support Labs for accreditation MOH level Implementation plans to resolve systemic issues

High Level Commitment to Support Lab System Strengthening 14 Ministers of Health signed MINISTERIAL CALL FOR ACTION - STRENGTHENING LABORATORY SERVICES IN AFRICA - We, the undersigned Ministers of Health from African countries, attending and meeting at the 1 st International Conference of the African Society for Laboratory Medicine (ASLM), Cape Town, South Africa, December 1 st th, 2012 under the theme Accurate Laboratory Diagnostics A Pillar of Quality Health Care

Looking Ahead ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Status of QMS in Africa: Where Are We and Why are We there and How can we move ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Average performance of the 122 Laboratories in Africa 100 90 80 70 60 50 40 30 20 10 0 21

Average performance of the 122 Laboratories in Africa 0 10 20 30 40 50 60 70 80 90 100 i. Review Current Training on Internal Auditing Most programs train but do not check for competency ii. Corrective Action and Root Cause Analysis Most training theoretical 22

Barriers to Implementation of QMS Towards Accreditation 45 40 41 35 30 29 25 23 20 15 12 10 8 5 0 Zero Stars One Star Two Stars Three Stars Four Stars Five Stars 2 ADVANCING THE LABORATORY PROFESSION AND NETWORKS IN AFRICA

Barriers to Implementation of QMS Towards Accreditation Infrastructure Most Significant barrier(p=0001) o Size: Scope of testing o Design Make Available Standard Lab Plans for different risk Levels E.g. WHO, ASLM websites

Barriers to Implementation of QMS Towards Accreditation Availability of a QMS Expert (OR: 20; p = 0.011) Lab mentor Consultant Training of more Lab mentors Establish Structured Mentorship Programs Develop local and regional Expertise

Barriers to Implementation of QMS Towards Accreditation Staff commitment (OR = 8.4; p = 0.013) Workload to staff ratio not significant! In other words, having more staff does not necessary predict that a lab will get >= 3 stars Well defined career paths Staff Retention Strategies Increase Staff motivation and morale

Barriers to Implementation of QMS Towards Accreditation Availability of adequate financial resources: (OR = 7.0; p = 0.036) Include Accreditation in Strategic Plans Increase allocations for Labs Increase involvement of the Lab in the Budgeting Process

ASLM s Work Centers around its 4 Strategic Goals GOAL 2020 TARGETS Workforce Accreditation Regulatory Lab networks

Acknowledgements ASLM WHO CDC Audited countries MOH and Laboratories SLIPTA Auditors Partners Supporting Laboratories 29