CE Name CE No. Licence Type Types of Regulated Activity. Wakestar Advisors Limited AVW361 Licensed Corporation 9

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1 Owl Creek Hong Kong Limited AWS975 Licensed Corporation 9 Wakestar Advisors Limited AVW361 Licensed Corporation 9 AGGARWAL Sahil BGS907 Licensed Representative 1, 2 AGRAWAL Anurag BHN025 Licensed Representative 1, 2 AITCHISON James David AOJ152 Licensed Representative 2 ALLEN Anthony Douglas APX071 Licensed Representative 1, 2 ANDERL Maximilian BGD222 Licensed Representative 1, 4 ANDERSSON Carl Christer BFI902 Licensed Representative 9 ANWAR Gohir Naseem ATY467 Licensed Representative 1 AU Sze Dat, Karic AAG277 Licensed Representative 1, 2, 4, 5 AU Wai Hay Ambrose BIZ164 Licensed Representative 2, 5 AU Wai Hei Billy BGE383 Licensed Representative 1, 2 AWANOHARA Naoko AWE541 Licensed Representative 1 BECERRA Enrique AOR990 Licensed Representative 1, 4, 6 BEER Michael Thomas AVT508 Licensed Representative 4 BLOOM Nicholas Roy ART997 Licensed Representative 9 BOB Hang Wai BJB655 Licensed Representative 1 BUSTAMANTE Thaddeus Raymund Bryan Lontoc AXD242 Licensed Representative 1 BUT YUN MING AWN208 Licensed Representative 1 CAO Chongnan BDC135 Licensed Representative 1, 6 CHAE Seung Il BHJ802 Licensed Representative 2, 5 CHAM Ting Yu, Renee BDW701 Licensed Representative 1 CHAN Aif BHQ300 Licensed Representative 1 CHAN Belle AFV087 Licensed Representative 1, 2, 4 CHAN Chi Fan Eliza AEU531 Licensed Representative 1 CHAN Fong Hei AMH038 Licensed Representative 1 CHAN Gee Yan, Dominic ANR619 Licensed Representative 1, 2 CHAN Hon Fai BEC879 Licensed Representative 9 CHAN Ka Wai BAV210 Licensed Representative 1 CHAN Ka Yan, Vanica AMI757 Licensed Representative 1 CHAN Kam On Joe BIN074 Licensed Representative 1, 4 CHAN Kong Wai BBK316 Licensed Representative 1 CHAN Lam AEK192 Licensed Representative 1 CHAN Matthew BFG309 Licensed Representative 9 CHAN Mei Yee BEE573 Licensed Representative 1 CHAN Siu Chung BHM288 Licensed Representative 1 CHAN Suk Ngai, Tiffany AQB021 Licensed Representative 1, 2 CHAN Tsang AOR054 Licensed Representative 4, 9 CHAN Tsui Wa BGN070 Licensed Representative 1 CHAN Wai Man BFH414 Licensed Representative 1, 2 CHAN Zhen Wei BGH259 Licensed Representative 1, 4, 6 CHANG Jung-Jung AVL146 Licensed Representative 4, 9 CHANG Lei BGO327 Licensed Representative 1, 4 Page 1 of 25

2 CHEN Guowen AZA682 Licensed Representative 4, 9 CHEN Jun ASN928 Licensed Representative 1 CHEN Qiao BHG091 Licensed Representative 1, 4, 9 CHEN Siyang BFX649 Licensed Representative 1 CHEN Tiffany Po Hsuan BDB928 Licensed Representative 4 CHEN Yongqi Dawn BFC259 Licensed Representative 2 CHEN Zihao BDD037 Licensed Representative 1, 4, 9 CHENG Charles Chun Yin BAA428 Licensed Representative 1, 4 CHENG Man Kit, Drason ACK039 Licensed Representative 3 CHENG Mee Mee, Lina ASY524 Licensed Representative 1, 2 CHENG Yi-Feng AMS323 Licensed Representative 1, 4 CHEUNG Kam Hung BBW676 Licensed Representative 2 CHEUNG Kwan Yin, Bruce AQR709 Licensed Representative 1, 2 CHEUNG Ngai Tat BBH785 Licensed Representative 1, 2 CHEUNG Pui Fan Fanny BEV313 Licensed Representative 1 CHEUNG Wai Kit, Andrew AFR469 Licensed Representative 1, 9 CHEUNG Wing Mong BFH421 Licensed Representative 1, 4, 9 CHIK Wai Kuen BHP309 