RESEARCH EXPENDITURES

RESEARCH EXPENDITURES September 1, 2004 August 31, 2005 Texas Universities and Health-Related Institutions Texas Higher Education Coordinating Board Division of Finance, Campus Planning, and Research P.O. Box 12788 Austin, TX 78711-2788 July 2006

Texas Higher Education Coordinating Board Robert W. Shepard (Chairman) Harlingen Neal W. Adams (Vice Chairman) Bedford Lorraine Perryman (Secretary of the Board) Odessa Laurie Bricker Houston Jerry Farrington Dallas Paul Foster El Paso Joe B. Hinton Crawford George Louis McWilliams Texarkana Elaine Mendoza San Antonio Nancy R. Neal Lubbock Lyn Bracewell Phillips Bastrop Curtis E. Ransom Dallas A. W. Whit Riter, III Tyler Coordinating Board Mission The Texas Higher Education Coordinating Board s mission is to work with the Legislature, Governor, governing boards, higher education institutions, and other entities to help Texas meet the goals of the state s higher education plan, Closing the Gaps by 2015, and thereby provide the people of Texas the widest access to higher education of the highest quality in the most efficient manner. Coordinating Board Philosophy The Texas Higher Education Coordinating Board will promote access to quality higher education across the state with the conviction that access without quality is mediocrity and that quality without access is unacceptable. The Board will be open, ethical, responsive, and committed to public service. The Board will approach its work with a sense of purpose and responsibility to the people of Texas and is committed to the best use of public monies. The Coordinating Board will engage in actions that add value to Texas and to higher education. The agency will avoid efforts that do not add value or that are duplicated by other entities.

EXECUTIVE SUMMARY The first six sections of this report are based on data provided by universities and healthrelated institutions for Fiscal Year 2005 September 1, 2004 through August 31, 2005. Highlights include: Total reported research expenditures were $3,003,747,594 in Fiscal Year 2005. Expenditures at public institutions increased 9.6 percent over Fiscal Year 2004 (from $2,252,897,987 in FY 2004 to $2,468,646,913 in FY 2005.) Research expenditures at public universities and health-related institutions grew $133,088,920 (12 percent) and $82,660,006 (7.2 percent), respectively, compared to Fiscal Year 2004. Research expenditures at public institutions increased by 103.8 percent since Fiscal Year 1995. Scientific discipline categories benefitting from the largest research expenditures include medical sciences $1,052,641,219; biological and other life sciences $805,263,682; engineering $369,519,199; and physical sciences $177,607,093. The federal government provided $1,811,017,922 (60.3 percent) of the research funds expended. The seventh section of this report is based on data provided by the National Science Foundation for Fiscal Year 2003, the most recent year for which data are available. Highlights include: Texas ranked third among the states in total research expenditures for Fiscal Year 2003. Life sciences accounted for 67 percent of the research expenditures, followed by engineering (14 percent) and physical sciences (6 percent), at Texas institutions. Texas institutions of higher education ranked fourth in federal obligations for research and development in science and engineering, after California, New York, and Pennsylvania. The National Institutes of Health provide 64 percent of the federal research support for science and engineering to Texas higher education institutions. Eight institutions Baylor College of Medicine, The University of Texas at Austin, The University of Texas Southwestern Medical Center at Dallas, Texas A&M University (including Texas A&M Service agencies), The University of Texas M.D. Anderson Cancer Center, The University of Texas Health Science Center at Houston, The University of Texas Health Science Center at San Antonio, and The University of Texas Medical Branch at Galveston accounted for 78 percent of the federal obligations for science and engineering to Texas higher education institutions in Fiscal Year 2003. i

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TABLE OF CONTENTS Executive Summary... i Overview... 1 Major Findings... 3 Statewide Summary Data... 5 Institutional Data Universities... 13 Institutional Data Health-Related Institutions... 23 Historical Data for Public Institutions... 27 National Comparisons... 32 Appendix A Research Expenditures Surveys... A-1 Appendix B Institutional Contacts... B-1 iii

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LIST OF TABLES AND FIGURES Tables: 1 Research and Development Expenditures Rankings, FY 2005... 3 2 Federal/State Research and Development Expenditures Ratio Rankings, FY 2005... 4 3 Sources of Funds for Research and Development, FY 2005... 5 4 Expenditures for Conduct of R&D by Field and Source of Funding, FY 2005, Texas Institutions of Higher Education...9 5 Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005, Texas Universities... 11 6 Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005, Texas Health-Related Institutions... 12 7 Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Universities, FY 2005... 14 8 Federal R&D Expenditures/FTE Faculty Ratio, FY 2005, Texas Public Universities... 17 9 Expenditures for Conduct of R&D by Field, FY 2005, Texas Universities... 18 10 Expenditures for Conduct of R&D by Area of Special Interest, FY 2005 Texas Universities... 21 11 Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Health Related Institutions, FY 2005... 24 12 Expenditures for Conduct of R&D by Field, FY 2005, Texas Health-Related Institutions... 25 13 Expenditures for Research and Development by Area of Special Interest, FY 2005 Texas Public Health-Related Institutions... 26 14 Expenditures for Research and Development, Texas Public Universities... 28 15 Federal Expenditures for Research and Development, Texas Public Universities... 29 16 Expenditures for Research and Development, Texas Public Health-Related Institutions... 30 17 Federal Expenditures for Research and Development, Texas Public Health-Related Institutions... 30 18 Federal Expenditures for Research and Development by Field, Texas Public Universities and Health-Related Institutions... 31 v

19 Top Five States in Federal R&D Expenditures, Selected Science and Engineering Fields, FY 2003... 33 20 State Rank in Federal Obligations and Federally Financed R&D, FY 2003... 33 21 Federal Obligations and Federally Financed R&D by Texas Institutions, FY 2003... 36 22 Texas Universities and Colleges with Federal Science and Engineering R&D Obligations of More Than $10 Million by Support Agency, FY 2003... 39 Figures: 1 Sources of Expenditures for Research and Development at Texas Institutions of Higher Education, FY 2005... 6 2 Sources of Expenditures for Research and Development at Texas Universities, FY 2005... 7 3 Sources of Expenditures for Research and Development at Texas Health-Related Institutions, FY 2005...7 4 Growth Rates in Research and Development Expenditures at Texas Public Institutions of Higher Education, FY 2001 - FY 2005... 8 5 Expenditures for Conduct of R&D by Discipline... 10 6 Expenditures for Research and Development at Texas Universities, FY 2005... 13 7 Expenditures for Research and Development at Texas Health-Related Institutions, FY 2005... 23 8 Expenditures for Research and Development at Texas Public Institutions of Higher Education, FY 1985 FY 2005... 27 9 Federal Obligations for R&D in Science and Engineering, Universities and Colleges Selected States, 1994-2003... 35 10 Federally Financed R&D Expenditures, Universities and Colleges Selected States, 1994-2003... 35 11 Federal Obligations for R&D in Science and Engineering, Texas Universities and Colleges, 1994-2003 Top Five Support Agencies... 38 12 Federally Financed Research Expenditures by Discipline, Texas Public and Private Institutions, FY 2003... 39 vi

OVERVIEW The Texas Higher Education Coordinating Board s annual research expenditures report summarizes data submitted to the Board as required by Section 61.051(h) of the Texas Education Code, which states: Once a year, on dates prescribed by the board, each institution of higher education shall report to the board all research conducted at that institution during the last preceding year. The Coordinating Board s summary report is based on expenditures rather than awards because expenditures more accurately reflect the level of current research activity. Awards tend to fluctuate from year to year, making them a much less stable indicator for year-to-year comparisons. The Coordinating Board is only able to verify the accuracy of the research expenditures data by asking institutions to ensure that the data reported are consistent with data in their Annual Financial Reports. Expenditures related to research are divided into two categories: expenditures for the conduct of (1) research and development and (2) other research-related sponsored activities. Other research-related sponsored activities refers to support received from external sources to fund activities that cannot be considered strictly research. Examples include grants for equipment or facilities, contracts to perform studies, and training. Definitions for both categories are included in the survey form that is Appendix A. Some institutions do not report funds used for other sponsored activities related to research. Expenditures for research and development account for 98.7 percent of all reported expenditures. A set of definitions is provided in the research expenditures survey to help ensure consistency from institution to institution. Even with these safeguards, institutions have some latitude in determining how they report data. Data elements and definitions used in this year s report are comparable to similar research expenditure data elements used by the National Science Foundation (NSF). The two sets of elements differ to some degree because the NSF focuses on science and technology alone, while the Coordinating Board s report includes research in all disciplines. Collection of research expenditure data is a challenging task for institutions. Administrators face many difficulties as they sort out research expenditures at their institutions. For that reason, information they have submitted and the Coordinating Board s research expenditures report should be considered indicative rather than definitive. Appendix A includes a copy of the survey form completed by each institution. Appendix B includes a list of the institutional contacts who collected the data on their campuses. 1

This report also contains a section, beginning on page 32, that compares research funding in Texas with that of other states. These data are drawn from three National Science Foundation reports on research obligations and research expenditures. 2

---- MAJOR FINDINGS Total research expenditures at Texas public institutions of higher education increased by 9.6 percent during Fiscal Year 2005, continuing a long-term growth trend. Expenditures at public and health-related institutions grew $133,088,920 (12 percent) and $82,660,006 (7.2 percent), respectively, compared to Fiscal Year 2004. As in most states, Texas higher education research expenditures were concentrated in a relatively small number of institutions. Collectively, the top five institutions in research spending accounted for 65 percent of total research expenditures. The top 10 institutions accounted for 85 percent of the total. Seven of the state's health-related institutions ranked among the top 10 Texas public institutions in research expenditures. In addition, the top eight institutions in Table 1 also appear in the National Science Foundation s list of top 100 institutions in federal research and development expenditures for Fiscal Year 2003. Table 1 Research and Development Expenditures Rankings, FY 2005 Institution 2001 2002 2003 2004 2005 Baylor College of Medicine* - - - - 1 Texas A&M University (including Texas A&M Services) 1 1 1 1 2 The University of Texas at Austin 2 2 2 2 3 The University of Texas M.D. Anderson Cancer Center 4 4 3 4 4 The University of Texas Southwestern Medical Center at Dallas 3 3 4 3 5 The University of Texas Health Science Center at Houston 5 5 5 5 6 The University of Texas Medical Branch at Galveston 7 7 6 6 7 The University of Texas Health Science Center at San Antonio 6 6 7 7 8 University of Houston 8 8 8 8 9 Texas A&M University System Health Science Center 10 10 10 9 10 *FY2005 is the first year Baylor College of Medicine has been included in this report. At academic institutions 1 nationwide, the National Science Foundation/SRS, Academic Research and Development Expenditures: Fiscal Year 2003, Table B-29 shows that 61.7 percent of the academic research was funded by the federal government. The federal 1 For this purpose, academic institutions are generally defined as institutions of higher education that grant bachelor's or doctoratal degrees in science or engineering. 3

government funded 60.3 percent of all research expenditures by Texas public institutions of higher education, making it the source of most research funds as it is in other states. State government in Texas provided 15.4 percent of the funds for all research expenditures in the state s public higher education institutions. Institutional and private funding accounted for the remaining 24.3 percent. The ratio of federal funds to state-appropriated funds for each of the 10 Texas institutions reporting the greatest research expenditures is provided in Table 2. Table 2 Federal/State Research and Development Expenditures Ratio Rankings, FY 2005 Institution R&D Rank Fed/State Ratio Ratio Rank Baylor College of Medicine* 1 47.95 1 The University of Texas Health Science Center at San Antonio 8 19.80 2 The University of Texas Medical Branch at Galveston 7 10.03 3 The University of Texas Southwestern Medical Center at Dallas 5 8.29 4 The University of Texas Health Science Center at Houston 6 8.09 5 The University of Texas at Austin 3 5.83 6 Texas A&M University System Health Science Center 10 2.98 7 University of Houston 9 1.81 8 Texas A&M University (including Texas A&M Services) 2 1.76 9 The University of Texas M.D. Anderson Cancer Center 4 1.61 10 *FY2005 is the first year Baylor College of Medicine has been included in this report. Although not ranked, the Univ North Texas HSC had the highest Fed/State ratio, 73.66. Medical sciences, accounting for 35 percent of the total, led all other disciplines in expenditures. The top five disciplines medical sciences, biological and other life sciences, engineering, physical sciences, and environmental sciences collectively accounted for 85.0 percent of all reported research expenditures. Texas ranked third among the states in total research expenditures for Fiscal Year 2003 (behind California and New York). California ($3.19 billion), New York ($1.86 billion), Pennsylvania ($1.42 billion), Texas ($1.39 billion), Maryland ($1.29 billion), and Massachusetts ($1.22 billion) were the top six states in federal obligations for research and development in science and engineering for Fiscal Year 2003. The National Institutes of Health, the Department of Defense, and the National Science Foundation provided 68.3 percent, 14.2 percent, and 7.5 percent, respectively, of the Fiscal Year 2003 federal obligations for research and development in science and engineering to Texas higher education institutions. 4

