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June 2016 Curriculum Vitae for ANDY C.W. CHUI Address School of Accounting and Finance, The Hong Kong Polytechnic University, Hunghom, Kowloon, Hong Kong. Tel: (852)-2766-7105; Fax: (852)-2356-9550; Email: afandy@polyu.edu.hk Education Ph.D. 1998 The Hong Kong University of Science and Technology, Finance. M.Phil. 1990 The Chinese University of Hong Kong, Economics. B.Soc.Sc. 1988 The Chinese University of Hong Kong, Economics. Experience 2004 present Associate Professor, School of Accounting and Finance, The Hong Kong 2003 2004 Assistant Professor, School of Accounting and Finance, The Hong Kong 1997 2003 Assistant Professor, Department of Business Studies, The Hong Kong 1995 1997 Assistant Professor II, Department of Business Studies, The Hong Kong 1993 1994 Assistant Lecturer, College of Degree Studies, Department of Business Studies, The Hong Kong Polytechnic. 1992 1993 Lecturer, Department of Business Studies, The Hong Kong Polytechnic. 1990 1992 Assistant Lecturer, Department of Business Studies, The Hong Kong Polytechnic. 1991 July-August Visiting Research Scholar, Department of Economics, University of Bayreuth, Germany. 1991 August Duty visit, Investment Research Far-East, Union Bank of Switzerland, Zurich. Publications Refereed Articles Chui, Andy C.W., Chuck C.Y. Kwok, and Gaoguang (Stephen) Zhou, 2016, National culture and the cost of debt, Journal of Banking and Finance, forthcoming. Yuequan Wang and Andy C. W. Chui, 2015, Product Market Competition and Audit Fees, AUDITING: A Journal of Practice & Theory, 34, 139-156. CHUI, Andy C.W., Sheridan Titman, and John K.C. Wei, 2010, Individualism and momentum around the world, Journal of Finance, 65, 361-392. CHUI, Andy C.W., and Chuck C.Y. Kwok, 2009, Cultural practices and life insurance consumption: An international analysis using GLOBE scores, Journal of Multinational Financial Management, 19, 273-290. CHUI, Andy C.W. and Chuck C. Y. Kwok, 2008, National culture and life insurance consumption. Journal of International Business Studies, 39, 88-101. 1

CHUI, Andy C.W., Sheridan Titman, and K.C. John Wei, 2003, Intra-industry momentum: the case of REITs, Journal of Financial Markets, 6, 363-387. CHUI, Andy C.W., Sheridan Titman, and K.C. John Wei, 2003, The cross-section of expected REIT returns, Real Estate Economics, 31, 451-479. CHUI, Andy C.W., Alison E. Lloyd, and Chuck C.Y. Kwok, 2002, The determination of capital structure: Is national culture a missing piece to the puzzle? Journal of International Business Studies, 33, 99-127. Reprinted in Tim G. Andrews and Richard Mead (Eds.), 2009, Cross-Cultural Management Vol.3 pp.337-368, New York: Routledge. CHAN, Y. C., Andy C.W. Chui, and Chuck C.Y. Kwok, 2001, The impact of salient political and economic news on the trading activity, Pacific-Basin Finance Journal, 9, 195-217. CHUI, Andy C. W., and K.C. John Wei, 1998, Book-to-market, firm size, and the turn-of-theyear effect: evidence from Pacific-Basin emerging markets, Pacific-Basin Finance Journal, 6, 275-293. CHUI, Andy C.W. and Chuck C. Y. Kwok,1998, Cross-autocorrelation between A shares and B shares in the Chinese stock market, Journal of Financial Research, 21, 333-353. Book chapter CHUI, Andy C.W., Sheridan Titman, and K.C. John Wei, 2001, Financial Structure and Economic Growth: A Cross-country comparison of Banks, Markets, and Development, Corporate groups, financial liberalization and growth: The case of Indonesia: MIT Press. Conference presentations PACAP Finance Conference 1997, Shanghai, China. Financial Management Association Annual Meeting 1997, Hawaii, USA. American Finance Association Meeting 1998, Chicago, Illinois, USA. NTU International Conference on Finance 1998, Taipei, Taiwan. The First NFA/APFA International Conference 1998, Tokyo, Japan. The Eight Conference on Pacific Basin Finance, Economics and Accounting, and the Second ADSGM International Conference 2000, Bangkok, Thailand. The Seventh APFA International Conference 2000, Shanghai, China. The American Real Estate and Urban Economics Association Meeting 2002, Atlanta, Georgia, USA. The 11 th conference on the Theories and Practices of Securities and Financial Market, 2002, Taiwan. NTU International Conference on Finance 2004, Taipei, Taiwan. American Finance Association Meeting 2006, Boston, Massachusetts, USA. Asian Finance Association Meeting, 2011 75th Anniversary Hong Kong Polytechnic University Summer Research Camp, 2012 2