Licensed Representative 1, 4 CHIO Kai Chong BHY008 Licensed Representative 1, 4 CHIU Robert Peter BAP995 Licensed Representative 1, 9 CHO Kelvin Shing Wai ADV325 Licensed Representative 1, 2 CHOI Wing Kin, Ricky AJD753 Licensed Representative 1, 2, 3 CHOU Hiu Lam BDW705 Licensed Representative 1, 4, 6 CHOW Chi Yee Gee APW072 Licensed Representative 1 CHOY Long Yin AXA362 Licensed Representative 1, 2 CHOY Lun Chak, Jonathan AFJ003 Licensed Representative 1 CHUI Chung Kwan AMS262 Licensed Representative 3 CHUI Shiu Tong APB386 Licensed Representative 1, 2, 3 CHUI Shuk Man BEX795 Licensed Representative 1, 4 CHUI Wai Yeung BGU675 Licensed Representative 4, 9 CHUNG Chi Kit AAA648 Licensed Representative 1 COTTRELL Kevin John BIG266 Licensed Representative 9 CREED Richard Philip BHW997 Licensed Representative 10 CREEDON Tom APL757 Licensed Representative 1, 7 DALGETY Matthew Hilton AOE813 Licensed Representative 4, 9 DE GUZMAN Manolo Michael AEW404 Licensed Representative 1, 6 DEMURA Taizo ALS665 Licensed Representative 1 DESAI Hital Prakash ARL105 Licensed Representative 1, 4, 6 DHOTHAR Gursant Singh BAS705 Licensed Representative 1, 2, 9 DU Yi AQT269 Licensed Representative 4, 6, 9 DUNGER Matthew John BFF148 Licensed Representative 1 EDWARDS Deborah P. BCM809 Licensed Representative 1, 2 EDWARDS Matthew Scott BCN449 Licensed Representative 9 Page 2 of 25

3 ESCANO Lorenzo Lim BAZ778 Licensed Representative 2 FAN Hongtao BHO375 Licensed Representative 6 FENG Zhichao BEL741 Licensed Representative 1 FERNS Stewart Kenneth AQP587 Licensed Representative 9 FOK Glenn ABN513 Licensed Representative 6 FOK Ka Lei BHT628 Licensed Representative 4, 9 FONG Tin Wa BIJ693 Licensed Representative 1 FRASIER Hamilton Reid AQJ467 Licensed Representative 9 FU Wing Shing ADI908 Licensed Representative 1, 2 FUJII Ken ABM992 Licensed Representative 1, 2 GAN Zhonghui BDA494 Licensed Representative 1, 4, 6 GAO Zheng AZD599 Licensed Representative 1, 4 GE Yang BHK745 Licensed Representative 1, 2 GHOSH Rohan BFR413 Licensed Representative 1, 2 GOGATE Amol Subhash AVM421 Licensed Representative 9 GONG Li BHW524 Licensed Representative 1 GOULD Samantha Agnes BEW412 Licensed Representative 1, 4 GU Yi BDH254 Licensed Representative 1, 2 HADDAR Leila AVA401 Licensed Representative 1 HASSALL Nicholas Owen ADS279 Licensed Representative 6 HE Guilin BID600 Licensed Representative 4, 9 HE Min AZK772 Licensed Representative 1, 4, 6 HO Sherry BHM104 Licensed Representative 1, 2, 4 HO Bing AJF016 Licensed Representative 1 HO Daniel King Wah AFY753 Licensed Representative 9 HO Ka Yau AMP551 Licensed Representative 4, 9 HO Keith Jarn Sheung BHH391 Licensed Representative 2 HO Kui Lee ALQ891 Licensed Representative 1 HO Sherry Rubie BFZ505 Licensed Representative 1, 2, 9 HO Yui Kin, Michael ABQ517 Licensed Representative 1 HONJO Shunta BFJ320 Licensed Representative 1, 4, 6 HSU Shirley Sui-Wei AHF797 Licensed Representative 4, 9 HU Jizhong ANR570 Licensed Representative 4 HU Yali ASZ580 Licensed Representative 4 HUANG Bingjie AQO380 Licensed Representative 1 HUANG Chi Chen AWL536 Licensed Representative 1, 4 HUANG Jun BEX412 Licensed Representative 1, 4, 6 HUANG Kecheng BGQ353 Licensed Representative 1 HUANG Sheng Han ARV058 Licensed Representative 9 HUANG Wenjun AUT504 Licensed Representative 10 HUI Chung Him BHC913 Licensed Representative 4, 9 HUI Ka Leung Maxwell BGE890 Licensed Representative 1, 2, 4, 5, 9 HUI Wai Ming AAC688 Licensed Representative 1 Page 3 of 25

