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Faculty of Engineering RGUKT- Rajiv Gandhi University of Knowledge Technologies A.P Proforma for Performance Based Appraisal System (PBAS) for promotion under Career Advancement Scheme Application for promotion from to Assistant Professor (Stage 1 to Stage 2) Rs. 15600-39100 + AGP 7000 Assistant Professor (Stage 2 to Stage 3) Rs. 15600-39100 + AGP 8000 Assistant Professor (stage 3) to Associate Professor (Stage 4) Rs. 37400-67000 + AGP 9000 Associate Professor (Stage 4) to Professor / Equivalent Cadres (Stage 5) Rs. 37400-67000 + AGP 10000 Professor (Stage 5 to Stage 6) with AGP 12000 (Please indicate whichever is applicable) Part A : GENERAL INFORMATION 1. Name of the Teacher (In block letters) : 2. Department & College : 3. Date of Birth : 4. Caste (Whether belongs to SC / ST / BC / PH ) 5. Date of appointment in University service 6 Present Designation and Pay Band with Academic Grade Pay : : : 7. Date of last Promotion / Appointment with stage : 8. Position / Stage with AGP for which applied : 9. Date of Eligibility for promotion : 10. Period : 11. Address for Communication :

Contact Details Mobile : Land Line : e-mail : 12. Academic Qualifications (copies of certificates to be enclosed) : Examination Name of the Board / University Month & Year of Passing Percentage of marks obtained Division Subject / Specialization Ph.D M.E/M.Tech B.E/B.Tech 13. Positions held prior to joining in the RGUKT service Designation Institution Position Ratified by University (Yes/No) Nature of Duty Pay band with Grade Pay Joining Date of Leaving 14. Post(s) held after appointment in the RGUKT service :- Designation Department Nature of Duty From Date of To Pay Scale / Pay Band with Grade Pay

15. Period of Teaching experience :- P.G. Classes (in year) :... U.G. Classes (in year) :... 16. Courses taught at various levels (name the course give details) :- Post Graduation :... Under Graduation :...

17. Total duration of Research experience :... excluding the spent in acquiring M.Tech. / M.Phil / Ph.D. 18. Field of Specializations under the Subject / Discipline : (a) (b) (c) 19. Orientation Programme / Refresher Course/Training Course or other courses attended:- (please enclose copies of the certificates attended) Name of the Course Place Duration (days) From Period To Sponsoring agency

Part B : ACADEMIC PERFORMANCE INDICATORS (API) CATEGORY I: TEACHING, LEARNING AND EVALUATION RELATED ACTIVITIES Direct Teaching Hours per week Assistant Professor 16 Associate Professor 14 Professor 14 Name of Activity a. Direct Teaching 70 b. c. Examination duties (question paper setting, Invigilation, evaluation of answer scripts) as per allotment Innovative Teaching learning methodologies, updating of subject contents/courses, mentoring etc. Assistant Professor Associate Professor Professor Max. Max. Max. Actual Score Actual Score Actual Score Score Score Score 20 10 7.5 10 10 60 20 15 7.75 10 10 60 10 20 7.75 10 10 a. Direct Teaching: Year Course / Paper Level (PG / UG) Teaching Mode spent in an 1 2 3 4 5 6 b. Examination Duties: Year 1 Nature of examination related work spent in an 2 3 4 5 6

c. Innovative Teaching learning methodologies updating of subject content course: Year Brief Description spent in an (Please attach documents wherever required) Total under CATEGORY I Category - I Nature of activity 2018-19 2017-18 2016-17 2015-16 2014-15 2013-14 A Direct Teaching B Examination duties (question paper setting, Invigilation, evaluation of answer scripts) as per allotment C Innovative Teaching learning methodologies, updating of subject contents/courses, mentoring etc. Total :

