CHAPTER TWO 2.0 RESEARCH METHODOLOGY. 2.1 Introduction

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CHAPTER TWO 2.0 RESEARCH METHODOLOGY 2.1 Introduction This chapter outlines the methodology of the study focusing on research design, population, sample and sampling procedures, study instruments, data collection and data analysis procedures.

The Report On Monitoring Learner Achievement Study For Class 3 In Literacy And Numeracy 2.2. Research design 2.4 Study sites This study adopted a survey research design because it allows for data collection from wide geographical coverage, and a large sample as dictated by the nature of NASMLA. In addition, the survey design entails the study of situations in their natural settings without manipulation of variables. 2.3 General and Target Populations The study population was derived from the sampled primary schools from all the eight provinces. The primary school section consists of 3 distinct levels namely lower primary (1-3), mid primary (4-6) and upper primary (7-8). In assessing learning achievement, it is important to capture the completion of each of these 3 levels. Pupils who had completed class 3 and were in the first term of their fourth class formed the target population for NASMLA study. The lower primary classes provide the foundation of the development of numeracy and literacy skills, hence impacting subsequent levels of learning. The class 3 Literacy and Numeracy teachers formed part of the target population. Also included were the Headteachers of the sampled schools. The defined target population was derived from public and private primary schools with the exception of special needs schools as well as those with an enrolment of less than 15 pupils in class 3. Schools with the defined target population were obtained from the Education Management Information System (EMIS) database at the Ministry of Education Headquarters. The sample of schools was generated using the Sample Design Manager-SAMDEM (Sylla, K. et al 2003) which is a specialized software system that enables generation of a range of sampling options, which satisfy the statistical accuracy as set down for the study. At the same time SAMDEM addressed the logistical and financial realities of this study. In addition the software helped to address issues of variation in sample size when schools were selected with equal probability by employing the Probability Proportional to Size (PPS) sampling. 2.5 SAMPLE SIZE AND SAMPLING PROCEDURES 2.5.1 Selection of Schools At the time of the study there were 156 districts in Kenya s 8 provinces. It was from these districts that a total of 328 schools were sampled as detailed in Table 2.1. Rift Valley, which is the largest province with the largest number of districts provided the highest number of schools (95) while Nairobi which is the country s metropolitan capital city and the smallest province provided the least number of schools (8). Table 2.1: The distribution of the sampled schools by province Province Districts Number of schools Public Private Total 1 Coast 12 25 2 27 2 Central 12 25 4 29 3 Eastern 30 55 5 60 4 Nairobi 4 6 2 8 5 Rift Valley 48 85 10 95 6 Western 18 39 0 39 7 Nyanza 22 47 1 48 8 North Eastern 10 22 0 22 Total 156 304 24 328 THE NATIONAL ASSESSMENT CENTER, MAY 2010. 12

Table 2.2: Sample of pupils by gender and province Research Methodology Province Girls Boys Missing Total Coast 322 317 4 643 Central 353 345 1 699 Eastern 680 718 14 1,412 Nairobi 99 100 1 200 Rift Valley 1,118 1,184 8 2,310 Western 474 491 4 969 Nyanza 578 580 4 1,162 North Eastern 158 373 5 536 Total 3,782 4,108 41 7,931 2.5.2 Selection of Pupils Within Schools A stratified random sample of 25 pupils in each of the schools was selected to participate in the study. The stratified sample was generated to ensure proportional representation of boys and girls. This was done using the pupil information form that was compiled through the following steps: (i) Obtaining the class 4 attendance register; (ii) Assigning sequential numbers to all target pupils by gender; (iii) Locating the appropriate set of selection numbers from the table of random numbers by each gender; (iv) Using the appropriate set of selection numbers in the sampling frame generated through the SAMDEM to identify the 25 pupils. A total of 7,931 pupils were sampled as indicated in Table 2.2. Rift valley had the highest number of pupils in the sample (2,310) while Nairobi had the lowest (200). Boys and girls accounted for about 52% and 48% of the sample, respectively. Some pupils (41) did not provide sufficient information on their gender and though they were part of the sample, they were not included in analysis of gender-aggregated data. 2.5.3 Sampling of Teachers and Head teachers Two or three teachers were purposively sampled in each school culminating to a total of 513 who participated in this study. These teachers were selected on the basis of teaching English and Mathematics in class 3. In cases where the same teacher taught both subjects in the same class, the teacher was selected. A total of 328 head teachers participated in this study. They were purposefully sampled by virtue of being in the study schools. Head teachers are in charge of administration of schools and ensuring curriculum implementation, manage human, financial and physical resources, and are responsible for the implementation of Government policies in schools. Their participation in this study is imperative because of their knowledge of these issues. 2.6 Study Instruments 2.6.1 Item development A team of researchers and education experts was constituted to construct research instruments. The development of the instruments was based on identified contextual factors relating to pupil learning, and which are known to influence achievement in literacy and numeracy competencies. The factors included crucial and manipulable variables such as time allocated to curriculum areas, syllabus content coverage and the availability of textbooks. Other factors included those relating to policy on the allocation of human and financial resources, training needs and other relevant strategic interventions. THE KENYA NATIONAL EXAMINATIONS COUNCIL 13