4 HUNG Ching Po ACL615 Licensed Representative 3 HUNG Hon Pan AZE524 Licensed Representative 1, 2 IP Jeremy Gar Yin AFC747 Licensed Representative 1, 2, 9 IWAMA Koichi BFD846 Licensed Representative 4 JAIPURIAR Priyesh BDY980 Licensed Representative 1, 2 JIANG Fan BFY436 Licensed Representative 1 JIANG Junchen BEZ802 Licensed Representative 4, 9 KAN Pui Lai AQQ471 Licensed Representative 1 KIM Changbum BHV134 Licensed Representative 1, 4, 6 KIM Seo Yun BBS600 Licensed Representative 9 KIM Suni BEL745 Licensed Representative 4, 9 KLIBANER Michael Jay BFM358 Licensed Representative 1, 4, 9 KONG Quinton BFZ516 Licensed Representative 6 KUO Wai Wing, Doris BHB802 Licensed Representative 1, 4 KWOK Tai Yau AAB090 Licensed Representative 1 KWONG Kam Wing AAA154 Licensed Representative 1 LAI Wing Yi AED789 Licensed Representative 1 LAM Chak Shing BDU550 Licensed Representative 1, 4 LAM Chi Yin, Yvonne AEC034 Licensed Representative 1 LAM Chung Wai, Christopher BFM369 Licensed Representative 4, 9 LAM Lam BHD555 Licensed Representative 1, 4 LAU Chi Yue, Tony BIT150 Licensed Representative 1, 6 LAU Cho Yiu ATN343 Licensed Representative 1, 2 LAU Jean Mei Rachel BBP437 Licensed Representative 9 LAU Ka Ki BIX988 Licensed Representative 4, 9 LAU Kin Lam AWC628 Licensed Representative 1, 3 LAU WING CHUNG BJC513 Licensed Representative 1, 4 LAW Andrew Corbet ACX031 Licensed Representative 1 LAW Bun BHN962 Licensed Representative 1, 2, 4 LAW Chung Hang, Albert AEI015 Licensed Representative 1, 4, 9 LAW Fai Hop AAG182 Licensed Representative 1 LAW Hiu Ying AVY395 Licensed Representative 1, 4 LAW Kin Wah, Kenneth ANY057 Licensed Representative 4, 9 LAW Kwok Yan BGV486 Licensed Representative 1 LAW Mei Ki BIZ039 Licensed Representative 1 LAW Siu Chu AEN843 Licensed Representative 1 LE Xue ARM838 Licensed Representative 4, 9 LEE Hay Chun ABM596 Licensed Representative 1 LEE Joonghoon BAA075 Licensed Representative 1, 2 LEE Kwok Wing ACB916 Licensed Representative 1, 2, 4 LEE Nim Chi BIS765 Licensed Representative 1 LEE Ricky Kam Lung AZY044 Licensed Representative 1, 2 LEE Sau Lan AAF343 Licensed Representative 1 Page 4 of 25

5 LEE Shi Hyun BFT723 Licensed Representative 1, 6 LEE Soon Hwa APB791 Licensed Representative 1, 2 LEE Wangsung BDB889 Licensed Representative 1, 4 LEE Yu Hin BCO728 Licensed Representative 1 LEUNG Chin Chung BGT775 Licensed Representative 1 LEUNG Chung Yin, Geoffrey AZW253 Licensed Representative 4, 6 LEUNG Ka Ho AZB719 Licensed Representative 1 LEUNG Ka Wai BEV316 Licensed Representative 1 LEUNG Kai Chung AVS361 Licensed Representative 1 LEUNG Kar Lak BBF229 Licensed Representative 1, 2 LI Ching Yau AVM352 Licensed Representative 1 LI Lian ARV886 Licensed Representative 4, 9 LI Mang BFD584 Licensed Representative 1, 4, 9 LI Mei Hing ALP487 Licensed Representative 1 LI Suyu BGH891 Licensed Representative 4 LI Wenzheng BIC793 Licensed Representative 9 LI Wing Hung BFJ990 Licensed Representative 1, 2 LI Wing Lau ABW334 Licensed Representative 1 LIANG Yue BBW931 Licensed Representative 1, 6 LIAO Yunpeng BIR872 Licensed Representative 4, 9 LICHEN Yingwen BFE812 Licensed