CATEGORY II: PROFESSIONAL DEVELOPMENT, CO-CURRICULAR AND EXTENSION ACTIVITIES Category II A B C Nature of activity Student related co-curricular, extension and field based activities. (i) Discipline related co-curricular activities (e.g. remedial classes, career counseling, study visit, student seminar and other events.) (ii) Other co-curricular activities (Cultural, Sports, NSS, NCC etc.) (iii) Extension and dissemination activities (public /popular lectures/talks/seminars etc.) Contribution to corporate life and management of the department and institution through participation in academic and administrative committees and responsibilities. (i) Administrative responsibility (including as Dean / Principal / Chairperson / Convener / Teacher-in-charge/similar other duties that require regular office hours for its discharge) (ii) Participation in Board of Studies, Academic and Administrative Committees Professional Development activities (such as participation in seminars, conferences, short term training courses, industrial experience, talks, lectures in refresher / faculty development courses, dissemination and general articles and any other contribution) Maximum 15 15 15 Actual score 10 10 10 a. Year Type of Activities performed Student related co-curricular, extension and field based activities. (i) Discipline related co-curricular activities (e.g. remedial classes, career counseling, study visit, student seminar and other events.) (ii) Other co-curricular activities (Cultural, Sports, NSS, NCC etc.) (iii) Extension and dissemination activities (public /popular lectures/talks/seminars etc.) b. Contribution to corporate life and management of the department and institution through participation in academic and administrative committees and responsibilities. (i) Administrative responsibility (including as Dean / Principal / Chairperson / Convener / Teacher-in-charge/similar other duties that require regular office hours for its discharge) (ii) Participation in Board of Studies, Academic and Administrative Committees

c Year Type of Activities performed Professional Development activities (such as participation in seminars, conferences, short term training courses, industrial experience, talks, lectures in refresher / faculty development courses, dissemination and general articles and any other contribution) Total under CATEGORY II Category - II A Nature of activity Student related co-curricular, extension and field based activities. (i) Discipline related co-curricular activities (e.g. remedial classes, career counseling, study visit, student seminar and other events.) (ii) Other co-curricular activities (Cultural, Sports, NSS, NCC etc.) (iii) Extension and dissemination activities (public /popular lectures/talks/seminars etc.) Contribution to corporate life and management of the department and institution through participation in academic and administrative committees and responsibilities. 2018-19 2017-18 2016-17 2015-16 2014-15 2013-14 Total (Assessm ent ) B (iii) Administrative responsibility (including as Dean / Principal / Chairperson / Convener / Teacherin-charge/similar other duties that require regular office hours for its discharge) C (iv) Participation in Board of Studies, Academic and Administrative Committees Professional Development activities (such as participation in seminars, conferences, short term training courses, industrial experience, talks, lectures in refresher / faculty development courses, dissemination and general articles and any other contribution) Total :

CATEGORY-III: RESEARCH AND ACADEMIC CONTRIBUTIONS (A) RESEARCH PAPERS PUBLISHED : TO BE FILLED IN ANNEXURE A (B) PUBLICATIONS OTHER THAN JOURNAL ARTICLES (BOOKS, CHAPTERS IN BOOKS) - TO BE FILLED IN ANNEXURE B (C) RESEARCH PROJECTS : (i) Sponsored Projects:- TO BE FILLED IN ANNEXURE C (ii) Consultancy Projects:- TO BE FILLED IN ANNEXURE D (iii) Project Outcome / Outputs:- TO BE FILLED IN ANNEXURE E (D) RESEARCH GUIDANCE TO BE FILLED IN ANNEXURE F (E) FELLOWSHIPS, AWARDS AND INVITED LECTURES DELIVERED IN CONFERENCES / SEMINARS (i) Fellowships / Awards :- TO BE FILLED IN ANNEXURE G (ii) Invited Lecturers / Papers:- TO BE FILLED IN ANNEXURE H (F) DEVELOPMENT OF E-LEARNING DELIVERY PROCESS/MATERIAL TO BE FILLED IN ANNEXURE I