Research grants (Awarded research grants worth a total of HK$1.699m) Polytechnic University Research Funds G-S299 (PI, Total amount: $78223, Completed) Polytechnic University Research Funds G-S300 (PI, Total amount $10000, Completed) Polytechnic University Research Funds A/C G-T095 (PI, Total amount $49968, Completed) Polytechnic University Research Funds A/C G-T267 (PI, Total amount $50000, Completed) Polytechnic University Research Funds A/C A-PB62 (PI, Total amount $180000, Completed) Polytechnic University Research Funds A/C A-PE86 (PI, Total amount $180000, Completed) Polytechnic University Research Funds A/C G-T668 (PI, Total amount $83024, Completed) Polytechnic University Research Funds A/C A-PG29 (PI, Total amount $86000, Completed) Polytechnic University Research Funds A/C G-U266 (PI, Total amount $150000, Completed) Polytechnic University Research Funds A/C G-V841 (PI, Total amount $49968, Completed) Polytechnic University Research Funds A/C G-YH94 (PI, Total amount $150000, Completed) Polytechnic University Research Funds A/C 4-ZZ6P (PI, Total amount $50000, Completed) Polytechnic University Research Funds A/C 4-ZZ6Z (PI, Total amount $50000, Completed) Polytechnic University Research Funds A/C 4-ZZAW (PI, Total amount $38000, In progress) Polytechnic University Research Funds A/C 4-ZZAX (PI, Total amount $38000, In progress) Polytechnic University Research Funds A/C G-UA1J (PI, Total amount $50000, In progress) Polytechnic University Research Funds A/C G-YL35 (C0-PI, Total amount $150000, In progress) RGC General Research Funds A/C B-Q35Y (PI, Total amount 255821, In progress) Awards Best Paper Award in the 12 th conference on the Theories and Practices of Securities and Financial Market, 2004. Research Paper Award in the 11 th Financial Market, 2002. conference on the Theories and Practices of Securities and The Best Paper Award in the 2002 NTU international conference on Finance. The Best Paper Award in the 10 th conference on the Theories and Practices of Securities and Financial Market, 2001. Citation of Excellence Award, ANBAR electronic intelligence, 1999. The Best Paper Award in the 1998 NTU international conference on Finance. 3

SERVICE Service to the University 2014-present: Programme Director of the MSc Business Management 2014-present: Member of the Faculty Research Committee 2014-present: Member of the Taught Postgraduate Studies Committee 2009-2016: Chairman AF Workshop Committee 2009-2016: Member of the Departmental Research Committee in AF 2009: Member of the Organizing Committee of the 2010 International Research Forum 2009: Member of the Organizing Committee of the 2010 JCAE Symposium 2008-2013: PhD Programme Director in AF 2006-2011: Board Member of the School of Hotel and Tourism Management 2002-2005: Board Member of the FBIS (now known as FB) 2005: Member of the FBIS Staff Consultative Committee 2002-2003: Member of the Departmental Research Committee 2001-2003: Member of the University Research Committee 1999-2003: Departmental Computer Liaison Officer 1998-2003: Member of the Departmental IT Committee 1996-2003: Year-one class tutor for B.A. Marketing 1996-2003: Departmental CWIS/Home page Co-ordinator 1999-2000: Member of the Y2K Compliance (Academic) Steering Committee of the University 1999-2000: Departmental Liaison Officer of the Preferred Graduate Development Programme 1999-2000: Departmental Liaison Officer of the Summer Student Placement Programme (Mainland China) Service to the Profession 2013-present: External Examiner, Heng Sang Management College 2005-present: External Examiner, The Open University of Hong Kong 2005-present: Manager for the Lutheran Tsang Shing Siu Leun School 2008-2015: Chief Moderator, The Hong Kong Institute of Bankers 2003-2006: External Ph.D. Supervisor, Napier University, United Kingdom 2009: Invited Session Chair, 2009 China International Conference in Finance 2009: Member of the Programme Committee, 2009 China International Conference in Finance 2009: External PhD Thesis Examiner, Griffith University, Australia 2008-2009: Reviewer for Research Grants, City University of Hong Kong 2008: Reviewer for the 2008 Academy of International Business Meeting 2007: External PhD Thesis Examiner, The Chinese University of Hong Kong 2006-2007: Reviewer for CERG, Research Grant Council, Hong Kong 2003-2004: Member of the Sixth Form Economics Subject Committee, Hong Kong Examination and Assessment Authority 4

Ad hoc reviewer: China Accounting and Finance Review, China Economic Review, Empirical Economics, Financial Analyst Journal, Financial Review, Global Finance Journal, International Journal of Theoretical and Applied Finance, International Review of Economics and Finance, International Review of Finance, Journal of Comparative Economics, Journal of Contemporary Accounting and Economics, Journal of Corporate Finance, Journal of Economics and Business, Journal of Finance, Journal of International Business Studies, Journal of Financial and Quantitative Analysis and Pacific-Basin Finance Journal. 5