REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2009 CE

Transcription

1 Fortress Investment Group (Hong Kong) LLC AMW605 Licensed Corporation 4, 5, 9 Ivory Investment Management Asia Limited AQA020 Licensed Corporation 9 Link Capital Advisors Limited AOD574 Licensed Corporation 4 Strategic Value Partners Hong Kong Limited AQD712 Licensed Corporation 9 Sun Life Hong Kong Limited AAF990 Licensed Corporation 4 Delta Asia Research Limited (also known as Delta Asia Investment Manager) AAH241 Licensed Corporation (Deemed Licence) 4, 6, 9 AHN Changyong AQI403 Licensed Representative 1, 4 AKIYAMA Yuji AQF659 Licensed Representative 4 ALBERS Alexandria Jeanette AES374 Licensed Representative 1, 4, 6, 7 ANDERSON Melinda Jayne ALW872 Licensed Representative 1 ANUMULA Sashi Kiran AOX410 Licensed Representative 1 ATMANI Mohamed AOG962 Licensed Representative 1, 4, 6 AU Fung Hing ALY415 Licensed Representative 4 AU Ka Ho ARK827 Licensed Representative 1 AU Shuk Fan, Wylie AMS340 Licensed Representative 1, 4 AU Wai Yee AFL368 Licensed Representative 4 AU Wan Him APQ280 Licensed Representative 4 AU Wing Nin, Allison ADX806 Licensed Representative 2, 3 AU Yuen Yee, Amy AGN930 Licensed Representative 4 AU-YEUNG Chung Hin, Alvin APS747 Licensed Representative 1, 4, 6 AU-YEUNG Wai Man ALV229 Licensed Representative 4 BAEK June Seok AJC640 Licensed Representative 1, 2, 2 BAKSHI GUPTA Rana Bikram APN835 Licensed Representative 4, 9 BARDWELL Timothy John ACQ420 Licensed Representative 1, 6 BECHET Antoine Michel Jacques Gilles APJ707 Licensed Representative 1, 4 BHASIN Sanjiv APH937 Licensed Representative 1, 2 BIRO Sophie Valerie Louba ALK025 Licensed Representative 4 BOGOSSIAN Alan Harry Gregoire Abel ANG562 Licensed Representative 1, 2 BRASIER Jean-paul Yves ACR440 Licensed Representative 1 BUCHINSKI Trevor AQM553 Licensed Representative 4 CAI Wei AQS045 Licensed Representative 1 CARTHY Robin Ian ANQ134 Licensed Representative 1, 2 CARTIER Etienne Alexis Remy APH403 Licensed Representative 1, 2, 7 CHAN Alice ASS774 Licensed Representative 4 CHAN But Fung ALC955 Licensed Representative 4 CHAN Chan U AQD861 Licensed Representative 4 CHAN Chi Chiu ARG655 Licensed Representative 1 CHAN Chi Chung AGE925 Licensed Representative 4 CHAN Chi Sing, Johathan ALY352 Licensed Representative 2, 3 CHAN Ching Sum ALR854 Licensed Representative 4 CHAN Chong Ka AGN798 Licensed Representative 4 CHAN Chong Ki AMF174 Licensed Representative 4 CHAN Chui Yee ANH196 Licensed Representative 4 Page 1 of 26

2 CHAN Chun Yin, Lewis AFM689 Licensed Representative 4 CHAN Fung Han AGE890 Licensed Representative 4 CHAN Fung Sang AJC791 Licensed Representative 2 CHAN Fung Yee AFZ154 Licensed Representative 4 CHAN Hau Chun AMJ761 Licensed Representative 4 CHAN Hing Sang, Alexander ALB323 Licensed Representative 4 CHAN Hoi Shan, April AQF660 Licensed Representative 1 CHAN Hon Lin ANX814 Licensed Representative 4 CHAN Hung On, Glory ASN821 Licensed Representative 4 CHAN Ka Leung, Gary AOR545 Licensed Representative 1 CHAN Ka Shun AQC493 Licensed Representative 1 CHAN Kai Chun APQ512 Licensed Representative 2 CHAN Kam Ming AGO593 Licensed Representative 4 CHAN Kit Sum AFF847 Licensed Representative 4 CHAN Kit Wah ALV420 Licensed Representative 4 CHAN Kwok Kei AJO242 Licensed Representative 1, 2, 4 CHAN Lai Ping, Amy AEZ892 Licensed Representative 4 CHAN Lap San, Raymond AQH361 Licensed Representative 1, 4 CHAN Lee On AQX075 Licensed Representative 1, 4 CHAN Lup Kok ARA267 Licensed Representative 1 CHAN Ming Lee, Gary AFI730 Licensed Representative 1, 2 CHAN Ming Yan AOU150 Licensed Representative 1, 4 CHAN Pui Pui, Pipi AGN824 Licensed Representative 4 CHAN Raymond Pha Giong AFP268 Licensed Representative 1 CHAN Sau Mei, Daisy AGO332 Licensed Representative 4 CHAN See Yin, Kenneth AFP787 Licensed Representative 4, 9 CHAN Shing Yan AGE665 Licensed Representative 1, 4 CHAN Shuk Wah, Keon AGP930 Licensed Representative 4 CHAN Siu Ho ASF426 Licensed Representative 4 CHAN Siu Hung, Aleo AMI438 Licensed Representative 4 CHAN Siu Kwan, Lily AGO657 Licensed Representative 4 CHAN Siu Ling AGQ150 Licensed Representative 4 CHAN Siu Mui, Maria AFG661 Licensed Representative 1 CHAN Tin Pui AGO342 Licensed Representative 4 CHAN Tsui Yan, Natalie APO010 Licensed Representative 1, 2 CHAN Tsz Haang AQC813 Licensed Representative 1, 4 CHAN Wai Hong ALB906 Licensed Representative 4 CHAN Wai Nga, Christy AQG586 Licensed Representative 1 CHAN Wang Fai AFI965 Licensed Representative 1, 2 CHAN Wing Han, Althea ANA205 Licensed Representative 4 CHAN Yan Chuen AFN733 Licensed Representative 4 CHAN Yip Hei ARN825 Licensed Representative 1 CHAN Yuen Sang ARJ583 Licensed Representative 1, 4 Page 2 of 26

3 CHAN Yuk Kwong, Alexander AGO917 Licensed Representative 1, 4 CHAN Yuk Ling AGO714 Licensed Representative 4 CHANG Chih-Hsien ARG657 Licensed Representative 1, 4, 9 CHANG Jui-wen ALY351 Licensed Representative 1, 2, 4, 5 CHANG Ming-yu AGH213 Licensed Representative 1, 4 CHANG Wei-Chun AQM403 Licensed Representative 1, 2 CHANG Yi-Ling ARU683 Licensed Representative 1 CHANG Ying-ying ARI568 Licensed Representative 1, 4, 6 CHANG Yu-Yu ANL939 Licensed Representative 1, 6 CHAU Yuet Chu, Evangel AGQ019 Licensed Representative 4 CHEANG Chi Lun AMP333 Licensed Representative 4 CHEH Wing Kei AOV737 Licensed Representative 1 CHEN Chia-Hui AQI276 Licensed Representative 1, 4 CHEN Jiun-Liang ARG737 Licensed Representative 1, 2, 4 CHEN Stephanie Hsiaomei ARN786 Licensed Representative 1 CHEN Wei-Hsun ARG669 Licensed Representative 1, 2, 4 CHEN Yen-Ju AOU138 Licensed Representative 1, 4 CHEN Yunyan ARR085 Licensed Representative 1, 4 CHEN Ziyu AQM097 Licensed Representative 1 CHENG Chung Fai AOJ137 Licensed Representative 4 CHENG Dennis AGO507 Licensed Representative 4 CHENG Hong Shing, Nelson ARI452 Licensed Representative 1, 4 CHENG Jazreel Yeun Yee AHT093 Licensed Representative 1, 2, 4, 5 CHENG Kam Kwan AFP916 Licensed Representative 4 CHENG Pei-Chen AOB253 Licensed Representative 1 CHENG Po Ling AFY945 Licensed Representative 4 CHENG Shu Yuen AIS494 Licensed Representative 1, 4, 5, 9 CHENG Wai Shing, Matthew APB688 Licensed Representative 1 CHENG Wei ARI947 Licensed Representative 1, 4, 6 CHENG Wing Yee AON402 Licensed Representative 1 CHENG Yick Sin, Billy AOB640 Licensed Representative 1, 4, 6 CHENG Yu Man AQR444 Licensed Representative 4 CHEONG Kwok Leung AMA174 Licensed Representative 4 CHEUK Wang Fung, Steve ACZ971 Licensed Representative 4 CHEUNG Chi Kit, Desmond AQX802 Licensed Representative 1, 4, 5, 9 CHEUNG Chi Shing AMP299 Licensed Representative 4 CHEUNG Chik King AGJ660 Licensed Representative 4 CHEUNG Ching Fai, Daniel ANC002 Licensed Representative 1, 2 CHEUNG Choi Ha, Bonnie AOQ536 Licensed Representative 4 CHEUNG Chun Sing AOX228 Licensed Representative 1, 2 CHEUNG Chung Man, Caroline AGP013 Licensed Representative 1, 4, 6, 9 CHEUNG Desmond Clinton AGN567 Licensed Representative 4 CHEUNG Hiu Nam APF021 Licensed Representative 1, 3, 4 Page 3 of 26