Total under CATEGORY III Category - III Nature of activity 2018-19 2017-18 2016-17 2015-16 2014-15 2013-14 Total (Assess ment ) A Research Papers published in a. Referred Journals B C D b. Other Reputed Journals Publication other than journal articles (Books, Chapters in books) a) Text/Reference, published by International Publishers b) Subject Books, published by National Level Publishers c) Subject Books, published by Other Local Publishers d) Chapters in Books, published by National & International Level Publishers Research Projects i. Sponsored Projects a) Major Projects with grants above Rs. 30.00 laksh b) Major Projects with grants above Rs. 5.00 laksh up to Rs. 30.00 lakhs c) Minor Projects with grants above Rs. 1.00 laksh up to Rs. 5.00 lakhs ii. Consultancy Prjects Amount mobilized a minimum Rs. 10.00 lakhs iii. Projects outcome / outputs Patent / Technology transfer / Product / Process Research Guidance i. M.Phil. (Degree Awarded) ii. Ph.D. Degree Awarded E Thesis Submitted Fellowships, Awards and Invited lecturers delivered in conferences / seminars i. Fellowships / Awards a) International Award / Fellowship from academic bodies / associations b) National Award / Fellowship from academic bodies c) State / University level Award from academic bodies ii. Invited Lecturers / papers a) International b) National F c) State / University level The score under this sub-category shall be restricted to 20% of the minimum fixed for Category III for any assessment Development of e-learning delivery process / material Total :

1. 2. 3. SUMMARY OF API SCORES Category CATEGORY - I: TEACHING, LEARNING AND EVALUATION RELATED ACTIVITIES (for each year) CATEGORY - II: PROFESSIONAL DEVELOPMENT, CO-CURRICULAR AND EXTENSION ACTIVITIES (cumulative for assessment ) CATEGORY - III: RESEARCH AND ACADEMIC CONTRIBUTIONS (Cumulative for assessment ) 2018-19 for the Period 2017-18 2016-17 2015-16 2014-15 2013-14 Consolidated ( Category II + III) Part C : OTHER RELEVANT INFORMATION (a) Academic awards and distinctions (b) Literary, cultural or other activities (e.g. attainment in sports etc) in which the applicant is interested and distinctions obtained (c) Please give details of any other credential, significant contributions, awards received, responsibilities etc., not mentioned earlier Details (Mention year, value etc., whether relevant)

LIST OF ENCLOSURES : (Please attach self-certified copies of certificates, sanctioned orders, papers, etc., wherever necessary) 1. 7. 2. 8. 3. 9. 4. 10. 5. 11. 6. 12 I certify that the information provided is correct as per records enclosed along with the duly filled PBAS proforma Date : Place : Signature & Designation of the Applicant Certified that, has been working as in the Department since The particulars given in this application have been checked and verified from office records and documents enclosed are found to be correct. Head of the Institution

APPENDIX - III TABLE - II (A) MINIMUM APIS AS PROVIDED IN APPENDIX - III TABLE I TO BE APPLIED FOR THE PROMOTION OF TEACHERS UNDER CAREER ADVANCEMENT SCHEME (CAS) IN UNIVERSITY DEPARTMENTS AND COLLEGES, AND WEIGHTAGES FOR EXPERT ASSESSMENT Category Activity Assistant Professor / equivalent cadres: (Stage 1 to Stage 2) I II III II + III IV V Teaching-learning, Evaluation Related Activities Professional Development and Extension activities - Minimum score required to be assessed cumulatively Research and Academic Contributions- Minimum Score required - to be assessed cumulatively Minimum total API score under Categories II and III* Expert System Percentage Distribution of Weightage Points in the Expert (Total weightage = 100. Minimum required for promotion is 50) Assistant Professor / equivalent cadres: (Stage 2 to Stage 3) Assistant Professor (Stage 3) to Assoc. Professor/equiv alent cadres (Stage 4) Associate Professor (Stage 4) to Professor /equivalent cadres (Stage 5) Professor (Stage 5) to Professor (Stage 6) 80/Year 80/Year 75/Year 70/Year 70/Year 50 / 20 / 90 / Screening cum evaluation committee No separate points. Screening committee to verify API scores 50 / 50 / 120 / Screening cum evaluation committee No separate points. Screening Committee to verify API scores 50 / 75 / 150 / Selection Committee 30% - Research Contribution 50% - of domain knowledge & teaching practices. 20% - Interview performance 50 / 100 / 180 / Selection Committee 50% - Research Contribution. 30% - of domain knowledge & teaching practices. 20 % - Interview performance 100 / 400 / 600 / Expert Committee 50% - Research Contribution. 50%- Performance evaluation and other credential by referral procedure * Teachers may score the balance of points from either Category II or Category III to achieve the minimum score required under Category II + III.

