FLIGHT ATTENDANT MEDICAL RESEARCH INSTITUTE, INC. YOUNG CLINICAL SCIENTIST AWARD-FELLOW PROGRAM REQUEST FOR APPLICATIONS

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FLIGHT ATTENDANT MEDICAL RESEARCH INSTITUTE, INC. YOUNG CLINICAL SCIENTIST AWARD-FELLOW PROGRAM For investigators who expect to receive faculty appointments after July 1, 2017 REQUEST FOR APPLICATIONS Applications are due: 5 PM ET November 4, 2016 Introduction to Flight Attendant Medical Research Institute, Inc. (FAMRI) In October of 1991, non-smoking flight attendants brought a Class Action suit in the Circuit Court of the Eleventh Judicial Circuit, Miami-Dade County Florida, against the tobacco industry seeking damages for the diseases and deaths that have been caused by their exposure to secondhand tobacco smoke in airline cabins. The Class Action lawsuit filed by Miami attorneys Stanley M. Rosenblatt and Susan Rosenblatt resulted in a partial settlement in October 1997 after four months of trial, which created FAMRI and provided other substantial benefits to class members. FAMRI was formally established pursuant to Order of the Dade County Circuit Court as a not-forprofit, independent private foundation under the laws of Florida and Section 501(c)(3) of the Internal Revenue Code. Other than the initial funding, FAMRI has no connection with any tobacco company. FAMRI is governed and directed by a Board of Trustees, with a majority of non-smoking flight attendants, appointed by class counsel, Stanley and Susan Rosenblatt. Following r peer review, FAMRI is assisted with its funding decisions by a- prestigious Medical Advisory Board. Medical Advisory Board David Sidransky, MD, Chair Director, Head and Neck Cancer Research Professor, Otolaryngology, Head and Neck Surgery, Oncology, Pathology, Urology, and Cellular and Molecular Medicine Johns Hopkins School of Medicine Baltimore, Maryland W. Jarrard Goodwin, MD Chief Medical Officer Sylvester Professor in Otolaryngology University of Miami Miller School of Medicine Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 1

Miami, Florida David W. Kennedy, MD FACS Professor and Director, Division of Rhinology Department of Otorhinolaryngology Head and Neck Surgery Vice Director for Professional Services and Senior Vice President University of Pennsylvania Health System Philadelphia, Pennsylvania Mark W. Geraci, MD Chair, Department of Medicine Indiana University 545 Branhill Drive, EH 317 Indianapolis, IN 46202 Rama Mallampalli, MD Professor of Medicine Director, Acute Lung Injury Center University of Pittsburgh NW 628 Montefiore 3459 Fifth Avenue Pittsburgh, PA 15213 *Julius B. Richmond, MD, Founding Chair, deceased MISSION FAMRI sponsors scientific and medical research for the early detection, prevention, treatment, and cure of diseases and medical conditions caused from exposure to tobacco smoke. To avoid all conflicts, any Principal Investigator (PI) or other participating applicant who is currently accepting tobacco industry funding, has recently applied for tobacco funding, or has any other association or consulting position with a tobacco company or affiliate of the tobacco industry is not eligible for FAMRI funding. All prior funding and/or association with tobacco companies must be disclosed and will be considered on a case-by-case basis. Purpose of the Young Clinical Scientist Award (YCSA) Program The purpose of FAMRI s YCSA is to help prepare and support new clinical investigators with an MD, PhD or MD/PhD (or the equivalent) as they begin their careers as independent researchers. The awards made beginning July 1, 2017 will be of a translational nature in sinusitis that are nonsurgical and non-steroidal focused on better treatments or cures in the area of sinusitis. The emphasis is on the development of feasible interventions, to improve sinusitis treatments and cures The YCSA is offered to two groups of scientists: research fellows and junior faculty members. Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 2

