AtomVest Limited BGZ576 Licensed Corporation 9 CASDAQ International Capital Market (HK) Company Limited BGB067 Licensed Corporation 4, 9 China Post & Capital Global Asset Management Limited BGP596 Licensed Corporation 1, 4, 9 Dakin Securities Limited BGU193 Licensed Corporation 1, 2 Feng Lian Fund Management (HK) Limited BGI060 Licensed Corporation 4, 9 Golden Rich Securities Limited BGQ899 Licensed Corporation 1 Grand Cartel Hong Kong Asset Management Limited BGK502 Licensed Corporation 9 Long Asia Asset Management (HK) Limited BGX443 Licensed Corporation 4, 9 Lynx Investment Partners Limited BGI102 Licensed Corporation 4, 9 Major Domus Limited BGQ666 Licensed Corporation 4, 9 Phoenix Capital Management Limited AUP362 Licensed Corporation 9 Pinerion Asset Management Limited BGB022 Licensed Corporation 9 Trader City Limited BGT343 Licensed Corporation 4, 9 TVM Capital China Limited BGP100 Licensed Corporation 4 United Great International Investment Limited BGT854 Licensed Corporation 4, 9 Vision Capital International Holdings Limited BGH560 Licensed Corporation 1 Yellow River Global Capital Limited BGQ937 Licensed Corporation 1, 4, 9 Zhongrong International Asset Management Company Limited BGX952 Licensed Corporation 9 ACHAR Vishal Chandra BDD185 Licensed Representative 1 AI Zhongcheng BHA426 Licensed Representative 1, 2 ANG Le Kuan BHC343 Licensed Representative 1 ARORA Anupam BHF779 Licensed Representative 1, 4, 6 ASOPA Naveen Shankar BHC677 Licensed Representative 1, 6 AU Kwok Leung BHD309 Licensed Representative 1, 4 AU Shek Chun BHC313 Licensed Representative 1 AU-YEUNG Tsz Fung BHG142 Licensed Representative 1 BAE Sang Hoon BHC315 Licensed Representative 1, 4, 9 BAO Lei BHF059 Licensed Representative 6 BILGI ZAPPAROLI Berat Elif BHD334 Licensed Representative 1, 4, 6 BLAND Christopher Sebastian BHH249 Licensed Representative 1 BRISTOW Ryan James BHB832 Licensed Representative 1, 6 BROOKS Christopher John Coram BCF390 Licensed Representative 1, 4 BROWNE Erin F BHB894 Licensed Representative 9 BURDICK Edward Hart BHD485 Licensed Representative 9 CAI Hanfei BBY650 Licensed Representative 1 CAO Nanxue BHF595 Licensed Representative 1, 4 CARBONNEL Julien Pierre AUJ493 Licensed Representative 1, 2, 7 CHAN Cheuk Hang BHA118 Licensed Representative 1, 4, 5, 9 CHAN Chi Wai Ruby Monica BHF806 Licensed Representative 1 CHAN Chun Lin, Johnny BFO992 Licensed Representative 4, 9 CHAN Chung Ho BHC972 Licensed Representative 1 CHAN Chung Wa BHF620 Licensed Representative 2, 5 CHAN Hiu Shan AXG598 Licensed Representative 1, 6 CHAN Ka Hei, Cherie BHG173 Licensed Representative 1, 4 CHAN Kwok Yan BHG623 Licensed Representative 1, 2 CHAN Maggie Chi Ying ALB562 Licensed Representative 1, 4 CHAN Man Fung BHC780 Licensed Representative 1, 2, 4, 9 CHAN Sheung Kuen Calvin BHG365 Licensed Representative 1 CHAN Shing Tak BHF993 Licensed Representative 9 CHAN Shuk Lei AJH102 Licensed Representative 1, 2 CHAN Siu Fong AFQ226 Licensed Representative 1 CHAN So Ying BHD850 Licensed Representative 6 CHAN Sung AQP673 Licensed Representative 1, 2, 4 Page 1 of 18