ANNEXURE A Category III (A) RESEARCH PAPERS PUBLISHED : Category III Activity Faculty of Sciences / Engineering / Agriculture / Medical / Veterinary Sciences Faculties of Languages / Humanities / Arts / Social Sciences / Library / Physical education / Management Maximum score for University / College teacher* Research Papers Refereed Journals as notified by the UGC Refereed Journals as notified by the UGC 25 per Publication III (A) published in: Other Reputed Journals as notified by the UGC Other Reputed Journals as notified by the UGC 10 per Publication * Wherever relevant to any specific discipline, the API score for paper in refereed journal would be augmented as follows: (i) paper with impact factor less than 1 by 5 points; (ii) papers with impact factor between 1 and 2 by 10 points; (iii) papers with impact factor between 2 and 5 by 15 points; (iv) papers with impact factor between 5 and 10 by 20 points. (v) papers with impact factor above 10 by 25 points The API for joint publications shall be calculated in the following manner: Of the total score for the relevant category of publication by the concerned teacher, the First and Principal / corresponding author /supervisor / mentor would share equally 70% of the total points and the remaining 30% would be shared equally by all other authors. Title of the paper/article Journal Name with ISSN number Publisher Volume No, Issue No, Page Nos. Refereed / Other Reputed Journal Latest Impact Factor, if any Listed in latest UGC approved list (Yes/No) Whether First / Corresponding / Co- Author

ANNEXURE B Category III (B) PUBLICATIONS OTHER THAN JOURNAL ARTICLES (BOOKS, CHAPTERS IN BOOKS) Category Activity Faculty of Sciences / Engineering / Agriculture / Medical / Faculties of Languages / Humanities / Arts / Social Sciences III Veterinary Sciences / Library / Physical education / Management III (B) Publications other than journal articles (books, chapters in books) Text/Reference, Books published by International Publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Subject Books, published by National level publishers, with ISBN/ISSN number or State / Central Govt. Publications as approved by the University and posted on its website. The List will be intimated to UGC. Subject Books, published by Other local publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Chapters in Books, published by National and International level publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Text/Reference Books, published by International Publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Subject Books, published by National level publishers, with ISBN/ISSN number or State / Central Govt. Publications as approved by the University and posted on its website. The List will be intimated to UGC. Subject Books, published by Other local publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Chapters in Books, published by National and International level publishers, with ISBN/ISSN number as approved by the University and posted on its website. The List will be intimated to UGC. Maximum score for University / College teacher* 30 per Book for Single Author 20 per Book for Single Author 15 per Book for Single Author International 10 per Chapter National 5 per Chapter Title of the book / chapter Whether Solo or Co- Editor / Author Name of the Publisher and year ISBN / ISSN Numbers Published by International / National / Local Publisher