Research Scope for 2016-2017 FAMRI s interest is to support areas of investigation related to translational and clinical research as well as to have direct application to non-surgical and non-steroidal treatments and cures of sinusitis. The specific topic for this award will be for an effective new treatment of sinusitis that is nonsurgical and non-steroidal. FAMRI invites applications for preclinical or clinical studies to investigate optimal therapeutic strategies in sinusitis. Promising areas of research include studies to: develop highly innovative molecular or cellular analysis technologies for clinical sinusitis research; develop novel capabilities involving biomarkers for targeting and treating sinusitis; accelerate clinical treatment of sinusitis; develop technologies that may be intended to have widespread applicability but must be focused on improving treatment of sinusitis; apply a biomedical engineering approach to the solution of sinusitis treatment; integrate, optimize, validate, translate or otherwise accelerate the adoption of promising tools, methods and techniques for effective treatment of sinusitis; apply an integrative approach to solve the problem in clinical or translational science relating to treatment and cure of sinusitis; facilitate the translation of innovative and promising treatment approaches for sinusitis into early clinical testing; conduct research with the potential to lead to new therapeutic interventions, diagnostics, or prevention strategies of sinusitis; and plan and speed to clinical translation and development (grants with a committed commercial partner will be viewed particularly favorably). Eligibility General eligibility for a FAMRI YCSA requires a signed statement from an authorized institutional official and by the potential applicant that they can accept the terms of FAMRI s non-negotiable, three-party Grant Agreement. See below Instructions for CIA Submissions for 2016-2017. This program is specifically intended to help a clinical scientist make the critical transition from training to independent investigator. Eligible scientists should be currently conducting research and have completed one or more years of a full-time research fellowship, but have not yet transitioned to a faculty position and do not expect to do so before July 1, 2017. If you are a fellow that will transition to a faculty position before July 1, 2017, please read the YCSA-Faculty RFA for details. Applicants must have an MD, PhD, MD/PhD, or equivalent degree. Applicants must have received an MD from an accredited institution on or after May 1, 2004 or a PhD (or equivalent) Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 3

from an accredited institution on or after May 1, 2009. The eligibility of applicants holding MD/PhD degrees will be determined by the degree (MD or PhD) most recently received. All applicants for the YCSA must have completed two years of graduate research training in a nationally accredited program or institution. In addition, researchers who apply to FAMRI for funding need not be US citizens. Investigators normally apply through and with an institution or organization that is qualified under United States tax laws to receive grants from FAMRI, a US-based not-for-profit, independent private foundation. The applying institution receives and administers FAMRI s funds and supervises the work of the PI. If the applying institution is organized under the laws of a country other than the United States, it must provide FAMRI any and all documentation that FAMRI may require, in form and content acceptable to FAMRI, to ensure that any grant from FAMRI shall be a qualified distribution under Internal Revenue Service laws and regulations, including but not limited to affiliation with a qualified US-based institution, a current affidavit from the applicant or an opinion of qualified legal counsel stating the facts and circumstances of the applicant s organization and activities and certifying that any grant from FAMRI shall be a qualified distribution. FAMRI does not accept submissions from PIs who are currently being funded by a FAMRI award; however, if their grants end by June 30, 2017, then they are eligible to apply. In addition, investigators with a FAMRI award that is in a no-cost extension period are also eligible to apply. Research Requirement Fellowship awardees must devote at least 70% of their professional time to the proposed research described in their application. Other Funding An award will not be made, or withdrawn if made, if any of the following conditions exist: 1) the applicant becomes the PI (accepts the award) on federally funded, peer-reviewed research or receives a career development award or any non-government award averaging $125,000 or more per year in direct costs and of a duration of three or more years; 2) the applicant becomes the PI on a another peer-reviewed grant with the same general aims as those proposed in the application to FAMRI; 3) the applicant currently is receiving funding from the tobacco industry or its affiliates; or 4) the applicant or applying school of the institution accepts funding from the tobacco industry or its affiliates. (See Terms of Grant Agreement). Funding Level The total duration of the research plan is for up to two years, although payment will be made on a yearly basis and continuation of the project will be at FAMRI s sole discretion, based on yearly, acceptable progress, including peer-reviewed publication record. No-cost extension requests up to twelve months will be considered. FAMRI plans to provide support at the fellowship level at $75,000 for direct costs plus no more than 8.5% for indirect costs. All forms regarding progress will be sent to the PI via FAMRI s Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 4

