On the Formation of Phoneme Categories in DNN Acoustic Models

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1 On the Formation of Phoneme Categories in DNN Acoustic Models Tasha Nagamine Department of Electrical Engineering, Columbia University T. Nagamine

2 Motivation Large performance gap between humans and state- of- the- art ASR systems Computational principles of DNNs remain elusive; they are analytically intractable Improving these models requires a better understanding of their transformations T. Nagamine

3 Introduction to acoustic models acous&c model Dahl et al., IEEE Transactions on Audio, Speech, and Signal Processing 2012

4 Introduction to acoustic models acous&c model Dahl et al., IEEE Transactions on Audio, Speech, and Signal Processing 2012

5 Phonemes Smallest contrastive unit in language e.g., k vs. b in cat/bat ~40-60 in English Output target in acoustic modeling T. Nagamine

6 Phonetic Features Manner of articulation Place of articulation Voicing T. Nagamine

7 Phonetic Features Manner of articulation Place of articulation Voicing T. Nagamine

8 Phonetic Features Manner of articulation same manner (plosive) same place (labial) Place of articulation Voicing /k/ /g/ /p/ /b/ /m/ T. Nagamine

9 Phonetic Features Manner of articulation Place of articulation Voicing /s/ = unvoiced same manner (frica&ve) same place (alveolar) /z/ = voiced T. Nagamine

10 Phonetic Features Dis$nc$ve Features Chomsky, Halle, Stevens T. Nagamine

11 Distinctive Features T. Nagamine

12 Phonemes and phones Phoneme Smallest contrastive unit in language. Abstract idea. Phone Instances of phonemes in actual utterances. Physical segments. Example: pat vs. bat 4 phonemes 6 phones T. Nagamine

13

14 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label Feed- forward series of nonlinear transforma&ons

15 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label?

16 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label?

17 DNN Architecture Input layer 11 frames of 24- dimensional log Mel Xilter bank coefxicients + deltas 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label

18 DNN Architecture Input layer 11 frames of 24- dimensional log Mel Xilter bank coefxicients + deltas 5 sigmoid hidden layers 256 nodes each; fully connected feed- forward 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label

19 DNN Architecture Input layer 11 frames of 24- dimensional log Mel Xilter bank coefxicients + deltas 5 sigmoid hidden layers 256 nodes each; fully connected feed- forward Softmax output layer 41 nodes for 40 phonemes and silence; context independent 2nd temporal derivative 1st temporal derivative log Mel filterbank coefficients Input Hidden Layers t uw ah dh er k ey s ih z sil ao t uw ah dh er Output k ey s ih z sil ao aa ae ah ao aw ax ay b ch d dh eh er ey f g hh ih iy jh k l m n ng ow oy p r s sh sil t th uh uw v w y z zh Predicted Label Actual Label

20 Speech stimuli & DNN activations Input HL 1-3 Hidden 4 Layer Activation HL 5 Output (label) t uw ah dh er k ey s ih z sil ao Actual Label

21 Speech stimuli & DNN activations Input HL 1-3 Hidden 4 Layer Activation HL 5 Output (label) response to t t uw ah dh er k ey s ih z sil ao Actual Label

22 Speech stimuli & DNN activations Input HL 1-3 Hidden 4 Layer Activation HL 5 Output (label) response to z t uw ah dh er k ey s ih z sil ao Actual Label

23 Summary of Xindings 1. Nodes are selective to phonetic features at the individual and population level

24 = phoneme onset

25 manner of ar0cula0on (closure) ch, jh, g, k b, p d, t

26 manner of ar0cula0on (closure) + unvoiced ch k p t

27 place of ar0cula0on (labial) f, v b, p m

28 Phoneme Selec0vity Index (PSI)

29 Hidden Layer 1 nodes

30 Hidden Layer 1 phonemes

31 Hidden Layer 1

32 Hidden Layer 1

33 Hidden Layer 1 Hidden Layer 5

34 Neural responses to speech in human superior temporal gyrus (STG) o Mesgarani et al., Science 2014

35 Examples of average phoneme responses in STG Plosives! Fricatives! Low vowels! High vowels! Nasals! Phoneme selec&vity index Diversity of responses: Strong preference at various STG sites to specixic phoneme groups with shared attributes Mesgarani et al., Science 2014

36 Clustering the PSI vectors Global structures (population) Local structures (single electrode) Place Manner Mesgarani et al., Science 2014

37 Summary of Xindings 1. Single nodes and populations of nodes in a layer are selective to phonetic features 2. Phonetic feature encoding becomes more explicit in deeper layers

38

39

40 Summary of Xindings 1. Single nodes and populations of nodes in a layer are selective to phonetic features 2. Node selectivity to phonetic features becomes more explicit in deeper layers 3. Network invariance is learned through explicit representation of sources of variability

41 phoneme = t example selec0vity for three nodes (N1, N2, N3)

42 phoneme = t example selec0vity for three nodes (N1, N2, N3) t

43 phoneme = t example selec0vity for three nodes (N1, N2, N3) phoneme instances t clustering

44 phoneme = t example selec0vity for three nodes (N1, N2, N3) nodes t clustering

45

46

47

48 Summary of Xindings 1. Single nodes and populations of nodes in a layer are selective to phonetic features 2. Node selectivity to phonetic features becomes more explicit in deeper layers 3. Network invariance is learned through explicit representation of sources of variability

49 Questions?

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