STATEWIDE SUMMARY DATA Table 3 and Figures 1 3 provide information on expenses and sources of funds for research and development at universities and health-related institutions. Figure 4 shows growth rates in research and development expenditures for public universities and health-related institutions. Expenditures were $216 million higher in Fiscal Year 2005 than in Fiscal Year 2004, with increases of $133 million at public universities and $83 million at public health-related institutions. Sixty-one percent of the increase is from federal sources. Table 3 Sources of Funds for Research and Development, FY 2005 State Federal Contracts Institution Appropriated and Grants Public Universities $687,231,060 $178,457,426 $99,234,886 $129,826,117 Health-Related Institutions $752,991,078 $164,506,979 $11,621,269 $51,282,931 All Public Institutions $1,440,222,138 $342,964,405 $110,856,155 $181,109,048 Independent Universities $70,157,495 $0 $3,066,509 $8,186,049 Health-Related Institutions $300,638,289 $3,184,034 $3,086,176 $94,812,950 All Independent Institutions $370,795,784 $3,184,034 $6,152,685 $102,998,999 Universities $757,388,555 $178,457,426 $102,301,395 $138,012,166 Health-Related Institutions $1,053,629,367 $167,691,013 $14,707,445 $146,095,881 Totals $1,811,017,922 $346,148,439 $117,008,840 $284,108,047 (table continued on next page) 5

Public Table 3 - continued Sources of Funds for Research and Development, FY 2005 Private Total Profit Non-Profit Universities $71,010,748 $76,930,264 $1,242,690,501 Health-Related Institutions $78,454,499 $167,099,656 $1,225,956,412 All Public Institutions $149,465,247 $244,029,920 $2,468,646,913 Independent Universities $4,070,412 $6,961,561 $92,442,026 Health-Related Institutions $17,567,907 $23,369,299 $442,658,655 All Independent Institutions $21,638,319 $30,330,860 $535,100,681 Universities $75,081,160 $83,891,825 $1,335,132,527 Health-Related Institutions $96,022,406 $190,468,955 $1,668,615,067 Totals $171,103,566 $274,360,780 $3,003,747,594 Figure 1 Sources of Expenditures for Research and Development at Texas Institutions of Higher Education, FY 2005 Federal 60.3% State 15.4% Institution 9.5% Private 14.8% 6

Figure 2 Sources of Expenditures for Research and Development at Texas Universities, FY 2005 Federal 56.7% State 21.0% Institution 10.3% Private 11.9% Figure 3 Sources of Expenditures for Research and Development Texas Health-Related Institutions, FY 2005 Federal 63.1% State 10.9% Institution 8.8% Private 17.2% 7

Figure 4 Growth Rates in Research and Development Expenditures at Texas Public Institutions of Higher Education FY 2001-FY 2005 FY2005 9.6% Increase over previous year FY2004 3.7% FY2003 FY2002 FY2001 10.4% 15.9% 6.0% Universities Health-Related Institutions 0 500 1,000 1,500 2,000 2,500 3,000 (Millions of Dollars) The accelerated growth in research expenditures peaked in 2002, dropping precipitously in two of the following years to overall growth rates comparable to those of the mid-1990s, and well below those characteristic of the 1980s. The sudden decline in the growth rate of research expenditures at public universities in Fiscal Years 2003 and 2004 is a unique feature in the history of research expenditures at Texas public higher education institutions, and resulted from slow growth in federal support and reduction in state support during those years. 8

Table 4 indicates expenditures in the 16 different fields defined in Appendix A. The Coordinating Board s instructions directed institutions to assign project expenditures to only one field to avoid duplication. For the most part, this table reflects expenditures in particular academic disciplines. Some inconsistency may result, however, as institutions strive to categorize a particular research project into only one field. For example, a college of agriculture could perform basic research in biological sciences and report expenses in that field rather than in agricultural sciences. Proportions of expenses by discipline are shown in Figure 5. Medical and biological sciences account for slightly more than 60 percent of all research expenditures. Table 4 Expenditures for Conduct of R&D by Field and Source of Funding, FY 2005 Texas Institutions of Higher Education State Federal Contracts Institution Appropriated and Grants Agricultural Sciences $34,666,618 $27,109,706 $3,715,283 $9,834,925 Biological and Other Life Sciences $532,692,950 $97,917,346 $7,226,206 $71,592,080 Computer Science $45,453,936 $5,986,717 $6,933,381 $3,327,820 Engineering $194,216,233 $33,079,832 $51,025,771 $38,728,241 Environmental Sciences $102,420,361 $14,557,254 $8,343,146 $8,141,665 Mathematical Sciences $32,257,396 $11,124,066 $844,111 $1,516,029 Medical Sciences $634,190,072 $98,736,377 $13,326,027 $99,644,785 Physical Sciences $119,030,416 $20,935,514 $1,479,265 $11,507,896 Psychology $31,549,320 $817,201 $4,752,737 $2,183,995 Social Sciences $21,407,396 $9,686,325 $7,656,732 $5,577,585 Other Sciences $9,351,009 $3,522,256 $1,359,097 $2,038,666 Arts and Humanities $1,716,239 $1,562,811 $1,024,849 $4,575,015 Business Administration $2,014,709 $2,587,346 $387,634 $2,259,814 Education $39,078,653 $1,102,407 $5,132,773 $4,522,251 Law and Public Administration $1,936,173 $1,456,114 $1,091,577 $369,048 Other Non-Science Activities $9,036,441 $15,967,167 $2,710,251 $18,288,232 Totals $1,811,017,922 $346,148,439 $117,008,840 $284,108,047 (table continued on next page) 9

Table 4 - continued Expenditures for Conduct of R&D by Field and Source of Funding, FY 2005 Texas Institutions of Higher Education Profit Private Non-Profit Total Agricultural Sciences $4,285,846 $7,598,412 $87,210,790 Biological and Other Life Sciences $14,350,719 $81,484,381 $805,263,682 Computer Science $2,462,696 $853,081 $65,017,631 Engineering $36,725,241 $15,743,881 $369,519,199 Environmental Sciences $8,761,980 $6,176,862 $148,401,268 Mathematical Sciences $2,774,681 $1,957,161 $50,473,444 Medical Sciences $86,232,089 $120,511,869 $1,052,641,219 Physical Sciences $5,995,522 $18,658,480 $177,607,093 Psychology $444,290 $1,276,152 $41,023,695 Social Sciences $3,965,964 $5,549,502 $53,843,504 Other Sciences $1,095,281 $2,456,612 $19,822,921 Arts and Humanities $626,039 $2,023,167 $11,528,120 Business Administration $1,263,043 $2,826,856 $11,339,402 Education $1,715,516 $5,794,211 $57,345,811 Law and Public Administration $88,204 $428,463 $5,369,579 Other Non-Science Activities $316,455 $1,021,690 $47,340,236 Totals $171,103,566 $274,360,780 $3,003,747,594 Figure 5 Expenditures for Conduct of R&D by Discipline Texas Institutions of Higher Education Biological and Other Life Sciences 26.8% Engineering 12.3% Physical Sciences 5.9% Medical Sciences 35.0% All Other 12.1% Environmental Sciences 4.9% Agricultural Sciences 2.9% 10

Table 5 shows research in nine different areas of special interest at public universities, and Table 6 shows research in six different areas of special interest at public health-related institutions. Double counting was allowed because many projects are relevant to two or more areas of research. Table 5 Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005 Texas Universities State Federal Contracts Institution Appropriated and Grants Aerospace Technology $13,180,292 $1,083,764 $945,200 $689,105 Biotechnology $56,209,497 $23,977,471 $1,556,031 $4,260,968 Energy $31,329,646 $4,562,456 $3,209,863 $1,359,656 Environmental Science & Engineering $99,459,491 $13,702,991 $5,943,780 $6,327,273 Food, Fiber, Agricultural Products $23,622,688 $29,669,283 $2,380,860 $14,274,390 Manufacturing Technology $5,573,002 $1,342,477 $723,422 $660,856 Materials Science $29,912,532 $1,292,902 $4,851,883 $1,916,122 Microelectronics & Computer Technology $47,733,036 $5,537,235 $2,773,833 $4,235,938 Water Resources $7,325,063 $2,822,345 $3,349,493 $3,380,896 Totals $314,345,247 $83,990,924 $25,734,365 $37,105,204 Table 5 - continued Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005 Texas Universities Private Profit Non-Profit Total Aerospace Technology $731,221 $610,297 $17,239,879 Biotechnology $4,823,728 $7,057,556 $97,885,251 Energy $2,025,002 $7,455,911 $49,942,534 Environmental Science & Engineering $2,894,057 $8,751,789 $137,079,381 Food, Fiber, Agricultural Products $4,403,246 $7,521,496 $81,871,963 Manufacturing Technology $1,070,875 $496,218 $9,866,850 Materials Science $4,096,221 $4,713,126 $46,782,786 Microelectronics & Computer Technology $2,880,509 $6,750,080 $69,910,631 Water Resources $806,049 $1,149,720 $18,833,566 Totals $23,730,908 $44,506,193 $529,412,841 11

Table 6 Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005 Texas Health-Related Institutions Federal State Contracts Appropriated and Grants Institution Aging $46,849,831 $1,986,534 $346,759 $2,217,952 Cancer Research $252,182,789 $104,961,804 $1,028,110 $32,075,242 Cardiovascular Research $92,238,243 $1,783,743 $347,943 $10,857,973 Child Health and Human Development $85,775,731 $1,000,346 $5,276,780 $12,396,641 Mental Health $40,921,350 $978,276 $317,892 $6,566,242 Substance Abuse $30,621,064 $217,616 $288,350 $1,295,127 Totals $548,589,008 $110,928,319 $7,605,834 $65,409,177 Table 6 - continued Expenditures for Conduct of R&D in Areas of Special Interest, FY 2005 Texas Health-Related Institutions Private Profit Non-Profit Total Aging $1,321,734 $4,514,954 $57,237,764 Cancer Research $33,498,034 $57,781,713 $481,527,692 Cardiovascular Research $9,156,495 $21,360,584 $135,744,981 Child Health and Human Development $7,816,300 $9,934,571 $122,200,369 Mental Health $5,914,989 $4,134,081 $58,832,830 Substance Abuse $1,794,846 $509,584 $34,726,587 Totals $59,502,398 $98,235,487 $890,270,223 12

INSTITUTIONAL DATA UNIVERSITIES This section of the report contains detailed information on research expenditures reported by individual institutions. Statements related to data quality and applicability found on page 1 of this report also apply to the data shown in this section of the report. Figure 6 Expenditures for Research and Development at Texas Universities, FY 2005 (Millions of Dollars) 0 100 200 300 400 500 All Others Stephen F. Austin State West Texas A&M Texas Southern Texas A&M at Galveston UT at Brownsville UT-Pan American Texas Christian Baylor Texas State - San Marcos Tarleton State Prairie View A&M Texas A&M-Corpus Christi Texas A&M-Kingsville Southern Methodist University of North Texas UT at San Antonio UT at Arlington UT at El Paso UT at Dallas Texas Tech Rice Univ. of Houston UT at Austin Texas A&M and Services 16.8 4.3 4.6 5.1 5.3 5.4 5.8 6.0 8.4 8.9 9.9 10.9 12.1 12.6 14.4 16.8 23.6 33.8 36.0 43.1 48.5 63.6 81.5 422.9 434.9 13