Representative 1 LII Jerry BEX451 Licensed Representative 1, 2, 9 LIM Soon Teong AXG766 Licensed Representative 4, 9 LIN Meihua BFX863 Licensed Representative 1, 4, 9 LIU Fujia BFW805 Licensed Representative 1, 4 LIU Hanchen BIO421 Licensed Representative 6 LIU Hsing Wei ADW849 Licensed Representative 4 LIU Xiaolong BHF617 Licensed Representative 1 LIU Xinming AVN003 Licensed Representative 1, 2 LIU Yiwei BGB396 Licensed Representative 1, 9 LO Chun Pong BBU661 Licensed Representative 1 LO Kin Ming ACI415 Licensed Representative 1, 2 LO Timothy Tin Ming ANQ206 Licensed Representative 1 LO Wing Yin ARD522 Licensed Representative 4, 9 LO Yu Tak BBZ084 Licensed Representative 1 LOK Chun Sing AOA392 Licensed Representative 1, 4, 6 LU Yue AGX670 Licensed Representative 1, 4 LUEY Jonathan Gaden AZR478 Licensed Representative 1, 2 LUI Anne AXO912 Licensed Representative 1, 4, 9 LUI Mei Yee ANN048 Licensed Representative 1, 6 LUI Shek Chi APM079 Licensed Representative 4, 9 LUK Siu Yung BHJ490 Licensed Representative 1 LUO Tongyue BIZ509 Licensed Representative 1, 2 Page 5 of 25

6 LUO Yingying BBS473 Licensed Representative 1 LYU Shaodong BEL717 Licensed Representative 1, 4 MA Fung Po AQN411 Licensed Representative 1 MA Peiqin AYH858 Licensed Representative 1, 4 MAK Chi Liang AQZ857 Licensed Representative 1, 2 MAK Tsz Kin APP376 Licensed Representative 1 MAK Yun Shum BIR472 Licensed Representative 1 MALIK Osman Riaz ARD259 Licensed Representative 2, 5 MAN Shun Fai BIZ921 Licensed Representative 1 MAO Chengyi AYK130 Licensed Representative 4, 9 MAO Huihui ASP314 Licensed Representative 6 MARKIEWICZ Nicholas David BGJ405 Licensed Representative 1 MC GRATH David Michael AOV652 Licensed Representative 9 MEN Jianzhao AXR149 Licensed Representative 1, 4, 9 MEQUILLET Thierry Raymond Jacques ADC547 Licensed Representative 1, 4, 9 MOONAN Tavis Lyon Mac Brayne BGG672 Licensed Representative 4, 5 MOSER Kent Sanford ALF653 Licensed Representative 1, 4 NAIR Chandrasekharan Girish BDO586 Licensed Representative 4 NAN Felicia Jody BES314 Licensed Representative 1, 2 NG Chak Ming AGK075 Licensed Representative 1, 4 NG Ka Ho BGJ116 Licensed Representative 1, 2 NG Kar Wing, Karen AWD040 Licensed Representative 1 NG Kin Sing ACK467 Licensed Representative 3 NG Kwok Chung BCV167 Licensed Representative 3 NG Pui Shan BEP088 Licensed Representative 1, 4, 9 NG Ting En BHF635 Licensed Representative 1, 6 NG Tsz Wing, Alda ANQ597 Licensed Representative 1, 2 NG Yu Chung BBE398 Licensed Representative 1, 6 OH Jing Ye Adrain BHV462 Licensed Representative 1, 4 PAN Xinran BHL207 Licensed Representative 1 PAU Sheung Hang ASD059 Licensed Representative 9 PAVENDRANATHAN Gunadeepan BJV394 Licensed Representative 1, 2 PEI Xi ANF264 Licensed Representative 1, 6 PENG Bihe BEG253 Licensed Representative 1, 6 POON Chin Ho BBS607 Licensed Representative 4 POON Mei Wai, Maggie ABR556 Licensed Representative 1 PUN Yung Yin BJC895 Licensed Representative 1, 2 QIAN Jiayun BIR846 Licensed Representative 4, 9 QIN Cong BHC539 Licensed Representative 4 RAVIKUMAR Ramya BED995 Licensed Representative 1, 4 REN Zhengwei ARB770 Licensed Representative 1, 4, 6 RHEE Samuel Gene AFE900 Licensed Representative 1 RIGDEN Jamie David BBW598 Licensed Representative 1, 4, 9 Page 6 of 25