The Report On Monitoring Learner Achievement Study For Class 3 In Literacy And Numeracy 2.6.2 Data Collection Instruments This study utilized 6 instruments, namely 3 questionnaires, 2 tests, and an observation schedule. The following is a list of the instruments used in this study: (a) Pupil questionnaire (b) Teacher Questionnaire (c) Headteacher Questionnaire (d) School Observation Schedule (e) Literacy Test (f) Numeracy Test The study also utilised several administrative documents to facilitate effective sampling and conducting of fieldwork. These included: a) Pupil Information Sheet b) School Information Sheet c) Data Collector Manual d) Guidelines For Report Writing 2.6.3 Development of Questionnaires The 3 questionnaires developed targeted the pupils, class 3 teachers and head teachers of sampled schools. In addition to providing bio-data, the pupil questionnaire was designed to inform the conditions of learning at home and school. The teacher questionnaire dwelt on personal and professional characteristics, teaching Table 2.3: Literacy Test Blueprint i ii iii iv v vi and learning conditions, as well as special needs issues. The Headteacher questionnaire also had items on personal and professional issues, but in addition it majored on school and human resource issues. 2.6.4 Development of Literacy and Numeracy Test Items The literacy and numeracy test item instruments were developed by a team of researchers, curriculum specialists, and primary school teachers. Based on Blooms Taxonomy, a table of specifications/test blue print that identified the skills domain to be tested in literacy and numeracy was used to guide the development of test items. The preparation of the table of specifications involved identification of the content to be measured; decisions on the weighting to be allocated to various topics of the syllabus; identification of the abilities to be tested and the weighting to be given to each; and, determination of the total number of items in the test; and the type of test items, such as multiple choice or structured questions. The blueprints for the Literacy and Numeracy tests are shown in tables 2.3. and 2.4 respectively. Literacy Test Blueprint A total of 54 literacy test items drawn from 6 topics from the class 3 syllabus were developed. Their descriptions and numbers are presented in Table 2.3. Theme/Topic Description of Competency Skill Level Alphabet Spelling and Vocabulary Sentence construction Reading comprehension Shapes and patterns Ability to apply knowledge of the alphabet; Ability to spell words correctly Number of Items Recall/knowledge 4 Ability to match words with their meanings Recall/knowledge 6 Ability to read and comprehend Comprehension 10 Ability to complete sentences using appropriate words; Ability to match different elements to form complete sentences Analysis/synthesis 10 Read, comprehend respond to questions appropriately. Analysis/synthesis 8 Ability to identify and write down the names of given shapes. Application 8 vii Numbers Ability to read given numbers and write them in words. Comprehension 8 Total 54 THE NATIONAL ASSESSMENT CENTER, MAY 2010. 14

