CLASS 15: FUNCTIONAL CATEGORIES
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1 ENG 235: Morphology and Syntax of English Fall 2005: TUE & FRI Linguistics Section, Department of English Studies University of Cyprus Kleanthes K. Grohmann (Room M 004, Phone x2106, kleanthi@ucy.ac.cy) handout / slide adopted from Prof. Howard Lasnik (U of Maryland) October 25, 2005 CLASS 15: FUNCTIONAL CATEGORIES WHAT DOES NOT FOLLOW FROM X -THEORY? The only problem with adopting X'-Theory is that some of our previous PS rules don't conform. (1) S NP Aux VP D N V S' S NP VP D N V A man will say that a boy left
2 ENG 235: MASOE (CLASS 15) 2 LEXICAL CATEGORIES VS. FUNCTIONAL CATEGORIES lexical: Verb, Noun, Adjective, Adverb, Preposition functional: Determiner, Inflection, Complementizer
3 3 FUNCTIONAL CATEGORIES INFLECTIONAL PHRASE (IP) PROBLEM: (2) S NP (Aux) VP This is not compatible with X -theory! S is phrasal, but it is not projected from any head Aux is a head, but it doesn t project an intermediate or phrasal level
4 ENG 235: MASOE (CLASS 15) 4 HYPOTHESIS: S IS THE PHRASAL PROJECTION OF AUX (3) a. AuxP NP Aux' b. Aux' Aux VP EXAMPLE: (4) AuxP NP Aux Aux VP Petra can sleep a lot NB: "Aux" will soon be changed to "Infl"
5 5 FUNCTIONAL CATEGORIES ARGUMENT: Coordination test Petra [can sleep a lot], but [can t eat a lot]. constituent constituent X -compatible AuxP Not X -compatible S NP Aux NP Aux VP Aux VP Petra can sleep a lot Petra can sleep a lot
6 ENG 235: MASOE (CLASS 15) 6 AND WHEN THE AUXILIARY/MODAL IS MISSING? Aux heads can be words or affixes auxiliaries: be, is, am, was, will, would, may, might, can, could, shall, should, have, had, etc. inflectional affixes for tense, number, person: -ed, -s, The convention has been to refer to this category as Inflection, Infl, or simply I but not Aux. (5) IP NP I I VP
7 7 FUNCTIONAL CATEGORIES INFLECTIONAL PHRASE (IP) Argument 1: Complementary distribution (6) a. My Ferrari goes fast. INFL b. My Ferrari can go fast. AUX c. * My Ferrari can goes fast. AUX+INFL Argument 2: Coordination test (7) I [ I kissed the toad] and [ I must go wash my mouth now]. Argument 3: VP deletion (aka VP ellipsis) (8) I can [ VP kiss the toad], but Luca [ I can t [ VP ]]. (9) I [ I [ VP kissed the toad]], but Luca [ I didn t [ VP ]]. DO-INSERTION: English inserts a form of "do" for the Infl affix to attach to when there is no verb
8 ENG 235: MASOE (CLASS 15) 8 WHAT DOES NOT FOLLOW FROM X -THEORY? (REVISED) (10) IP NP I' D N I VP V' V S' IP NP I' D N I VP V' A man will say that a boy -ed leave [3SG;PAST] V
9 9 FUNCTIONAL CATEGORIES COMPLEMENTIZER PHRASE (CP) QUESTION: WHAT CATEGORY? (11) I said [ that I am tired ]. (12) I wonder [ whether Yiorgos will come ]. (13) Merkel had said [ for Schröder to leave ]. PROBLEM: (14) S' that S This is not compatible with X'-theory! S' seems phrasal, but it is not projected from any head that seems like a head, but it does not project
10 ENG 235: MASOE (CLASS 15) 10 COMPLEMENTIZER PHRASE (CP) HYPOTHESIS: S IS THE PHRASAL PROJECTION OF A COMPLEMENTIZER LIKE THAT, WHETHER, FOR (15) a. CP (XP) C' b. C' C IP HYPOTHESIS: S' is the phrasal projection of a complementizer like that, whether, for (16) V V C C C IP said that I am tired
11 11 FUNCTIONAL CATEGORIES CP FOR MAIN CLAUSES AS WELL? Irish (17) Ar thit Seán? Complementizer fall.past Sean Did Sean fall? (18) CP C' C IP Ar thit Seán Comp fell Sean
12 ENG 235: MASOE (CLASS 15) 12 (19) CP REVISED AGAIN C C IP NP I' D N I VP V' V CP C' C IP NP I' D N I VP V' A man will say that a boy -ed leave [3SG;PAST] V
13 13 FUNCTIONAL CATEGORIES DETERMINER PHRASE (DP) PROBLEMS: Empirical: (20) [the young man s hat] Structure?? (see the book pp for a discussion) Theoretical: (21) NP (D) N This is not compatible with X'-Theory! D does not seem to project a D' or DP Does D have a specifier? Does D have a complement?
14 ENG 235: MASOE (CLASS 15) 14 DETERMINER PHRASE (DP) The solution that we will adopt was initially proposed by Abney (1987). The Det or D takes NP as a complement and projects DP and D' nodes. (22) DP D' D NP N' N PP the/this/every book about linguistics
15 15 FUNCTIONAL CATEGORIES DETERMINER PHRASE (DP) The genitive marker 's (signifying possession) is treated as a determiner. (See pp of the textbook for a discussion.) (23) DP DP D D D NP D NP N N N AP N A N A the young man s hat
16 ENG 235: MASOE (CLASS 15) 16 (24) CP FINAL VERSION! C C IP DP I D I VP D NP V N V CP N C C IP DP I' D' I VP D NP N' V' V A man will say that a boy -ed leave [3SG;PAST] N
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