CHAN Tsz Yeung BHD531 Licensed Representative 1, 2 CHAN Yee Lin, Elaine ANS149 Licensed Representative 1 CHANG Shu Pei BHG774 Licensed Representative 1, 2 CHEN Boyang BHC785 Licensed Representative 1, 6 CHEN Gary BHA294 Licensed Representative 4, 5, 9 CHEN Haiyun AXH543 Licensed Representative 4, 9 CHEN Hsiao Ju AWS022 Licensed Representative 1 CHEN Kun-Yang AVW003 Licensed Representative 1, 6 CHEN Luyao BHE067 Licensed Representative 1, 2 CHEN Runhui BHD522 Licensed Representative 1, 4, 6 CHEN Xi BGY120 Licensed Representative 4, 9 CHEN Xiaolu BHD525 Licensed Representative 2 CHENG Chia-Lun BHE144 Licensed Representative 4 CHENG Hiu Fung BHE149 Licensed Representative 4 CHENG Kwong Chak BHC914 Licensed Representative 1 CHENG Man Hin BHD347 Licensed Representative 1 CHEUK Hon Chung BHC517 Licensed Representative 1 CHEUNG Chun Yue, Anthony AMC946 Licensed Representative 4, 5, 9 CHEUNG Fuk Shing BHD205 Licensed Representative 1, 4 CHEUNG Hung Leuk BHF563 Licensed Representative 4, 9 CHEUNG Ming Yeung BHD513 Licensed Representative 1 CHEUNG Yuk Chu Helen BHD184 Licensed Representative 1 CHEUNG Yuk Fai BGE045 Licensed Representative 1, 2 CHING Tsun Lung AUA954 Licensed Representative 3 CHIU Shih-Min BHF087 Licensed Representative 1, 4 CHIU Tsz Kwan Ricky BHF611 Licensed Representative 1 CHOI Junsuk BHF478 Licensed Representative 1, 2 CHOI King Pong BHG361 Licensed Representative 1, 2 CHOI Sheung Wah BHF331 Licensed Representative 9 CHOI Soon Young BHA620 Licensed Representative 1, 4 CHONG Chi Shing BET661 Licensed Representative 1, 4 CHOW Ka Wai AIU672 Licensed Representative 1, 4 CHOW Tak Chi, Gigi AXK090 Licensed Representative 4, 9 CHOW Yu Ting, Beverly APC113 Licensed Representative 1, 2 CHOY Ka Man, Stanley AZJ124 Licensed Representative 1, 2 CHU Joel Jens ABZ183 Licensed Representative 4, 9 CHU Yat Kiu BGA584 Licensed Representative 1 CHUK Wing Sum, Victoria BHD859 Licensed Representative 6 CHUNG Chun Pong BAF844 Licensed Representative 9 CHUNG Colin Chin Tao BBK151 Licensed Representative 1 CHUNG Wing Yan, Amy BHD526 Licensed Representative 1, 4 DA SILVA Julia Vivien BHC493 Licensed Representative 1 DIB Ilhem BHF785 Licensed Representative 1, 4, 6 DIGENAN Thomas BHD359 Licensed Representative 1, 4 DING Anli BHF142 Licensed Representative 1, 4, 9 DING Jie BHD201 Licensed Representative 9 DING Xiaoyu BHB644 Licensed Representative 1 DONG Wei BGX247 Licensed Representative 2 DU Yao BHD620 Licensed Representative 1, 2, 4 DUSDEESURAPOT Rangwan BHE025 Licensed Representative 1, 4, 9 E Yue Fai Joel BHD533 Licensed Representative 9 FAN Yunlu BGY177 Licensed Representative 4, 9 FENG Peilin BHC537 Licensed Representative 4 Page 2 of 18
FENG Yile BHD004 Licensed Representative 4 FICHOT Vincent BHD563 Licensed Representative 2 FU Junwei BHC977 Licensed Representative 4 FU Linzhao BHC760 Licensed Representative 1 FU Yu BHD227 Licensed Representative 1, 4, 9 FUKUHARA Sho BHD569 Licensed Representative 4 FUKUSHIMA Hiroyuki BHD511 Licensed Representative 1, 4 FUNG Chan Man, Alex ADB168 Licensed Representative 6 GADI Ankur BHF787 Licensed Representative 1, 9 GAO Qifan BHE173 Licensed Representative 1 GOLDFEIN Ami Yisrael BHC358 Licensed Representative 1, 9 GORDON-HAY JR Robert Laurier BHD390 Licensed Representative 1, 2 GRIEVE Andrew James AXL790 Licensed Representative 1 GU Yu BHF768 Licensed Representative 2 GUAN Yan ATN561 Licensed Representative 6 GUAN Yating BHD239 Licensed Representative 1, 4, 6 GUO Shuang BHF064 Licensed Representative 9 GUPTA Ruchir BHC641 Licensed Representative 1, 2 HAN Chengwei BHC509 Licensed Representative 9 HAN Chia Lin AGG699 Licensed Representative 1, 6 HE Feng BGY654 Licensed Representative 1, 4, 5, 9 HE Lansi BFX501 Licensed Representative 1 HE Yinliang AUA263 Licensed Representative 9 HO Amanda Jean BEE960 Licensed Representative 9 HO Ka Man BHD182 Licensed Representative 1 HO Kin Wa BHC690 Licensed Representative 1 HO Kok Chi ALB191 Licensed Representative 1 HO Lai Man, Tiffany AMU748 Licensed Representative 1, 4 