Northumbria University

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Northumbria University BA (Hons) Finance and Investment Management Registration Number (Non-Local Higher and Professional Education (Regulation) Ordinance): 251937 Northumbria University Based in the heart of Newcastle upon Tyne within a friendly, sport loving community and a thriving cultural scene attracting international musicians, artists and performers, Northumbria University is ranked 3rd in the International category in the Whatuni Student Choice Awards 2018. Voted as the UK s best city for students six times in the last nine years*, Newcastle is home to world heritage sites, majestic castles, stunning countryside and nearby beaches. With campuses in Newcastle and London attracting students from 136 countries, a 52 million investment will create two new state-of-the-art buildings. Students can enjoy the award-winning Student s Union, over 100 clubs and societies, live music venues, bars and restaurants and a 30 million sports centre. Northumbria was awarded Silver for teaching excellence in the Teaching Excellence Framework 2017 and placed in the Top 10 in the UK for student facilities in the Times Higher Education survey 2016-17. Working with major employers, including Nike, Accenture, IBM, the BBC and the NHS, more than 560 companies and 60 professional bodies sponsor or accredit Northumbria s courses and its award-winning Careers Service ensures its position in the top ten in the UK for employability with 90% of graduates working six months after graduation. The Alumni Association provides graduates with lifelong connections and a global network of more than 194,000 members in 167 countries worldwide. * MSN Travel Survey 2009/10/11, Whatuni Student Choice Awards 2014 and Which? University Student Survey 2016 and 2017 Programme Overview The term Finance covers a broad spectrum of functions. During this programme students will learn about the major elements of financial services, examine current markets and trends and learn skills of analysis. There is a particular focus on the issues of risk and investment management. Essentially this programme will equip you with a sound, practical knowledge in areas like financial markets, investment, banking and business finance. The UK has one of the most developed and respected financial services sectors in the world and is a major employer and 6 contributor to the UK economy. Against this background, the BA (Hons) Finance and Investment Management programme offers graduates a wide range of interesting career paths. Expected careers are in the finance, banking and stock broking sectors. It is an ideal starting block for those who want to differentiate themselves and ultimately progress to the top of the profession. This programme also sets a good direction for graduates to pursue their career in the financial centre of Asia and one of the key economic pillars Hong Kong.

Programme Structure This programme is delivered in full-time mode and is delivered over one year and in two 15-week semesters. The programme structure* is as follows: * Semester 1 2 Modules Risk I: Credit and Market Risk Investment Management: Rational and Irrational Markets Applied Business Ethics Risk II: Interest Rate, Liquidity and Operational Risk Strategic Management and Leadership 1 & 2 Professional Project Under review and subject to change Entry Requirements Holders of one of the following VTC Higher Diplomas (HD): HD in Accountancy HD in Accountancy and Information Systems HD in Banking and Finance HD in Financial Planning and Investment HD in Financial Services Applicants with Higher Diploma/Associate Degree in relevant discipline from other institutions will be considered individually. English Proficiency Requirements All students who have completed a Hong Kong Higher Diploma or Associate Degree, of two years, in English will be exempted from completing an English Language test. All other students who are non-uk or non-hk residents without a Higher Diploma will be required to have TOEFL (computer-based) 232 or TOEFL (internet-based) 89 or IELTS of 6.5 or Pearson 62. Qualifications Framework BA (Hons) Finance and Investment Management is recognised under the Qualifications Framework (QF) (www.hkqf.gov.hk). QF Level Level 5 QR Registration No. 12/001123/5 Validity Period 01/09/2012-31/08/2020 The QF level of this programme accredited by the HKCAAVQ is the same as that of locally-accredited honours bachelor s degree programmes. Additional Information Study Mode and Duration Full-time, 1 year Study Location IVE (Chai Wan) Application : HK$200 Fees Registration : HK$3,500 Tuition : HK$73,000 by 2 instalments Application Deadline 31 March 2019 Commencement September 2019 Enquiries Programme Co-ordinator Dr. Charles Chiu Tel no. 2595 8163 Email kcchiu@vtc.edu.hk General Enquiries Ms. Carrie Chau Tel no. 2595 8104 Email carrie_chau@vtc.edu.hk (Graduates of VTC feeder programmes are deemed to have met the minimum English proficiency requirements.) Assessment Assessment takes the form of case studies, individual assignments, group presentations, portfolios and/or reports. All students are required to complete an individual professional project. It is a matter of discretion for individual employers to recognise any qualification to which this course may lead. 7

