Center for International Law The Changing Legal and Compliance Landscape Chicago, Illinois
The John Marshall Law School Center for International Law The Changing Legal and Compliance Landscape Chicago, Illinois The John Marshall Law School, 315 S. Plymouth Court, Chicago, Illinois 60604 Responding to the challenge of providing the most current information on changes in the world of derivatives, particularly as they apply to regulatory issues, the Center for International Law at The John Marshall Law School is pleased to present a conference on The Changing Legal and Compliance Landscape. Industry professionals and legal practitioners will share their insights into the most important developments in the dynamic field of derivatives, as well as discuss future implications. The conference will explore the roles of derivatives (futures, options, and swaps) in the modern financial landscape and delve into complex and evolving regulatory, compliance, and legal issues. We will examine the following: 1. How the Dodd-Frank Act is transforming the regulatory landscape 2. The impact of the CFTC s Dodd-Frank Act rulemakings 3. The changing roles of exchanges, clearinghouses, market participants, and end-users 4. The fallout of MF Global and its impact on the industry 5. Key issues in market structure and compliance 6. Current enforcement and litigation developments We look forward to welcoming you to John Marshall on April 17 and seeing you at future events presented by the Center for International Law. Professor Paul B. Lewis Director, Center for International Law Matthew Kluchenek Conference Chair The Center for International Law gratefully acknowledges the support of the Chicago Mercantile Exchange Group Foundation in the development of this conference.
Conference Schedule Please check lobby monitor signs for room assignments. 8:15 9:00 a.m. Registration and Continental Breakfast 9:00 a.m. Introduction and Welcome 9:15 a.m. Recent Developments Involving the Regulation of Futures and the Impact of Dodd-Frank: Part One 10:30 a.m. Break 10:45 a.m. Clearing Issues and Systemic Risk Noon Luncheon, The Standard Club Keynote Address: Leo Melamed 1:30 p.m. Recent Developments Involving the Regulation of Futures and the Impact of Dodd-Frank: Part Two 2:45 p.m. Current Issues in Enforcement and Litigation Closing Remarks 4:00 p.m. Networking Reception Program subject to change Conference Speakers Joseph Adamczyk Global Head of Enforcement Market Regulation Department Sharon Brown-Hruska, PhD Vice President National Economic Research Associates Inc. Stacie R. Hartman Regulation Group Matthew J. Kelly Managing Director and Chief Intellectual Property Counsel Matthew Kluchenek Regulation Group Andrea S. Kramer Financial Products, Trading and Derivatives Group McDermott Will & Emery LLP Patricia Levy DRW Trading Group John McPartland Senior Policy Advisor Financial Markets Group Federal Reserve Bank of Chicago Leo Melamed Chairman Emeritus William J. Nissen Regulatory Practice Sidley Austin LLP Joseph Pucci Financial Services Practice Henderson & Lyman Jerrold E. Salzman Of Counsel Skadden Arps (invited) Thomas W. Sexton, lll Senior Vice-President and National Futures Association Scott Williamson Deputy Regional Counsel Commodity Futures Trading Commission Rebecca J. Wing PFG BEST Hotel Accommodations Please refer to the law school s listing of nearby hotels on our website at events.jmls.edu/hotels
Registration Form The Changing Legal and Compliance Landscape Please register online at www.events.jmls.edu/derivatives or complete this registration form. Registrations will not be taken by telephone, as payment must be received with registration. Registration Deadline: April 10, 2012 For additional information, please call Lisa Aruldoss, program coordinator for the Center for International Law, at 312.360.2659. Name Title/Position Company Address City State ZIP Phone Fax Email Check all that apply: Attorney Industry Professional Government Employee Academic The registration fee includes admission to the program, breakfast, luncheon, reception, and all course materials. General Registration Fee: $125 Government, Judicial, or Academic Registration: $75 John Marshall Student Registration: Please contact Virginia Russell at 6russell@jmls.edu for student fee waiver. Payment Method (check one) Check: please make payable to The John Marshall Law School or Credit Card: MasterCard VISA American Express Discover Account Number 3-Digit Security Code Cardholder name Expiration Date Signature Credit card orders may be faxed to 312.427.7128 or sent by email to events@jmls.edu. Confirmation Registration is complete when payment or purchase order is received or other arrangements have been made. A confirmation of your registration will be sent to you by email or fax. The confirmation will serve as a receipt of payment and will include directions and additional conference information. Cancellation Policy Cancellations must be received by Tuesday, April 10, 2012, in order to receive a full refund. After this date, refunds are subject to a $50 processing fee. No refunds will be given once the program has taken place. Special Service Requirements Requests must be received by April 10, 2012. Please indicate any ADA service needs below. Attending in a wheelchair or other personal transport device Sign language interpreter Reader available Dietary needs Additional ADA service requirement CLE Credit: Approximately 5 hours The John Marshall Law School will advise the appropriate state bar or agency indicated below of the presentation of this Conference. The extension of CLE credit is subject to each state s approval. It is the responsibility of the individual to meet the requirements of each jurisdiction. The John Marshall Law School is an approved MCLE provider with the state bars of Illinois, Missouri, and Pennsylvania. The John Marshall Law School will assist with applications to Florida, Georgia, Rhode Island, and Texas, but attorneys must apply individually for credit for courses and submit payment directly to these states. (Complete only if you require CLE credit. List all states in which you require credit.) Bar No.: State: Bar No.: State: Non-Discrimination Policy The John Marshall Law School, finding any invidious discrimination inconsistent with the mission of free academic inquiry, does not discriminate in admission, services, or employment on the basis of sex, sexual orientation, race, color, religion, national origin, ancestry, age, or disability. Please complete and return this form by Tuesday, April 10, 2012 to: The John Marshall Law School, Department of Event Management Attn: Derivatives Conference 315 S. Plymouth Court, Chicago, IL 60604
S Center for International Law Training Lawyers for the Global Economy ince 1998, The John Marshall Law School Center for International Law, through its Master of Laws Program in International Business and Trade Law, has provided the legal, trade, and business communities in Chicago a city at the forefront of international commercial activity with programming that addresses a range of issues in international economic law. Our mission is to provide superior legal education and practical training in international business, trade, and comparative law that will prepare both U.S. and international students for leadership and practice in world commerce. For more about The John Marshall Law School Center for International Law, visit our website at www.jmls.edu/international The Changing Legal and Compliance Landscape John Marshall presents this conference as part of its ongoing commitment to providing the legal and business communities in the greater Chicago metropolitan area with the most current programming on a range of business and law-related topics. In addition to this year s conference on derivatives, we are offering our first course in derivatives law this spring and launching a new online journal, the Global Markets Law Journal, this coming summer. Upcoming Programs March 14 The New Rules on Arbitration of the ICC 2012 (Co-sponsor: Chicago International Dispute Resolution Association) March 27 Lessons from Ponzi Schemes and Italian Law: What We Still Can Learn (CLE) May 30 Sustainable Sovereign Debt: Rethinking the Global Monetary and Financial Order (CLE) For more about these lectures, visit events.jmls.edu