HO Lon Hang, Ivan BAB559 Licensed Representative 1 HO Wai Chun AXF486 Licensed Representative 1 HO Wai Lun ASZ191 Licensed Representative 1 HONG Kibong BHD197 Licensed Representative 9 HONG Qi BHB951 Licensed Representative 4 HONG Suet Kei Fanny AXD247 Licensed Representative 1, 2 HONG Sung Jun BHG933 Licensed Representative 1, 4, 9 HONG Xueying BHD372 Licensed Representative 1, 2 HSIEH Ching-An BHC630 Licensed Representative 1, 2, 4, 5 HU Ningrui BHF791 Licensed Representative 1, 4 HUANG Yan BEQ927 Licensed Representative 1, 4, 6 HUI Man, Rex BHC178 Licensed Representative 1, 4, 6 HUI Wai Kong ALS374 Licensed Representative 1, 4 HUI Yau Chuen BHF747 Licensed Representative 1, 4, 9 HUNG Hiu Tung BHF491 Licensed Representative 1 Hung Sean BAN313 Licensed Representative 1 IM Jiun BHF470 Licensed Representative 4 IP Wai Ki Michael BHG630 Licensed Representative 1, 4 JACOBSON Dominic William BHC777 Licensed Representative 9 JIN Jing BHD017 Licensed Representative 4, 9 JIN Yidong BHF596 Licensed Representative 2, 5 JOO Yongwook BHB963 Licensed Representative 1, 2 JOSHI Chintan Praful BHF203 Licensed Representative 4 KANG Ho Sang BHF431 Licensed Representative 1, 4, 6 KANG Jingwen BGY853 Licensed Representative 1, 4 Page 3 of 18
KEIRLE Andrew James BHC882 Licensed Representative 4, 9 KHARA Tejas Arvind BHC971 Licensed Representative 1, 2 KIM Jin BHC104 Licensed Representative 4, 9 KIM Min BHC342 Licensed Representative 4 KIM Sang Yeon BHG628 Licensed Representative 1 KIM Taehong AUV123 Licensed Representative 9 KIM Terri BHD186 Licensed Representative 1, 4, 9 KISNER III James Martin BHB825 Licensed Representative 4 KOEHLER Dinah Anna BHG858 Licensed Representative 1, 4 KONG Chui Yee BHD225 Licensed Representative 1 KONG Kwong Yu BHB838 Licensed Representative 1 KUI Florence BHF137 Licensed Representative 1, 2 KUO Wai Wing, Doris BHB802 Licensed Representative 1, 4 KUSHLIS Christopher James BHC425 Licensed Representative 4, 9 KWAN Michael Cheuk Kin BAC515 Licensed Representative 1, 6 KWAN Ming Tak, Milton BHB478 Licensed Representative 1, 4, 9 KWONG Kin Man, Danny ANN398 Licensed Representative 1, 4 LAI Pui Wah BHC994 Licensed Representative 1, 2 LAI Cheuk Hao BHB688 Licensed Representative 4, 9 LAI Kwok Kei BGZ923 Licensed Representative 1 LAI Songbin BHD246 Licensed Representative 1, 2 LAI Wing Fat BHF072 Licensed Representative 1 LAI Yee Yung BHC251 Licensed Representative 9 LAI Yick Tung, Elsa BHD537 Licensed Representative 1, 2, 9 LAI Yu Kan Adrian BHH202 Licensed Representative 1, 4 LAM Cham ARA670 Licensed Representative 1, 2 LAM Houston AWT986 Licensed Representative 4, 9 LAM Ka Lok, Paul BHC989 Licensed Representative 6 LAM Lam BHD555 Licensed Representative 1, 4 LAM Leung Sang Andrew BHF740 Licensed Representative 1, 4 LAM Noel Yun Pui BHD641 Licensed Representative 1, 9 LAM Sharon AFU798 Licensed Representative 1, 4 LAM Siu Wai BHC790 Licensed Representative 1 LAM Ting Yin, Terence AMI550 Licensed Representative 4, 9 LAM Tsz Yeung BHE224 Licensed Representative 1 LAM Wai Ha AKS834 Licensed Representative 1 LAM Yee Ying BHF757 Licensed Representative 6 LAM Yiu Ting APG885 Licensed Representative 1, 4, 9 LAU Pui Shan BHI988 Licensed Representative 2 LAU Hung Kong AJG895 Licensed Representative 1, 4 LAU Jik Sa BHC699 Licensed Representative 1 LAU Joanne Chung-yan BHF959 Licensed Representative 1, 2 LAU Lai Na APD415 Licensed Representative 1 LAU On Ying Janet BHC775 Licensed Representative 4, 9 LAU Shing Yan BHH248 Licensed Representative 1 LAU Sik Kwong, Abbott AAC963 Licensed Representative 1 LAU Sze Ki BHD251 Licensed Representative 4 LAU Tat Wai BHC101 Licensed Representative 6 LAU Yiu Bun BDI052 Licensed Representative 1, 4 LAU Yuen Ling, Pauline AEY548 Licensed Representative 4, 9 LAU Zoe Lavinia BHH851 Licensed Representative 1, 4 LEE Catherine Jung BHC887 Licensed Representative 9 LEE Christy BHF337 Licensed Representative 1 Page 4 of 18