7 SATCHELL Stephen Michael AED120 Licensed Representative 4, 9 SAWATO Masami AUV747 Licensed Representative 4 SCHOEB JR Richard Joseph ARO424 Licensed Representative 1, 2 SENARATNE Dee Cyril ARG664 Licensed Representative 1 SHANG Ning AVL540 Licensed Representative 1, 2 SHI Ji BBF572 Licensed Representative 10 SHI Lin AMF516 Licensed Representative 4, 5, 9 SHIH Nang Po BGE944 Licensed Representative 1, 2 SIM Colin Ching Wern AGN521 Licensed Representative 1, 2 SINGH Manav Preet BHP339 Licensed Representative 1, 2 SINPRASEUTH Christopher AQU096 Licensed Representative 9 SIU Kai Yun BIB329 Licensed Representative 1 SIU Yat Ming AQB008 Licensed Representative 1, 2 SONG Yang AZA792 Licensed Representative 1 SORONGON Justin Sodusta BDO589 Licensed Representative 1, 4 SPENCER Charles Corliss ADB595 Licensed Representative 1 SUGIMURA Yasuharu BCB789 Licensed Representative 1, 2 SUN Tsai-Hsuan BGY960 Licensed Representative 1 SUN Wing Man, Doris ACQ917 Licensed Representative 4, 9 SUN Yu BFU716 Licensed Representative 1, 4, 6 SUTTIKULPANICH Yossavee BHN933 Licensed Representative 4 SZE Cho Wang BHC541 Licensed Representative 1, 4 TAHRI Elmahdi AYQ652 Licensed Representative 6 TAI Ho Yan, Peggy AQV668 Licensed Representative 1 TAM Chi Lung APQ276 Licensed Representative 1, 6 TAM Hok Him Joseph AYA896 Licensed Representative 1 TAN Edric Wei Han BFT486 Licensed Representative 1, 6 TAN Kai BFC674 Licensed Representative 9 TAN Sabrina Ong AIN998 Licensed Representative 1 TANG Haoming BCK850 Licensed Representative 2 TANG Tat Hung Darren BKA592 Licensed Representative 1, 2 TO Yuen Ting BIS544 Licensed Representative 1 TSE Betty Shui Hing AUR711 Licensed Representative 1, 2 TSE Christopher BAZ779 Licensed Representative 4 TSO Hon Wai, Adam APR581 Licensed Representative 1 TU Jiada BHY016 Licensed Representative 1, 4, 6 WALBERT Andreas BHT838 Licensed Representative 1, 9 WANG Andrew Hao BDJ171 Licensed Representative 1, 6 WANG James Jingdong BCX177 Licensed Representative 9 WANG Juejun BEC308 Licensed Representative 1, 2, 3 WANG Yaowu BGK551 Licensed Representative 1, 2, 4, 9 WANG Yongli AZM661 Licensed Representative 4, 6 WANG Zijian BFZ076 Licensed Representative 1, 4, 6 Page 7 of 25

8 WATERHOUSE Julian Brian ALB052 Licensed Representative 4 WHISKER Timothy James Robin AVP794 Licensed Representative 1, 2 WHITE Jamie Paul ALZ472 Licensed Representative 1, 2, 7 WONG Chi Tung BGR020 Licensed Representative 1, 4 WONG Chun Mui BGI640 Licensed Representative 1 WONG Fai Wong ASF489 Licensed Representative 1, 3 WONG Hei Lim BIX437 Licensed Representative 1 WONG Kin Leung BFP402 Licensed Representative 2 WONG Lik Lung Janice Erika BIW590 Licensed Representative 1, 2 WONG LIU Siu Chou, Miza AGD717 Licensed Representative 1 WONG Mellissa AKO803 Licensed Representative 2, 5 WONG Po Ching AUD880 Licensed Representative 1 WONG Siu Pong, William AOQ775 Licensed Representative 1 WONG Suet King, Eldora AOE058 Licensed Representative 1, 4 WONG Tak Yee, Theresa AAI332 Licensed Representative 1 WONG Wai Chu BEX968 Licensed Representative 1, 2 WONG Wing Keung ATL879 Licensed Representative 9 WONG Yiu Ming Simon BJC392 Licensed Representative 1, 6 WONG Yun Fai APD419 Licensed Representative 9 WOO Bong Lam, John AMZ222 Licensed Representative 1 WOO Yan BAC308 Licensed Representative 1, 2, 4 WU Jia BJU793 