Table 7 Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Universities, FY 2005 State Institution Federal Appropriated Contracts and Grants R&D Other R&D Other R&D Other Midwestern State $46,493 $0 $0 $0 $0 $0 Stephen F. Austin State $1,076,097 $0 $0 $0 $305,619 $0 Texas A&M University System* Prairie View A&M $8,670,785 $151,548 $1,717,257 $791,038 $184,998 $2,922 Tarleton State $6,248,440 $0 $259,266 $0 $3,164,231 $0 Texas A&M and Services $212,918,255 $491,881 $86,268,851 $921,931 $35,018,870 $163,951 Texas A&M-Commerce $424,070 $0 $124,729 $0 $404,885 $700,725 Texas A&M-Corpus Christi $5,059,684 $0 $1,311,208 $0 $2,365,319 $0 Texas A&M at Galveston $3,000,732 $336,270 $518,824 $318,062 $565,800 $0 Texas A&M International $190,209 $0 $0 $0 $26,615 $0 Texas A&M-Kingsville $5,028,940 $0 $3,041,208 $0 $700,608 $0 Texas A&M-Texarkana $199,617 $0 $0 $4,027 $0 $0 West Texas A&M $1,968,369 $0 $1,925,544 $412,659 $174,375 $0 Texas Southern $4,650,459 $0 $0 $0 $255,498 $0 Texas State University System Angelo State $127,653 $0 $437,557 $0 $59,708 $0 Lamar $1,259,293 $34,992 $1,223,536 $152,957 $703,202 $4,795 Sam Houston State $1,155,080 $0 $190,376 $0 $245,760 $0 Sul Ross State $1,506,617 $0 $354,133 $0 $91,175 $0 Sul Ross - Rio Grande $0 $0 $0 $0 $0 $0 Texas State - San Marcos $3,045,059 $0 $88,992 $0 $2,023,858 $0 Texas Tech $22,804,929 $0 $12,612,451 $0 $3,244,243 $0 Texas Woman's $940,048 $0 $435,829 $539,740 $289,755 $0 University of Texas System UT at Arlington $17,833,042 $0 $9,909,477 $0 $2,434,542 $134,478 UT at Austin $269,612,823 $0 $24,167,183 $0 $22,074,880 $0 UT at Brownsville $4,897,516 $0 $0 $0 $0 $0 UT at Dallas $19,933,291 $305,934 $7,193,757 $452,694 $9,496,024 $0 UT at El Paso $23,961,812 $0 $7,760,164 $0 $1,050,051 $0 UT-Pan American $3,770,457 $303,699 $1,367,088 $0 $34,899 $0 UT of the Permian Basin $360,016 $480,322 $579,177 $0 $7,464 $0 UT at San Antonio $16,174,944 $91,971 $3,276,193 $229,942 $1,748,151 $0 UT at Tyler $143,425 $172,502 $0 $0 $116,196 $269,658 University of Houston System Univ. of Houston $41,484,043 $0 $12,900,355 $0 $10,082,230 $0 Univ. of Houston-Clear Lake $503,975 $38,863 $497,478 $280,286 $30,304 $216 Univ. of Houston-Downtown $353,756 $0 $184,785 $0 $0 $0 Univ. of Houston-Victoria $0 $0 $0 $0 $0 $0 University of North Texas $7,881,131 $0 $112,008 $0 $2,335,626 $0 Independent Universities Baylor $1,928,007 $0 $0 $0 $904,767 $0 Rice $54,880,738 $8,117,806 $0 $0 $1,156,978 $561,675 Southern Methodist $9,983,365 $1,830,676 $0 $0 $483,072 $193,326 Texas Christian $3,365,385 $0 $0 $0 $521,692 $0 Totals $757,388,555 $12,356,464 $178,457,426 $4,103,336 $102,301,395 $2,031,746 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 14 (table continued on next page)

Table 7 - continued Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Universities, FY 2005 Institution Institution Private, Profit Private, Non-Profit R&D Other R&D Other R&D Other Midwestern State $0 $0 $0 $0 $41,487 $0 Stephen F. Austin State $2,116,175 $25,216 $536,157 $0 $268,893 $0 Texas A&M University System* Prairie View A&M $0 $301,540 $88,370 $0 $258,111 $0 Tarleton State $78,989 $0 $70,145 $0 $82,696 $0 Texas A&M and Services $61,963,187 $4,679,696 $15,372,256 $1,198,011 $23,322,840 $82,211 Texas A&M-Commerce $0 $0 $0 $0 $144,469 $0 Texas A&M-Corpus Christi $1,462,085 $0 $133,520 $0 $1,741,254 $0 Texas A&M at Galveston $188,240 $37,698 $104,911 $1,018 $926,591 $15,135 Texas A&M International $33,508 $0 $0 $0 $0 $0 Texas A&M-Kingsville $401,912 $0 $837,530 $0 $2,616,306 $0 Texas A&M-Texarkana $0 $0 $0 $0 $0 $0 West Texas A&M $0 $0 $265,388 $0 $238,928 $0 Texas Southern $0 $0 $0 $0 $182,078 $0 Texas State University System Angelo State $0 $0 $12,343 $0 $77,493 $0 Lamar $8,531 $145,421 $66,684 $0 $114,221 $11,157 Sam Houston State $955,053 $0 $33,791 $0 $596,883 $0 Sul Ross State $0 $0 $424,474 $0 $0 $0 Sul Ross - Rio Grande $0 $0 $0 $0 $0 $0 Texas State - San Marcos $2,527,574 $0 $0 $0 $1,212,283 $0 Texas Tech $1,637,586 $230,216 $3,528,479 $0 $4,635,109 $0 Texas Woman's $0 $0 $63,503 $0 $198,250 $7,837 University of Texas System UT at Arlington $158,053 $0 $2,192,852 $0 $1,298,994 $0 UT at Austin $43,069,549 $0 $40,820,495 $0 $23,122,782 $0 UT at Brownsville $417,012 $0 $0 $0 $60,137 $0 UT at Dallas $1,722,288 $3,781,432 $1,675,544 $465,005 $3,089,895 $10,964 UT at El Paso $1,081,802 $886,057 $228,062 $0 $1,931,694 $0 UT-Pan American $23,885 $0 $92,163 $0 $527,672 $0 UT of the Permian Basin $177,859 $0 $0 $0 $36,178 $0 UT at San Antonio $1,283,132 $0 $180,751 $0 $942,673 $0 UT at Tyler $41,315 $23,531 $2,141 $0 $198,224 $2,198 University of Houston System Univ. of Houston $6,599,699 $0 $3,406,687 $0 $6,980,172 $0 Univ. of Houston-Clear Lake $79,091 $61,506 $3,580 $3,580 $253,015 $118,855 Univ. of Houston-Downtown $21,073 $0 $715 $0 $2,923 $0 Univ. of Houston-Victoria $4,443 $0 $0 $0 $0 $0 University of North Texas $3,774,076 $0 $870,207 $0 $1,828,013 $0 Independent Universities Baylor $1,969,025 $0 $2,214,977 $0 $1,398,364 $0 Rice $2,404,406 $8,845 $1,581,036 $2,697,593 $3,552,491 $0 Southern Methodist $2,721,528 $1,329,948 $274,399 $16,006 $976,052 $545,400 Texas Christian $1,091,090 $0 $0 $0 $1,034,654 $0 Totals $138,012,166 $11,511,106 $75,081,160 $4,381,213 $83,891,825 $793,757 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 15 (table continued on next page)

Table 7 - continued Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Universities, FY 2005 Institution Total R&D Other R&D and Other Midwestern State $87,980 $0 $87,980 Stephen F. Austin State $4,302,941 $25,216 $4,328,157 Texas A&M University System* Prairie View A&M $10,919,521 $1,247,048 $12,166,569 Tarleton State $9,903,767 $0 $9,903,767 Texas A&M and Services $434,864,259 $7,537,681 $442,401,940 Texas A&M-Commerce $1,098,153 $700,725 $1,798,878 Texas A&M-Corpus Christi $12,073,070 $0 $12,073,070 Texas A&M at Galveston $5,305,098 $708,183 $6,013,281 Texas A&M International $250,332 $0 $250,332 Texas A&M-Kingsville $12,626,504 $0 $12,626,504 Texas A&M-Texarkana $199,617 $4,027 $203,644 West Texas A&M $4,572,604 $412,659 $4,985,263 Texas Southern $5,088,035 $0 $5,088,035 Texas State University System Angelo State $714,754 $0 $714,754 Lamar $3,375,467 $349,322 $3,724,789 Sam Houston State $3,176,943 $0 $3,176,943 Sul Ross State $2,376,399 $0 $2,376,399 Sul Ross - Rio Grande $0 $0 $0 Texas State - San Marcos $8,897,766 $0 $8,897,766 Texas Tech $48,462,797 $230,216 $48,693,013 Texas Woman's $1,927,385 $547,577 $2,474,962 University of Texas System UT at Arlington $33,826,960 $134,478 $33,961,438 UT at Austin $422,867,712 $0 $422,867,712 UT at Brownsville $5,374,665 $0 $5,374,665 UT at Dallas $43,110,799 $5,016,029 $48,126,828 UT at El Paso $36,013,585 $886,057 $36,899,642 UT-Pan American $5,816,164 $303,699 $6,119,863 UT of the Permian Basin $1,160,694 $480,322 $1,641,016 UT at San Antonio $23,605,844 $321,913 $23,927,757 UT at Tyler $501,301 $467,889 $969,190 University of Houston System Univ. of Houston $81,453,186 $0 $81,453,186 Univ. of Houston-Clear Lake $1,367,443 $503,306 $1,870,749 Univ. of Houston-Downtown $563,252 $0 $563,252 Univ. of Houston-Victoria $4,443 $0 $4,443 University of North Texas $16,801,061 $0 $16,801,061 Independent Universities Baylor $8,415,140 $0 $8,415,140 Rice $63,575,649 $11,385,919 $74,961,568 Southern Methodist $14,438,416 $3,915,356 $18,353,772 Texas Christian $6,012,821 $0 $6,012,821 Totals $1,335,132,527 $35,177,622 $1,370,310,149 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 16

Table 8 Federal R&D Expenditures/FTE Faculty Ratio, FY 2005 Texas Public Universities Institution Federal R&D Federal R&D FTE Faculty* Expenditures Expenditures/FTE Midwestern State $46,493 159.00 $292.41 Stephen F. Austin State $1,076,097 345.85 $3,111.46 Texas A&M University System** Prairie View A&M $8,670,785 217.24 $39,913.39 Tarleton State $6,248,440 203.80 $30,659.67 Texas A&M and Services*** $212,918,255 1,605.45 $132,622.17 Texas A&M-Commerce $424,070 200.00 $2,120.35 Texas A&M-Corpus Christi $5,059,684 185.28 $27,308.31 Texas A&M at Galveston $3,000,732 43.98 $68,229.47 Texas A&M International $190,209 124.41 $1,528.89 Texas A&M-Kingsville $5,028,940 208.50 $24,119.62 Texas A&M-Texarkana $199,617 47.50 $4,202.46 West Texas A&M $1,968,369 161.62 $12,178.99 Texas Southern $4,650,459 149.51 $31,104.67 Texas State University System Angelo State $127,653 159.27 $801.49 Lamar $1,259,293 254.02 $4,957.46 Sam Houston State $1,155,080 325.50 $3,548.63 Sul Ross State $1,506,617 65.26 $23,086.38 Sul Ross - Rio Grande $0 26.00 $0.00 Texas State - San Marcos $3,045,059 517.90 $5,879.63 Texas Tech $22,804,929 882.19 $25,850.36 Texas Woman's $940,048 240.20 $3,913.61 University of Texas System UT at Arlington $17,833,042 503.33 $35,430.12 UT at Austin $269,612,823 1,745.09 $154,497.95 UT at Brownsville $4,897,516 132.96 $36,834.51 UT at Dallas $19,933,291 301.95 $66,015.20 UT at El Paso $23,961,812 433.92 $55,221.73 UT-Pan American $3,770,457 373.00 $10,108.46 UT of the Permian Basin $360,016 86.25 $4,174.10 UT at San Antonio $16,174,944 442.52 $36,551.89 UT at Tyler $143,425 149.50 $959.36 University of Houston System Univ. of Houston $41,484,043 860.76 $48,194.67 Univ. of Houston-Clear Lake $503,975 171.07 $2,946.02 Univ. of Houston-Downtown $353,756 178.88 $1,977.62 Univ. of Houston-Victoria $0 63.60 $0.00 University of North Texas $7,881,131 696.97 $11,307.70 Totals $687,231,060 12,262.28 $56,044.31 * FTE Faculty indicates number of full-time equivalents for tenured and tenure-track faculty for fall of 2004. ** A&M agency and research foundation expenditures reported by individual affiliated university. *** FTE faculty for Texas A&M and Services is based on its Legislative Appropriations Request for FY 2004 and includes 207 FTEs from Texas Agricultural Experiment Station and 16.1 from Texas Engineering Experiment Station. 17

