ROBERT F. WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, NEW YORK UNIVERSITY
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1 ROBERT F. WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, NEW YORK UNIVERSITY Strategic Management of Public Service Organizations (PADM-GP ) Fall SYLLABUS COURSE INFORMATION Instructor: Thomas D Aunno, Ph.D., Professor of Management tdaunno@nyu.edu Class dates: Thursdays, September 7 December 14 Class time: pm Location: 45 W. 4 th St., Room B06 (Washington Square) Office hours: On request (by ) COURSE OVERVIEW This course focuses on questions of mission and vision ("What areas or activities should we be working in?") and on questions of strategy and operations ("How can we perform effectively in this area?"). We will cover both strategy formulation ("What should our strategy be?") and strategy implementation ("What do we need to do to make this strategy work?"). All organizations government agencies as well as non-profit or private companies with a public purpose face substantial challenges that demand strategic responses, often in uncertain economic, social, or political contexts. To deal effectively with these challenges, managers need knowledge and skills in strategic management: setting and aligning goals with the organization s mission; handling complex trade-offs between demand for services and resource constraints; leading organizational change; defining measures of success; improving work processes; motivating staff and other stakeholders; cultivating relationships with relevant groups; and dealing with crises and environments in transition. In short, the course emphasizes the multiple, related requirements of the leader/manager's job: analysis, creativity, and action. COURSE OBJECTIVES The two primary objectives of the course are to (1) introduce and apply analytic frameworks to formulate and implement strategies at the general manager level and (2) integrate managerial skills acquired in other courses and through personal experience. Thus, students who successfully complete this course will be able to: Analyze complex community, sector and organizational situations from a general management point of view, using a comprehensive strategic framework; Develop and/or identify potential alternative strategies for pursuing organizational mission and vision and for working with diverse communities of stakeholders to achieve shared goals; Assess the implications of strategic options, including potential for achieving advantages and for effective implementation, for satisfying the values and needs of a variety of stakeholders [community, clients, etc.]; Prepare plans for executing strategies successfully within realistic economic, social, and temporal parameters and within clearly articulated values and ethical standards; 1
2 Work effectively with colleagues in bringing multiple perspectives and diverse skills together to produce innovative solutions to complex situations; and Make, support analytically, and communicate clearly strategic decisions from a managerial and leadership perspective. READINGS You are expected to be prepared for class discussions and participate fully. You are encouraged to share your experiences relevant to the topics and cases we are exploring. The required text for the course is available at the NYU Bookstore: Kevin P. Kearns, Private Sector Strategies for Social Sector Success: The Guide to Strategy and Planning for Public and Nonprofit Organizations, Jossey-Bass, A series of case studies will be available for purchase at or COURSE REQUIREMENTS There are three basic requirements for the course: Class participation (20%): Your active participation is critical. Productive discussion depends on students reading and analyzing the materials beforehand and coming to class ready to present a diagnosis of the problems presented and possible solutions. You are expected to attend all classes, have thoroughly prepared the assigned cases and readings, participate fully in small group and class discussions, and act as group spokesperson for case presentations. Written case analyses (45%): each student will complete three individual, written case analyses (cases are marked in bold font in the syllabus and are due on September 28, November 9, and November 30). The requirements for the case analysis are described below as Assignment 1. Group project (35%): students will be assigned to work in teams to do a strategic analysis of a case study organization. Each team will submit a comprehensive analysis with recommendations. The requirements for the group project are described below in Assignment 2. All submitted papers, whether individual or group, are to be original work with full and complete citations of any materials drawn from other sources [articles, books, interviews, etc.]. All assignments must be submitted on the stated due dates unless I grant an extension prior to the due date. COURSE POLICIES Attendance. You should arrive to class on time. Any absence must be explained and justified beforehand. Late assignments. Extensions will be granted only in case of an emergency, out of respect for those who abide by deadlines despite hectic schedules. Late submissions without prior permission will be penalized by ½ a letter grade per day (e.g., B+ to B). 2
3 Students with disabilities. Any students requiring accommodation should contact me to make proper arrangements. Please be prepared to share your documentation from the NYU disabilities office. NYU/Wagner grading policy: NYU/Wagner academic integrity policy: Course Session Calendar 1. Introduction 9/7/17 2. Mission and vision 9/14/17 3. Management, leadership, and strategy 9/21/17 4. Models of strategy formation 9/28/17 5. Assessing your organization 10/12/17 6. Assessing the environment 10/19/17 7. Putting it all together (portfolio analysis) 10/26/17 8. Growth strategies 11/2/17 9. Retrenchment/stability strategies 11/9/ Collaborative strategies 11/16/ The strategic plan and management systems 11/30/ Implementing the strategic plan 12/7/ Leading organizational change, course summary 12/14/17 COURSE SCHEDULE AND ASSIGNMENTS Class 1: Introduction (Sept. 7) To define the nature and scope of the course, including the basic conceptual framework and approach To explore the basic course themes of strategic thinking, strategy, and strategic planning Case: Alan Kendricks at Cardiology Associates. Harvard Business School, Kearns, Chapter 1 (pp. 3-31) Class 2: Mission and Vision (Sept. 14) To demonstrate the process of strategic thinking in a complex setting involving both organizational and interpersonal challenges To introduce the central concepts of mission and vision in the development of organizational strategy To identify and recognize the difference between strategy and tactics in assessing organizational options in a difficult context Rangan, K. Lofty Missions, Down-to-Earth Plans Harvard Business Review: March 2004:
4 Meehan, William F. III, Making Missions That Won t Creep Stanford Social Innovation Review, Winter 2008; 6;1 (posted on course website) Assignment: complete the LEAD Self-Assessment Survey and Scoring (available on NYU Classes) Suggested readings: Becoming the Boss; Managing Your Boss Class 3: Strategy and Leadership (Sept. 21) To understand and apply the distinction between leadership and management in an organizational context To identify the key skill sets of professional, management and leadership roles and functions To understand situational leadership; to know your leadership styles; develop leadership skills Case: The Test of Transition: The Case of the Community Preservation and Development Corporation. A. Von Hoffman, Harvard Kennedy School, 2010 Ancona, D., Malone, T., Orlikowski, W. & Senge. P. (2007). In Praise of the Incomplete Leader, Harvard Business Review: February Watkins, M, D., How Managers Become Leaders, Harvard Business Review, June 2012, pp NB: see sample memos for ThedaCare case Class 4: Developing Strategy: Models of Strategy Formation (Sept. 28) To develop the ability to think critically when reviewing planning assumptions, analyses, and strategic recommendations To develop the ability to support proposed actions with rigorous analysis and clear logic Case (memo 1 due): Appalachian Mountain Club, Electronic Hallway, 2000 Kearns, Chapter 2 (pp ) Smergut, P. Strategic Planning on a Budget Nonprofit World: July/Aug 2005, Class 5: Internal Assessment (October 12) To develop a practical framework for assessing internal strengths and weaknesses in the context of organizational mission To develop skills in conducting an internal organizational assessment Case: Lake Eola Charter School: Securing the Brand Through Environmental Analysis, Dato-on and Keller, Ivey,
5 TACS: Technical Assistance for Community Services. Nonprofit Organization Self- Assessment Tool. Class 6: Assessing Your Environment (October 19) To understand how the phenomena of resource scarcity and competition define the need for strategy To understand the core functions of competitors, customers, holder of resources, referee, and allies in a strategic context To develop a comprehensive diagnostic approach for conducting a complete strategic review of an organization in its full internal and external context; to develop skills in assessing the external environment of organizations Case: Green Dot Public Schools: To Collaborate or Compete? Childress and Kim, Harvard Business School, M. E. Porter. The Five Competitive Forces that Shape Strategy. Harvard Business Review Kearns, Chapter 3 (pp ) Arrick, E. & Khan, F. Scanning the Landscape: Finding Out What's Going On In Your Field. Grant Craft: Morrison, J. (1992). Environmental Scanning. In M. A. Whitely, J. D. Porter, and R.H. Fenske (Eds.), A primer for new institutional researchers (pp ). Class 7: Putting it All Together (October 26) Understand the importance of portfolio analysis Know how to use the MacMillan Matrix to decide what strategies to use (and not use) for your organization s divisions (portfolio analysis) Michael E. Porter, What Is Strategy? Harvard Business Review: Nov/Dec 1996: Dye, R., & Sibony, O., How to Improve Strategic Planning, McKinsey Quarterly, 2007 Number 3, pp Kearns, Chapter 4 (pp ). Class 8: Growth Strategies (November 2) To be able to assess the potential and desirability of organizational growth in terms of its implications for organization culture and mission and for effectiveness To explore the implications of alternative growth strategies in terms of resource and market viability To define clearly and distinguish the three levels of strategic thinking: conceptual, analytical, and operational 5
6 Kearns, Chapter 5 ( ) Dees, J. G., Battle Anderson, B. & Wei- Skillern, J. Scaling Social Impact, Strategies for Scaling Social Innovations, Stanford Social Innovation Review, Spring Case: To Understand a Growing Organization: The Case of Greater Miami Neighborhoods. Harvard Kennedy School, A. Von Hoffman, Class 9: Retrenchment Strategies (November 9) To understand the essential need for clarity of vision in developing strategic options and maintaining focus in times of retrenchment To know alternative approaches to retrenchment, including strategies and tactics Case (memo 2 due): Managing cutbacks at the Washington State Department of Social and Health Services (A), Maxim, C. Evans School of Public Affairs, University of Washington. The Electronic Hallway. Kearns, Chapters 6-7 (pp ) York, P. The Sustainability Formula, TCC Group. Class 10: Collaborative Strategies (November 16) To be able to identify and balance multiple external and internal stakeholder interests in forming and managing strategic alliances To understand the dynamics of collaborative strategies over time; know key management and leadership challenges and options to address them Case: Social Service Mergers: Hope Services and Skills Center, Stanford Graduate School of Business, 2008 Kearns, Chapter 8 (pp ). Cho, R. Working Together: A Close in Look at Interagency Collaboration Research Center for Leadership and Action. Briefing Paper. La Piana, D. Merging Wisely. Stanford Social Innovation Review. Spring 2010, Longoria, R.A. Is inter-organizational collaboration always a good thing? Journal of Sociology and Social Welfare. Sept, Class 11: Strategic Plan and Management Systems (November 30) To examine the stepdown process from mission to operations and to be able to develop key performance indicators 6
