The Aims of Linguistic Theory

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The Aims of Linguistic Theory Petr Horáček, Eva Zámečníková and Ivana Burgetová Department of Information Systems Faculty of Information Technology Brno University of Technology Božetěchova 2, 612 00 Brno, CZ FRVŠ MŠMT FR97/2011/G1

Outline Natural Language Processing The Aims of Linguistic Theory 2 / 80

Outline Natural Language Processing Structural Analysis The Aims of Linguistic Theory 3 / 80

Outline Natural Language Processing Structural Analysis Transformational Rules The Aims of Linguistic Theory 4 / 80

Topic Natural Language Processing Structural Analysis Transformational Rules The Aims of Linguistic Theory 5 / 80

The Aims of Linguistic Theory Natural Language Processing In contrast with programming language we have no clear understanding of expressions structure, explicit statement of the rules of syntax we have no direct access to them, they are concealed in our cognitive makeup in natural languages. The Aims of Linguistic Theory 6 / 80

The Aims of Linguistic Theory Natural Language Processing In contrast with programming language we have no clear understanding of expressions structure, explicit statement of the rules of syntax we have no direct access to them, they are concealed in our cognitive makeup in natural languages. Outline Introducing of some basic linguistic terminology. We show diagnostics and techniques used by linguists for the examiniation of the structure of natural language utterances. Some general goals of a theory of language. The Aims of Linguistic Theory 7 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. The Aims of Linguistic Theory 8 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure The Aims of Linguistic Theory 9 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure Semantics meaning The Aims of Linguistic Theory 10 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure Semantics meaning Pragmatics meaning in spoken context The Aims of Linguistic Theory 11 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure Semantics meaning Pragmatics meaning in spoken context Morphology structure of the word The Aims of Linguistic Theory 12 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure Semantics meaning Pragmatics meaning in spoken context Morphology structure of the word Phonology structure of sounds The Aims of Linguistic Theory 13 / 80

Major Linguistic Goals MAIN GOAL Generalizations about the STRUCTURE and MEANING of sentence. These five perspectives contribute to this goal: Syntax structure Semantics meaning Pragmatics meaning in spoken context Morphology structure of the word Phonology structure of sounds Others structure of discourse, study of brain mechanisms The Aims of Linguistic Theory 14 / 80

Syntax of the Sentence Patterns Certain structural regularities. Example 1 John left the party earlier. 2 The man with the coat left the party earlier. 3 Every guest left the party earlier. 4 He left the party earlier. The Aims of Linguistic Theory 15 / 80

Syntax of the Sentence Patterns Certain structural regularities. Example 1 John left the party earlier. 2 The man with the coat left the party earlier. 3 Every guest left the party earlier. 4 He left the party earlier. Highlighted words in each sentence appear in the same structural context and all perform the same grammatical function subject. The Aims of Linguistic Theory 16 / 80

Syntax of the Sentence Patterns Certain structural regularities. Example 1 John left the party earlier. 2 The man with the coat left the party earlier. 3 Every guest left the party earlier. 4 He left the party earlier. Highlighted words in each sentence appear in the same structural context and all perform the same grammatical function subject. Each highlighted word can be replaced by any of the others and it is still grammatically correct. This part is called DISTRIBUTINAL ANALYSIS. Important unit noun phrase. The Aims of Linguistic Theory 17 / 80

Examples: Distributional Analysis Example Prepositional Phrase 1 The man with the coat walked in. 2 The book on the shelf is mine. 3 John put the book on the shelf. The Aims of Linguistic Theory 18 / 80

Examples: Distributional Analysis Example Prepositional Phrase 1 The man with the coat walked in. 2 The book on the shelf is mine. 3 John put the book on the shelf. Example Adjectival Phrase 1 The young and happy couple just got married. 2 My children are young and happy. The Aims of Linguistic Theory 19 / 80