Licensed Representative 1 WU Man Yu BIX431 Licensed Representative 1, 4 XIA Xiaoting BHO438 Licensed Representative 2 XIANG Hua AYV568 Licensed Representative 6 XING Huayu BFX747 Licensed Representative 1, 6 XIONG Xuan BFE598 Licensed Representative 4, 9 XU Huijie BIJ022 Licensed Representative 9 XU Ye BGT752 Licensed Representative 4 XU Yuanjie BCX231 Licensed Representative 9 YANG Jing BGQ911 Licensed Representative 1, 4 YANG Shelley Xue Rui BCQ814 Licensed Representative 4, 9 YASU Yuma BGB937 Licensed Representative 1, 4, 9 YAU Kwok Chiu BHF081 Licensed Representative 1 YEUNG Kei Lam AKJ902 Licensed Representative 1 YEUNG Sze Lai, Cynthia AQE324 Licensed Representative 4, 9 YI Jiaping BHE061 Licensed Representative 4 YIM Kwok Kwai, Joseph AED501 Licensed Representative 1, 2, 4, 5 YIN Hao BEW668 Licensed Representative 4, 9 YIN Jianbo BDM666 Licensed Representative 4, 6 YIP Lai Ping AFQ233 Licensed Representative 1 YIU Ka Man APO008 Licensed Representative 9 YIU Kam Fai BGC186 Licensed Representative 1 Page 8 of 25

9 YU Tak Ki, Amelia BBD873 Licensed Representative 3 YU Teddy APH363 Licensed Representative 1, 2 YU Yat Ming, Peter ABR455 Licensed Representative 1 YUAN Jing AQF656 Licensed Representative 6 YUAN Lin AKJ090 Licensed Representative 4 YUAN Xiaoxi BHC153 Licensed Representative 1 YUE Hengyu BGA504 Licensed Representative 4 YUEN Yeuk Bo ALY335 Licensed Representative 1 YUNG Hoi Chung AAV822 Licensed Representative 1, 2 YUNG Lap Kay APF033 Licensed Representative 1, 9 ZENG Wenwen BFG811 Licensed Representative 6 ZHANG Jingxin AUS542 Licensed Representative 1, 4, 6 ZHANG Jirong, Joyce BAV764 Licensed Representative 9 ZHANG Su BDJ817 Licensed Representative 1, 9 ZHANG Xiaofan BAO740 Licensed Representative 1 ZHANG Ya Xiong BFD815 Licensed Representative 1, 4, 6 ZHANG Yashen BGM926 Licensed Representative 4 ZHANG Yi BEX453 Licensed Representative 10 ZHANG Yuling BHU828 Licensed Representative 4, 9 ZHANG Zi Wei BGV460 Licensed Representative 1, 2 ZHAO Wei BEE813 Licensed Representative 1, 4, 9 ZHENG Yongcan BHE131 Licensed Representative 4 ZHOU Suyang BEB412 Licensed Representative 4 ZHU Anyang BGF976 Licensed Representative 1, 4, 6 ZHU Lina AXV640 Licensed Representative 1, 4 ZHU Yuxiang BER747 Licensed Representative 2, 5 ZONG Dong BIM216 Licensed Representative 1, 9 ANG Teck Wee BFC361 Licensed Representative - Responsible Officer 1, 4, 6 BRYANT David Clifford AUP893 Licensed Representative - Responsible Officer 9 BUNKER Robert Edward John AAF342 Licensed Representative - Responsible Officer 4, 9 CHAN Kong Hoi AGW117 Licensed Representative - Responsible Officer 1 CHAN Shu Kai AAJ626 Licensed Representative - Responsible Officer 1, 9 CHANG Jack P AKR038 Licensed Representative - Responsible Officer 4, 9 CHEN Xiaojian AVV977 Licensed Representative - Responsible Officer 1, 4, 9 CHEN Zhixue AQI855 Licensed Representative - Responsible Officer 1, 4 CHENG Tak Ming, Tim ALB234 Licensed Representative - Responsible Officer 9 CHEUNG Chor Yu AJE761 Licensed Representative - Responsible Officer 1, 2 CHEUNG Woon Chuen, Sangdy ACK317 Licensed Representative - Responsible Officer 3 CHOW George ACL137 Licensed Representative - Responsible Officer 1, 4, 6 CHUNG Hoi Man, Cann AMX836 Licensed Representative - Responsible Officer 4, 9 DANI Ram Manoj ALT861 Licensed Representative - Responsible Officer 9 DING Tom Liang ATJ265 Licensed Representative - Responsible Officer 1, 4, 9 EDMONDS Matthew Joseph BEL391 Licensed Representative - Responsible Officer 9 Page 9 of 25