LEE Chun Ho BDH280 Licensed Representative 4, 9 LEE Chun Ki BHD846 Licensed Representative 1, 6 LEE Hiu Lam BHE225 Licensed Representative 1 LEE Ka Kit Carrie AIL104 Licensed Representative 1, 4 LEE Lai Yin BHE180 Licensed Representative 10 LEE Vivian BHC391 Licensed Representative 1, 4, 9 LEE Wai Kit BHC700 Licensed Representative 1 LEI Hsi Wei BHB677 Licensed Representative 1, 6 LEI Lei BHG930 Licensed Representative 1, 4 LEONG Tsz San BHH244 Licensed Representative 9 LEUNG Chi Kin BHF295 Licensed Representative 1 LEUNG Ho Cheung Thomas BHG154 Licensed Representative 1 LEUNG Ho Fai BHC867 Licensed Representative 1, 4 LEUNG Jason Cheuk-man BHD226 Licensed Representative 1, 2 LEUNG Kam Lok, Michael BHC917 Licensed Representative 1 LEUNG Kar Cheung, Catherine AGN568 Licensed Representative 9 LEUNG Pak Kin AJH304 Licensed Representative 1, 2, 3 LEUNG Po Yu BBP564 Licensed Representative 1 LEUNG Sam BHF143 Licensed Representative 9 LEUNG Suen Yan BHG141 Licensed Representative 1, 4 LEUNG Sui Pan AXF284 Licensed Representative 6 LEUNG Sze Yan, Zoe BHF734 Licensed Representative 1 LEUNG Wing Kai AQU970 Licensed Representative 4, 9 LI Chun Man BHD540 Licensed Representative 9 LI Duo BCS459 Licensed Representative 1, 4, 9 LI Fei AYR984 Licensed Representative 2 LI Hoi Tung BHG083 Licensed Representative 6 LI Huajian BHF804 Licensed Representative 4, 9 LI Lei BHC504 Licensed Representative 6 LI Waner BHF726 Licensed Representative 1, 4, 6 LI Xiu Jun BHH084 Licensed Representative 10 LI Yi Qiao Felicity BHD685 Licensed Representative 6 LI Yuen Ching ALA762 Licensed Representative 1 LI Yujiang BHD947 Licensed Representative 1 LI Zhe BHC114 Licensed Representative 1, 2 LI Zixi BHD546 Licensed Representative 6 LIANG Sijing BDW687 Licensed Representative 1, 4, 9 LIANG Yubin BGZ296 Licensed Representative 4 LIAO Weiyi BHF070 Licensed Representative 1 LIN Chi-Hsuan BHF100 Licensed Representative 1 LIN Ching Wen BHE032 Licensed Representative 1, 4 LIN Ka Kee, Karen BHD237 Licensed Representative 1, 2, 9 LIN Karen Xiao Yi BHE060 Licensed Representative 1 LIN Shanshan BGZ113 Licensed Representative 1, 6 LITHERLAND Benjamin Piers Algernon BHC563 Licensed Representative 9 LIU Chen BHF316 Licensed Representative 1, 4 LIU Ken Wing Kin BGY374 Licensed Representative 1 LIU Manlu BHC885 Licensed Representative 1, 4, 9 LIU Ningzi BHF807 Licensed Representative 1, 2 LIU Tak Ho BHG219 Licensed Representative 1 LIU Yao BHG130 Licensed Representative 1 LIU Yida BHD554 Licensed Representative 6 LO Wai On BHE019 Licensed Representative 1, 4, 9 Page 5 of 18
LO Yam Kau, Gregory BHD019 Licensed Representative 1 LO Yu Hin, Alvin BHD848 Licensed Representative 1 LU Szu-Hsien AZC558 Licensed Representative 1, 2, 4, 5, 7 LU Tso-Lun BHC629 Licensed Representative 1, 2, 4, 5 LU Xiao BHD194 Licensed Representative 4, 9 LU Zeyu BHA159 Licensed Representative 6 LUDHANI Aakash Gobind BHF164 Licensed Representative 1, 4 LUI Kwok Wai BHF628 Licensed Representative 1 LUO Mengyu BHC773 Licensed Representative 1 LUO Xiaorui BHC710 Licensed Representative 9 LUO Yang BHD481 Licensed Representative 4 MA Yuk Kwong BHD819 Licensed Representative 4, 9 MA Hong BHG427 Licensed