4 CHEUNG Hok Lim ALU957 Licensed Representative 4 CHEUNG Hung ABP330 Licensed Representative 1, 2 CHEUNG Ka Yan, Shirley ALS706 Licensed Representative 4 CHEUNG Kam Wing AFW646 Licensed Representative 4 CHEUNG Kang Yee AGP777 Licensed Representative 4 CHEUNG Kin Ching ACL252 Licensed Representative 3 CHEUNG Kin Hung, Albert ANK475 Licensed Representative 4 CHEUNG Man Lok, Alice ARD956 Licensed Representative 1, 4 CHEUNG Nan Chau AGN013 Licensed Representative 4 CHEUNG Oi Yan ANQ225 Licensed Representative 4 CHEUNG Po Loi ARE468 Licensed Representative 4 CHEUNG Pui, Maria APF787 Licensed Representative 1 CHEUNG Shuk Yin AGO343 Licensed Representative 4 CHEUNG Suk Nar AGK275 Licensed Representative 1 CHEUNG Wing Kei, Winnie AEM607 Licensed Representative 1, 1, 4, 9 CHEUNG Yuk Lan AET971 Licensed Representative 4 CHILDS Daniel Liam Sebastian ARW740 Licensed Representative 9 CHIN Kong Yew ADS225 Licensed Representative 1 CHIN Ping Yan AAJ818 Licensed Representative 1, 6 CHIN Wei Xian ARK828 Licensed Representative 1 CHING Chung Leung AKO698 Licensed Representative 4 CHIU Kin Ming, Bonnie AFI385 Licensed Representative 1 CHIU Lai Suen AFZ604 Licensed Representative 4 CHIU Man Yat, Michael AMF026 Licensed Representative 1, 4, 6 CHIU Meng-Han APO980 Licensed Representative 1, 6 CHIU Shui Kei AOH254 Licensed Representative 1 CHO Mei Kwan, Cathy AFL827 Licensed Representative 4 CHOI Cheung Kong AFW692 Licensed Representative 4 CHOI Yiu Yan AQQ022 Licensed Representative 1, 2 CHOW Chi Hong AMI017 Licensed Representative 4 CHOW Chin Wai AGF024 Licensed Representative 4 CHOW Kin Wing APB488 Licensed Representative 1, 4 CHOW Lai Sang, Edmond AFV215 Licensed Representative 4 CHOW Oi Mei, Angela AGI803 Licensed Representative 4 CHOW Wai Yee, Marina AFN581 Licensed Representative 4 CHOW Yau Lan, Elina AQW595 Licensed Representative 1, 4 CHOW Yu Yat ACE037 Licensed Representative 4 CHOY Fung Chun, Sandy AGO467 Licensed Representative 4 CHOY Kwai Chuen AGP198 Licensed Representative 4 CHU Chun Kit AGO429 Licensed Representative 4 CHU Hok Ying AMA996 Licensed Representative 4 CHU Ka Tat, Andy ARL488 Licensed Representative 1 CHU Lok Chi, Andrew AGD614 Licensed Representative 1 Page 4 of 26

5 CHU Man So, Janet AGI129 Licensed Representative 4 CHU Sau Wah AGN840 Licensed Representative 4 CHU Yuet Ha AFB919 Licensed Representative 4 CHUE Chee Tang AFC278 Licensed Representative 1 CHUNG Hau Ling AGN843 Licensed Representative 4 CHUNG Ho Chi, Jasper AFB705 Licensed Representative 1, 4, 6 CHUNG Hok Lim API218 Licensed Representative 1, 2 CHUNG Hon Keung ANJ141 Licensed Representative 4 CHUNG Mi-Jen AQB149 Licensed Representative 1 CHUNG Po Wai AGJ372 Licensed Representative 4 CHUNG Yuk Ling AOD607 Licensed Representative 1, 2, 4, 4, 9 CLAEREN Niels Ferdinand Henri Cornelis Maria ARI048 Licensed Representative 1, 6 COLE Rachel Emma AQA661 Licensed Representative 1, 4, 9 COLLIN Bob Eduard Gerard ARB920 Licensed Representative 1, 2 CONLEY Richard Adrian AQK261 Licensed Representative 1, 2 CONNOLLY Timothy Patrick AHK321 Licensed Representative 1 COOPER Leith AJH237 Licensed Representative 1, 4, 6 CORBETT William Andrew AEM938 Licensed Representative 4 CORTES COSSIO Max Alberto AOE632 Licensed Representative 1 CRAMMOND James Ian APZ137 Licensed Representative 4, 5 CREEDON Tom APL757 Licensed Representative 1, 2, 7 CUBELLS Simon James AJD624 Licensed Representative 1, 2 DANCE John Andrew ANQ723 Licensed Representative 4, 9 DAVE Harshit Shashikant ANR499 Licensed Representative 1, 4 DAVIES Owen Rhys AOQ936 Licensed Representative 1 DICKINSON Timothy Hardacre ANS130 Licensed Representative 4 DING Jie AOD432 Licensed Representative 1, 4 DING Yong APP054 Licensed Representative 1, 6 DOSHI Nishi Jyotindra AON592 Licensed Representative 1 EDWARDS Brandon Patrick ANX119 Licensed Representative 1, 4, 6 ERIKSEN Duncan Sven AQZ632 Licensed Representative 9 FAN Angela Ka Po AGP756 Licensed Representative 9 FEI Xiang AOV610 Licensed Representative 1 FINEBERG Jonathan Erich AFQ918 Licensed Representative 1, 4 FOK Tsui Sheung, Karen AIZ228 Licensed Representative 4 FONG Chong Keung, Kelvin AGO621 Licensed Representative 4 FONG Kun Ming AEZ999 Licensed Representative 4 FONG Wing Kin AFW566 Licensed Representative 4 FU Kun-Tai ARD479 Licensed Representative 4 FU Yuen Ling, Anny AGP944 Licensed Representative 4 FUCHS Benjamin Aaron ASH500 Licensed Representative 1, 2 FUNG Koon Bong, Raymond AST200 Licensed Representative 4, 6, 9 FUNG Yeuk Ting ASU021 Licensed Representative 4 Page 5 of 26