grant consultant, the American Institute of Biological Sciences (AIBS), at the appropriate time. FAMRI anticipates that many postdoctoral fellows supported by this award will move to a faculty position when they begin their independent research careers. In this case, the award may transition to a faculty level. For example, if the PI achieves faculty status prior to the beginning of the award, upon receipt of transition criteria explained below, the award may begin at the YCSA Faculty level. Once the grant commences as the fellow achieves faculty status, upon confirmation, the award may transition to faculty on a prorated basis. If the PI knows that he/she will make this transition prior to the beginning of this award (July 1, 2017), the YCSA-Faculty details and YCSA-Faculty pre-submission letter form should be used. Prior to the transition to a faculty position, the PI is expected to submit a transition progress report containing information pertaining to the new appointment, a letter from the Department Head confirming the appointment, a new budget justification, and an updated research plan. The report must be submitted at least three months before the transition to a faculty position. Upon review and approval of the transition documents the award will be raised to the faculty level of support. In the case of a transfer, when the PI notifies FAMRI of the change, he/she must supply a copy of the engagement letter, authority from the new institution that it accepts the terms of FAMRI s non-negotiable, three-party Grant Agreement, and contact information at the new institution. Both institutions are required to sign FAMRI s Assignment of Grant. Criteria for Review and Selection Review and selection by FAMRI will be based on the following criteria: Evidence of the applicant s commitment to a clinical or translational research career. Quality of the applicant s formal research training (completed or proposed) and laboratory experience. Evidence of the applicant s original research in the relevant area. Importance of this research to area of sinusitis. Originality of the research application. Appropriateness of the scope of the project. Quality of the research strategy and methods proposed. Commitment of the applicant s department and institution to the area of research and to the applicant. Resources available to the applicant. INSTRUCTIONS FOR YCSA-FELLOW SUBMISSIONS FOR 2016-2017 Prior to submitting an application, a signed statement from an authorized institutional official and by the potential applicant that they can accept the terms of FAMRI s non-negotiable, three party agreement is required. Please note that an application will not be considered if you and your institution cannot comply with the terms of FAMRI s Grant Agreement. Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 5

Please visit http://www.famri.org/researchers/current_and_upcoming_awards.html. in order to download a copy of the Grant Agreement for the YCSA Fellow Program as well as the Statement of Acceptance form. Approval of Grant Agreement is due by 5 PM, ET, September 23, 2016. **If you are a fellow that will transition to a faculty position before July 1, 2017, please read instructions for the YCSA-Faculty for eligibility details.** An applicant may only serve as PI or co-pi on a single application. Grant Policies and Conditions of the Award While duration of the research plans is for up to two years, payments will be made on a yearly basis at FAMRI s sole discretion, and continuation of the project will be based on progress reports and publication record. Payments will be made by FAMRI in two installments on July 1 and January 1. The PI will be responsible for the scientific conduct of the research, and the Institution will be responsible for financial and administrative matters in accordance with acceptable policies and procedures for sponsored projects accounting and with the terms and conditions of the award. A separate financial account, available for audit, must be maintained for this award, and financial reports issued. Renewal can be made for a third year. If the PI s status changes to Faculty, there is an automatic third year with potential for renewal for up to two more years, one year at a time. If status does not change, the PI can apply to renew for a third year. Questions Please submit questions regarding this award to famri@aibs.org and refer to the Young Clinical Scientist Award Program. Please specify if you are applying for a faculty award or a fellow award. You will receive a prompt response. Submission Instructions You will be notified of your eligibility to submit a full application by September 23. This invitation will include a link for the full application submission site, as well as information on accessing the submission instructions. YCSA Fellow applicants will need to follow the instructions provided for the YCSA Fellow Program. Important Dates for FAMRI submissions 5 p.m. ET, September 23, 2016 Grant Agreement--Statement of Acceptance form due September 23, 2016 September 23, 2016 Applicants notified Eligible individuals granted access to full submission website 5 p.m. ET, November 4, 2016 Full applications and Tobacco Disclosure Forms due Request for Letters of Intent/2016-17 Young Clinical Scientist Award/Fellow 6