Representative 1 MA Ka Yi BHD539 Licensed Representative 1 MA Yijia BHF474 Licensed Representative 1, 4, 6 MAK Tsz Hang APW355 Licensed Representative 9 MAK Tsz Yeung BHE229 Licensed Representative 1 MAN Hoi To BHC470 Licensed Representative 1, 4, 6 MAN Tsz Ming AWH563 Licensed Representative 1 MANG Yun Sun, George AFU534 Licensed Representative 1, 4, 6 MANSUKHANI Monish Manik AWL683 Licensed Representative 1, 4 MC CAREINS JR John Martin BHF472 Licensed Representative 1 MEHTA Prachi Kanjibhai BHE227 Licensed Representative 1 MESKEN Nicholas John BGT624 Licensed Representative 9 MO Man Yi BCZ767 Licensed Representative 1, 2 MUI Chau Kam AQS335 Licensed Representative 1, 4 NAKASHIMA Masahiro BHC542 Licensed Representative 6 NG Kei Wai ANR766 Licensed Representative 4, 9 NG Ming Ho BHF336 Licensed Representative 1, 4 NG Nga Yan BHG932 Licensed Representative 9 NG Siu Ngong, Anson AHA002 Licensed Representative 9 NG Ting En BHF635 Licensed Representative 1, 6 O'REGAN Isabel Orla BHE063 Licensed Representative 1 OWEN Robert Timothy BHF764 Licensed Representative 6 PAN Linglei BHC545 Licensed Representative 4 PANDEY Abhinav BHF977 Licensed Representative 1, 2 PARKER Hugh Fraker BHG911 Licensed Representative 9 PAUL Gordon Bruce BHD845 Licensed Representative 1, 2, 7 PENG Ting Fang BHH313 Licensed Representative 1 PHILIPPE Matthew Aaron BHH151 Licensed Representative 9 PILLET Nicolas Stephane Jean BGX405 Licensed Representative 6 POON Yim Mui BBT998 Licensed Representative 1, 4 QIAN Chengyuan BHF780 Licensed Representative 1, 4, 6 QIAN Hao BHC779 Licensed Representative 9 QIN Cong BHC539 Licensed Representative 4 QIU Xiaolei BDH009 Licensed Representative 4, 9 QIU Youfeng BBD522 Licensed Representative 4 QIU Yue BHD128 Licensed Representative 1 QIU Zhengwei ASZ607 Licensed Representative 1, 2 RICH Catherine Regina BHF235 Licensed Representative 1, 2 ROBERT Dominique Andre BHD847 Licensed Representative 4, 9 ROCHE Timothy Joseph BHF910 Licensed Representative 10 RONG Yu BGY934 Licensed Representative 9 Page 6 of 18
ROTH Johannes Konrad BAX629 Licensed Representative 1, 4, 6 SANKARANARAYANAN Sundareswaran BHC657 Licensed Representative 1, 6 SARKIS David AJN346 Licensed Representative 9 SEE Hiu Lun BHC394 Licensed Representative 1 SERVANT Remy Jerome AOY167 Licensed Representative 1, 2 SHANN Shu-Jiun BHF098 Licensed Representative 1 SHAO Yanxia BGZ443 Licensed Representative 1 SHAO Yuan BHG874 Licensed Representative 1, 2 SHI Tian AXH325 Licensed Representative 1, 2 SHIERS Matthew John BHD391 Licensed Representative 9 SHIH Nang Po BGE944 Licensed Representative 1 SHIU Pui Kuen, Vivian AQI992 Licensed Representative 1, 4 SIM Zheng Wei BHD551 Licensed Representative 6 SIN Wai Yee, Lilian ALE708 Licensed Representative 4, 9 SIU Katie Yee Kay BHE053 Licensed Representative 1 SIU Mei Yee Pat AFU212 Licensed Representative 1, 2 SIU Yeung BAV317 Licensed Representative 1, 4 SO Alexander Hong-Ming BHG793 Licensed Representative 6 SO Hin Hang BHF905 Licensed Representative 1, 2 SOHN Charles Chongho AUA852 Licensed Representative 1 SOIN Justin BHG407 Licensed Representative 9 SONG Yebo BHC278 Licensed Representative 1, 2, 7 SONG Yingxi BFE170 Licensed Representative 1, 2 SORENSEN Edward Joseph BDP507 Licensed Representative 1, 2 SOUTOU Eleftheria BHB830 Licensed Representative 1 STARICK Matthew Jeremy ALP630 Licensed Representative 9 STOEHR Carsten Hideki Alois AGN718 Licensed Representative 1, 2, 4, 6 SU Xin BHD946 Licensed Representative 1, 4, 6 SU Zhanyu BHC758 Licensed Representative 1, 6 SUN Shaoyun BHC776 