6 GAILLIOT Charles Henry AON974 Licensed Representative 1, 4 GARRETT Adam Guy Orlebar ALQ136 Licensed Representative 1, 2 GARRILL Lyndsey Michelle ART667 Licensed Representative 1, 2, 7 GAVEGAN Shane Michael APP368 Licensed Representative 1, 2 GE Chunyan AOI825 Licensed Representative 1 GENG Xianjie AOT625 Licensed Representative 1, 2 GILLMOUTH Matthew John APQ653 Licensed Representative 4 GO Mark Damion ACZ614 Licensed Representative 4 GO May Lian ABU455 Licensed Representative 1 GOEL Kshitij AQM623 Licensed Representative 1, 2 GOODEVE Claire Michelle APR015 Licensed Representative 1 GUO Jung-Rong AHN977 Licensed Representative 1, 4, 6, 7 GUO Karen Hui AQE628 Licensed Representative 1, 4, 6 GUPTA Piyush AOC934 Licensed Representative 1, 2, 4, 7, 9 GUY Stephane Edouard Andre ASP487 Licensed Representative 1, 2 HAN Jaye AQO179 Licensed Representative 6 HAN Ta-kong APS981 Licensed Representative 1, 2 HAN William Wei-Lee AHF798 Licensed Representative 1 HAO Yuanyuan AQH382 Licensed Representative 1, 4 HARCHAOUI Jugurtha Mohammed Jalel ANH557 Licensed Representative 1, 2 HASKINS Andrew Robin Alexander ALY617 Licensed Representative 4 HAY Pung Chan, Rithy APU245 Licensed Representative 1, 4 HE Junmeng ALB056 Licensed Representative 1 HE Zhirong AFC166 Licensed Representative 1, 2 HEO Joon Hyuk ANX685 Licensed Representative 4, 9 HILL Liam Patrick AKI975 Licensed Representative 4 HIRUMA Kohei AOH925 Licensed Representative 1, 2 HO Chak Cheung AFN768 Licensed Representative 4 HO Cheong Wing ARM493 Licensed Representative 1 HO Cheuk Tung, Katherine AMI989 Licensed Representative 4 HO Chi Hang, Andy AFL304 Licensed Representative 1, 4 HO Chi Ming, Paulmon AGO304 Licensed Representative 4 HO Chi Tat, Patrick AFN775 Licensed Representative 4 HO Chi-Ming AOL232 Licensed Representative 1, 2, 7 HO Ching Hang, Daniel AEY349 Licensed Representative 1, 9 HO Ka Wai AJK540 Licensed Representative 4 HO Kwan Ming AGC207 Licensed Representative 4 HO Shu Hing API219 Licensed Representative 1 HO Sik Fai AGJ673 Licensed Representative 4 HO Siu Man, Gideon AOR642 Licensed Representative 1, 4, 9 HO Yik Hang, Victor AMU484 Licensed Representative 1, 2 HO Yung San AKW746 Licensed Representative 4 HONG Colin Chor Lok ANQ007 Licensed Representative 1, 2, 7 Page 6 of 26

7 HONG Kee Ping AGJ685 Licensed Representative 4 HOONG Yik Luen ADY095 Licensed Representative 1, 4 HSIEH Ching-Yi APB424 Licensed Representative 1, 4 HSIEH Hsin-Ju AQJ604 Licensed Representative 1 HSIEH Tsai-yin ARH151 Licensed Representative 1 HSU Ming Chieh AQI153 Licensed Representative 1 HU Jialin ARW093 Licensed Representative 9 HUANG Chao-Sheng AEP568 Licensed Representative 1, 2 HUANG Victoria Yanling AOC737 Licensed Representative 1, 4, 6 HUI Wai Yi, Surina AFH469 Licensed Representative 1, 4, 5, 9 HUNG An-Yu AQD493 Licensed Representative 9 HUNG Ching-Chung ARD481 Licensed Representative 4 HUNG Guo-shiuan ARL413 Licensed Representative 4, 9 HUNG Sau Tuen ANL762 Licensed Representative 4 HUNG Yeuk Chuen, Angel ANV144 Licensed Representative 1 IP Lai Man ARJ689 Licensed Representative 4, 5, 9 IWAHARA Kohei ANH718 Licensed Representative 1, 4, 9 JACKSON Ian David AOC806 Licensed Representative 4 JIANG Yijun AOR112 Licensed Representative 1 JIN Jane AGP059 Licensed Representative 1, 4, 6 JOU Sue-May AMR972 Licensed Representative 1 KAM Chiu Hung AEY527 Licensed Representative 4 KAM Yue Bun ANE283 Licensed Representative 1, 3 KAN Hing Tong, Desmond ARI202 Licensed Representative 1 KAN Katherine Ka Ki ASU022 Licensed Representative 4 KAN Man Ha AFL091 Licensed Representative 4 KAYE Patrick Jon ALG236 Licensed Representative 1, 2, 4 KEMP Michael Kenneth AMR616 Licensed Representative 1, 2 KHANNA Punit ACE500 Licensed Representative 1, 4 KIM Seung-Bom AOI831 Licensed Representative 9 KO Chuen Yun AIM096 Licensed Representative 4 KO Kwok Yau APA284 Licensed Representative 4 KOK Kin Lin AFM771 Licensed Representative 4 KONG Suk Fung, Koan AMM153 Licensed Representative 4 KOO Charles Chi Fai ANQ042 Licensed Representative 1, 9 KOO Lai Fong, Ada AGI132 Licensed Representative 4 KOO Tak Chung, Edmend AGO301 Licensed Representative 4 KOTIKALPUDI Vinayak Sharat Chandra AQX914 Licensed Representative 1, 4 KUBINEC Michael Kenneth APJ883 Licensed Representative 9 KUNG Dan Hung ALQ678 Licensed Representative 4 KWAN Mei Lee, Carrie AEZ138 Licensed Representative 4 KWOK Fuk Ka AEZ328 Licensed Representative 4 KWOK Nga Chun AFN879 Licensed Representative 4 Page 7 of 26

8 KWOK Ronald King-wong AQQ334 Licensed Representative 1, 2 KWOK Shun Keung, Roy AQI400 Licensed Representative 1, 4, 9 KWOK Wai Shing ARJ795 Licensed Representative 4 KWOK Wing Leung AFY259 Licensed Representative 4 KWON Se Young APP194 Licensed Representative 1, 2, 9 KWONG Kam Lung, Joseph AGJ651 Licensed Representative 4 LAI Hin Kay, Andrew AEQ446 Licensed Representative 4 LAI Kar Wing, Winnie AQC406 Licensed Representative 1 LAI Kuen ARI520 Licensed Representative 4 LAI Pik Yee ALY428 Licensed Representative 4 LAI Po Chu AGP953 Licensed Representative 4 LAI Wing Hong AMI996 Licensed Representative 4 LAI Yim Ha AFT621 Licensed Representative 4 LAM Chai Wo AGJ695 Licensed Representative 4 LAM Chin Yuen AMX958 Licensed Representative 4 LAM Ching Han, Anita AFC322 Licensed Representative 4 LAM Chuen Tung AFS496 Licensed Representative 4 LAM Eric Christopher AQA564 Licensed Representative 1, 2 LAM Georgina Rosaline Oi Ming ALP980 Licensed Representative 4 LAM Ho Man AQM776 Licensed Representative 1 LAM Kam Shing, Henry AGO305 Licensed Representative 4 LAM Kit Sun APC124 Licensed Representative 1 LAM Kuen ANJ657 Licensed Representative 4, 5, 9 LAM Kwok Chiu AFI971 Licensed Representative 4 LAM Lawrence Wai Keung ASU037 Licensed Representative 4, 6, 9 LAM Mei Chai, Angie ANF193 Licensed Representative 4 LAM Pui Ling ANN302 Licensed Representative 1 LAM Sai Lap APW631 Licensed Representative 1 LAM Suen Kit AIL177 Licensed Representative 1, 6 LAM Wing Ah AML647 Licensed Representative 4, 6, 9 LAM Yeuk Wah AGO655 Licensed Representative 4 LAN Chiao-Chen AQE109 Licensed Representative 1, 4 LAO K. Susan AHD380 Licensed Representative 4 LAU Anna Siu Fun AGO233 Licensed Representative 4 LAU Chin Fai, Patrick AMP589 Licensed Representative 4 LAU Chung Man, Walter AGO557 Licensed Representative 4 LAU Chung Wing AGO023 Licensed Representative 4 LAU Hang Nga, Hanna AQA150 Licensed Representative 1, 2 LAU Kui Tang AOQ961 Licensed Representative 1, 2, 4, 9 LAU Lai Kuen AGO029 Licensed Representative 4 LAU Matthew Kai Cheong AIR626 Licensed Representative 1, 2, 7 LAU Shuk Yee AML324 Licensed Representative 4 LAU Suet Sum, Shirley AGK066 Licensed Representative 1, 4 Page 8 of 26