For Office Use Only Application Form 2019/20 Please complete the form in ENGLISH and print in BLOCK LETTERS with black ball pen. SECTION 1 PROGRAMME APPLIED FOR Please indicate the programme you are applying for by ticking the appropriate box. (Please ONE only) Application No. Accept / Reject (delete as appropriate) Application Fee Paid By Handled By Top-up Degree Programmes Offering Site BA (Hons) Business (with Law), Full-time (Registration No.: 252462) IVE (Sha Tin) BA (Hons) Finance and Investment Management, Full-time (Registration No.: 251937) IVE (Chai Wan) BA (Hons) International Business Management, Full-time (Registration No.: 251032) IVE (Sha Tin) BA (Hons) International Hospitality and Tourism Management, Full-time (Registration No.: 250997) IVE (Chai Wan) BSc (Hons) Environmental Science, Full-time (Registration No.: 252502) IVE (Sha Tin) BSc (Hons) Environmental Science, Part-time (Registration No.: 252502) IVE (Sha Tin) BSc (Hons) Food Science and Nutrition, Full-time (Registration No.: 251919) IVE (Chai Wan) BSc (Hons) Food Science and Nutrition, Part-time (Registration No.: 251919) IVE (Chai Wan) SECTION 2 PERSONAL DETAILS Title (Mr / Ms / Mrs / Miss)* delete if inappropriate IVE / SBI / HKDI Student No. (if any) Gender Male Female Name in English (As shown on your HK Identity Card / Passport) Surname First / Other Names Name in Chinese Chinese Character Codes Day (DD) / Month (MM) / Year (YY) Date of Birth Type of Identification Document HKID Card No. ( ) / Passport No. Correspondence Address (in English) Contact Detail Mobile Phone No. Email Address Residential Tel. No. Fax No. Do you require a student visa / entry permit to study in Hong Kong? YES NO SECTION 3 APPLICANT WITH SPECIAL NEEDS We offer equal opportunities to all applicants with or without disabilities. If you have a disability that requires special assistance, please provide a brief description of your disability below. The information will help us to better understand your requirements of special facilities and make effort to accommodate your needs. It is a matter of discretion for individual employers to recognise any qualification to which the above courses may lead. UNN-SEP18-1

SECTION 4 EDUCATION (Please give the name of schools, colleges, universities or training organisations attended including full-time and part-time courses, apprenticeship, etc. and attach certified copies of relevant academic documents.) Years Attended (month / year) From To School / College / Institution Attended / Attending Programme Title Mode of Study (e.g.: Full-time / Part-time on Campus, Distance Learning, etc.) Qualification Obtained Date of Award SECTION 5 WORK EXPERIENCE (in chronological order) Date (month / year) Organisation Position From To SECTION 6 ENQUIRIES All enquiries should be directed to the SHAPE office as follows: Offering Campus: IVE (Chai Wan) SHAPE, Chai Wan Office, Room 012, G/F, Academic Block, 30 Shing Tai Road, Chai Wan, Hong Kong Tel: 2595-8377 (BSc (Hons) Food Science and Nutrition only) / 2595-8104 (Other Programmes) Fax: 2976-5702 Offering Campus: IVE (Sha Tin) SHAPE, Sha Tin Office, Room 205, 21 Yuen Wo Road, Sha Tin, New Territories, Hong Kong Tel: 2256-7873 Fax: 2696-2049 SECTION 7 APPLICATION FORM SUBMISSION AND ACKNOWLEDGEMENT 1. Application form should be submitted by mail or in person to the SHAPE OFFICE OF YOUR PROGRAMME CHOICE. Please check Section 1 and Section 6 for the address. You may also return the application form to a drop box located at IVE and HKDI campuses. 2. We will acknowledge receipt of your application by email. Please make sure your email address provided on page 1 of this application form is correct. SECTION 8 TUITION FEE PAYMENT AND REFUND ARRANGEMENTS 1. Total programme fee for BA (Hons) Business (with Law), BA (Hons) Finance and Investment Management and BA (Hons) International Business Management is HK$76,500. This consists of a registration fee of HK$3,500 and a tuition fee of HK$73,000. Tuition fee is payable by 2 instalments and will be collected within 1 month before the commencement of the semester. 2. Total programme fee for BA (Hons) International Hospitality and Tourism Management is HK$79,000. This consists of a registration fee of HK$3,500 and a tuition fee of HK$75,500. Tuition fee is payable by 2 instalments and will be collected within 1 month before the commencement of the semester. 3. Total programme fee for BSc (Hons) Environmental Science and BSc (Hons) Food Science and Nutrition is HK$82,600. This consists of a registration fee of HK$3,500 and a tuition fee of HK$79,100. Tuition fee is payable by 2 instalments for full-time mode and 4 instalments for part-time mode. All instalment payments will be collected within 1 month before the commencement of the semester. 4. If you accept the offer, you should pay the registration fee and the 1 st instalment of the tuition fee in full before the deadline stated in the offer letter to complete the registration procedures. 5. All fees paid less application fee will be refunded if the programme is withdrawn or not offered. 6. On premature cessation of the programme, all fees and charges that have been collected in respect of any part of the programme failing to be conducted on or after the date of the cessation will be refunded within 1 month of the premature cessation. UNN-SEP18-2