10 FORSHAW Joseph Alexander BET795 Licensed Representative - Responsible Officer 9 GARING Simon Robert BAU805 Licensed Representative - Responsible Officer 1, 4 GOASGUEN Frank AQE790 Licensed Representative - Responsible Officer 1, 9 HO Ming-Fu AXG992 Licensed Representative - Responsible Officer 1, 4, 9 HO Shuk Gee, Esther AIC021 Licensed Representative - Responsible Officer 1, 4, 6 HU Wesley Wen AQA984 Licensed Representative - Responsible Officer 9 HUI Chiu Kwan ABN641 Licensed Representative - Responsible Officer 1 HUI Quincy Kwong Hei ANZ768 Licensed Representative - Responsible Officer 6 KAM Yun Fai ASF221 Licensed Representative - Responsible Officer 4, 9 KATORI Toshiyuki AZP191 Licensed Representative - Responsible Officer 4, 9 KIRK Bruce Stephen James ASZ619 Licensed Representative - Responsible Officer 9 KUO Peter C ARJ941 Licensed Representative - Responsible Officer 1, 4, 6 KWAN Lim Pong ALL139 Licensed Representative - Responsible Officer 2, 5 LAI Cheuk Hung ANX770 Licensed Representative - Responsible Officer 1 LAI Voon Wai ADO300 Licensed Representative - Responsible Officer 1, 4, 6 LEE David AHL406 Licensed Representative - Responsible Officer 1, 2 LEE Donald Sang AUT132 Licensed Representative - Responsible Officer 1, 2, 7 LEUNG Tsz Shan, Monica AVX105 Licensed Representative - Responsible Officer 2 LEUNG Yut Chiu AAB827 Licensed Representative - Responsible Officer 1 LIN Michelle Chia-Hsing AUW242 Licensed Representative - Responsible Officer 1, 4, 6 LIU Guojiang BFO133 Licensed Representative - Responsible Officer 1, 4, 9 MA Chao AXN050 Licensed Representative - Responsible Officer 9 MAK Ka Fat AIR151 Licensed Representative - Responsible Officer 1, 4 MC GRATH David Michael AOV652 Licensed Representative - Responsible Officer 1 NACARD Matthew Peter AME174 Licensed Representative - Responsible Officer 4 NG Chi To, Graham AAI128 Licensed Representative - Responsible Officer 1, 2, 4, 5 PATEL Ashish Gordhandas Vachhani AZG517 Licensed Representative - Responsible Officer 9 PECOT III Charles Matthew AHA548 Licensed Representative - Responsible Officer 1, 2, 5 POWELL Nicholas John AJE468 Licensed Representative - Responsible Officer 4 SEUNG Kyu Suk AWD650 Licensed Representative - Responsible Officer 1, 4, 6 SHI Guowu BHX470 Licensed Representative - Responsible Officer 9 SHI Shaoqiang AHE750 Licensed Representative - Responsible Officer 1 SINPRASEUTH Christopher AQU096 Licensed Representative - Responsible Officer 1, 2 TAI Wai Man AAA615 Licensed Representative - Responsible Officer 1 TAM Gabriel Shing Yan AFV266 Licensed Representative - Responsible Officer 1, 2 TSO Hon Wai, Adam APR581 Licensed Representative - Responsible Officer 9 VAN DIJK Arthur Cornelis Alexander ALR730 Licensed Representative - Responsible Officer 1, 6 WANG Yang AXQ551 Licensed Representative - Responsible Officer 9 WHANG Daniel Kyu AWV006 Licensed Representative - Responsible Officer 9 WONG Yun Fai APD419 Licensed Representative - Responsible Officer 1, 4 XIAO Long BHF480 Licensed Representative - Responsible Officer 2 YANG Shelley Xue Rui BCQ814 Licensed Representative - Responsible Officer 1 YANG Xiuke BAH518 Licensed Representative - Responsible Officer 1, 4, 9 Page 10 of 25