9 LAU Wai Ping ANT554 Licensed Representative 4 LAU Wai Yin ANN036 Licensed Representative 4 LAU Wing Cheong AGQ685 Licensed Representative 4 LAU Wing Wai APB273 Licensed Representative 4 LAU Ying Kwong, Vincent AAA905 Licensed Representative 1 LAW Chi Cheuk, Charles ALL187 Licensed Representative 4 LAW Chun Sing ASE827 Licensed Representative 1, 4 LAW Kwok Keung AGD079 Licensed Representative 4 LAW Wai Hung AFO878 Licensed Representative 4 LAW Yin Wan, Mary AGJ781 Licensed Representative 1 LEE Allen Cheng-Luan ANK425 Licensed Representative 9 LEE Bong Tae AQP646 Licensed Representative 1, 4 LEE Chang Bok ARN744 Licensed Representative 1, 2 LEE Cheuk Wah ALY444 Licensed Representative 4 LEE Deborah Susan APU511 Licensed Representative 1, 2 LEE Francis AAB788 Licensed Representative 1, 2, 3 LEE James ARE814 Licensed Representative 4, 9 LEE Kar Wai AGN988 Licensed Representative 4 LEE Kar Woon, Karen AQI268 Licensed Representative 1, 2 LEE Kwan Kit AHX656 Licensed Representative 1, 2, 4, 7 LEE Leung Sing ARL487 Licensed Representative 1 LEE Man Na AKI913 Licensed Representative 1, 6 LEE Man Yee AJC717 Licensed Representative 1 LEE Mei Fun ALQ409 Licensed Representative 4 LEE Miu Yin AGL648 Licensed Representative 4 LEE Wai Han, Emily AFK804 Licensed Representative 4 LEE Wai Wah, Pauline AKP372 Licensed Representative 1, 4, 6 LEE Wang Kei AQN811 Licensed Representative 1 LEE Wing Kea, Peggy ADH933 Licensed Representative 1, 2 LEE Yin Sing AQI863 Licensed Representative 4 LEE Yoo Kang ACW765 Licensed Representative 4 LEI Yue Fung ANR466 Licensed Representative 4 LEPSOE Robert Christopher AFJ245 Licensed Representative 1, 6 LEUNG Chi Wah AQF005 Licensed Representative 1 LEUNG Chun Kit, Brandon ADA882 Licensed Representative 4 LEUNG Chun Kong AGO338 Licensed Representative 4 LEUNG Chun Sau AJE970 Licensed Representative 4 LEUNG Colin Kwok Hai ADS523 Licensed Representative 4, 6, 9 LEUNG Ho Pong, Ronald AGN975 Licensed Representative 1, 4, 6 LEUNG Ho Yee, Rita APL796 Licensed Representative 1, 2 LEUNG Kam Fung AMY881 Licensed Representative 4 LEUNG Kin, Kenneth AEW050 Licensed Representative 1, 1, 4, 4, 6, 7, 9 LEUNG May Lan AGI124 Licensed Representative 4 Page 9 of 26

10 LEUNG Mei Yuk ALQ511 Licensed Representative 4 LEUNG Shu Kwan AEY528 Licensed Representative 4 LEUNG Shui Yee, Angel AGO472 Licensed Representative 4 LEUNG Suk Fan, Fion AGF021 Licensed Representative 4 LEUNG Wai Han AQN836 Licensed Representative 4 LEUNG Wai Man ALI075 Licensed Representative 4 LEUNG Wai Yee ALY441 Licensed Representative 4 LEUNG Wai Yee, Julia AME252 Licensed Representative 1 LEUNG Wai Yi, Connie ALO053 Licensed Representative 1, 9 LEUNG Wing Chong AJE082 Licensed Representative 4 LEUNG Wing Kam, Serena AGP893 Licensed Representative 4 LEUNG Wing Kei, Lucia AQL406 Licensed Representative 1, 4 LEUNG Yu Fung ARN685 Licensed Representative 1 LEUNG Yue Hein APK737 Licensed Representative 4, 5, 9 LEUNG Yuk Kwan AFY073 Licensed Representative 4 LEUNG Yun Wing ABQ692 Licensed Representative 1 LEVENT Orhun APR577 Licensed Representative 1, 2 LI Bing ARA103 Licensed Representative 1, 2 LI Bryan Chee Keung AQU428 Licensed Representative 1, 6 LI Fung King AGQ323 Licensed Representative 4 LI Ka Wai, Carrie ARO919 Licensed Representative 4 LI Qingyuan AQE536 Licensed Representative 1, 4, 6 LI Shen AMB208 Licensed Representative 9 LI Shu Wah ALN747 Licensed Representative 4 LI Wai Leung, Carleton AEU578 Licensed Representative 1 LI Wai Yuen ANT553 Licensed Representative 4 LI Yi AQQ241 Licensed Representative 1, 6 LI Yin Lan AGE091 Licensed Representative 4 LI Yiu Hung AGI140 Licensed Representative 4 LI Yuk Sheung, Judienna AGP468 Licensed Representative 4 LI Yuk Sim, Heidi AGO483 Licensed Representative 4 LI Ziyu AMZ320 Licensed Representative 1, 4 LIAO Ching-Yi AML639 Licensed Representative 1 LIAO Ya Tzu ALN825 Licensed Representative 1, 4 LIM Man Leung, Mitchell AAF258 Licensed Representative 9 LIN Chi Long, Danny ADD804 Licensed Representative 1, 2, 7 LIN David Ping AOT744 Licensed Representative 1, 2, 7 LIN Hong Chang APF053 Licensed Representative 1, 2, 7 LIN Lin-An AQT149 Licensed Representative 1, 4 LIN Mason ADI140 Licensed Representative 1, 2 LIN Wei Wei AQO236 Licensed Representative 1, 4, 6 LIN Yiu Keung AFY993 Licensed Representative 4 LING Chi Chuen AQQ128 Licensed Representative 1, 2, 4, 5 Page 10 of 26

11 LIST Wendy Gaye APL829 Licensed Representative 4 LITTKE Vincent Steven AQL532 Licensed Representative 1, 2 LIU Choi Wan, Jackie AGQ506 Licensed Representative 4 LIU Chun-Ming AQH046 Licensed Representative 1 LIU Kenneth Sukai AQN178 Licensed Representative 1 LIU Mun-see AMR691 Licensed Representative 1, 4 LIU Tai Yau, Alex AGO585 Licensed Representative 4 LO Kai Yiu, Anthony AAP861 Licensed Representative 1 LO Kit Ching AGO021 Licensed Representative 4 LO Kwok Man AFK166 Licensed Representative 1, 4 LO Yuen Ngan AQI515 Licensed Representative 1, 4 LO Yuk Lin, Camy AFO542 Licensed Representative 4 LOO Tarley AEK758 Licensed Representative 1, 2 LU Kai ALR029 Licensed Representative 6 LU Sze Hoo, Jacky APG178 Licensed Representative 4 LUCAS Edwin AAI491 Licensed Representative 1, 4 LUI Chung Hing ARF065 Licensed Representative 1, 4 LUI Ka Yan, Karen AQX044 Licensed Representative 4 LUI Thomas Ting Ching AJL908 Licensed Representative 1, 2 LUK Pak Lam AMS491 Licensed Representative 1, 2, 4, 9 LUK Siu Yin ADI465 Licensed Representative 1, 2 LUM Ka Leung, Henry AGC221 Licensed Representative 4 MA Chi Kuen AGP463 Licensed Representative 1 MA Jianjun APR571 Licensed Representative 1, 4, 6 MA Ka Lok ANR814 Licensed Representative 4 MA Lai Wah AFZ603 Licensed Representative 4 MA Pui Shan ADT908 Licensed Representative 4, 5 MA Sze Man AED753 Licensed Representative 1 MA Yuequn ARE935 Licensed Representative 1, 4 MAK Ka Lai ARQ750 Licensed Representative 4 MAK Kar Wai, Carol Michele ABX294 Licensed Representative 4 MAK Yan Man, Elmond AGO333 Licensed Representative 4 MANDEL Jonathan Scott AQE596 Licensed Representative 1, 6 MAU Yat Hei AOH899 Licensed Representative 1 MC KINNEY Roxana Sophia ARF461 Licensed Representative 1, 2 MCGEE Alan Craig AMJ457 Licensed Representative 1 MIAO Quan AQP758 Licensed Representative 6 MIN Jung Sun ANZ634 Licensed Representative 1 MITCHELL David C APG375 Licensed Representative 1 MOK Jeanne ACE638 Licensed Representative 1, 4 MOK Ka Sing AGO499 Licensed Representative 4 MOK Yue Pang APJ712 Licensed Representative 1, 2 NAGAI Rei ALO330 Licensed Representative 1, 2, 4, 6 Page 11 of 26