Examples: Distributional Analysis Example Prepositional Phrase 1 The man with the coat walked in. 2 The book on the shelf is mine. 3 John put the book on the shelf. Example Adjectival Phrase 1 The young and happy couple just got married. 2 My children are young and happy. Example Verb Phrase 1 Bill ate the cake and Mary ate the pie. 2 Mary likes to go swimming and Bill does too. 3 John made Mary pack her bags. The Aims of Linguistic Theory 20 / 80

Topic Natural Language Processing Structural Analysis Transformational Rules The Aims of Linguistic Theory 21 / 80

Structural Differencies Some structural differencies or similarities in sentences are not so obvious and they may be more elaborate. The Aims of Linguistic Theory 22 / 80

Structural Differencies Some structural differencies or similarities in sentences are not so obvious and they may be more elaborate. Example 1 I expected John to leave. 2 I persuaded John to leave. The Aims of Linguistic Theory 23 / 80

Structural Differencies Some structural differencies or similarities in sentences are not so obvious and they may be more elaborate. Example 1 I expected John to leave. 2 I persuaded John to leave. Considering two sentences above we know: There is a relation between John and to leave. [subject-predicate relation] The Aims of Linguistic Theory 24 / 80

Structural Differencies Some structural differencies or similarities in sentences are not so obvious and they may be more elaborate. Example 1 I expected John to leave. 2 I persuaded John to leave. Considering two sentences above we know: There is a relation between John and to leave. [subject-predicate relation] John performs the role of the object in 2, but not in 1. In 1, what is being expected is the entire proposition (John s leaving). The Aims of Linguistic Theory 25 / 80

Structural Analysis How do we do structural analysis? syntactic (also diagnostic) tests The Aims of Linguistic Theory 26 / 80

Structural Analysis How do we do structural analysis? syntactic (also diagnostic) tests selectional properties of verbs: in case of verb persuade the noun phrase must be animate (one can not persuade the book to do something) The Aims of Linguistic Theory 27 / 80

Structural Analysis How do we do structural analysis? syntactic (also diagnostic) tests selectional properties of verbs: in case of verb persuade the noun phrase must be animate (one can not persuade the book to do something) selectional restriction = dependency between verb and its object persuade x expect The Aims of Linguistic Theory 28 / 80

Structural Analysis How do we do structural analysis? syntactic (also diagnostic) tests selectional properties of verbs: in case of verb persuade the noun phrase must be animate (one can not persuade the book to do something) selectional restriction = dependency between verb and its object persuade x expect examining the meaning of sentences The Aims of Linguistic Theory 29 / 80

Structural Analysis How do we do structural analysis? syntactic (also diagnostic) tests selectional properties of verbs: in case of verb persuade the noun phrase must be animate (one can not persuade the book to do something) selectional restriction = dependency between verb and its object persuade x expect examining the meaning of sentences difference between object of the verb expect object is whole sentence persuade has two objects noun phrase and embedded sentence The Aims of Linguistic Theory 30 / 80

Tree Structures Tree structures are the key to the analysis of natural language syntax. The Aims of Linguistic Theory 31 / 80

Tree Structures Tree structures are the key to the analysis of natural language syntax. Example S NP VP Det N V Adj The man is tired S sentence NP noun phrase Det determiner Adj adjective N noun VP verb phrase The Aims of Linguistic Theory 32 / 80

Tree Structures Tree structures are the key to the analysis of natural language syntax. Example S NP VP Det N V Adj The man is tired S sentence NP noun phrase Det determiner Adj adjective N noun VP verb phrase Linguistic notation (phrase marker): [ S [ NP [ Det the][ N man]][ VP [ V is][ Adj tired]]] The Aims of Linguistic Theory 33 / 80

Tree Structures Phrase marker definition If t is a tree and {t} is the phrase marker for that tree, then: The Aims of Linguistic Theory 34 / 80

Tree Structures Phrase marker definition If t is a tree and {t} is the phrase marker for that tree, then: 1 phrase marker for word is the word itself The Aims of Linguistic Theory 35 / 80