7 To be able to understand and use the balanced scorecard as a performance management tool for monitoring the effective implementation of vision and strategy Case (memo 3 due): Mayor Anthony Williams and Performance Management in Washington, DC (Harvard Kennedy School) Kaplan, R.S. & Norton, D., Using the Balanced Scorecard as a Strategic Management System, Harvard Business Review, 1996 Simons, R. S., Stress-Test Your Strategy: The 7 Questions to Ask, Harvard Business Review, November 2010, pp Kaplan,R.S. The Balanced Scorecard for Public-Sector Organizations, Balanced Scorecard Report. Class 12: Implementing the Strategic Plan (December 7) To appreciate the challenges in translating broad concepts and grand visions into effective action on the ground, especially in the face of resistance To be able to manage issues of power and politics in implementing a plan Understand the role of social networks in organizational change Case: Elizabeth Parker, A and B; Skinner & Burst, Harvard Business School, Neilson, G. L., Martin, K. I., & Powers, E., The Secrets to Successful Strategy Execution, Harvard Business Review, June 2008, pp Class 13: Leading Organizational Change (December 14) Know key principles and practices for leading organizational change Understand the strengths and weaknesses of major approaches to organizational change Understand sources of resistance to change and how to address them Understand how successful organizational change rests on an effective diagnosis of an organization, drawing on key concepts from the course Kearns, Conclusion ( ). Kotter, J. P Leading Change: Why Transformation Efforts Fail. Harvard Business Review Vol. 73 Issue 2,
8 Assignment 1: Case Analysis Memos (3) Purpose and requirements You will complete analyses of three case studies that provide an opportunity to develop your skills in assessing an organizational situation and providing support for a particular course of recommended action. These assignments will be in the form of a memo addressed to the executive director of the focal organization, not to exceed 2 single spaced pages. The memo must identify the problem as you see it, recommend solutions, and provide support for your perspective. An analysis memo is a short document designed to communicate essential information about an issue to a busy decision-maker. State major problems in the case and briefly explain the context in which key decisions must be made. Next, describe and assess proposed solutions to the problem, which you believe is the best course of action, and your reasons. Identify the next steps if your proposed solution is adopted and outline a Plan B in the event that your proposed solution fails. Show how the readings informed your understanding of the case and influenced your decision-making. Do not attempt to address every issue in the case, focus on your analysis of the problem and propose a potentially viable solution. Here is the outline I would like you to use: Memo outline: Open with a brief one-paragraph summary (labeled Executive Summary) o What is the context, key issue(s), and your recommendation? Background o Why are we facing these issues? Identify root causes. Recommendations o What are your specific recommendations? Rationale? Alternatives? Next steps o How should your recommendations be implemented? What are the priorities? The cases for analysis are marked in the syllabus. Please use a simple and direct style, putting your conclusion or recommendation in the first paragraph. List references, if necessary, on a concluding page. Requirements Page and format requirements: 2 pages, single spaced including all graphics. Use Times New Roman font with reasonable margins (looks count) and a 12 pt font size. References should be included on a separate, final page of the document. Mechanics Format, grammar, punctuation, spelling, and citation accuracy all count. 8
9 Assignment 2 (Final Project): Group Case Analysis Because strategy is so often formulated in groups, members of the class will be divided into teams for this assignment. This will allow you to develop awareness of how strategic decisionmaking works. This project will provide an opportunity to apply what you have learned to a case. Your team will be hired as a consultant to tackle a strategic problem or address an opportunity to improve the work of the organization featured in the case. Using the tools and concepts introduced in the course you will provide the organization s management team with a 10-page (double-spaced) report that analyzes the situation and recommendations on how to move forward. Prepare a concise analysis of the case that is responsive to the following points: What are the issues [strategic, tactical, and/or operational] that are presently confronting the organization or institution described in the case? What are the conceptual factors [mission, values, vision] that are relevant to these issues? What are the external/environmental factors that are relevant to these issues? What are the internal factors [structure, processes, people] that are relevant to these issues? What is the strategic intent of the institution? What alternative strategies would you consider and which would you recommend/select if you were responsible for the institution? Why? What are the 3-4 most significant/first priority actions that you would have to take to implement your recommended strategy effectively? How would you sell your approach to the senior management of the institution? DELIVERABLES The group will submit a paper presenting its analysis and recommendations in detail along with a PowerPoint presentation (NB: the presentation should be designed for 10 minutes). Papers should be no more than ten pages [plus exhibits] in length (typed, double-spaced, minimum 12 point font). Papers are due no later than December 21. Be certain to draw upon and make reference to course frameworks and materials in your presentation and in your paper. 9
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