12 NARITA Satoshi APB399 Licensed Representative 1, 4 NEARY James Joseph AQE987 Licensed Representative 1 NG Chi Shing ANF149 Licensed Representative 4 NG Chun Tung AQZ711 Licensed Representative 4 NG Chung Yu AQQ567 Licensed Representative 1 NG Fo Heung AFW330 Licensed Representative 1, 4 NG Ka Lun AFP504 Licensed Representative 4 NG Ka Yan AQJ210 Licensed Representative 1, 2 NG Kwok Yan, Donny AGJ218 Licensed Representative 4, 9, 9 NG May Wah, Priscilla ABP252 Licensed Representative 1, 4 NG Pui Yan, Christine ALC954 Licensed Representative 4 NG Qun Wink Oona ANK289 Licensed Representative 4 NG Sau Ha, Christina AGI306 Licensed Representative 4 NG Siu Kai ARH598 Licensed Representative 1 NG Wing Leung, Stephen AFQ411 Licensed Representative 1, 4, 9 NG Wing Yip APW472 Licensed Representative 2 NG Yin King AGJ663 Licensed Representative 4 NG Ying Kit, Walter ADZ360 Licensed Representative 1 NGAN Kwok Tung, George ABS459 Licensed Representative 1 NGAN Yuet ARE705 Licensed Representative 4 NGO CHUI Shun Ying, Teresa AFW572 Licensed Representative 4 NORDBERG Brian Victor Edward APZ205 Licensed Representative 4, 5, 9 O Yee Wan APN839 Licensed Representative 1 OGIER Charles Marc Fabien Marie ASE026 Licensed Representative 4, 9 PAITOON Chaiyapat APP197 Licensed Representative 1, 2 PAN HongBo ARE768 Licensed Representative 1 PANG Chong Yip ANQ990 Licensed Representative 4 PANG Ho Leung AGM041 Licensed Representative 4 PARAMESWARAN Srikant ANA916 Licensed Representative 1, 2 PARK Jung Min APV994 Licensed Representative 4, 5, 9 PARK Shin Chul AGA522 Licensed Representative 1 PARK So Young AOO272 Licensed Representative 4, 9 PAVIVAN Pavina AFO374 Licensed Representative 1, 4, 9 PETERSON Garth Ronald AGP728 Licensed Representative 1 PHILIPS David Nicholas AEG899 Licensed Representative 1 PI Shirley AMI872 Licensed Representative 1, 2 POON Wing Sze AMM252 Licensed Representative 4 PRITCHARD Callum Gary AOD054 Licensed Representative 1 PUN Man Ki, Michael AHX753 Licensed Representative 4 PUN To APQ355 Licensed Representative 4 QIAN Jin AMJ798 Licensed Representative 1, 4, 6 QIU Ling AQH577 Licensed Representative 9 QU Keqin AQX840 Licensed Representative 1, 9 Page 12 of 26

13 RAJU Ahna Dewan AIB403 Licensed Representative 1, 6 RAMSEY Michael Ryan ALW391 Licensed Representative 1, 2 RATTANAVAN Andre ARR410 Licensed Representative 1 RAVULAPARTHI Sri Subramanya Ravikiran AOB902 Licensed Representative 1, 6 REN Yi AQC891 Licensed Representative 1, 4, 6 REN Zhengwei ARB770 Licensed Representative 1, 4, 6 REZNIKAS Michael I AQI811 Licensed Representative 4, 9 RIGGS John West ARO321 Licensed Representative 1, 4, 6 ROBERTS Lucy Jayne AOA548 Licensed Representative 1 ROSS Nathan Marvyn ANX821 Licensed Representative 9 SAKAMOTO Akira AAE973 Licensed Representative 2, 5 SALUJA Avneesh Singh AQS023 Licensed Representative 1 SANKOVIC Diana Elizabeth ANU222 Licensed Representative 1, 2 SANTILLI Filippo AOI871 Licensed Representative 1, 4, 9 SAWADA Hana AGK925 Licensed Representative 1, 2 SCHAFFNER Thomas ANU006 Licensed Representative 4, 9 SCHROEDER Mary Colleen AJN967 Licensed Representative 9 SEHGAL Anuj AHA901 Licensed Representative 9 SEKINE Hironori AOV158 Licensed Representative 1, 2 SEKITA Hirosumi AMF003 Licensed Representative 1, 2 SETIAWAN Maria Ansela Jennifer ARO683 Licensed Representative 1, 2, 7 SEW Kim Ching ANR030 Licensed Representative 4 SHE Hing Hon Anthony AJB236 Licensed Representative 4 SHEA Kai Ming AFR570 Licensed Representative 1, 4 SHEK Mei Ying AFV031 Licensed Representative 4 SHEK Po Wan, Winnie ADY724 Licensed Representative 1 SHI Guoyuan APQ860 Licensed Representative 1 SHIRAZI Shafaq Zehra AOM631 Licensed Representative 1, 2 SHUM Lai AMI992 Licensed Representative 4 SI Yat Ka AND199 Licensed Representative 9 SILS Anna Krumins AON944 Licensed Representative 1 SIN Chiu Ming AGO130 Licensed Representative 4 SIN Ka Wai APH423 Licensed Representative 1 SINGH Abhijit Shankar ARX012 Licensed Representative 4, 9 SINGH Kumar Digvijay APW052 Licensed Representative 1, 2, 7 SIU Ka Ying AFX175 Licensed Representative 4 SIU Man Fai ALU015 Licensed Representative 4 SO Bik Chu AFW567 Licensed Representative 4 SO Lai Yu ACG350 Licensed Representative 4 SO Siu Yin, Amy AGK277 Licensed Representative 4 SO Wai Ki AMP298 Licensed Representative 4 SOH Xuan Yong AOE814 Licensed Representative 1, 4, 9 SONG Xia ARH870 Licensed Representative 6 Page 13 of 26

14 SPEEGLE Douglas Reed ASG359 Licensed Representative 1, 4, 6 STITES William H ARH505 Licensed Representative 1, 2, 4, 5 SU Haw-Yih AOB597 Licensed Representative 4 SU Shan AOU240 Licensed Representative 1, 2, 7 SUHARTO Budi AQX963 Licensed Representative 1, 2 SULTANA Mazhar AGE092 Licensed Representative 4 SUN Kwun Tak, Thomas AIP202 Licensed Representative 1, 4, 9 SUN Wai Man ALY439 Licensed Representative 4 SUN Weshiang AQY832 Licensed Representative 9 SZE Nang Ka ARS302 Licensed Representative 4 SZETO Yim Li ADJ797 Licensed Representative 4 TAI Kam Har, Connie AGE230 Licensed Representative 4 TAI Wing Sum, Winson AOV063 Licensed Representative 1, 4, 9 TAM Mei Ling, Regine AQS597 Licensed Representative 4 TAM Sze Ki AGO477 Licensed Representative 4 TAM Yuk Ying, Mirinda AEZ484 Licensed Representative 4 TAN Pun Shing AAA187 Licensed Representative 1 TAN Yew Kiat ARM832 Licensed Representative 1 TAN Yun AIR853 Licensed Representative 1, 6 TANG Shiu Hin, Andy ARH728 Licensed Representative 1, 2 TANG Wing Keung, Alan AFP531 Licensed Representative 4 TAVEERATANASILP Nuntana AQM288 Licensed Representative 1 TENG Wai San, Amy API273 Licensed Representative 1 TEO Ching Li ANY226 Licensed Representative 1 TEO Su Phin APF509 Licensed Representative 1 THAM Choon Peng AEK397 Licensed Representative 1, 2, 7 THAPANEEYAPAN Kanyarat APP547 Licensed Representative 1 TIN Chan Kuan AMJ928 Licensed Representative 4 TJIA Ming Tze AOU634 Licensed Representative 9 TO Yi Kwan ALV233 Licensed Representative 4 TOMPKINS John G ANK430 Licensed Representative 4, 5, 9 TONG Ching Man AFK976 Licensed Representative 4 TONG Daphne Wai Yan ARM295 Licensed Representative 1 TONG Sze Wan APR570 Licensed Representative 1, 2, 7 TRINIDAD Jose Edser Diaz AOX471 Licensed Representative 4 TRIVEDI Gautam Yogendra ADP124 Licensed Representative 1 TRUNZO David Anthony ARD239 Licensed Representative 4, 9 TSAI Hin Man, Daniel ANJ771 Licensed Representative 1, 4, 6 TSAI Kai-lun APV172 Licensed Representative 1, 4 TSANG Kar Yin AGO497 Licensed Representative 4 TSANG Kim Fai Louie AQQ917 Licensed Representative 1 TSANG Kwai Yee, Alice ADK285 Licensed Representative 1, 2 TSANG Pui Shan, Fiona AQM087 Licensed Representative 1 Page 14 of 26