Tree Structures Phrase marker definition If t is a tree and {t} is the phrase marker for that tree, then: 1 phrase marker for word is the word itself 2 the phrase marker for A is [ A {t}] t The Aims of Linguistic Theory 36 / 80

Tree Structures Phrase marker definition If t is a tree and {t} is the phrase marker for that tree, then: 1 phrase marker for word is the word itself 2 the phrase marker for A is [ A {t}] t 3 the phrase marker for B t 1... t n is [ B {t 1 }... {t n }] The Aims of Linguistic Theory 37 / 80

Structural Distinction expect and persuade persuade Example S NP VP I V persuaded John.NP VP to leave The Aims of Linguistic Theory 38 / 80

Structural Distinction expect and persuade persuade Example S NP VP I V persuaded John.NP VP to leave [ S [ NP I][ VP [ V persuaded]][ NP John[ VP to leave]] The Aims of Linguistic Theory 39 / 80

Structural Distinction expect and persuade expect Example S NP VP I V expected S John to leave The Aims of Linguistic Theory 40 / 80

Structural Distinction expect and persuade expect Example S NP VP I V expected S John to leave [ S [ NP I[ VP [ V expected]][ S [ NP John][ VP to leave]]]] Note: As you can notice John to leave is marked as sentence S. (Further information can be found in literature.) The Aims of Linguistic Theory 41 / 80

Topic Natural Language Processing Structural Analysis Transformational Rules The Aims of Linguistic Theory 42 / 80

Transformational Rules Q: How to relate two sentences with the same meaning but different structure? active and passive forms in English The Aims of Linguistic Theory 43 / 80

Transformational Rules Q: How to relate two sentences with the same meaning but different structure? active and passive forms in English A: Relatedness between sentences can be captured by deriving the two phrase markers (Chomsky): S-structures (surface structure) D-structures (deep structure) The Aims of Linguistic Theory 44 / 80

Transformational Rules According the Chomsky transformational theory, grammar for natural language has the following components: 1 Set of phrase structure rules (all of them in form of context-free rules) 2 A lexicon (dictionary for the language) 3 The transformational rules 4 Rules of phonology The Aims of Linguistic Theory 45 / 80

Transformational Rules Lexicon Lexicon contains this type of information: 1 Categorization 2 Subcategorization 3 Selectional Restriction 4 Argument structure 5 Lexical semantics 6 Phonetic representation The Aims of Linguistic Theory 46 / 80

Transformational Rules Lexicon Lexicon contains this type of information: 1 Categorization 2 Subcategorization 3 Selectional Restriction 4 Argument structure 5 Lexical semantics 6 Phonetic representation Example Lexical entry for word hit hit: V, <NP>, (AGENT, THEME, INSTR) (1) represents grammatical type, The Aims of Linguistic Theory 47 / 80

Transformational Rules Lexicon Lexicon contains this type of information: 1 Categorization 2 Subcategorization 3 Selectional Restriction 4 Argument structure 5 Lexical semantics 6 Phonetic representation Example Lexical entry for word hit hit: V, <NP>, (AGENT, THEME, INSTR) (1) represents grammatical type, (2) hit is a transitive verb, taking an NP object, The Aims of Linguistic Theory 48 / 80

Transformational Rules Lexicon Lexicon contains this type of information: 1 Categorization 2 Subcategorization 3 Selectional Restriction 4 Argument structure 5 Lexical semantics 6 Phonetic representation Example Lexical entry for word hit hit: V, <NP>, (AGENT, THEME, INSTR) (1) represents grammatical type, (2) hit is a transitive verb, taking an NP object, (4) argument structure is a list of thematic roles The Aims of Linguistic Theory 49 / 80

Transformational Rules Transformational rules establish generalization in language. Passive Transformation One rule captures the relatedness between the active and passive forms of sentence. The Aims of Linguistic Theory 50 / 80

Transformational Rules Transformational rules establish generalization in language. Passive Transformation One rule captures the relatedness between the active and passive forms of sentence. Definition: In a context, NP V NP X: transpose two NP, add the relevant form of the verb be, change the verb to its past participle. The Aims of Linguistic Theory 51 / 80

