New Fellows Retreat: Early Career Research Funding and Grantsmanship

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New Fellows Retreat: Early Career Research Funding and Grantsmanship December 6, 2012 Jaime S. Rubin, Ph.D. Director of Research Development Dept. of Medicine jsr9@columbia.edu 342-3184 3184

Not All Funding Opportunities Are the Same Different mission statements Fellowships, Training grants Career development (K s)/( Scholar awards Research project (R s) Different funding Stipend/Salary Pilot awards Comprehensive research costs Different time frames Not renewable: : 5 years (K s),( 3 years (F s), 2 years (T s) Renewable: 4years-5years (R01) each competitive period

Types of Awards Individual fellowships Training grants Career transition awards Career development awards Research grants (R01) Cooperative agreements Administrative supplements Institutional Clinical & Translational Science Award (CTSA) Contracts Loan Repayment Program

Types of Awards Individual fellowships Training grants Career transition awards Career development awards Research grants (R01) Cooperative agreements Administrative supplements Institutional Clinical & Translational Science Award (CTSA) Contracts Loan Repayment Program

Types of Awards Individual fellowships Training grants Career transition awards Career development awards Research grants (R01) Cooperative agreements Administrative supplements Institutional Clinical & Translational Science Award (CTSA) Contracts Loan Repayment Program

Timeline of NIH Funding for Junior Investigators Short term Training Research Support Individual Post-doc Fellowship or Institutional T32 Post-doc Training Grant slot Medical School Internship/ Residency Fellowship Research Years Instructor/ Assistant Professor Year-long Enhancement Programs

Post-doc: Institutional Training Grant (NIH-T32) Post-docs selected by institution Research training in specific area Defined number of slots Stipend, health fees, tuition, travel

Dept of Medicine: NIH Institutional Training Grants Columbia University Training Program in Lung Science [J. Bhattacharya (Pulmonary)] Training Program in Endocrinology and Metabolism [J. Bilezikian (Endocrinology)] Postdoctoral Training in Arteriosclerosis Research [I. Goldberg (Preventive Medicine)] Postdoctoral Training in Cardiovascular Disease [M. Hardy - w/ S. Marx (Cardiology)] Multidisciplinary Training in Translational Gastrointestinal and Liver Research [T. Wang (GI)]

CUMC: NIH Institutional Training Grants Cancer Biology Training Program (R. Baer) Medical Genetics Training Program (A. Christiano)

Post-doc: Individual Fellowship Supports specific individual Stipend, health fees, tuition, travel NIH: F32 Review criteria: Individual fellow Mentor Research project Research environment

Post-doc Fellowships (F32s) Applications, awards, and success rates

Post-doc: Individual Fellowship - Voluntary Health Organizations, Foundations, Professional Societies - American Heart Association (Founders) American Kidney Fund Clinical Scientist in Nephrology Fellowship American Liver Foundation Daland Fellowships in Clinical Investigation Pfizer Fellowship in Health Disparities

Timeline of NIH Funding for Junior Investigators Short term Training Research Support Individual Post-doc Fellowship or Institutional T32 Post-doc Training Grant slot Medical School Internship/ Residency Fellowship Research Years Instructor/ Assistant Professor Year-long Enhancement Programs Career Transition Awards

Career Transition Awards NIH Pathway to Independence Award (K99/R00) 1-22 years as a mentored K award for post-docs Total/year: =$90,000 (salary and research expenses) 75% effort 3 years as an research support award for independent investigators Total/year:=$249,000 (salary and research expenses) Must have an independent research position

Career Transition Awards BWF: Career Awards for Medical Scientists To support physician-scientists scientists during the last years of a mentored postdoctoral/fellowship position and the beginning years of an independent faculty position. Must hold an M.D., D.D.S., D.V.M., Pharm.D.,., or equivalent clinical degree 75% effort to research-related related activities Funding: $700,000 over five years Postdoctoral/Fellowship Portion: Years 1 and 2 Annual Total:$ 95,000 Faculty Portion of the Award: Years 3-53 Annual Total: $170,000

Career Transition Awards American Heart Association (National) Fellow-to to-faculty Transition Award Provides funding for during the crucial period of career development which spans the completion of research training through the early years of the first faculty/staff position Training stage: Maximum of $65,000 per year Faculty stage: Maximum of $132,000 per year

Career Transition Awards JDRF: Advanced Postdoctoral Fellowships Provides an opportunity to receive full-time research training and to assist awardees in transitioning from a fellowship to an independent (faculty-level) level) position First degree (PhD, MD, DMD, DVM, or equivalent) received no more than 5 years before the fellowship $90,000 per year for up to 3 years Optional transition year in which awardees may request funding support for their first year as a faculty member