15 TSANG Tak Ming, Patrick AML447 Licensed Representative 4 TSANG Wai Ling ADA643 Licensed Representative 1 TSE Cyrus Kin Man ALF552 Licensed Representative 4 TSE Hoi Ming AOT986 Licensed Representative 1 TSE Sze Man AKS678 Licensed Representative 1, 4 TSE Tak Mong, Irvin AMP305 Licensed Representative 4 TSE Tung Leung, Tony ARG411 Licensed Representative 1 TSENG Hung Yan, Bruce APB733 Licensed Representative 1, 4 TSIM Hon Keung APW801 Licensed Representative 4 TSOI Ching Pon AFQ938 Licensed Representative 4 TSUI Siu Man, Jennifer AGQ058 Licensed Representative 4 TSUI Susanne Cherie ALK810 Licensed Representative 1 TU Michel ARL055 Licensed Representative 1, 2, 4, 5 WAKASUGI Harumi ANW194 Licensed Representative 1 WAN Yiu Kei ARW275 Licensed Representative 4 WANG Chia-Sung AMR971 Licensed Representative 1 WANG Deyong AON541 Licensed Representative 4 WANG Fang ANR635 Licensed Representative 4 WANG Ke AOC997 Licensed Representative 1 WANG Kenneth K APS885 Licensed Representative 1, 4 WANG Qian APQ348 Licensed Representative 1, 4 WANG Qian APV519 Licensed Representative 1, 6 WANG Qun AQZ725 Licensed Representative 1, 2 WANG Stacey Ling AMR975 Licensed Representative 1 WANG Yi-Hsien AQP690 Licensed Representative 9 WANG Yue APL764 Licensed Representative 1 WATANABE Yoshiko AON848 Licensed Representative 4, 9 WHELAN Cynthia Alicia ANJ393 Licensed Representative 1, 6 WILSON Neale Christopher AJB740 Licensed Representative 1 WIMMER Oliver AMM352 Licensed Representative 4, 6, 9 WONG Albert Ka Wah AEK108 Licensed Representative 9 WONG Anson Gong Wah AJO196 Licensed Representative 1, 2 WONG Chak Nam AJD357 Licensed Representative 4, 9 WONG Chi Tai AKX258 Licensed Representative 1, 2, 2 WONG Ching Yu ALZ702 Licensed Representative 4 WONG Chit Wong AOH896 Licensed Representative 4 WONG Chiu Kwong, Danny AFS232 Licensed Representative 4 WONG Chun Mui AFW565 Licensed Representative 4 WONG Chung Po ALY152 Licensed Representative 4 WONG Dick Hong APR439 Licensed Representative 4 WONG Ka Ku, Frankie AGN692 Licensed Representative 1, 7 WONG Ka Po, Margaret AJN357 Licensed Representative 1, 4 WONG Ka Yee AFP344 Licensed Representative 4 Page 15 of 26

16 WONG Kar Yeuk, Vancci ADH088 Licensed Representative 1, 4 WONG Kiu Yau AFY408 Licensed Representative 4 WONG Kwai Wing ACN803 Licensed Representative 3 WONG Kwok Hung AEY470 Licensed Representative 4 WONG Kwok Ming AGK295 Licensed Representative 4 WONG Kwok Wai AAK068 Licensed Representative 1 WONG Lai Ming, Rebecca AFO789 Licensed Representative 4 WONG Man Ching ALS370 Licensed Representative 4 WONG Man Ho AMB220 Licensed Representative 4 WONG Man Hon, Aero AQQ428 Licensed Representative 4 WONG Man Yee AMQ485 Licensed Representative 4 WONG Patrick Chiu Yin ARP713 Licensed Representative 9 WONG Pik Chun, Sally AOH361 Licensed Representative 4 WONG Pik Tin ARN780 Licensed Representative 4 WONG Ping Hong ARB951 Licensed Representative 1, 2 WONG Sai Man AGN857 Licensed Representative 4 WONG Sau King, Maranda AFY076 Licensed Representative 4 WONG Sau Ting ALN593 Licensed Representative 4 WONG Shuk Ling, Cecilia AOG901 Licensed Representative 4, 5, 9 WONG Sin Ping AAK808 Licensed Representative 1, 4, 6, 9 WONG Sing, Erica AFQ258 Licensed Representative 4 WONG Suet Ting, Dorothy ANL828 Licensed Representative 4 WONG Suk Fan AGO459 Licensed Representative 4 WONG Tsz Kwan, Linda ASU389 Licensed Representative 4, 6, 9 WONG Wai Ching AFQ267 Licensed Representative 4 WONG William Koon Wei AOR555 Licensed Representative 1, 2 WONG Yee Ling AOL238 Licensed Representative 4 WONG Yuen Yee AFY095 Licensed Representative 4 WONG Yuk Ming ARH217 Licensed Representative 1 WOO William AHA593 Licensed Representative 1, 4, 6 WU Arthur AAM302 Licensed Representative 1, 2, 2 WU Hai-Fen APC275 Licensed Representative 1, 4 WU Hung-Hsia AQN089 Licensed Representative 1, 4 WU Jueh Ming AQD703 Licensed Representative 6 WU Liao-Chuan ARL233 Licensed Representative 1, 2 WU Yu-Liang AQA461 Licensed Representative 9 WU Zhigang AHK042 Licensed Representative 1, 7 WUN Kwok Leung, Travis ALZ967 Licensed Representative 4 XI Xiaojie AQM286 Licensed Representative 1, 4, 6 XIE Rianna Yanhui AQQ581 Licensed Representative 1, 6 XIONG Hui AQV261 Licensed Representative 1, 4, 6 XU Jinlong ART863 Licensed Representative 1 XU Ping AQP760 Licensed Representative 6 Page 16 of 26

17 XU Xu AOF929 Licensed Representative 1, 4, 6 YAN Kwok Wai, Lemuel AFN407 Licensed Representative 4 YAN Samuel C AEH944 Licensed Representative 9 YAN Sheng ACO536 Licensed Representative 1 YANG Hyun Ju APL173 Licensed Representative 1, 9 YANG Tsung Shan AOS083 Licensed Representative 1, 2 YANG Weizi AOV058 Licensed Representative 1, 4, 6 YANG Yun-Chen AQK248 Licensed Representative 1, 2 YANG Yuying AJG538 Licensed Representative 6 YAO Lei ALI477 Licensed Representative 6 YAP Brendan Wei Chung ASZ560 Licensed Representative 9 YAP Chin Yee AFR721 Licensed Representative 1 YAU Man AGL643 Licensed Representative 4 YAU Yuck Pang, Daniel AKJ242 Licensed Representative 1 YAU Yuk Yan AJO365 Licensed Representative 4 YEE Ho Kei ARH742 Licensed Representative 1 YEO Francesca Kuang Yieh ARA118 Licensed Representative 1, 4 YEOW Allen Yi-Pin ANR854 Licensed Representative 1, 2, 4, 5 YEUNG Hon Sang AMI783 Licensed Representative 4 YEUNG Lung Pong, Desmond ANH704 Licensed Representative 4 YEUNG Mei Fong, Emmie ABA016 Licensed Representative 9 YEUNG Miu Chee, Michelle AFZ017 Licensed Representative 4 YEUNG Nim Shuk, Yolanda ACR467 Licensed Representative 9 YEUNG Ping Sau AGC203 Licensed Representative 4 YEUNG Siu Au, Jenny AMX090 Licensed Representative 4 YEUNG Tsang Keung ACA708 Licensed Representative 1, 4 YEUNG Wai Lam, Daisy AMI988 Licensed Representative 4 YEUNG Yu Fai AGM912 Licensed Representative 4 YEUNG Yui Tim ASW938 Licensed Representative 4 YIP Shun Fu, Henry AEI069 Licensed Representative 1 YIP Wai Fai AGM901 Licensed Representative 4 YIP Wing Man APJ193 Licensed Representative 1 YODA Aki AMH137 Licensed Representative 1, 2 YOSHIDA Yuko ANQ656 Licensed Representative 1, 2 YU Chenjie AQA798 Licensed Representative 9 YU Chiung-yin ARQ097 Licensed Representative 1 YU Chu Yin, Priscilla AFO808 Licensed Representative 4 YU Lai Wah AGL943 Licensed Representative 4 YU Tin Yau, Elvin AGK719 Licensed Representative 1, 4, 9 YU Yau Man AFY088 Licensed Representative 4 YU Zhibo AQQ367 Licensed Representative 1 YUE Wai Fong AGI126 Licensed Representative 4 YUEN Chi Bun AOQ603 Licensed Representative 1, 4 Page 17 of 26