Transformational Rules Transformational rules establish generalization in language. Passive Transformation One rule captures the relatedness between the active and passive forms of sentence. Definition: In a context, NP V NP X: transpose two NP, add the relevant form of the verb be, change the verb to its past participle. Passive Transformation SD: NP V NP X 1 2 3 4 SC: 3 be+2[pp] 4 by + 1 SD - structural description SC - structural change The Aims of Linguistic Theory 52 / 80

Passive Transformation Example [ S [ NP this man[ AUX ][ VP [ V love][ NP Mary]]] The Aims of Linguistic Theory 53 / 80

Passive Transformation Example [ S [ NP this man[ AUX ][ VP [ V love][ NP Mary]]] SD: this man love Mary X 1 2 3 4 SC: 3 be+2[pp] 4 by + 1 Mary is loved ε by this man The Aims of Linguistic Theory 54 / 80

Passive Transformation Example [ S [ NP this man[ AUX ][ VP [ V love][ NP Mary]]] SD: this man love Mary X 1 2 3 4 SC: 3 be+2[pp] 4 by + 1 Mary is loved ε by this man The result of the passive transformation is the sentence in passive form with the same meaning as the sentence in active form. The Aims of Linguistic Theory 55 / 80

Passive Transformation Example Some problems could be in sentences containing idioms. For example: 1 John took advantage of the situation. 2 Advantage was taken of the situation by John. 3 The situation was taken advantage of by John. The Aims of Linguistic Theory 56 / 80

Common Verbs in English Contraction Contraction in English Eg. using verb want in everyday speech: I wanna buy the beer for the party. want and to become one word phonetically (also others going to gonna, used to useta) The Aims of Linguistic Theory 57 / 80

Common Verbs in English Contraction Contraction in English Eg. using verb want in everyday speech: I wanna buy the beer for the party. want and to become one word phonetically (also others going to gonna, used to useta) But there is no possibility to contract want and to in this case: I want Bill to buy a beer for the party. Q: Can we contract want and to if they are contiguous? The Aims of Linguistic Theory 58 / 80

Common Verbs in English Contraction Contraction in English Eg. using verb want in everyday speech: I wanna buy the beer for the party. want and to become one word phonetically (also others going to gonna, used to useta) But there is no possibility to contract want and to in this case: I want Bill to buy a beer for the party. Q: Can we contract want and to if they are contiguous? Answer: No. The Aims of Linguistic Theory 59 / 80

Common Verbs in English Contraction Example Who do you want to buy the beer for the party? we can not contract to Who do you wanna buy the beer for the party? The Aims of Linguistic Theory 60 / 80

Common Verbs in English Contraction Example Who do you want to buy the beer for the party? we can not contract to Who do you wanna buy the beer for the party? Why we can not do this? It is explained by deep study of the sentence structure. The Aims of Linguistic Theory 61 / 80

wh-questions wh-questions One type of generalization that can be captured by transformations involves questions. Questions involving who and what are called wh-questions. The Aims of Linguistic Theory 62 / 80

wh-questions Example TYPE I 1a John drove his car. 2a John thinks Mary drove his car. 3a John thinks Mary wants Bill to drive his car. The Aims of Linguistic Theory 63 / 80

wh-questions Example TYPE I 1a John drove his car. 2a John thinks Mary drove his car. 3a John thinks Mary wants Bill to drive his car. TYPE II 1b What did John drive? 1c Who drove his car? 2b Who does John think drove his car? 2c What does John think Mary drove? 3b Who does John think Mary wants to drive his car? 3c What does John think Mary wants Bill to drive? The Aims of Linguistic Theory 64 / 80

wh-questions wh-movement Q: How could we generate sentences in these two classes? (TYPE I. and TYPE II. in previous example) The Aims of Linguistic Theory 65 / 80

wh-questions wh-movement Q: How could we generate sentences in these two classes? (TYPE I. and TYPE II. in previous example) A: Transformational rule wh-movement. This transformation takes the phrase structure with wh-word and moves that word to a designated spot in the sentence. The Aims of Linguistic Theory 66 / 80