Institution Table 9 Expenditures for Conduct of R&D by Field, FY 2005 Texas Universities Agricultural Sciences Biological and Other Life Sciences Midwestern State $0 $40,717 $0 $0 $0 $0 Stephen F. Austin State $1,764,499 $1,406,890 $0 $0 $90,890 $19,119 Texas A&M University System* Prairie View A&M $5,262,941 $550,473 $130,574 $3,494,954 $0 $102,286 Tarleton State $4,856,995 $1,420 $0 $25,411 $2,627,034 $22,242 Texas A&M and Services $51,589,479 $73,439,641 $10,182,153 $134,942,550 $68,730,067 $8,729,159 Texas A&M-Commerce $111,006 $2,017 $1,664 $0 $0 $206,273 Texas A&M-Corpus Christi $925 $200,987 $786,602 $330,309 $3,963,915 $1,575,424 Texas A&M at Galveston $0 $599,308 $0 $293,787 $4,177,601 $0 Texas A&M International $0 $19,840 $0 $1,063 $109,367 $0 Texas A&M-Kingsville $6,368,308 $2,764,916 $0 $1,974,369 $942,978 $0 Texas A&M-Texarkana $0 $0 $0 $0 $0 $0 West Texas A&M $1,808,675 $174,728 $0 $855,422 $354,085 $0 Texas Southern $0 $3,230,813 $0 $9,137 $0 $24,941 Texas State University System Angelo State $499,753 $61,750 $0 $0 $0 $510 Lamar $0 $23,272 $49,747 $1,131,072 $1,548,750 $3,224 Sam Houston State $171,721 $475,797 $2,898 $0 $1,154,010 $147,847 Sul Ross State $379,241 $425,314 $9,698 $0 $1,221,048 $0 Sul Ross - Rio Grande $0 $0 $0 $0 $0 $0 Texas State - San Marcos $209,015 $1,053,693 $352,638 $34,823 $2,169,819 $157,442 Texas Tech $12,802,655 $4,040,414 $530,930 $12,109,383 $7,074,561 $423,495 Texas Woman's $0 $1,032,395 $0 $0 $0 $7,307 University of Texas System UT at Arlington $0 $875,856 $4,343,065 $15,036,986 $316,577 $463,586 UT at Austin $182,288 $36,086,780 $23,734,851 $137,400,427 $39,620,224 $16,431,656 UT at Brownsville $34,853 $622,078 $181,534 $0 $45,752 $0 UT at Dallas $0 $4,063,351 $7,796,281 $11,450,417 $867,780 $59,757 UT at El Paso $0 $4,651,582 $1,126,941 $4,822,170 $2,929,623 $69,798 UT-Pan American $39,867 $529,124 $413,789 $1,379,214 $203,167 $247,931 UT of the Permian Basin $0 $28,910 $0 $0 $2,033 $0 UT at San Antonio $0 $10,989,127 $617,196 $1,931,011 $1,149,829 $95,478 UT at Tyler $0 $48,784 $15,024 $123,421 $0 $0 University of Houston System Univ. of Houston $3,051 $7,504,339 $4,557,473 $12,902,132 $1,673,096 $1,818,996 Univ. of Houston-Clear Lake $0 $225,389 $177,123 $52,603 $88,619 $48,672 Univ. of Houston-Downtown $0 $116,568 $218,264 $12,392 $105,538 $0 Univ. of Houston-Victoria $0 $0 $0 $0 $0 $0 University of North Texas $83,991 $2,693,620 $551,731 $3,062,690 $1,521,203 $152,044 Independent Universities Baylor $0 $691,903 $222,206 $432,804 $580,181 $86,078 Rice $0 $12,500,887 $8,340,452 $17,926,337 $2,066,059 $3,591,578 Southern Methodist $0 $2,116,761 $674,797 $1,847,159 $2,368,638 $353,656 Texas Christian $0 $60,479 $0 $60,208 $133,788 $995 Totals $86,169,263 $173,349,923 $65,017,631 $363,642,251 $147,836,232 $34,839,494 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 18 Computer Science Engineering Environmental Sciences Mathematical Sciences (table continued on next page)

Table 9 - continued Expenditures for Conduct of R&D by Field, FY 2005 Texas Universities Institution Medical Sciences Physical Sciences Psychology Social Sciences Other Sciences Midwestern State $0 $0 $0 $770 $0 Stephen F. Austin State $0 $171,562 $11,753 $22,111 $184,853 Texas A&M University System* Prairie View A&M $67,986 $1,004,324 $13,187 $13,935 $0 Tarleton State $6,529 $445,880 $0 $12,888 $0 Texas A&M and Services $23,245,467 $28,703,881 $2,807,109 $16,571,263 $3,548,918 Texas A&M-Commerce $0 $256,706 $30,642 $1,677 $0 Texas A&M-Corpus Christi $1,061,668 $190,950 $0 $65,135 $666,110 Texas A&M at Galveston $0 $168,394 $0 $66,008 $0 Texas A&M International $0 $0 $0 $0 $29,678 Texas A&M-Kingsville $0 $90,032 $0 $0 $22,559 Texas A&M-Texarkana $0 $0 $0 $0 $0 West Texas A&M $0 $205,741 $4,368 $59,617 $0 Texas Southern $0 $1,169,373 $0 $0 $15,102 Texas State University System Angelo State $12,679 $43,661 $46,823 $0 $0 Lamar $0 $136,130 $4,241 $0 $0 Sam Houston State $0 $107,598 $32,638 $116,896 $0 Sul Ross State $0 $0 $0 $340,260 $0 Sul Ross - Rio Grande $0 $0 $0 $0 $0 Texas State - San Marcos $71,359 $2,836,990 $12,042 $160,371 $204,583 Texas Tech $0 $5,103,002 $248,402 $4,530,134 $0 Texas Woman's $416,595 $69,619 $3,611 $15,314 $325,822 University of Texas System UT at Arlington $406,002 $4,608,662 $1,340,579 $519,976 $0 UT at Austin $17,824,731 $64,037,723 $8,358,968 $21,426,067 $2,449,724 UT at Brownsville $2,366,348 $1,989,725 $1,200 $14,454 $42,716 UT at Dallas $1,437,663 $12,290,005 $2,805,625 $951,837 $345,334 UT at El Paso $3,154,225 $1,597,950 $922,385 $913,867 $1,629,860 UT-Pan American $918,985 $100,125 $112,913 $93,322 $0 UT of the Permian Basin $7,464 $58,107 $0 $0 $85,850 UT at San Antonio $0 $1,028,465 $309,152 $328,589 $2,981,246 UT at Tyler $216,333 $22,004 $8,296 $0 $5,757 University of Houston System Univ. of Houston $7,533,235 $18,163,162 $11,532,068 $880,382 $3,366,585 Univ. of Houston-Clear Lake $0 $115,264 $7,442 $1,587 $10,774 Univ. of Houston-Downtown $0 $46,905 $0 $649 $25,821 Univ. of Houston-Victoria $0 $0 $0 $0 $4,443 University of North Texas $36,637 $3,032,628 $552,522 $1,751,286 $0 Independent Universities Baylor $25,224 $1,959,909 $142,541 $1,158,061 $895,312 Rice $0 $16,694,899 $831,277 $597,609 $0 Southern Methodist $0 $2,208,036 $1,277,016 $634,533 $357,948 Texas Christian $608,235 $873,929 $2,509,986 $16,343 $15,157 Totals $59,417,365 $169,531,341 $33,926,786 $51,264,941 $17,214,152 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 19 (table continued on next page)

Institution Table 9 - continued Expenditures for Conduct of R&D by Field, FY 2005 Texas Universities Arts and Humanities Law and Business Administration Education Public Administration Other Non- Sciences Midwestern State $0 $0 $46,493 $0 $0 $87,980 Stephen F. Austin State $100,492 $14,036 $201,587 $64,518 $250,631 $4,302,941 Texas A&M University System* Prairie View A&M $687 $2,059 $222,807 $53,308 $0 $10,919,521 Tarleton State $9,749 $0 $257,190 $0 $1,638,429 $9,903,767 Texas A&M and Services $1,264,162 $2,532,064 $7,991,890 $313,472 $272,984 $434,864,259 Texas A&M-Commerce $7,546 $4,465 $433,734 $0 $42,423 $1,098,153 Texas A&M-Corpus Christi $45,203 $52,559 $2,026,741 $0 $1,106,542 $12,073,070 Texas A&M at Galveston $0 $0 $0 $0 $0 $5,305,098 Texas A&M International $17,080 $5,348 $67,815 $141 $0 $250,332 Texas A&M-Kingsville $200 $422 $145,616 $0 $317,104 $12,626,504 Texas A&M-Texarkana $0 $0 $199,617 $0 $0 $199,617 West Texas A&M $72,070 $658,689 $370,019 $0 $9,190 $4,572,604 Texas Southern $0 $8,073 $182,944 $0 $447,652 $5,088,035 Texas State University System Angelo State $0 $10,000 $39,578 $0 $0 $714,754 Lamar $0 $0 $0 $0 $479,031 $3,375,467 Sam Houston State $20,989 $44,745 $98,514 $163,454 $639,836 $3,176,943 Sul Ross State $838 $0 $0 $0 $0 $2,376,399 Sul Ross - Rio Grande $0 $0 $0 $0 $0 $0 Texas State - San Marcos $121,956 $109,483 $915,937 $259,839 $227,776 $8,897,766 Texas Tech $92,387 $516,525 $959,554 $31,355 $0 $48,462,797 Texas Woman's $2,393 $1,699 $15,199 $0 $37,431 $1,927,385 University of Texas System UT at Arlington $121,255 $129,929 $144,320 $255,494 $5,264,673 $33,826,960 UT at Austin $3,849,081 $3,212,293 $21,190,519 $1,388,973 $25,673,407 $422,867,712 UT at Brownsville $27,274 $0 $43,558 $0 $5,173 $5,374,665 UT at Dallas $415,133 $609,262 $18,354 $0 $0 $43,110,799 UT at El Paso $75,433 $6,243 $7,863,210 $751,989 $5,498,309 $36,013,585 UT-Pan American $597,557 $197,833 $835,124 $147,213 $0 $5,816,164 UT of the Permian Basin $2,986 $268,815 $533,402 $0 $173,127 $1,160,694 UT at San Antonio $1,565,940 $588,902 $784,695 $1,236,214 $0 $23,605,844 UT at Tyler $7,578 $14,078 $40,026 $0 $0 $501,301 University of Houston System Univ. of Houston $780,229 $333,371 $5,900,427 $652,691 $3,851,949 $81,453,186 Univ. of Houston-Clear Lake $1,602 $182,358 $8,876 $0 $447,134 $1,367,443 Univ. of Houston-Downtown $0 $0 $37,115 $0 $0 $563,252 Univ. of Houston-Victoria $0 $0 $0 $0 $0 $4,443 University of North Texas $421,567 $1,333,052 $1,557,172 $50,918 $0 $16,801,061 Independent Universities Baylor $790,501 $140,509 $1,218,303 $0 $71,608 $8,415,140 Rice $856,855 $147,377 $22,319 $0 $0 $63,575,649 Southern Methodist $158,535 $134,855 $2,168,874 $0 $137,608 $14,438,416 Texas Christian $100,842 $80,358 $804,282 $0 $748,219 $6,012,821 Totals $11,528,120 $11,339,402 $57,345,811 $5,369,579 $47,340,236 $1,335,132,527 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. Total 20

