Hamburg UP, German Academic Publishers (GAP) and FIGARO. Dr. Stefan Gradmann Regionales Rechenzentrum der Universität Hamburg stefan.

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CMS or Digital Object Store? Managing (storing)) Digital Information Objects in Hamburg UP, (GAP) and FIGARO Dr. Stefan Gradmann Regionales Rechenzentrum der Universität Hamburg stefan.gradmann gradmann@rrz.uni-hamburg.de

Overview GAP, Figaro, Hamburg UP Objectives and expected results Partners and their roles Hamburg University Press as part of the GAP publication network Main technical issues in GAP/FIGARO Storing Objects in Hamburg UP and GAP/FIGARO 2

Why GAP and FIGARO? The critical situation in scholarly publication and communication ( journal crisis, monograph crisis ) forces universities to act in their role as content generators and users The internet is evolving into the primary publication and communication platform in an increasing number of disciplines Digital publication still is heavily modeled on the print-analogy analogy: the innovative potential of electronic platforms is almost not used at all. Individual university presses are too weak (economically and technically speaking) ) to change these basic contextual parameters (GAP( GAP, funded by DFG, kicked off 01.12.2001) and FIGARO (funded by EC, kicked off 01.05.2002) to create a technical and organizational co-operation operation model for academic e-publishers. 3

Objectives Overall: stimulate and support scientific communication and return science to scientists by Building an open, Germany/Europe-wide co-operation operation framework for federating academic e-publishing e institutions including Shared/distributed technical facilities,, e. g. Shared WWW-based workflow Supporting tools for open, standard based object modeling Generic authentication layer pluggable in SSO architectures Common organisational/exploitation components,, e. g. Business model Legal framework Make this framework sustainable Investigate new models of article publishing ( post-journals ) and of quality assurance ( public peer reviewing) 4

The Federation Model Staff Authors UP Z Peers Customers UP Customers Y UP A UP B -Workflow - Document modelling - Authoring support -Portal functions Peers Staff Authors Back Office UP X Front Offices UP C Staff 5 Authors Peers Customers Academic Communities

Partners and roles in GAP Regionales Rechenzentrum der Universität Hamburg Organization and marketing Project steering and managing Staats- und Universitätsbibliothek Hamburg Content Provision Bibliotheks- und Informationszentrum der Universität Oldenburg Development and implementation of workflow engine Authoring tools Universitätsbibliothek Karlsruhe Presentation and portal functions 6

The FIGARO Consortium Full Partners (Development and usability evaluation) Utrecht University (Consortium Leader) ) and Delft University (NL) Hamburg University (Technical( Coordination) and Oldenburg University (D) Daidalos bv IT in Publishing (NL) Firenze University (I) Associate Partners (Content Provision) Adademic content providers: Stichting Delft Cluster (NL), Leuven University (B), Lund University (S) SME publishers: Uitgeverij LEMMA B.V. (NL) and Wydawnictwo DiG sc. (PL) Association of Research Libraries/SPARC (US) Subcontractor (XML based document modelling) SUN Microsystems/StarOffice (D) 7

Hamburg UP as part of the GAP-Network Hamburg University Press (Hamburg UP) Founded 01.01.2002 Central service unit of Hamburg University located at the university s computing center (RRZ) Minimally staffed (1 director + 1 FTE) Mission: E-Publish high quality content generated within Hamburg University including an option for printing on demand Systematically using GAP/FIGARO modules wherever possible within Hamburg UP serves 3 goals Concentrate on content and authoring support Make the UP effective with only minimal personal resources Evaluate usability of GAP/FIGARO components 8

Standard Based Innovation Achieve functional innovation via integration and adaption of standard based (and wherever possible open source) building blocks and do not start own developments we cannot sustain Examples of such standards: Dublin Core (DC) plus extensions OAI-protocol but maybe not in a harvesting based pull- approach but using push-methods Open, generic document models expressed in XML (Schema) and derived from operational modeling proposals such as DocBook and OO-XML Open, generic authentication methods based on LDAP... 9

Document Modeling Use standard based, open models for digital information objects in authoring support and to support new and innovative publication objects conversion electrified publishing DOC DVI PDF true e-publishing DOC DVI XML-Schema XSLT PDF HTML SHTML??? 10

Authentication & Authorization WHO - e.. g. authors, customers, editors, reviewers, annotators may apply WHAT kind of operation - e. g. read, write (think of collaborative authoring!), annotate, stabilize ( freeze ), apply different status-levels such as rejected ready for public reviewing, copy/attempt pirating On WHICH object (or which specific part of such an object) - e. g. overall document ID but also micro-structures to be referenced as part of compound MM-documents as well as of uniform complex objects ( books and the like) In which CONTEXT - e. g. scientific use (teaching/studying) vs. commercial use, pre-publishing, publishing, public reviewing, publishing etc. In other words: identify Actors, Entities, Operations, Context and organize these in a 4-dimensional matrix in a secure, reliable way using available building blocks and standards wherever possible 11

Back Office Processing Document Modeling and input processing (Doc/dvi to XML) Workflow components XML based Document Management and output (XML to pdf / html) Workflow: functional building blocks Authentication Layer Peer Reviewer(s) Pre- Publishing Peer-reviewed publication Public/open Peer-reviewing Input FO Reader(s) Author(s) Editor(s) 12 HTML/ PDF Presentation/ Portal Functions Annotation and evaluation Functions Output User(s)

Storing Objects in Hamburg UP: Life is (relatively)) simple! Hamburg UP WWW WWW Hamburg UP Portal Funcs MILESS/MyCoRe IBM-CM/EIP DB2 (Objects) 13

Storing Objects in GAP: Life might still be kept simple GAP BackOffice WWW WWW GAP Portal MILESS/MyCoRe IBM-CM/EIP DB2 (Objects) Hamburg UP BIS-Verlag OL Karlsruhe UP 14

Storing Objects in FIGARO: Life gets complicated! WWW WWW Some small FO Portal Zope Hamburg UP FO Portal MILESS/MyCoRe FIGARO BO Some Dutch FO Function Layer Portal CMS (which one?) Data Store Some very small FO Portal Some Polish FO Portal IBM-CM/EIP Oracle 9i Zope DB2 Oracle MySQL 15

Lessons learned up to now We must remain extremely restrictive regarding our assumptions about what happens inside the components of the distributed and heterogeneous Figaro object store: the orange pointers are the essential glue of the overall architecture,, and the structure of these pointers is an essential cornerstone of our projects. Full grown CMSs are degraded to simple digital object stores in such an approach Details regarding pointers URL will not do the job (mind( the orange links, mind persistency aspects!) XLink & cie. are yet to be observed, not yet a sure bet We may well go for URN but then have to determine a syntax, find resolving partners etc. MyCoRe is well prepared for such complex scenarios: we are convinced to have made a valid choice in Hamburg, even if not all of our partners will make the same choice or maybe just because we do not have to impose choices upon our partners this way. 16

C est fini! Thanks for your patience and attention Questions? stefan.gradmann gradmann@rrz.uni-hamburg.de 17