Numeracy Test Blueprint Research Methodology A total of 30 numeracy test items drawn from 5 topics in the class 3 syllabus were developed. Their descriptions and numbers are presented in Table 2.4. Table 2.4: Numeracy Test Blueprint Topic Description of Competency Skill level Number of items i Numbers Ability to recognize and identify place value Knowing 1 ii Ability to develop and use patterns in subtraction. Knowing 2 iii iv Operations on whole numbers Ability to subtract numbers not exceeding 99 horizontally. Ability to work out addition problems with sums up to 99 vertically without carrying. Problem solving 3 Solving routine procedures 4 v Ability to work out problems involving horizontal subtraction using missing numbers. Performing complex procedures 2 vi vii viii Operations of fractions Ability to add fractions with the same denominator involving eights. Ability to identify the relationship between multiplication and division Divide up to 2 digit number by single digit numbers Ability to divide up to two digit numbers by single digit number using basic multiplication factor Knowing 2 Performing routine procedure Problem solving 2 Performing complex procedure 3 2 ix x Measurement Ability to work out additions involving conversions. Knowing 2 Ability to work out divisions in currency, litres Performing complex procedures 3 xi Geometry Ability to recognize and identify different shapes Identifying different shapes 4 Total 30 2.6.5 Pre-test and Piloting of the Data Collection Instruments The developed research instruments were pre-tested in April 2007 in 5 schools in Nairobi. The aim of the pretesting was to validate the instruments and the data collection procedures. The curriculum experts, test moderators and the research specialists used the pre-test reports to refine the research instruments as well as to develop the manual for data collection. Thereafter a pilot study was conducted in 5 districts involving 25 schools, where further verification and audit of the assessment procedure was carried out. Using the Rasch analysis, an item analysis and reliability check was carried out after the main study. Details of the outcomes of these analyses are presented in chapter 6. THE KENYA NATIONAL EXAMINATIONS COUNCIL 15

The Report On Monitoring Learner Achievement Study For Class 3 In Literacy And Numeracy 2.7 Main Study Data Collection Process 2.7.1 Training of Data Collection Personnel A team of 24 Trainers facilitated a 5-day intensive training to 245 data collectors in 2 training centres. On average 3 or 4 data collectors from each sampled district who were trained on the techniques of data collection including focus group discussions (FGD), key informant interviews and self-administration of questionnaires. The training also covered modalities of visiting the sampled schools, engaging the administrators in explaining objectives of the exercise, in addition to ways of addressing logistical and administrative issues. The training emphasised the need to ensure that data collection was conducted according to specified procedures to ensure that similar conditions were observed for questionnaire completion and testing for pupils, teachers, and school heads. This was to enhance validity of the data. 2.7.2 Data Collection Process Under the supervision of senior researchers from the MoE and KNEC, teams of 3-4 research assistants in each district were assigned to collect data from the sample schools. Field work was designed to take 3 days to ensure independence of responses. The first day was dedicated to preparation at the school level. The preparation comprised of establishment of rapport with respondents and the sampling of pupil and teachers. In the second day, researchers administered the Literacy and Numeracy tests, as well as questionnaires to the sampled pupils. On the third day teachers and headteachers filled their questionnaires. 2.8 Data Capture, Processing and Analysis The Census and Survey Processing System (CSPro) Version 3.3 was identified as the computer programme for data capture and management for NASMLA. The software has been extensively used to capture and analyze survey data in many countries. The programme has in-built controls and procedures that enable accurate data capture. It enables double entry, conversion from and to different programmes, and also performs tabulations. The data from CSPro were thereafter transferred to Statistical Package for Social Sciences (SPSS version 12) for data cleaning, analysis and tabulation. The statistical analysis produced results in terms of frequencies and means which are described in the form of tables, bar-graphs and pie-charts. In the analysis of pupils competency levels, the Rasch analysis was used. Rasch analysis provides an item map, which is a chart of the item difficulties and pupil abilities on the same scale. This approach makes it possible to align the ability of pupils with the difficulty levels of test items. A cluster of test items forms the competency level and therefore provides the level of competency attainment linked to the pupils. In determining the relative contribution of a variety of predictor variables to achievement, a multilevel analysis of the data was carried out using the Hierarchical Linear Modelling (HLM) Version 6 software. This enabled analysis of the relative contribution of factors at the personal, home, class, and school levels. THE NATIONAL ASSESSMENT CENTER, MAY 2010. 16