Table 10 Expenditures for Conduct of R&D by Area of Special Interest, FY 2005 Texas Universities Institution Aerospace Technology Biotechnology Energy Environmental Sciences Food, Fiber, Agricultural Products Midwestern State $0 $0 $0 $0 $0 Stephen F. Austin State $0 $568,998 $0 $1,740,317 $1,787,336 Texas A&M University System* Prairie View A&M $6,646 $0 $3,036 $0 $118,167 Tarleton State $0 $0 $0 $55,275 $3,450,529 Texas A&M and Services $1,352,492 $46,564,608 $5,558,064 $68,730,067 $57,027,295 Texas A&M-Commerce $0 $0 $0 $0 $171,006 Texas A&M-Corpus Christi $0 $461,268 $0 $2,031,796 $925 Texas A&M at Galveston $0 $0 $7,356 $709,967 $0 Texas A&M International $0 $0 $0 $0 $0 Texas A&M-Kingsville $0 $2,791,006 $26,033 $1,928,898 $2,982,102 Texas A&M-Texarkana $0 $0 $0 $0 $0 West Texas A&M $0 $12,811 $362,981 $263,306 $1,475,186 Texas Southern $0 $1,002,266 $0 $0 $0 Texas State University System Angelo State $0 $0 $0 $9,994 $454,762 Lamar $0 $0 $28,179 $1,931,491 $0 Sam Houston State $0 $0 $0 $190,448 $166,415 Sul Ross State $0 $0 $0 $243,125 $0 Sul Ross - Rio Grande $0 $0 $0 $0 $0 Texas State - San Marcos $0 $855,871 $0 $919,324 $209,015 Texas Tech $1,256,778 $4,159,181 $2,199,265 $9,440,963 $13,203,416 Texas Woman's $0 $0 $0 $492 $304,384 University of Texas System UT at Arlington $235,987 $2,869,658 $3,462,158 $1,459,074 $0 UT at Austin $10,061,739 $20,851,044 $33,912,190 $37,286,388 $408,595 UT at Brownsville $1,737,630 $2,682,627 $40,110 $0 $0 UT at Dallas $318,893 $598,929 $0 $981,631 $0 UT at El Paso $0 $0 $1,256 $384,342 $0 UT-Pan American $0 $0 $0 $203,167 $39,867 UT of the Permian Basin $0 $28,719 $52,208 $5,898 $0 UT at San Antonio $0 $807,822 $0 $1,149,829 $0 UT at Tyler $0 $0 $0 $0 $0 University of Houston System Univ. of Houston $2,001,229 $2,494,571 $2,504,823 $1,780,993 $0 Univ. of Houston-Clear Lake $52,603 $2,736 $0 $88,619 $0 Univ. of Houston-Downtown $8,575 $0 $0 $105,538 $0 Univ. of Houston-Victoria $0 $0 $0 $0 $0 University of North Texas $35,069 $754,266 $198,225 $1,591,815 $72,963 Independent Universities Baylor $0 $179,475 $83,127 $778,353 $0 Rice $172,238 $10,199,395 $1,503,523 $3,068,271 $0 Southern Methodist $0 $0 $0 $0 $0 Texas Christian $0 $0 $0 $0 $0 Totals $17,239,879 $97,885,251 $49,942,534 $137,079,381 $81,871,963 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 21 (table continued on next page)

Table 10 - continued Expenditures for Conduct of R&D by Area of Special Interest, FY 2005 Texas Universities Institution Manufacturing Technology Materials Science Microelectronics and Computer Technology Water Resources Total Midwestern State $0 $0 $0 $0 $0 Stephen F. Austin State $0 $0 $0 $1,585,135 $5,681,786 Texas A&M University System* Prairie View A&M $0 $0 $0 $0 $127,849 Tarleton State $0 $0 $0 $2,033,846 $5,539,650 Texas A&M and Services $3,131,270 $6,847,679 $7,657,176 $5,124,010 $201,992,661 Texas A&M-Commerce $0 $177,261 $1,663 $0 $349,930 Texas A&M-Corpus Christi $0 $0 $577,952 $1,025,931 $4,097,872 Texas A&M at Galveston $0 $0 $0 $0 $717,323 Texas A&M International $0 $0 $0 $0 $0 Texas A&M-Kingsville $0 $25,212 $1,296 $74,881 $7,829,428 Texas A&M-Texarkana $0 $0 $0 $0 $0 West Texas A&M $0 $70,567 $0 $82,976 $2,267,827 Texas Southern $0 $0 $0 $0 $1,002,266 Texas State University System Angelo State $0 $9,310 $0 $54,677 $528,743 Lamar $144,395 $0 $66,942 $150,610 $2,321,617 Sam Houston State $0 $0 $0 $730,617 $1,087,480 Sul Ross State $0 $0 $0 $0 $243,125 Sul Ross - Rio Grande $0 $0 $0 $0 $0 Texas State - San Marcos $0 $2,278,987 $117,114 $1,210,420 $5,590,731 Texas Tech $1,239,862 $3,714,551 $2,211,457 $3,071,536 $40,497,009 Texas Woman's $0 $0 $0 $0 $304,876 University of Texas System UT at Arlington $2,548,932 $5,149,150 $6,655,996 $252,726 $22,633,681 UT at Austin $935,433 $16,165,287 $35,907,681 $2,591,174 $158,119,531 UT at Brownsville $0 $0 $0 $0 $4,460,367 UT at Dallas $0 $2,201,960 $1,100,093 $0 $5,201,506 UT at El Paso $2,607 $730,854 $149,125 $177,983 $1,446,167 UT-Pan American $1,126,479 $0 $413,789 $0 $1,783,302 UT of the Permian Basin $0 $0 $0 $0 $86,825 UT at San Antonio $0 $0 $617,197 $208,206 $2,783,054 UT at Tyler $0 $0 $0 $0 $0 University of Houston System Univ. of Houston $727,323 $4,156,638 $5,186,490 $1,008 $18,853,075 Univ. of Houston-Clear Lake $0 $0 $177,123 $0 $321,081 Univ. of Houston-Downtown $0 $0 $19,352 $0 $133,465 Univ. of Houston-Victoria $0 $0 $0 $0 $0 University of North Texas $10,549 $3,302,039 $614,312 $168,844 $6,748,082 Independent Universities Baylor $0 $176,934 $113,522 $288,986 $1,620,397 Rice $0 $1,776,357 $8,322,351 $0 $25,042,135 Southern Methodist $0 $0 $0 $0 $0 Texas Christian $0 $0 $0 $0 $0 Totals $9,866,850 $46,782,786 $69,910,631 $18,833,566 $529,412,841 Shading indicates the five highest in each category. * A&M agency and research foundation expenditures reported by individual affiliated university. 22

INSTITUTIONAL DATA HEALTH-RELATED INSTITUTIONS This section of the report contains detailed information on research expenses reported by individual health-related institutions. Nine of Texas 10 health-related institutions are public institutions. The sole independent higher education health-related institution is Baylor College of Medicine. Statements related to data quality and applicability found on page 1 of this report also apply to the data shown in this section of the report. Figure 7 Expenditures for Research and Development at Texas Health-Related Institutions, FY 2005 (Millions of Dollars) 0 50 100 150 200 250 300 350 400 450 500 UT Health Center at Tyler 11.4 Texas Tech Univ HSC 18.2 Univ North Texas HSC 22.3 Texas A&M HSC 70.7 UTHSC at San Antonio 134.1 UTMB at Galveston 150.0 UTHSC at Houston 156.5 UT Southwestern Medical Center 320.8 UT M.D. Anderson Cancer 342.0 Baylor - Coll. of Medicine 442.7 23

Table 11 Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Health-Related Institutions, FY 2005 State Federal Institution Appropriated Contracts and Grants R&D Other R&D Other R&D Other Baylor - Coll. of Medicine $300,638,289 $0 $3,184,034 $0 $3,086,176 $0 Texas A&M HSC $32,949,216 $0 $9,402,090 $0 $1,666,774 $0 Texas Tech Univ HSC $6,278,949 $0 $7,056,205 $0 $236,351 $0 Univ North Texas HSC $17,036,630 $905,667 $0 $0 $231,278 $38,757 UT M.D. Anderson Cancer $160,953,856 $0 $99,498,671 $0 $178,248 $0 UTMB at Galveston $117,235,448 $0 $11,335,537 $0 $349,156 $0 UTHSC at Houston $116,397,631 $0 $7,435,961 $0 $6,951,055 $0 UT Health Center at Tyler $4,956,399 $0 $2,594,710 $0 $0 $0 UTHSC at San Antonio $95,125,850 $0 $4,406,613 $0 $398,513 $0 UT Southwestern Medical Center $202,057,099 $0 $22,777,192 $0 $1,609,894 $0 Totals $1,053,629,367 $905,667 $167,691,013 $0 $14,707,445 $38,757 Shading indicates the five highest in each category. Table 11 - continued Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Health-Related Institutions, FY 2005 Institution Institution Private, Profit Private, Non-Profit R&D Other R&D Other R&D Other Baylor - Coll. of Medicine $94,812,950 $0 $17,567,907 $0 $23,369,299 $0 Texas A&M HSC $9,179,786 $0 $3,937,824 $0 $13,569,255 $0 Texas Tech Univ HSC $1,684,491 $0 $1,064,793 $0 $1,868,692 $0 Univ North Texas HSC $1,314,327 $1,513,029 $1,222,936 $18,770 $2,520,300 $0 UT M.D. Anderson Cancer $11,519,509 $0 $26,766,196 $0 $43,062,199 $0 UTMB at Galveston $413,295 $0 $8,065,420 $0 $12,558,606 $0 UTHSC at Houston $2,857,092 $0 $8,222,581 $0 $14,655,375 $0 UT Health Center at Tyler $3,035,774 $0 $147,974 $0 $685,403 $0 UTHSC at San Antonio $9,694,431 $0 $14,603,209 $0 $9,829,919 $0 UT Southwestern Medical Center $11,584,226 $1,918,523 $14,423,566 $0 $68,349,907 $0 Totals $146,095,881 $3,431,552 $96,022,406 $18,770 $190,468,955 $0 Shading indicates the five highest in each category. Table 11 - continued Total Expenditures for Research and Other Research-Related Sponsored Programs by Source of Funds, Texas Health-Related Institutions, FY 2005 Institution Total R&D Other Total Baylor - Coll. of Medicine $442,658,655 $0 $442,658,655 Texas A&M HSC $70,704,945 $0 $70,704,945 Texas Tech Univ HSC $18,189,481 $0 $18,189,481 Univ North Texas HSC $22,325,471 $2,476,223 $24,801,694 UT M.D. Anderson Cancer $341,978,679 $0 $341,978,679 UTMB at Galveston $149,957,462 $0 $149,957,462 UTHSC at Houston $156,519,695 $0 $156,519,695 UT Health Center at Tyler $11,420,260 $0 $11,420,260 UTHSC at San Antonio $134,058,535 $0 $134,058,535 UT Southwestern Medical Center $320,801,884 $1,918,523 $322,720,407 Totals $1,668,615,067 $4,394,746 $1,673,009,813 Shading indicates the five highest in each category. 24

Institution Table 12 Expenditures for Conduct of R&D by Field, FY 2005 Texas Health-Related Institutions Baylor - Coll. of Medicine $0 $227,505,363 $0 $0 $0 Texas A&M HSC $61,738 $111,437 $1,687,102 $550,164 $1,925 Texas Tech Univ HSC $0 $7,607,572 $0 $0 $0 Univ North Texas HSC $0 $15,973,670 $0 $0 $0 UT M.D. Anderson Cancer $0 $121,083,426 $1,536,185 $0 $15,632,025 UTMB at Galveston $0 $78,571,025 $2,653,661 $0 $0 UTHSC at Houston $0 $25,868,186 $0 $0 $0 UT Health Center at Tyler $979,789 $0 $0 $14,872 $0 UTHSC at San Antonio $0 $0 $0 $0 $0 UT Southwestern Medical Center $0 $155,193,080 $0 $0 $0 Totals $1,041,527 $631,913,759 $5,876,948 $565,036 $15,633,950 Shading indicates the five highest in each category. Agricultural Sciences Biological and Other Life Sciences Engineering Environmental Sciences Mathematical Sciences Table 12 - continued Expenditures for Conduct of R&D by Field, FY 2005 Texas Health-Related Institutions Institution Medical Sciences Physical Social Sciences Psychology Other Sciences Sciences Total Baylor - Coll. of Medicine $215,153,292 $0 $0 $0 $0 $442,658,655 Texas A&M HSC $68,104,520 $19,054 $101,110 $67,895 $0 $70,704,945 Texas Tech Univ HSC $10,581,909 $0 $0 $0 $0 $18,189,481 Univ North Texas HSC $6,351,801 $0 $0 $0 $0 $22,325,471 UT M.D. Anderson Cancer $186,163,878 $8,056,698 $6,995,799 $2,510,668 $0 $341,978,679 UTMB at Galveston $68,732,776 $0 $0 $0 $0 $149,957,462 UTHSC at Houston $130,651,509 $0 $0 $0 $0 $156,519,695 UT Health Center at Tyler $10,425,599 $0 $0 $0 $0 $11,420,260 UTHSC at San Antonio $134,058,535 $0 $0 $0 $0 $134,058,535 UT Southwestern Medical Center $163,000,035 $0 $0 $0 $2,608,769 $320,801,884 Totals $993,223,854 $8,075,752 $7,096,909 $2,578,563 $2,608,769 $1,668,615,067 Shading indicates the five highest in each category. 25