18 YUEN Hon Ming, Edwin ABY523 Licensed Representative 6 YUEN Kin Ming AGJ879 Licensed Representative 1, 4 YUN Cheuk Ting Sara ANU766 Licensed Representative 1, 2 YUNG Leung Wai AKP613 Licensed Representative 1, 4 YUNG So Chu, Sally AGE910 Licensed Representative 4 ZEE Tom AAE028 Licensed Representative 1 ZHAN Tao AQZ719 Licensed Representative 1, 2 ZHANG Lei APO132 Licensed Representative 4 ZHANG Liang ARI942 Licensed Representative 1, 4 ZHANG Meng AOB546 Licensed Representative 1 ZHANG Xi APR880 Licensed Representative 1, 2, 7 ZHAO Jie AOV917 Licensed Representative 1 ZHAO Yuhong AGO215 Licensed Representative 1, 4, 6 ZHENG Weida ARI971 Licensed Representative 1, 2, 3 ZHI Xiaojia APQ494 Licensed Representative 4 ZHOU Weiguo APO574 Licensed Representative 1, 4, 6 ZHU Hong AQZ556 Licensed Representative 1, 4 ZHU Hongyu ANX955 Licensed Representative 1, 4 ZHU Zhiwei, Benjamin AOQ786 Licensed Representative 1, 4 APPS Victor Stanley AAW794 Licensed Representative - Responsible Officer 4, 9 AU Mo Cheung, Alex AAF576 Licensed Representative - Responsible Officer 9 BELLINGHAM David Andrew AOJ248 Licensed Representative - Responsible Officer 4 CHAN Ka Fai, Stephen AOS673 Licensed Representative - Responsible Officer 1, 4, 9 CHANG Wei-Kang AQJ178 Licensed Representative - Responsible Officer 1, 4 CHEUNG Wing Fai AMI616 Licensed Representative - Responsible Officer 4, 9 CHIANG Wei-Yuan AQQ103 Licensed Representative - Responsible Officer 1, 2 CHIU Siu Po, Steve AAJ831 Licensed Representative - Responsible Officer 1, 4 CHUA Sue Wan ALP640 Licensed Representative - Responsible Officer 4, 9 CHUNG Chul AHM499 Licensed Representative - Responsible Officer 1, 2, 5 CO Gary Kai ALS770 Licensed Representative - Responsible Officer 3 FOO Tzi Chun, Wallace ADC298 Licensed Representative - Responsible Officer 1, 4, 6 FUJIKAWA Susumu ACO785 Licensed Representative - Responsible Officer 4, 9 GOUDIE Christopher James ARG199 Licensed Representative - Responsible Officer 4, 5, 9 GUHA ROY Tathagata ALN138 Licensed Representative - Responsible Officer 9 HALE Evan Arthur AON298 Licensed Representative - Responsible Officer 1, 4, 9 HO Ka Wai AJK540 Licensed Representative - Responsible Officer 1 HU Bingxing AQG564 Licensed Representative - Responsible Officer 1, 4, 9 HU Ka Lam AEP558 Licensed Representative - Responsible Officer 1, 4, 9 HUNG Hing On ACR693 Licensed Representative - Responsible Officer 1, 4, 9 KIRCHNER Bjorn Herbert Lutz AQD718 Licensed Representative - Responsible Officer 4 KRISHNA Jaideep ANW507 Licensed Representative - Responsible Officer 1, 2, 4 KWOK Hoi Ming AOY340 Licensed Representative - Responsible Officer 3 LANOWAY Shane Michael AQA801 Licensed Representative - Responsible Officer 1, 2, 5 Page 18 of 26

19 LEE Yuk Chee, Thomas AEI544 Licensed Representative - Responsible Officer 9 LI Wai Hong, Thomas ANY416 Licensed Representative - Responsible Officer 9 LIN Fu-Yuan AQL057 Licensed Representative - Responsible Officer 9 LO Wun Man AAC498 Licensed Representative - Responsible Officer 1 LOH James Sinn Yuk AHV039 Licensed Representative - Responsible Officer 9 LOK Lawrence Yuen Ming ACA757 Licensed Representative - Responsible Officer 6 MARCHAL Joseph Hamilton AMN911 Licensed Representative - Responsible Officer 1, 4, 7 MC SWEEN Robert Douglas AQE686 Licensed Representative - Responsible Officer 9 MCISAAC Stephen Graeme AKS929 Licensed Representative - Responsible Officer 4 MIAO Jianmin AES745 Licensed Representative - Responsible Officer 9 PEARCE John Barrington AOU600 Licensed Representative - Responsible Officer 4, 5, 9 RANA Aditya ABY349 Licensed Representative - Responsible Officer 1 RHEE Jung Ho ARN043 Licensed Representative - Responsible Officer 4 SHAH Raaj J AOI820 Licensed Representative - Responsible Officer 9 TAN Yew Boon AFS647 Licensed Representative - Responsible Officer 9 TRIGGIANI Paul Leonard AQE685 Licensed Representative - Responsible Officer 9 WEI Hon Chuen, Eric AAK683 Licensed Representative - Responsible Officer 4, 9 WINKLER Christopher Todd AQA021 Licensed Representative - Responsible Officer 9 YEUNG Nim Shuk, Yolanda ACR467 Licensed Representative - Responsible Officer 4 YIAN Chui Wah, Lethe ACT312 Licensed Representative - Responsible Officer 9 SU Wei-chia ALN246 Licensed Representative - Responsible Officer (Provisional Licence) 1 GORGES Richard Howard AAA820 Licensed Representative (Deemed Licence) 1, 2, 4, 6, 9 ACTON Mark David ASX749 Licensed Representative (Provisional Licence) 1 AGGARWAL Sandeep ASY696 Licensed Representative (Provisional Licence) 1, 2 AGRAWAL Vineet ASW834 Licensed Representative (Provisional Licence) 1 ALLEY Stephen Henry ARD627 Licensed Representative (Provisional Licence) 1, 2 ANDREWS Oliver William ARQ928 Licensed Representative (Provisional Licence) 1 APTER Gavin ASY523 Licensed Representative (Provisional Licence) 1, 2 AU-YEUNG Sin Kwan ASW469 Licensed Representative (Provisional Licence) 4 AZUMA Yoshihiro APL620 Licensed Representative (Provisional Licence) 1 BARDONG Shawn Patrick ASW725 Licensed Representative (Provisional Licence) 1, 2, 7 BEJCZY Tibor Karel ASY872 Licensed Representative (Provisional Licence) 1, 2 BRUNTON Alexander John ASW612 Licensed Representative (Provisional Licence) 1 BULLOCK Myles Stuart ASY851 Licensed Representative (Provisional Licence) 1, 2 CAMERON James Griswold ASY525 Licensed Representative (Provisional Licence) 4, 9 CANNAMELA Cyril AQS214 Licensed Representative (Provisional Licence) 1, 2 CAPECCI Neal Mario ASQ015 Licensed Representative (Provisional Licence) 4, 5, 9 CHAN Benjamin Yu-ki ALW648 Licensed Representative (Provisional Licence) 9 CHAN Cheung Kam ASZ085 Licensed Representative (Provisional Licence) 1 CHAN Ka Wai, Eric ASZ583 Licensed Representative (Provisional Licence) 1, 2 CHAN King On, Dennis ADA743 Licensed Representative (Provisional Licence) 4, 6, 9 CHAN Man, Anna AKY988 Licensed Representative (Provisional Licence) 1 CHAN Pui Sze, Cat APQ282 Licensed Representative (Provisional Licence) 1 Page 19 of 26