Licensed Representative 6 SUTTIE Ben Charles AFW867 Licensed Representative 1, 4 SZE Bowen BHD144 Licensed Representative 4, 9 SZE Cho Wang BHC541 Licensed Representative 1, 4 TAI Pang Fung BHC370 Licensed Representative 6 TAKAHASHI Goro BHE219 Licensed Representative 9 TAN Ka Choi, Jonathan ATH815 Licensed Representative 1, 2 TANG Jingjing BGX944 Licensed Representative 4, 9 TANG Qiuzhu BHH841 Licensed Representative 2 TANG Wai Sze ANM094 Licensed Representative 1 TAYLOR Lindsay Drummond BHB897 Licensed Representative 9 TOLEDANO Roy AXY961 Licensed Representative 1, 6 TONG Jason Ho Tung BHB682 Licensed Representative 4, 6 TONG Lin BHC235 Licensed Representative 1, 2, 7 TONG Zhong BGZ313 Licensed Representative 1, 4 TORDO Vincent Leopold Gilbert BHC620 Licensed Representative 10 TSANG Chun Ki Timothy BHF974 Licensed Representative 1, 4, 6 TSANG Ho Ming AIU682 Licensed Representative 1, 4 TSANG Ka Wai BHC862 Licensed Representative 4 TSANG Sai Hong BHC363 Licensed Representative 1 TSANG WONG Yuen Kee, Yvonne AEZ573 Licensed Representative 1, 4, 9 TSANG Yi Keung BDE140 Licensed Representative 1 TSANG Ying Ha BHF469 Licensed Representative 1, 2, 3, 4 TSE Kwong Yuen BBN111 Licensed Representative 1, 4 Page 7 of 18
TSENG Chang Chun BHG321 Licensed Representative 1, 4 TSUI Wing Sing BHD307 Licensed Representative 1, 2 VUJACIC Vojin BHC232 Licensed Representative 1, 4 WAN Kit Ying Rita AFI613 Licensed Representative 1, 4 WAN Pang Chi BHF148 Licensed Representative 2 WANG Leiyan BAQ216 Licensed Representative 4 WANG Ting-Yun BHC626 Licensed Representative 1, 2, 4, 5 WANG Yajun BHD561 Licensed Representative 1, 6 WANG Yu Chen ATI399 Licensed Representative 1, 4 WANG Yusen BFY626 Licensed Representative 9 WANG Zixi BHE069 Licensed Representative 1, 4 WARD Michael James BHD622 Licensed Representative 1 WEGENER Michael Stefan AYR061 Licensed Representative 9 WENG Cheng Feng BHB317 Licensed Representative 1, 4 WIND Harry BHA623 Licensed Representative 1, 4, 9 WONG Chi Wa BHG544 Licensed Representative 1 WONG Ching Yu BHH395 Licensed Representative 9 WONG Brian Wai Fung BHF769 Licensed Representative 1, 2, 4, 5 WONG Cheuk Lam ASX897 Licensed Representative 1, 9 WONG Chi Wai Leo BHC419 Licensed Representative 1 WONG Ching Tin BDX537 Licensed Representative 2 WONG Cho Wai AUG836 Licensed Representative 1, 2 WONG Evelyn BHE169 Licensed Representative 1, 6 WONG Hou Hon BHB342 Licensed Representative 1 WONG Kay Chau BHE222 Licensed Representative 1, 4 WONG Kin Sing, Allen ARE058 Licensed Representative 4 WONG Kyle Kwan Lun BHF292 Licensed Representative 1 WONG Lai Sze BHE210 Licensed Representative 6 WONG Lok Lam BHE206 Licensed Representative 1, 4 WONG Suet Kui BHF984 Licensed Representative 1 WONG Suk Wah, Joyce AIJ119 Licensed Representative 9 WONG Sze Ki BHE046 Licensed Representative 1, 4, 9 WONG Tung Yuen BHD388 Licensed Representative 1, 6 WONG Wa Fai BHC021 Licensed Representative 1, 4 WONG Wai Leung BHF570 Licensed Representative 1 WONG Wai Wan BHD770 Licensed Representative 1, 4 WONG Yat Fun, Alfred ALV390 Licensed Representative 1 WONG Yee Yeung BHC753 Licensed Representative 4 WOO Ka Man Sara BHD691 Licensed Representative 1 WU Jiajie BHD688 Licensed Representative 9 WU Nga Ki BHD224 Licensed Representative 1, 2 WU Xiaobing BHF972 Licensed Representative 6 WU Yan Yee BHC888 Licensed Representative 1, 4, 9 XI Zheyu AXQ888 Licensed Representative 4, 9 XIE Fan BBJ699 Licensed Representative 6 XU Michael Jia BHH373 Licensed Representative 1, 4, 9 XU Mujue BHC499 Licensed Representative 6 XU Shuoying BHD701 Licensed Representative 4 XU Wenjin BHD376 Licensed Representative 1, 2 XU Zihan BGY750 Licensed Representative 4 YANG Bin BHF720 Licensed Representative 1 YANG Keyang BHD228 Licensed Representative 1 YANG Lingxiu AVH936 Licensed Representative 4 Page 8 of 18