Table 13 Expenditures for Research and Development by Area of Special Interest, FY 2005 Texas Health-Related Institutions Institution Baylor - Coll. of Medicine $11,360,861 $73,578,317 $46,541,589 $68,191,403 Texas A&M HSC $1,226,836 $4,476,779 $6,840,465 $5,984,773 Texas Tech Univ HSC $2,614,370 $3,712,371 $2,823,102 $1,380,937 Univ North Texas HSC $5,023,993 $865,791 $3,078,537 $0 UT M.D. Anderson Cancer $0 $341,978,679 $0 $0 UTMB at Galveston $12,736,474 $8,505,542 $9,354,106 $17,942,797 UTHSC at Houston $2,377,560 $3,705,828 $13,517,858 $12,044,841 UT Health Center at Tyler $0 $2,627 $0 $0 UTHSC at San Antonio $14,811,059 $14,954,110 $12,501,282 $8,346,059 UT Southwestern Medical Center $7,086,611 $29,747,648 $41,088,042 $8,309,559 Totals $57,237,764 $481,527,692 $135,744,981 $122,200,369 Shading indicates the five highest in each category. Aging Cancer Research Cardiovascular Research Child Health and Human Development Table 13 - continued Expenditures for Research and Development by Area of Special Interest, FY 2005 Texas Health-Related Institutions Institution Mental Health Substance Abuse Total Baylor - Coll. of Medicine $25,598,897 $6,924,575 $232,195,642 Texas A&M HSC $211,217 $1,561,899 $20,301,969 Texas Tech Univ HSC $831,144 $0 $11,361,924 Univ North Texas HSC $1,410,670 $1,093,542 $11,472,533 UT M.D. Anderson Cancer $0 $0 $341,978,679 UTMB at Galveston $2,226,783 $5,582,551 $56,348,253 UTHSC at Houston $6,499,075 $6,795,882 $44,941,044 UT Health Center at Tyler $0 $0 $2,627 UTHSC at San Antonio $10,182,974 $7,131,157 $67,926,641 UT Southwestern Medical Center $11,872,070 $5,636,981 $103,740,911 Totals $58,832,830 $34,726,587 $890,270,223 Shading indicates the five highest in each category. 26

HISTORICAL DATA FOR PUBLIC INSTITUTIONS Figure 8 graphs total research and development expenditures since 1985. The recent accelerated growth in research expenditures for the public health-related institutions results primarily from the doubling of the National Institutes of Health budget, a major source of research funding, from 1999 to 2003. Figure 8 2,500 Expenditures for Research and Development Texas Public Institutions of Higher Education FY 1985 - FY 2005 2,469 2,250 2,174 2,253 2,000 2,050 1,770 (Millions of Dollars) 1,750 1,500 1,250 1,000 797 861 959 1,044 1,137 1,177 1,211 1,266 1,323 1,381 1,452 1,603 750 500 470 543 610 686 250 0 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 Fiscal Year Universities Health-Related Institutions Table 14 on the following page shows total research and development expenditures at Texas public universities over the past four years. Table 15 shows federal research and development expenditures and the ratio of federal-to-state research and development expenditures over the past four years. Tables 16 and 17 show similar data for health-related institutions. One-year and five-year changes in federal expenditures for research and development for the different disciplines are shown in Table 18. 27

Table 14 Expenditures for Research and Development Texas Public Universities Institution FY 2002 FY 2003 FY 2004 FY 2005 Percent Change* Midwestern State $74,626 $85,760 $119,653 $87,980 17.89% Stephen F. Austin State $5,583,051 $5,491,566 $3,639,457 $4,302,941-22.93% Texas A&M University System Prairie View A&M $10,330,085 $10,682,633 $10,697,128 $10,919,521 5.71% Tarleton State $7,909,999 $8,229,694 $8,579,202 $9,903,767 25.21% Texas A&M and Services $372,828,854 $390,305,058 $390,654,670 $434,864,259 16.64% Texas A&M-Commerce $629,496 $520,321 $609,864 $1,098,153 74.45% Texas A&M-Corpus Christi $10,365,501 $12,110,618 $13,682,911 $12,073,070 16.47% Texas A&M at Galveston $4,010,618 $4,949,454 $4,537,645 $5,305,098 32.28% Texas A&M International $677,346 $570,457 $185,137 $250,332-63.04% Texas A&M-Kingsville $8,591,828 $10,148,177 $10,536,809 $12,626,504 46.96% Texas A&M-Texarkana $212,252 $116,913 $188,653 $199,617-5.95% West Texas A&M $6,036,713 $6,221,085 $5,503,151 $4,572,604-24.25% Texas Southern $4,930,117 $3,872,628 $4,647,980 $5,088,035 3.20% Texas State University System Angelo State $800,044 $699,836 $885,426 $714,754-10.66% Lamar $4,237,915 $3,958,697 $3,210,250 $3,375,467-20.35% Sam Houston State $1,931,014 $1,829,162 $2,858,129 $3,176,943 64.52% Sul Ross State $841,426 $816,917 $1,058,664 $2,376,399 182.43% Sul Ross - Rio Grande $10,464 $21,610 $3,506 $0-100.00% Texas State - San Marcos $10,400,827 $9,112,931 $9,129,998 $8,897,766-14.45% Texas Tech $51,701,449 $56,147,235 $48,142,661 $48,462,797-6.26% Texas Woman's $2,960,015 $2,998,340 $2,233,085 $1,927,385-34.89% University of Texas System UT at Arlington $21,072,964 $23,314,938 $22,417,130 $33,826,960 60.52% UT at Austin $366,355,359 $376,403,651 $382,391,771 $422,867,712 15.43% UT at Brownsville $1,286,638 $1,558,306 $3,273,326 $5,374,665 317.73% UT at Dallas $27,444,057 $32,547,141 $31,274,590 $43,110,799 57.09% UT at El Paso $27,328,772 $27,847,152 $32,067,735 $36,013,585 31.78% UT-Pan American $2,605,758 $3,193,419 $4,309,262 $5,816,164 123.20% UT of the Permian Basin $980,905 $1,118,184 $1,895,564 $1,160,694 18.33% UT at San Antonio $12,402,017 $14,547,732 $16,516,457 $23,605,844 90.34% UT at Tyler $375,821 $411,275 $894,034 $501,301 33.39% University of Houston System Univ. of Houston $82,865,307 $88,608,021 $75,927,432 $81,453,186-1.70% Univ. of Houston-Clear Lake $8,862,208 $1,707,440 $1,211,307 $1,367,443-84.57% Univ. of Houston-Downtown $1,270,494 $678,068 $669,019 $563,252-55.67% Univ. of Houston-Victoria $0 $0 $0 $4,443 NA University of North Texas $18,875,396 $17,587,767 $15,636,344 $16,801,061-10.99% Totals $1,076,789,336 $1,118,412,186 $1,109,587,950 $1,242,690,501 15.41% * Percent change for 2005, relative to 2002; NA indicates not applicable 28

Table 15 Federal Expenditures for Research and Development Texas Public Universities Institution FY 2002 FY 2003 FY 2004 FY 2005 Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Midwestern State $0 NA $20,865 0.45 $77,388 343.95 $46,493 NA Stephen F. Austin State $1,054,239 11.58 $1,208,382 14.51 $1,025,461 6.47 $1,076,097 3.52 Texas A&M University System Prairie View A&M $7,915,204 3.61 $8,106,963 3.53 $8,138,054 3.56 $8,670,785 4.56 Tarleton State $5,431,723 2.42 $5,856,670 2.72 $5,439,350 1.96 $6,248,440 1.83 Texas A&M and Services $166,285,925 1.41 $178,016,320 1.48 $174,570,204 1.53 $212,918,255 1.76 Texas A&M-Commerce $315,173 3.02 $198,275 1.17 $355,709 3.08 $424,070 0.80 Texas A&M-Corpus Christi $4,473,974 1.11 $5,667,854 1.27 $6,233,432 1.53 $5,059,684 1.38 Texas A&M at Galveston $2,362,832 2.24 $3,128,730 2.82 $2,757,465 4.47 $3,000,732 2.77 Texas A&M International $572,462 32.73 $486,102 46.53 $119,762 7.05 $190,209 7.15 Texas A&M-Kingsville $1,950,923 0.45 $2,766,449 0.62 $3,856,738 0.96 $5,028,940 1.34 Texas A&M-Texarkana $182,262 NA $113,290 NA $188,653 NA $199,617 NA West Texas A&M $3,531,219 1.67 $3,190,176 1.29 $2,580,645 0.97 $1,968,369 0.94 Texas Southern $4,147,663 6.16 $3,247,658 6.63 $3,969,899 11.20 $4,650,459 18.20 Texas State University System Angelo State $254,963 0.55 $131,977 0.25 $155,851 0.33 $127,653 0.26 Lamar $2,279,805 1.55 $1,998,033 1.26 $1,504,062 1.02 $1,259,293 0.65 Sam Houston State $1,491,475 4.51 $1,397,106 4.26 $2,175,912 7.27 $1,155,080 2.65 Sul Ross State $76,368 0.12 $95,580 0.19 $261,417 0.63 $1,506,617 3.38 Sul Ross - Rio Grande $0 0.00 $0 0.00 $0 0.00 $0 NA Texas State - San Marcos $4,769,709 1.23 $3,975,213 1.10 $3,536,053 1.29 $3,045,059 1.44 Texas Tech $20,511,493 0.96 $23,285,324 1.01 $23,393,040 1.55 $22,804,929 1.44 Texas Woman's $1,321,373 1.04 $1,493,677 1.20 $1,238,556 1.81 $940,048 1.30 University of Texas System UT at Arlington $7,923,657 0.83 $7,993,576 0.64 $11,093,256 1.40 $17,833,042 1.44 UT at Austin $235,436,101 4.46 $240,537,689 4.75 $249,014,154 5.69 $269,612,823 5.83 UT at Brownsville $896,646 430.67 $1,011,353 NA $2,889,894 NA $4,897,516 NA UT at Dallas $11,815,490 1.40 $14,432,841 1.37 $15,733,571 1.73 $19,933,291 1.19 UT at El Paso $19,796,441 4.65 $17,022,000 2.17 $22,232,318 3.05 $23,961,812 2.72 UT-Pan American $1,394,780 1.53 $1,895,223 1.73 $2,666,191 2.06 $3,770,457 2.69 UT of the Permian Basin $138,194 0.20 $166,777 0.25 $1,215,420 2.63 $360,016 0.61 UT at San Antonio $7,641,990 2.17 $10,049,314 3.29 $11,705,185 3.74 $16,174,944 3.22 UT at Tyler $67,617 0.31 $174,362 1.23 $585,874 4.71 $143,425 1.23 University of Houston System Univ. of Houston $33,239,410 1.16 $34,242,554 1.10 $31,682,165 1.24 $41,484,043 1.81 Univ. of Houston-Clear Lake $7,659,934 10.99 $696,239 1.32 $396,016 0.73 $503,975 0.95 Univ. of Houston-Downtown $783,394 2.00 $378,339 1.84 $490,584 3.15 $353,756 1.91 Univ. of Houston-Victoria $0 NA $0 NA $0 NA $0 NA University of North Texas $8,827,974 2.55 $8,328,900 2.33 $6,927,327 3.72 $7,881,131 3.22 Totals $564,550,413 2.03 $581,313,811 2.00 $598,209,606 2.36 $687,231,060 2.47 NA indicates not applicable (no state research and development funds expended). 29