20 CHAN Shing ASY868 Licensed Representative (Provisional Licence) 1 CHAN Wai Ting ASZ352 Licensed Representative (Provisional Licence) 4 CHAN Wing Ting ANR137 Licensed Representative (Provisional Licence) 2 CHAN Yuen Chi, Greta ASX471 Licensed Representative (Provisional Licence) 1 CHANG Ioi Tim ADZ296 Licensed Representative (Provisional Licence) 1 CHARDTUMRONG Taveephol ASZ108 Licensed Representative (Provisional Licence) 1, 6 CHAU Aria ATB742 Licensed Representative (Provisional Licence) 4 CHEN Hao ATB830 Licensed Representative (Provisional Licence) 1 CHEN Li-Fong AOX090 Licensed Representative (Provisional Licence) 4 CHEN SHUN-PIN ARP291 Licensed Representative (Provisional Licence) 1 CHEN Yang Wen ARX090 Licensed Representative (Provisional Licence) 1, 4 CHENG Mee Mee, Lina ASY524 Licensed Representative (Provisional Licence) 1 CHESNEY Steven Kent ATB731 Licensed Representative (Provisional Licence) 4 CHEUNG Ching Leung, David AFY173 Licensed Representative (Provisional Licence) 9 CHEUNG Kay, Kenneth ASY399 Licensed Representative (Provisional Licence) 1 CHEUNG Tak Yin ASZ118 Licensed Representative (Provisional Licence) 1 CHEUNG Tsz Bun, Edwin ASX478 Licensed Representative (Provisional Licence) 1 CHILLINGTON Timothy John ATB862 Licensed Representative (Provisional Licence) 1, 7 CHOI Ho Yi, Phyllis AHZ637 Licensed Representative (Provisional Licence) 1, 6 CHOI Hon Man AGO786 Licensed Representative (Provisional Licence) 3 CHOW Douglas Ding-Kay AJL423 Licensed Representative (Provisional Licence) 4, 5, 9 CHOW Jerry Ho Tong ATB744 Licensed Representative (Provisional Licence) 4 CHOW Siu Kei ASX466 Licensed Representative (Provisional Licence) 4 CHU Derek Chek Bong ASX472 Licensed Representative (Provisional Licence) 1, 6 CHUA Jianye ASY663 Licensed Representative (Provisional Licence) 1, 2 CORBETT William Andrew AEM938 Licensed Representative (Provisional Licence) 4 COTTIS Graham Stuart ATB932 Licensed Representative (Provisional Licence) 1, 2 DHANUKA Sunaina Vijaykumar ASZ374 Licensed Representative (Provisional Licence) 4 DONOVAN Nicholas Alexander ASZ247 Licensed Representative (Provisional Licence) 1, 2 DONOVAN Paul ATB735 Licensed Representative (Provisional Licence) 4 EARY Richard James AEK574 Licensed Representative (Provisional Licence) 4 EELMAN Robert Garrett AQA091 Licensed Representative (Provisional Licence) 1 EL HABEL Fawaz ASU174 Licensed Representative (Provisional Licence) 4, 9 ELLIOTT Graham ASP172 Licensed Representative (Provisional Licence) 1, 2 FAN Chun Kong ASX709 Licensed Representative (Provisional Licence) 1, 2 FAROOQI Mohamed Adnan ASW886 Licensed Representative (Provisional Licence) 1 FAURE Emmanuel Dominique Martial G. AFC367 Licensed Representative (Provisional Licence) 2, 5 FELDMAN Robert Alan ALN023 Licensed Representative (Provisional Licence) 1 FELEDY Zoltan ASX909 Licensed Representative (Provisional Licence) 4, 5, 9 FENG Xinyi ASW789 Licensed Representative (Provisional Licence) 1, 6 FOK Do Ming, Gary ASX198 Licensed Representative (Provisional Licence) 1 GAO Lu ATB718 Licensed Representative (Provisional Licence) 1, 9 GATAWA Evelyn ATB565 Licensed Representative (Provisional Licence) 1, 6 Page 20 of 26

21 GIAN Jia Ying ASS704 Licensed Representative (Provisional Licence) 1, 2 GO Robrina ASZ683 Licensed Representative (Provisional Licence) 1 GORO Harunobu ALV033 Licensed Representative (Provisional Licence) 1 GOTO Hiroyuki ASU203 Licensed Representative (Provisional Licence) 1, 4 GREGORY Paul Martin AFE041 Licensed Representative (Provisional Licence) 4, 9 HARRINGTON Stephen John William ASZ209 Licensed Representative (Provisional Licence) 1 HAUPTFUHRER Catherine Jean AST686 Licensed Representative (Provisional Licence) 1, 2 HENNING Edmund Anthony Biddulph ASY194 Licensed Representative (Provisional Licence) 4 HIRAKATA Noriaki ANM926 Licensed Representative (Provisional Licence) 1 HO Alicia Yuen Yee ASZ669 Licensed Representative (Provisional Licence) 1, 2 HO Chun Pong ACB666 Licensed Representative (Provisional Licence) 1, 4 HO Ka Wai, Gary ASZ587 Licensed Representative (Provisional Licence) 1 HO Kwun Ting ASZ431 Licensed Representative (Provisional Licence) 1 HO Wai Lun ASZ191 Licensed Representative (Provisional Licence) 1, 2 HO Wai Yip, Philip AST027 Licensed Representative (Provisional Licence) 1, 4 HO Wing Shan AED583 Licensed Representative (Provisional Licence) 1, 4 HO Yan Wa, Stella ASZ135 Licensed Representative (Provisional Licence) 1 HONG Jiang ASY502 Licensed Representative (Provisional Licence) 2 HOSHINO Masahide ASW934 Licensed Representative (Provisional Licence) 1, 4, 6 HOWIE Lynden Karl ASY375 Licensed Representative (Provisional Licence) 1 HSU Chia-Ling ASY527 Licensed Representative (Provisional Licence) 1, 4 HU Junbo ASY400 Licensed Representative (Provisional Licence) 1, 4 HUANG Qin ASP249 Licensed Representative (Provisional Licence) 6 HUANG Xiaoye ASX468 Licensed Representative (Provisional Licence) 4 HUI Wan Yee AEX961 Licensed Representative (Provisional Licence) 4 HUNG Cheung Fung ART552 Licensed Representative (Provisional Licence) 1 INAMDAR Tabassum Abdulla ATB728 Licensed Representative (Provisional Licence) 4 IRVINE Peter Stuart ASY380 Licensed Representative (Provisional Licence) 1 JACKSON Andrew Michael ASP173 Licensed Representative (Provisional Licence) 1, 4 JENKINS Jonathan James Broderick ASX750 Licensed Representative (Provisional Licence) 1 JI Yanbin ASY386 Licensed Representative (Provisional Licence) 1 JOHNSTON Nicholas Ross AST187 Licensed Representative (Provisional Licence) 4 KAN Tat Yan ATB858 Licensed Representative (Provisional Licence) 1, 4 KANEVSKY Eugene ASY848 Licensed Representative (Provisional Licence) 1 KASTEN Olaf AGG322 Licensed Representative (Provisional Licence) 1, 2 KAUFMAN Arnaud, Henri, David ASZ092 Licensed Representative (Provisional Licence) 1, 2, 7 KIM Young Jin ASW547 Licensed Representative (Provisional Licence) 4 KIM Young Kyong ARI670 Licensed Representative (Provisional Licence) 1, 4, 6 KO Tak Keung ABY462 Licensed Representative (Provisional Licence) 1 KONDO Yukimi AMU377 Licensed Representative (Provisional Licence) 1 KOO Wai Ki, Vicky AGL938 Licensed Representative (Provisional Licence) 1, 4, 9 KUECH Andrew Robert ASZ093 Licensed Representative (Provisional Licence) 1, 2 KUNG Chin Pang ATB596 Licensed Representative (Provisional Licence) 1, 2 Page 21 of 26