SECTION 9 APPLICATION FEE PAYMENT Apply before application deadline to enjoy application fee waiver. For terms and conditions, please refer to the programme booklet or visit www.shape.edu.hk. The application fee is HK$200 and is NON-REFUNDABLE. Please indicate your payment method with a and glue the original payment receipt in the box provided. If the application fee is paid by ATM (Automatic Teller Machine) Transfer Services, please follow the instructions below in making payment: HSBC & Hang Seng Bank ATM Select Bill Payment Service Select Education Others Select Vocational Training Council Enter Type: 01 Enter Payment Number: please see payment number below Enter Amount: HK$200 JETCO ATM Select JET Payment Enter Merchant Code: 9151 Enter Type: 01 Enter Payment Number: please see payment number below Enter Amount: HK$200 If the application fee is paid at 7-Eleven, the QR code for payment at 7-Eleven is shown below. Campus of Your Programme Choice: IVE (Chai Wan) 3050107700001900048 Campus of Your Programme Choice: IVE (Sha Tin) 3050107735001900096 Payment Number for ATM Transfer Services: Campus of Your Programme Choice: IVE (Chai Wan) 9700001 Campus of Your Programme Choice: IVE (Sha Tin) 9700004 Please glue the original receipt here. ***Application form without attaching the original payment receipt WILL NOT be processed.*** ***Please DO NOT send in any cheque or cash. We WILL NOT deposit the application fee on your behalf.*** SECTION 10 SOURCE OF KNOWING SHAPE PROGRAMMES From which of the following sources have you heard about SHAPE programmes? Please indicate your source(s) with a in the appropriate boxes (You may select more than one.): SHAPE Website VTC Lecturers Yahoo / Google Keyword Search SHAPE Prospectus / Leaflets Information Panels Newspaper / Magazine (Title: ) Consultation Day Education Fair Website / Mobile app advertisement Classmates / Friends Others (Please specify: ) Do you wish to receive information in relation to any programmes, admission and events of the School for Higher and Professional Education, member institutions of the Vocational Training Council and the University of Northumbria at Newcastle? YES NO UNN-SEP18-3

SECTION 11 DECLARATION (Application form without signature will not be processed) 1. I declare that the information given in the application is, to the best of my knowledge, accurate and complete. I understand that this information will be used in the admission process of the programmes offered by the School for Higher and Professional Education and the University of Northumbria at Newcastle. 2. I authorise the School for Higher and Professional Education and the University of Northumbria at Newcastle to obtain, and the Vocational Training Council (VTC) to release, information about my student record in the member institutions of the VTC for the purpose of processing this application. 3. I authorise the School for Higher and Professional Education and the University of Northumbria at Newcastle to use my data to carry out checks on multiple applications and checks on records of current and previous studies in the member institutions of the VTC. 4. I authorise the School for Higher and Professional Education and the University of Northumbria at Newcastle to obtain, and the relevant institutions to release, further academic information or official student records if necessary, and / or where my work experience is relevant, to verify my employment records, for the purpose of making an informed decision about my application. 5. I understand that, upon my registration in a programme in the School for Higher and Professional Education and the University of Northumbria at Newcastle, the data contained in the application form will become part of my student record and may be used for all purposes relating to admission, registration, academic and administrative communication, alumni management and contacts, research, statistical and marketing, including direct marketing. The School for Higher and Professional Education may disclose and / or transfer my student data to VTC, including its member institutions and institutes, and any other third parties such as government departments, organisations, institutions, agencies, service providers in relation to the above purposes. 6. I understand that the School for Higher and Professional Education and the University of Northumbria at Newcastle may use my application data for statistical purposes. The application form and other related personal information will be disposed of after the completion of the 2019/20 admissions exercise. Nevertheless, if I have indicated in Section 10 that I wish to receive information from the School for Higher and Professional Education and the University of Northumbria at Newcastle, my application data will be retained. 7. I understand that in accordance with the Personal Data (Privacy) Ordinance, I have the right to request access to, and the correction of my personal data. I should submit written request to the School for Higher and Professional Education at Room 008, Academic Block, 30 Shing Tai Road, Chai Wan, Hong Kong if I wish to access or make corrections to my data. 8. I fully understand the Intellectual Property Policy (the Policy) indicated at www.shape.edu.hk (Admission Point to Note) which is applicable to students of all VTC member institutions. I understand and agree that adherence to the Policy is a condition of continued enrolment and graduation. 9. I understand that provision of any false or misleading information therein shall lead to DISQUALIFICATION of application without notice and cancellation of any resulting registration. Any fees paid will NOT be refunded. Applicant's Signature: Date: CHECKLIST FOR APPLICANT Before submitting your application, please check if you have: Completed the form in full. Signed and dated the form. Enclosed copies of relevant academic documents and transcripts. Enclosed the original receipt of application fee payment. A waiver of application fee may be granted to eligible applicants. For details, please visit www.shape.edu.hk. UNN-SEP18-4