Institution Texas A&M HSC $45,066,569 $50,435,247 $58,485,824 $70,704,945 33.24% Texas Tech Univ HSC $19,279,797 $19,751,348 $19,827,013 $18,189,481-5.66% Univ North Texas HSC $12,347,141 $14,901,791 $18,519,957 $22,325,471 80.81% UT M.D. Anderson Cancer $262,144,960 $282,260,250 $313,916,355 $341,978,679 30.45% UTMB at Galveston $109,139,538 $129,860,903 $132,768,911 $149,957,462 37.39% UTHSC at Houston $140,827,726 $152,117,064 $150,222,206 $156,519,695 5.17% UT Health Center at Tyler $8,453,709 $9,217,039 $10,240,390 $11,420,260 33.80% UTHSC at San Antonio $112,232,653 $119,279,555 $124,912,722 $134,058,535 19.45% UT Southwestern Medical Center $263,958,410 $277,956,511 $314,403,028 $320,801,884 21.17% Totals $973,450,503 $1,055,779,708 $1,143,296,406 $1,225,956,412 25.93% NA indicates not applicable * Percent change for 2005, relative to 2002 Table 16 Expenditures for Research and Development Texas Public Health-Related Institutions FY 2002 FY 2003 FY 2004 FY 2005 Percent Change* Institution Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Texas A&M HSC $22,417,418 1.82 $26,729,107 2.32 $30,283,043 2.87 $32,949,216 2.98 Texas Tech Univ HSC $8,802,283 2.67 $8,674,208 2.36 $7,603,557 1.61 $6,278,949 0.86 Univ North Texas HSC $7,224,263 15.08 $9,454,472 15.11 $13,258,816 21.82 $17,036,630 73.66 UT M.D. Anderson Cancer $117,633,074 1.65 $122,868,912 1.57 $150,528,694 1.67 $160,953,856 1.61 UTMB at Galveston $78,100,188 6.28 $93,039,583 6.75 $102,490,775 9.33 $117,235,448 10.03 UTHSC at Houston $101,738,767 8.33 $111,170,193 9.37 $110,438,174 7.95 $116,397,631 8.09 UT Health Center at Tyler $2,783,554 1.81 $3,493,251 1.45 $4,659,021 2.11 $4,956,399 1.91 UTHSC at San Antonio $83,760,708 13.50 $86,854,337 14.72 $89,661,741 18.21 $95,125,850 19.80 UT Southwestern Medical Center $155,257,992 9.09 $177,133,099 11.07 $200,887,545 8.62 $202,057,099 8.29 Totals $577,718,247 4.23 $639,417,162 4.43 $709,811,366 4.41 $752,991,078 4.28 NA indicates not applicable Table 17 Federal Expenditures for Research and Development Texas Public Health-Related Institutions FY 2002 FY 2003 FY 2004 FY 2005 Fed/ State Ratio 30

Institution Texas A&M HSC $50,435,247 $58,485,824 $70,704,945 $72,326,559 43.40% Texas Tech Univ HSC $19,751,348 $19,827,013 $18,189,481 $21,665,096 9.69% Univ North Texas HSC $14,901,791 $18,519,957 $22,325,471 $23,867,554 60.17% UT M.D. Anderson Cancer $282,260,250 $313,916,355 $341,978,679 $409,679,711 45.14% UTMB at Galveston $129,860,903 $132,768,911 $149,957,462 $155,036,202 19.39% UTHSC at Houston $152,117,064 $150,222,206 $156,519,695 $175,153,808 15.14% UT Health Center at Tyler $9,217,039 $10,240,390 $11,420,260 $12,598,871 36.69% UTHSC at San Antonio $119,279,555 $124,912,722 $134,058,535 $139,778,732 17.19% UT Southwestern Medical Center $277,956,511 $314,403,028 $320,801,884 $333,256,162 19.90% Totals $1,055,779,708 $1,143,296,406 $1,225,956,412 $1,343,362,695 27.24% NA indicates not applicable * Percent change for 2006, relative to 2003 Table 16 Expenditures for Research and Development Texas Public Health-Related Institutions FY 2003 FY 2004 FY 2005 FY 2006 Percent Change* Institution Federal R&D Dollars Fed/ Federal R&D State Dollars Ratio Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Federal R&D Dollars Fed/ State Ratio Texas A&M HSC $26,729,107 2.32 $30,283,043 2.87 $32,949,216 2.98 $35,213,635 2.47 Texas Tech Univ HSC $8,674,208 2.36 $7,603,557 1.61 $6,278,949 0.86 $9,712,580 1.35 Univ North Texas HSC $9,454,472 15.11 $13,258,816 21.82 $17,036,630 73.66 $19,183,193 194.75 UT M.D. Anderson Cancer $122,868,912 1.57 $150,528,694 1.67 $160,953,856 1.61 $182,028,411 1.50 UTMB at Galveston $93,039,583 6.75 $102,490,775 9.33 $117,235,448 10.03 $120,407,805 10.55 UTHSC at Houston $111,170,193 9.37 $110,438,174 7.95 $116,397,631 8.09 $122,870,079 4.74 UT Health Center at Tyler $3,493,251 1.45 $4,659,021 2.11 $4,956,399 1.91 $6,512,656 2.63 UTHSC at San Antonio $86,854,337 14.72 $89,661,741 18.21 $95,125,850 19.80 $95,110,395 12.36 UT Southwestern Medical Center $177,133,099 11.07 $200,887,545 8.62 $202,057,099 8.29 $196,622,021 5.79 Totals $639,417,162 4.43 $709,811,366 4.41 $752,991,078 4.28 $787,660,775 3.51 NA indicates not applicable Table 17 Federal Expenditures for Research and Development Texas Public Health-Related Institutions FY 2003 FY 2004 FY 2005 FY 2006 30

Field Table 18 Federal Expenditures for Research and Development by Field Texas Public Universities and Health-Related Institutions FY 2000 FY 2004 FY 2005 One-Year Change Five-Year Change Agricultural Sciences $18,961,362 $29,761,742 $34,666,618 16.48% 82.83% Biological and Other Life Sciences $198,458,882 $326,338,774 $344,345,124 5.52% 73.51% Computer Science $22,830,123 $32,913,333 $37,229,798 13.11% 63.07% Engineering $126,003,441 $161,944,610 $178,660,892 10.32% 41.79% Environmental Sciences $88,462,057 $78,624,859 $98,199,320 24.90% 11.01% Mathematical Sciences $16,026,249 $27,621,316 $28,647,807 3.72% 78.76% Medical Sciences $289,567,494 $470,857,882 $508,455,866 7.98% 75.59% Physical Sciences $69,189,774 $93,589,792 $102,157,599 9.15% 47.65% Psychology $8,174,898 $22,479,729 $26,990,072 20.06% 230.16% Social Sciences $14,598,924 $17,240,621 $20,745,690 20.33% 42.10% Other Sciences $5,702,280 $4,539,171 $9,201,854 102.72% 61.37% Arts and Humanities $1,161,447 $778,886 $1,162,388 49.24% 0.08% Business Administration $1,774,871 $2,829,412 $1,736,571-38.62% -2.16% Education $21,045,789 $27,239,592 $37,087,252 36.15% 76.22% Law and Public Administration $2,820,499 $2,234,255 $1,936,173-13.34% -31.35% Other Non-Science Activities $2,653,892 $9,026,998 $8,999,114-0.31% 239.09% Totals $887,431,982 $1,308,020,972 $1,440,222,138 10.11% 62.29% In 2001, the 77th Legislature passed the Centers for Technology Development and Transfer Act (Texas Education Code, Section 153.008), which specifies reporting requirements for intellectual property income and expenses. Intellectual property income is now reported biennially in a new report, Technology Development and Transfer. 31

NATIONAL COMPARISONS This section of the report is based on data provided by the National Science Foundation. It is not entirely consistent with data provided in earlier sections of the report because it is based on an earlier year, because reporting requirements are somewhat different, and because the federal reports do not differentiate between state-funded and independent institutions. The National Science Foundation makes three reports available, and each provides somewhat different information: Federal Obligations for Science and Engineering shows federal obligations for grants and contracts awarded to higher education science and engineering programs by federal agencies during the fiscal year. Funds obligated in any given year may be expended over a number of years, so obligations will be somewhat different from expenditures. This report includes support for a number of programs that are not necessarily research and development programs, such as science education programs and assistantship support for engineering students. The amount of support is reported by the agencies. Federal Obligations for Research and Development in Science and Engineering includes only federal funds obligated during the year to support, directly or indirectly, basic and applied research and development in science and engineering disciplines at higher education institutions. The amount of support is again reported by the agencies. Data from this report measures progress toward the research goal for Texas higher education plan, Closing the Gaps by 2015, which was revised in 2005. Federally Financed Research and Development Expenditures summarizes federal funds expenditures by higher education institutions to support research and development in any given year. This report is based on data reported by institutions and summarized by the National Science Foundation. Some of the highlights of the 2003 survey of federal research and development expenditures include the following: o o o o o The top five states in federal research and development expenditures were: California $3.18 billion New York $2.01 billion Texas $1.55 billion Maryland $1.50 billion Pennsylvania $1.44 billion Texas ranked first in state- and local government-funded research and development expenditures. Texas ranked third in total research and development expenditures. Texas ranked third in research and development expenditures from institutional sources (behind California and New York), third in research and development expenditures from industrial sources (behind California and North Carolina), and second in research and development expenditures from all other sources (behind California). Texas was among the top three states for all of the different types of sources. 32

o In Texas, life sciences accounted for 67 percent of the research and development expenditures, followed by engineering (14 percent) and physical sciences (6 percent). Table 19 Top Five States in Federal R&D Expenditures Selected Science and Engineering Fields, FY 2003 Rank Life Physical Environmental $ Engineering $ $ Sciences Sciences Sciences $ 1 California 1.8B Maryland 434M California 434M California 186M 2 New York 1.4B California 432M Massachusetts 200M Massachusetts 117M 3 Texas 1.1B Pennsylvania 219M Maryland 184M Texas 95M 4 Pennsylvania 887M Massachusetts 212M New York 173M Colorado 95M 5 Massachusetts 701M New York 186M Texas 108M Florida 88M Note: M refers to million; B refers to billion. Source: National Science Foundation, WebCASPAR Database System, 05/15/2006 Table 20 shows the ranking of all states in federal obligations for science and engineering, federal obligations for research and development in science and engineering, and federally financed research and development expenditures for 2003. Texas ranks third in federal obligations for science and engineering, which includes science education, and ranks fourth in federal obligations for research and development in science and engineering, which excludes science education. Texas ranks third in research and development expenditures from federal sources. Patterns in federal research and development support over time for the top six states are shown in Figures 9 and 10. California and New York are the uncontested leaders in federal research support to the states. State Table 20 State Rank in Federal Obligations and Federally Financed R&D, FY 2003 (Thousands of Dollars) Federal Obligations for Federal Obligations for R&D Federally Financed R&D Science and Engineering to in Science and Engineering Expenditures at Colleges Colleges and Universities to Colleges and Universities and Universities FY 2003 Rank FY 2003 Rank FY 2003 Rank California $3,530,082 1 $3,193,421 1 $3,183,762 1 New York $2,138,072 2 $1,857,646 2 $2,014,483 2 Texas $1,719,056 3 $1,385,229 4 $1,551,740 3 Pennsylvania $1,570,869 4 $1,417,348 3 $1,444,109 5 Maryland $1,520,402 5 $1,294,617 5 $1,503,759 4 Massachusetts $1,489,621 6 $1,220,700 6 $1,379,361 6 North Carolina $1,065,329 7 $938,818 7 $838,312 8 Illinois $974,748 8 $878,352 8 $963,582 7 Michigan $821,689 9 $714,343 9 $792,521 9 Washington $720,595 10 $628,324 10 $642,216 12 Ohio $683,792 11 $603,563 11 $742,798 10 Colorado $661,423 12 $523,145 14 $534,716 14 (table continued on next page) 33

Table 20 - continued State Rank in Federal Obligations and Federally Financed R&D, FY 2003 (Thousands of Dollars) Federal Obligations for Federal Obligations for R&D in Federally Financed R&D Science and Engineering Science and Engineering Expenditures at Colleges to Colleges and Universities to Colleges and Universities and Universities State FY 2003 Rank FY 2003 Florida $628,408 13 $541,132 13 $667,688 11 Missouri $617,884 14 $550,507 12 $519,515 15 Georgia $597,036 15 $483,676 15 $638,395 13 Wisconsin $571,891 16 $471,861 16 $504,352 16 Connecticut $478,978 17 $439,972 17 $418,449 18 Virginia $458,744 18 $399,182 18 $482,743 17 Tennessee $458,667 19 $372,788 19 $382,619 20 Alabama $448,686 20 $343,766 21 $409,919 19 New Jersey $433,152 21 $362,230 20 $361,046 21 Minnesota $355,594 22 $316,924 22 $297,693 25 Indiana $351,787 23 $307,368 23 $327,720 23 Oregon $326,441 24 $288,553 24 $317,704 24 Arizona $302,847 25 $260,208 26 $341,715 22 Iowa $300,415 26 $255,717 27 $284,091 26 Utah $282,629 27 $260,661 25 $264,170 27 Louisiana $259,877 28 $202,832 28 $224,077 29 Kentucky $217,601 29 $186,334 29 $172,464 33 South Carolina $216,619 30 $167,329 31 $226,288 28 District of Columbia $203,537 31 $172,342 30 $214,574 30 Mississippi $185,724 32 $147,875 32 $207,790 31 Hawaii $180,643 33 $146,697 33 $148,662 36 New Mexico $173,477 34 $125,084 36 $199,607 32 New Hampshire $163,697 35 $139,984 34 $165,497 34 Kansas $153,618 36 $131,630 35 $155,589 35 Oklahoma $148,435 37 $114,872 37 $127,055 38 Rhode Island $133,184 38 $114,025 38 $133,560 37 Nebraska $125,980 39 $105,520 39 $106,040 39 Montana $100,565 40 $75,051 42 $84,991 41 Vermont $97,456 41 $84,524 40 $71,982 46 Arkansas $93,662 42 $75,952 41 $82,294 42 Alaska $88,205 43 $74,250 43 $77,061 43 Nevada $81,164 44 $73,725 44 $103,532 40 Delaware $80,992 45 $67,016 45 $73,129 45 North Dakota $78,570 46 $58,392 46 $66,276 47 West Virginia $62,296 47 $42,532 47 $73,522 44 Idaho $54,629 48 $42,471 48 $55,928 48 Maine $44,223 49 $30,326 49 $31,293 49 South Dakota $42,357 50 $28,047 50 $28,195 50 Wyoming $26,807 51 $23,437 51 $23,186 51 SOURCE: National Science Foundation, WebCASPAR Database System, 05/15/2006 Rank FY 2003 Rank 34