Timeline of NIH Funding for Junior Investigators Short term Training Research Support Individual Post-doc Fellowship or Institutional T32 Post-doc Training Grant slot Medical School Internship/ Residency Fellowship Research Years Instructor/ Assistant Professor Year-long Enhancement Programs Career Transition Awards Individual Mentored K Career Development Award

Research Career Programs (K) Minimum Effort: e.g. 75% (sometimes 50%) Research & Career development activities Predominantly salary support e.g. NHLBI: $75K, NIDDK: $90K, NCI: $100K Up to 5 years US citizen/permanent resident Reduce effort to 50% in last 2 years if PI of NIH research grant

Mentored Clinical Scientist Development Award (K08) Support to develop outstanding independent clinician research scientists Basic and translational science

Mentored Patient-Oriented Research Career Development Award (K23) Patient-oriented research: Research conducted with human subjects (or on material of human origin) for which an investigator directly interacts with human subjects Research areas: (1) Mechanisms of human disease, (2) Therapeutic interventions, (3) Clinical trials, and (4) Development of new technologies

Research Career Development Awards

Research Career Development Awards http://nexus.od.nih.gov/all/wp-content/uploads/2011/10/k awards 32.jpg

Research Career Development/ Scholar Programs American Gastroenterological Association Research Foundation Research Scholar Award American Heart Association Scientist Development Grant American Society of Nephrology Career Development Grants Damon Runyon Cancer Research Foundation Clinical Investigator Award Doris Duke Charitable Foundation Clinical Scientist Development Award

Timeline of NIH Funding for Junior Investigators Short term Training Research Support Individual Post-doc Fellowship or Institutional T32 Post-doc Training Grant slot Institutional K12 Career Development Slot Medical School Internship/ Residency Fellowship Research Years Instructor/ Assistant Professor Year-long Enhancement Programs Career Transition Awards Individual Mentored K Career Development Award

CTSA Awards: A Home for Clinical and Translational Science Clinical Research Ethics Trial Design NIH Biomedical Informatics Clinical Resources CTSA HOME Advanced Degree-Granting Programs Participant & Community Involvement Industry Biostatistics Regulatory Support Other Institutions Source: Zerhouni (NIH) [9/06]

Mentored Clinical Scientist Development Program Award (K12) Support to an institution for career development experiences for clinicians leading to research independence. Institutions recruit and select candidates into their programs Candidates must meet the same criteria as for the individual mentored clinical scientist development award.

Institutional Clinical Research Curriculum Award Comprehensive courses in clinical research Biostatistics, epidemiology, study designs, bioethics, legal and regulatory issues For the career development of clinical investigators

Career Development (K) Support to Research Grant (R01) K12 K08/K23 K23 R01 R01 K12 K23 K08/K23 R01 R01 K12 R01

Timeline of NIH Funding for Junior Investigators Short term Training Research Support Individual Post-doc Fellowship or Institutional T32 Post-doc Training Grant slot Institutional K12 Career Development Slot Medical School Internship/ Residency Fellowship Research Years Instructor/ Assistant Professor Year-long Enhancement Programs Career Transition Awards NIH Loan Repayment Program Individual Mentored K Career Development Award

NIH s Extramural Loan Repayment Program Up to $35,000 a year towards educational loan debt Conduct qualified research activities for at least 50% of their effort (or less than 20 hours per week) for a minimum of 2 years Qualifying educational loan debt equals or exceeds 20% of the applicant's institutional base salary

NIH s Extramural Loan Repayment Program May competitively apply for renewal Repayments represent taxable income and are paid in addition to loan Eligibility: U.S. citizen/permanent residence Recipient of M.D., Ph.D., D.D.S. D.M.D., or other specified equivalent doctoral degree

NIH s Extramural Loan Repayment Program Extramural Programs Clinical Research Health Disparities Research Clinical Researchers from Disadvantaged Backgrounds Pediatric Research Contraception and Infertility Research

LRP: Clinical Research New Applications - http://www.lrp.nih.gov/about_the_programs/clinical.aspx

LRP: Clinical Research Renewal Applications - http://www.lrp.nih.gov/about_the_programs/clinical.aspx

NIH: one round of applications http://www3.cancer.gov/admin/gab/02gpb/nci_grants_bk.pdf

When Preparing an Application: Read instructions Never assume that reviewers will know what you mean Refer to literature thoroughly and thoughtfully Explicitly state the rationale of the proposed investigation Include well-designed tables and figures Present an organized, lucid write-up

Elements of a Good Proposal Feasible Relevant Unique Innovative Clear Brief Consistent

Anticipate Questions and Answer them before they are asked

Common Problems with Grant Applications from New Investigators Overly ambitious Not independent of previous mentor s s research Fishing expedition Not hypothesis driven Descriptive, not mechanistic project Unfocussed No or insufficient preliminary data Unrealistic budget Methodologies beyond the expertise of investigator or research team