wh-questions wh-movement Q: How could we generate sentences in these two classes? (TYPE I. and TYPE II. in previous example) A: Transformational rule wh-movement. This transformation takes the phrase structure with wh-word and moves that word to a designated spot in the sentence. wh-movement SD: X wh Y 1 2 3 SC: 2 do+1 e 3 e - empty category (trace) marking an interesting concept The Aims of Linguistic Theory 67 / 80

wh-questions Example Applying this rule to sentence 1b: SD: John drive what ε 1 2 3 SC: 2 does+1 e 3 The Aims of Linguistic Theory 68 / 80

wh-questions Example Applying this rule to sentence 1b: SD: John drive what ε 1 2 3 SC: 2 does+1 e 3 Result: What i does John drive e i? Index i means that wh-word and trace refer to the same thing. The Aims of Linguistic Theory 69 / 80

wh-questions Example Applying this rule to sentence 1b: SD: John drive what ε 1 2 3 SC: 2 does+1 e 3 Result: What i does John drive e i? Index i means that wh-word and trace refer to the same thing. By comparing two sentences 1a and 1b we get following semantic representation: 1 DRIVE(John, John s car) 2?(For which x) DRIVE (John, x) The Aims of Linguistic Theory 70 / 80

wh-questions Example wh-questions explain previous example with contraction of want and to. In fact, want and to are not contiguous, because there is a NP-trace between them. You want who to buy the beer for the party? and after applying the wh-movement we get: Who i do you want e i to buy the beer for the party? The Aims of Linguistic Theory 71 / 80

Cycling Nature of Transformational Rules Example John is believed to be wanted by police, by everyone in this room. Apply reverse passive transformation to get the sentence in active form: The Aims of Linguistic Theory 72 / 80

Cycling Nature of Transformational Rules Example John is believed to be wanted by police, by everyone in this room. Apply reverse passive transformation to get the sentence in active form: Everyone in this room believes John to be wanted by police. The sentence still contains a passive form apply passive transformation: The Aims of Linguistic Theory 73 / 80

Cycling Nature of Transformational Rules Example John is believed to be wanted by police, by everyone in this room. Apply reverse passive transformation to get the sentence in active form: Everyone in this room believes John to be wanted by police. The sentence still contains a passive form apply passive transformation: Everyone in this room believes the police to want John. The Aims of Linguistic Theory 74 / 80

Cycling Nature of Transformational Rules Example John is believed to be wanted by police, by everyone in this room. Apply reverse passive transformation to get the sentence in active form: Everyone in this room believes John to be wanted by police. The sentence still contains a passive form apply passive transformation: Everyone in this room believes the police to want John. Original deep structure: [ S [ NP everyone... ][ VP believe[ S [ NP the police]want John]]] The Aims of Linguistic Theory 75 / 80

Cycling Nature of Transformational Rules Example John is believed to be wanted by police, by everyone in this room. Apply reverse passive transformation to get the sentence in active form: Everyone in this room believes John to be wanted by police. The sentence still contains a passive form apply passive transformation: Everyone in this room believes the police to want John. Original deep structure: [ S [ NP everyone... ][ VP believe[ S [ NP the police]want John]]] In the original sentence were two passives. How do we know where to apply the rule first? The Aims of Linguistic Theory 76 / 80

Cycling Nature of Transformational Rules How do we know where to apply the rule first? 1 Apply the rule to the lowest (most deeply embedded) sentence. 2 Work our way up to the top cycle. wh-movement also applies cyclically. The Aims of Linguistic Theory 77 / 80

References James Allen: Natural Language Understanding, The Benjamin/Cummings Publishing Company. Inc., 2005 Robert N. Moll, Michael A. Arbib, A. J. Kfoury: An Introduction to Formal Language Theory, Springer-Verlag, 1988 The Aims of Linguistic Theory 78 / 80

Thank you for your attention!

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