Figure 9 3,000 Federal Obligations for R&D in Science and Engineering Universities and Colleges - Selected States, 1994-2003 2,500 California Millions 2,000 Dollars in 1,500 1,000 Maryland Massachusetts New York Texas 500 Pennsylvania 0 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 Year SOURCE: National Science Foundation WebCASPAR Database System, Constant 2000 Dollars, 05/15/2006 Figure 10 3,000 Federally Financed R&D Expenditures Universities and Colleges - Selected States, 1994-2003 2,500 California Dollars in Millions 2,000 1,500 1,000 Texas Massachusetts New York Maryland Pennsylvania 500 0 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 Year SOURCE: National Science Foundation WebCASPAR Database System, Constant 2000 Dollars, 05/15/2006 35

Table 21 shows federal obligations and federally financed research and development expenditures for Texas higher education institutions for FY 2003. The table includes public and independent institutions. The top five institutions account for 60, 59, and 65 percent of the total federal support in Federal Obligations for Science and Engineering, Federal Obligations for R&D in Science and Engineering, and Federally Financed R&D Expenditures categories, respectively. Table 21 Federal Obligations and Federally Financed R&D by Texas Institutions, FY 2003 (Thousands of Dollars) Institution Abilene Christian $165 $165 $172 Alamo Community Coll. Dist. $18 --- --- Alvin Community Coll. $250 --- --- Austin Coll. $16 $16 --- Austin Community Coll. $326 --- --- Baylor- Coll. of Medicine $297,252 $251,800 $302,764 Baylor Univ. $561 $561 $812 Coll. of the Mainland $1,000 --- --- Collin County Community Coll. $278 --- --- El Paso Community Coll. $480 $480 --- Houston Community Coll. $450 $150 --- Huston-Tillotson Coll. $177 $177 --- Jarvis Christian Coll. $592 $92 $100 Lamar $1,177 $1,051 $1,998 Laredo Community Coll. $429 $305 --- Le Tourneau Univ. $99 $99 --- Midwestern State $150 --- --- Odessa Coll. $250 $250 --- Our Lady of the Lake $1,043 $218 --- Prarie View A&M $13,444 $5,942 $7,886 Rice Univ. $51,472 $47,770 $43,706 Richland Coll. $396 --- --- Sam Houston State $83 $83 $2,726 San Jacinto Coll. $286 --- --- San Jacinto Coll. District System $199 --- --- Southern Methodist $13,261 $11,240 $5,940 Southwest Texas Junior Coll. $100 --- --- St Mary's Univ. $432 $190 $199 Southwestern Univ. $105 $105 --- St. Edward's Univ. $180 $180 --- Stephen F. Austin State $615 $610 $759 Sul Ross State $301 $5 $96 Shading indicates the five highest in each category. Federal Obligations for Science and Engineering Federal Obligations for R&D in Science and Engineering Federally Financed R&D Expenditures 36

Table 21 - continued Federal Obligations and Federally Financed R&D by Texas Institutions, FY 2003 (Thousands of Dollars) Institution Federal Obligations for Science and Engineering Federal Obligations for R&D in Science and Engineering Federally Financed R&D Expenditures Tarleton State $686 $578 $5,698 Texas A&M and Services $110,994 $69,942 $177,119 Texas A&M HSC $43,998 $42,952 $26,729 Texas A&M International $530 $130 --- Texas A&M System Office $7,303 $6,840 --- Texas A&M-Commerce --- --- $43 Texas A&M-Corpus Christi $2,008 $1,173 $4,581 Texas A&M-Kingsville $3,649 $2,364 $2,766 Texas Christian $3,352 $3,270 $2,716 Texas Southern $3,518 $3,215 $2,925 Texas State Technical Coll. $400 --- --- Texas State - San Marcos $2,955 $2,235 $3,873 Texas Tech (includes HSC) $30,584 $28,126 $31,776 Texas Wesleyan Univ. $100 --- --- Texas Woman's $1,368 $308 $1,494 Trinity Univ. $1,892 $1,192 $636 Univ. North Tx HSC --- --- $9,927 Univ. of Dallas --- --- $15 Univ. of Houston $30,338 $27,427 $32,556 Univ. of Houston System Administration $4,836 $3,332 --- Univ. of Houston-Clear Lake $495 $40 $514 Univ. of Houston-Downtown $2,649 $234 $373 Univ. of St. Thomas $71 $71 --- Univ. of the Incarnate Word $295 --- --- University of North Texas $16,416 $14,686 $6,320 UT at Arlington $10,325 $7,649 $7,884 UT at Austin $206,247 $154,473 $231,996 UT at Brownsville $3,849 $2,615 --- UT at Dallas $11,327 $11,060 $14,530 UT at El Paso $19,672 $10,411 $18,116 UT at San Antonio $14,811 $10,102 $9,982 UT at Tyler $333 $20 --- UT M.D. Anderson Cancer $143,054 $140,472 $122,869 UT Southwestern Medical Center $182,142 $174,408 $177,196 UT System Office $68,580 $67,796 UTHSC at Houston $101,305 $94,711 $107,481 UTHSC at San Antonio $91,787 $84,882 $86,683 UTMB at Galveston $208,286 $95,051 $93,039 UT-Pan American $2,328 $1,484 $1,887 UT of the Permian Basin $12 --- --- West Texas A&M $708 $491 $2,595 Wiley Coll. $266 --- $263 Texas Total $1,719,056 $1,385,229 $1,551,740 SOURCE: National Science Foundation, WebCASPAR Database System, 05/15/2006 Shading indicates the five highest in each category. 37

Figure 11 shows federal obligations to Texas higher education institutions for research and development in science and engineering by federal agency. The National Institutes of Health have a long history of providing most of the federal research support to Texas higher education institutions. The budget of this federal agency doubled from 1999 to 2003, providing more research funding for higher education institutions across the country. Figure 11 900 Federal Obligations for R&D in Science and Engineering Texas Universities and Colleges, 1994-2003 Top Five Support Agencies 800 Dollars in Millions 700 600 500 400 National Institutes of Health 300 200 100 Department of Defense 0 NASA National Science Foundation Department of Energy 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 Year SOURCE: National Science Foundation WebCASPAR Database System, Constant 2000 Dollars, 05/15/2006 Table 22 shows obligations from federal agencies providing the most support to Texas higher education institutions. The National Institutes of Health provide most of the federal support at health-related institutions. The National Institutes of Health, the Department of Defense, and the National Science Foundation provide most of the federal support for The University of Texas at Austin. The Department of Agriculture and the National Science Foundation provide most of the support for Texas A&M University. The National Science Foundation, the Department of Defense, and the National Institutes of Health provide most of the federal support for Rice University. The University of Houston receives most of its federal support from the National Institutes of Health and the National Science Foundation. Texas Tech University receives most of its support from the Department of Defense and the National Science Foundation. 38

Table 22 Texas Universities and Colleges with Federal Science and Engineering R&D Obligations of More Than $10 Million by Support Agency, FY 2003 (Thousands of Dollars) Institution National Institutes of Health Dept. of Defense National Science Foundation NASA Dept. of Energy Dept. of Agriculture All Other Federal Agencies Total of All Federal Agencies Baylor-Coll. of Medicine $239,940 $6,835 $1,776 $667 --- $7 $2,575 $251,800 UT Southwestern Med Center $166,992 $4,831 $348 $201 --- --- $2,036 $174,408 UT at Austin $45,795 $45,148 $34,184 $8,835 $16,300 $276 $3,935 $154,473 UT M.D. Anderson Cancer $129,984 $9,292 --- $638 --- --- $558 $140,472 UTMB at Galveston $90,414 $991 $539 $1,576 $245 --- $1,286 $95,051 UTHSC at Houston $85,383 $3,846 $689 $622 $585 $166 $3,420 $94,711 UTHSC at San Antonio $78,649 $3,618 $779 --- --- --- $1,836 $84,882 Texas A&M --- $13,074 $18,288 $9,814 $3,106 $18,922 $6,738 $69,942 UT System Office $2,674 $65,000 --- --- $117 --- $5 $67,796 Rice $5,524 $10,974 $24,386 $2,628 $3,823 $385 $50 $47,770 Texas A&M HSC $42,952 --- --- --- --- --- --- $42,952 Texas Tech (includes HSC) $6,799 $8,388 $3,643 $1,832 $2,362 $2,169 $2,933 $28,126 Univ. of Houston $16,204 $522 $5,998 $1,822 $1,693 $69 $1,119 $27,427 University of North Texas $10,733 $1,523 $1,802 $217 $235 --- $176 $14,686 Southern Methodist $1,720 $1,444 $1,253 --- $823 --- $6,000 $11,240 UT at Dallas $3,319 $3,687 $2,443 $1,246 $365 --- --- $11,060 UT at El Paso $3,843 $1,912 $2,338 $358 --- --- $1,960 $10,411 UT at San Antonio $4,107 $3,519 $743 $1,035 $280 $418 --- $10,102 All other Institutions $11,378 $11,802 $4,653 $4,565 $4,651 $5,322 $5,549 $47,920 Totals $946,410 $196,406 $103,862 $36,056 $34,585 $27,734 $40,176 $1,385,229 SOURCE: National Science Foundation, WebCASPAR Database System, 05/15/2006 Figure 12 shows federally financed research and development expenditures at Texas public and independent higher education institutions by scientific discipline. Most of the expenditures are made in medical and biological sciences. Figure 12 Federally Financed Research Expenditures by Discipline Texas Public and Private Institutions, FY 2003 All Other Life Sciences Biological Sciences Computer Sciences Engineering Environmental Sciences R&D Discipline Mathematical Sciences Medical Sciences Other Sciences Physical Sciences Psychology Social Sciences 0 100 200 300 400 500 SOURCE: National Science Foundation WebCASPAR Database System, 05/15/2006 Dollars in Millions 39

APPENDIX A RESEARCH EXPENDITURES SURVEYS THECB - Survey of Research Expenses, FY 2005 Public Universities and Health-Related Institutions About the On-Line Form The survey should be completed by using the on-line form by December 9, 2005 The on-line form will be used to submit your institution's FY 2005 research expense data. The login page for the form has an instructions page and links to previous expenditures reports. Blank Lotus and Excel worksheets can be downloaded here, but the information still must be entered into the on-line form. The on-line form consists of five parts, easily navigated with the buttons on the bottom of each web page. The whole form is saved when clicking on the "Total" buttons, going from page to page or clicking the "Save and Logoff" buttons. Using the "Reload Last Save" button will return information changed on a particular page before any other buttons are clicked on. Clicking underlined row or column labels will open a viewable definition for that item, and full instructions and definitions are accessible from the bottom of any page. Use whole dollar amounts, as the system will truncate decimals. The system will ignore any characters (dollar signs, commas, etc.) typed into entry blocks in parts 2-5. Click on any "Total" button to calculate column and row totals which are clearly marked in yellow. The FICE code for your institution will be used to log in to the system, and please safeguard the provided password and authorization code. The password may be issued to individuals for completion of the form. When the form is ready for final submission, the final approval authority (usually the highest research executive at the institution) clicks the "Submit to THECB" button in part 5 and enters name, title and the authorization code. Using the print button before final authorization will produce a draft printout of all forms. After final authorization, your data cannot be accessed or altered, but a printout of the final version can be produced. If you have questions or need assistance, contact information is located at the bottom of each web page or you may call Dale Cherry or Linda Domelsmith at 512-427-6150. A-1

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Part 5 for Public Universities Part 5 for Public Health Institutions A-4