YANG Shuting BHH029 Licensed Representative 1, 4, 9 YANG Tian BHA618 Licensed Representative 1, 2 YAO Kenneth ANH517 Licensed Representative 1, 2, 7 YAU Kwok Chiu BHF081 Licensed Representative 1 YE Yingcong ARW530 Licensed Representative 1, 4 YEUNG Kim Ting BHC525 Licensed Representative 1, 4 YEUNG Kim Wa AWJ986 Licensed Representative 1, 2, 4 YEUNG LEUNG Yuen Fun, Monica AXC562 Licensed Representative 9 YEUNG Matthew Chung Hin BHC236 Licensed Representative 1, 2 YI An BHD217 Licensed Representative 4 YI Jiaping BHE061 Licensed Representative 4 YI Wenhui BHC970 Licensed Representative 1, 4, 6 YIM Ka Kit BHC514 Licensed Representative 1, 2 YIM Wa BHC864 Licensed Representative 1 YIN Chia-Tseng BHD892 Licensed Representative 1, 4 YIN Wenbo BHG631 Licensed Representative 1, 4, 6 YIP Ka Yue BHF793 Licensed Representative 1, 2, 4 YIP Wai ANR831 Licensed Representative 1, 4 YOUNG Gregory Dyllan AYZ245 Licensed Representative 9 YU Chung Hang AXF399 Licensed Representative 2 YU Liang BHA065 Licensed Representative 10 YU Oi Ming BHD527 Licensed Representative 1 YU Yuen Yan BHB759 Licensed Representative 10 YUAN Chen BHE051 Licensed Representative 1 YUNG Ling Ling, Lilian ADX189 Licensed Representative 1 ZHANG Zihua BHD520 Licensed Representative 1 ZHANG Beibei BGZ938 Licensed Representative 4 ZHANG Harvey Yang AUA521 Licensed Representative 1, 2, 4, 5 ZHANG Heqiao BHC544 Licensed Representative 1 ZHANG Jie BHA636 Licensed Representative 9 ZHANG Kenan BHE065 Licensed Representative 1, 4, 9 ZHANG Tongping BHE208 Licensed Representative 1 ZHANG Zhijie BBB359 Licensed Representative 1, 4, 6 ZHANG Zhongyuan BHC320 Licensed Representative 1, 6 ZHAO Jian BHB905 Licensed Representative 4 ZHAO Wenbin Warren BHG104 Licensed Representative 9 ZHAO Zhe BHC787 Licensed Representative 1, 6 ZHENG Yongcan BHE131 Licensed Representative 4 ZHOU Shinan BHF440 Licensed Representative 1, 4, 6 ZHOU Xiaole BBD865 Licensed Representative 1, 6 ZHOU Yake BGZ975 Licensed Representative 1, 2 ZHU Xiwen BHB788 Licensed Representative 1 ZHU Zhengben AWI937 Licensed Representative 4, 9 CAI Shuang BGQ785 Licensed Representative - Responsible Officer 1, 4, 9 CHAN Kwok Wai ALG542 Licensed Representative - Responsible Officer 4, 9 CHAN Yuen Shan, Clara ANZ817 Licensed Representative - Responsible Officer 2 CHANG Tin Duk, Victor ADL704 Licensed Representative - Responsible Officer 1, 2 CHENG Jiuzhou APO975 Licensed Representative - Responsible Officer 9 EHLINGER Jerome William BGS929 Licensed Representative - Responsible Officer 9 FAHEY Sean Patrick ARU016 Licensed Representative - Responsible Officer 9 FAN Lei BFN296 Licensed Representative - Responsible Officer 9 FUNG Ching Ho, William ALR680 Licensed Representative - Responsible Officer 1, 4 FUNG Wai Ming ATN875 Licensed Representative - Responsible Officer 1, 4 Page 9 of 18