Category III(C) RESEARCH PROJECTS : Category III III (C) III (C) (i) III (C) (ii) III (C) (iii) Activity Faculty of Sciences / Engineering / Agriculture / Medical / Veterinary Sciences Faculties of Languages / Humanities / Arts / Social Sciences / Library / Physical education / Management Maximum score for University / College teacher* RESEARCH PROJECTS (a) Major Projects with grants above Rs. 30 lakhs Major Projects with grants above Rs. 5 lakhs 20 per Project (b) Major Projects with grants above Rs. 5 lakhs up Major Projects with grants above Rs. 3 lakhs Sponsored to Rs. 30 lakhs up to Rs. 5 lakhs Projects 15 per Project Consultancy Projects Projects Outcome / Outputs (c) Minor Projects with grants above Rs. 1 lakh up to Rs. 5 lakhs Amount mobilized with a minimum of Rs.10 lakhs Patent / Technology transfer / Product / Process Minor Projects with grants above Rs. 1 lakh up to Rs. 3 lakhs Amount mobilized with a minimum of Rs. 2 lakhs Major Policy document prepared for international bodies like WHO/UNO/UNESCO/UNICEF etc., Central / State Govt./Local Bodies 10 per Project 10 for every Rs.10 lakhs and Rs.2 lakhs, respectively 30 for each International / 20 for each national level output or patent. Major policy document of International bodies - 30 Central Government 20, State Govt.-10 Local bodies 5 (i) Sponsored Projects:- ANNEXURE C Title of Research Project Major / Minor (as per UGC Project Guidelines) PI / Co- PI / Joint PI Period Total Grant sanctioned & Received (in rupees) Name of the funding agency National / International API Score

(ii) Consultancy Projects:- ANNEXURE D Title of Consultancy Project Period Total Gants Mobilized (in Rupees) Name of the funding agency National / International (iii) Project Outcome / Output:- ANNEXURE E Title of Research Project PI / Co-PI / Joint PI Period Total Grant sanctioned & Received (in rupees) Funding agency Patent / Technology / Transfer / Product / Process / Major Policy Documents of Govt. at Central / State level Output / Patent : National or Internal level

ANNEXURE F Category III (D) : RESEARCH GUIDANCE Category III Activity Faculty of Sciences / Engineering / Agriculture / Medical / Veterinary Sciences Faculties of Languages / Humanities / Arts / Social Sciences / Library / Physical education / Management Maximum score for University / College teacher* III D (i) M.Phil./M.Tech Degree awarded 5 per candidate III D (ii) Ph.D Degree awarded Thesis submitted 15 per candidate 10 per candidate Level of Guidance Name of Student Title of the Thesis Awarded/Submitted Year of Award/Submitted M.Phil/M.Tech Ph.D. Total

Category III(E) FELLOWSHIPS, AWARDS AND INVITED LECTURES DELIVERED IN CONFERENCES / SEMINARS Category III III E (i) Activity Fellowships / Awards Faculty of Sciences / Engineering / Agriculture / Medical / Veterinary Sciences International Award / Fellowship from academic bodies/associations National Award/Fellowship from academic bodies/associations Faculties of Languages / Humanities / Arts / Social Sciences / Library / Physical education / Management Maximum score for University / College teacher* 15 per Award / 15 per Fellowship 10 per Award / 10 per Fellowship State/University level Award from academic bodies/associations 5 Per Award III E (ii) Invited lectures / papers International National Level State / University Level 7 per lecture / 5 per paper presented 5 perlecture / 3 per paper presented 3 per lecture / 2 per paper presented (i) FELLOWSHIPS / AWARDS Name of the Fellowship / Award Name of the academic body / association ANNEXURE G Whether National / International / State / University level Date of Award (ii) INVITED LECTURERS / PAPERS Title / Academic session / Subject of Lecturer delivered Organizing Institution (Name of the City & Country) ANNEXURE H Whether National / International / State / University level Date of Lecturer Duration

ANNEXURE I Category III (F) : DEVELOPMENT OF E-LEARNING DELIVERY PROCESS / MATERIAL Category III Activity Maximum score for University / College teacher* Development of e-learning delivery process / III F material 10 per module