GINSBURG Matthew David ADI176 Licensed Representative - Responsible Officer 1 HO Man Tat ADG964 Licensed Representative - Responsible Officer 1, 4, 9 HUANG Guang AVS141 Licensed Representative - Responsible Officer 9 HUANG Yiting AHZ630 Licensed Representative - Responsible Officer 9 KOO Yuk Shing AWA385 Licensed Representative - Responsible Officer 9 KOZUN Wayne BAV657 Licensed Representative - Responsible Officer 1, 4, 9 KWAN Chi Hang AGL438 Licensed Representative - Responsible Officer 1 KWOK Shun Tim AJG509 Licensed Representative - Responsible Officer 4, 9 LEE David Hyung-Tek AOV740 Licensed Representative - Responsible Officer 4 LEE Ho Leung, William AEL247 Licensed Representative - Responsible Officer 4, 9 LI Quan AWF288 Licensed Representative - Responsible Officer 1, 2 LIU Bernard Chihyu AGY185 Licensed Representative - Responsible Officer 9 LOPEZ Jeffrey Kenneth BGZ553 Licensed Representative - Responsible Officer 9 LUO Qian AVA418 Licensed Representative - Responsible Officer 9 PANG Ka Kon, Stephen ACW359 Licensed Representative - Responsible Officer 1 SATTERFIELD Christopher Wesley BGQ088 Licensed Representative - Responsible Officer 1, 4, 9 SEAVER Christopher Burrill ARY267 Licensed Representative - Responsible Officer 9 SHIH CO Kathryn Y. ALW842 Licensed Representative - Responsible Officer 1 SUEHIRO Yasutaka BHG325 Licensed Representative - Responsible Officer 1, 2, 4, 6 TO Wai Hung Tony AAH109 Licensed Representative - Responsible Officer 1 TRIVEDI Jaymin Jagdishchandra AUP363 Licensed Representative - Responsible Officer 9 WEGENER Michael Stefan AYR061 Licensed Representative - Responsible Officer 4 XU Weihua AXY048 Licensed Representative - Responsible Officer 4, 9 XU Wen APO463 Licensed Representative - Responsible Officer 9 YEUNG LEUNG Yuen Fun, Monica AXC562 Licensed Representative - Responsible Officer 4 YU Meng-Ting BGZ562 Licensed Representative - Responsible Officer 9 ZHANG Jing AOL061 Licensed Representative - Responsible Officer 9 ZHU Liuyi BHA067 Licensed Representative - Responsible Officer 9 AMIR Faridah BDJ450 Licensed Representative (Provisional Licence) 1 ARITOMI Claudio BAW614 Licensed Representative (Provisional Licence) 4 ARORA Anupam BHF779 Licensed Representative (Provisional Licence) 1, 4, 6 AUGARDE Thomas William BHJ582 Licensed Representative (Provisional Licence) 1, 2 BAHL Mudita BHH331 Licensed Representative (Provisional Licence) 1 BENICHOU Johan BHJ452 Licensed Representative (Provisional Licence) 1, 2 BERY Varun Kumar AEN850 Licensed Representative (Provisional Licence) 1, 4, 6 BILGI ZAPPAROLI Berat Elif BHD334 Licensed Representative (Provisional Licence) 1, 4, 6 BILLETT James Douglas BHH872 Licensed Representative (Provisional Licence) 1, 7 BLAND Christopher Sebastian BHH249 Licensed Representative (Provisional Licence) 1 BROOKS Christopher John Coram BCF390 Licensed Representative (Provisional Licence) 1, 4 CAI Hanfei BBY650 Licensed Representative (Provisional Licence) 1 CAO Nanxue BHF595 Licensed Representative (Provisional Licence) 1, 4 CARBONNEL Julien Pierre AUJ493 Licensed Representative (Provisional Licence) 1, 2, 7 CHAK Hiu Ha BHI952 Licensed Representative (Provisional Licence) 2 CHAN Chi Wai Ruby Monica BHF806 Licensed Representative (Provisional Licence) 1 CHAN Chui Shan Cynthia BHH358 Licensed Representative (Provisional Licence) 6 CHAN Ka Hei, Cherie BHG173 Licensed Representative (Provisional Licence) 1, 4 CHAN Ka Lai BHJ633 Licensed Representative (Provisional Licence) 9 CHAN Kwai Mui ALB302 Licensed Representative (Provisional Licence) 1 CHAN Kwok Yan BHG623 Licensed Representative (Provisional Licence) 1, 2 CHAN Pui Yi BHH658 Licensed Representative (Provisional Licence) 6 CHAN Sheung Kuen Calvin BHG365 Licensed Representative (Provisional Licence) 1 CHAN Sheung Man BHJ264 Licensed Representative (Provisional Licence) 9 CHAN Wai Yu BHH219 Licensed Representative (Provisional Licence) 1, 6 Page 10 of 18
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