11 YU Carrie Chiu Ying BEE937 Licensed Representative - Responsible Officer 1, 4 YUNG Lap Kay APF033 Licensed Representative - Responsible Officer 6 AHMED Sophia Anna Probhati BJV457 Licensed Representative (Provisional Licence) 1, 2 AMIR Faridah BDJ450 Licensed Representative (Provisional Licence) 1, 4 ANFILOGOFF George Alexander Nicholas BKD641 Licensed Representative (Provisional Licence) 1, 2 ARCURI Alessandro BKG497 Licensed Representative (Provisional Licence) 1, 2, 4, 5 AU YEONG Wai Mun BKO309 Licensed Representative (Provisional Licence) 1, 4, 6 AVENEL Gerald Marie Jean Alain BKO053 Licensed Representative (Provisional Licence) 1 BAE Daniel Jaehyun BEI718 Licensed Representative (Provisional Licence) 6 BAKSHI Priyanshu BJV152 Licensed Representative (Provisional Licence) 4, 9 BAO JIAKUN BKM142 Licensed Representative (Provisional Licence) 4, 9 BERMEJO Philippe AUH272 Licensed Representative (Provisional Licence) 2 BERRY Romain Pierre BKL357 Licensed Representative (Provisional Licence) 1 BLASETTI Karim BBB060 Licensed Representative (Provisional Licence) 1, 4 BOEY Shihui Vanessa Estelle BJP843 Licensed Representative (Provisional Licence) 1 BROWN Sebastian Gordon BCU731 Licensed Representative (Provisional Licence) 1, 4 CASTELLI Marta Fernanda BKE622 Licensed Representative (Provisional Licence) 10 CHAI Sijun BKN457 Licensed Representative (Provisional Licence) 1, 2, 9 CHAI Yingshan BKD933 Licensed Representative (Provisional Licence) 1, 4, 6 CHAN Chi Wan AFA249 Licensed Representative (Provisional Licence) 1 CHAN Chun Fai AUR704 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Ho Wan BKQ461 Licensed Representative (Provisional Licence) 4, 9 CHAN Hoi Yan AFZ453 Licensed Representative (Provisional Licence) 1 CHAN Ka Ki AJH032 Licensed Representative (Provisional Licence) 1 CHAN KAI YIK BKG298 Licensed Representative (Provisional Licence) 1, 4 CHAN Kar Kar Francesca BKF466 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Kwok Hay ACA610 Licensed Representative (Provisional Licence) 1, 2 CHAN KWOK MAN MARK BKT932 Licensed Representative (Provisional Licence) 6 CHAN Lai Sze BKQ410 Licensed Representative (Provisional Licence) 1 CHAN Ngai Ka AOY222 Licensed Representative (Provisional Licence) 1, 2, 4 CHAN On Yi BKF950 Licensed Representative (Provisional Licence) 1 CHAN Pak Hong BKK318 Licensed Representative (Provisional Licence) 9 CHAN Pui Yee, Christine AFV641 Licensed Representative (Provisional Licence) 1 CHAN Tsung-Hsun Dennis BEE283 Licensed Representative (Provisional Licence) 9 CHAN Wing Cheung BKJ264 Licensed Representative (Provisional Licence) 1, 2 CHAN Wing Lam BKJ927 Licensed Representative (Provisional Licence) 1 CHAN Yi BKH673 Licensed Representative (Provisional Licence) 1, 6 CHAN Yuen Fan BKP220 Licensed Representative (Provisional Licence) 1, 4 CHAN Yuk Ming, Phonda AZQ766 Licensed Representative (Provisional Licence) 1 CHAN Zelig BKJ191 Licensed Representative (Provisional Licence) 1, 6 CHANG Kai Kuan BKE812 Licensed Representative (Provisional Licence) 1, 2 CHANG Mei Ling BKD637 Licensed Representative (Provisional Licence) 1 CHAO Tzu Chi BKD176 Licensed Representative (Provisional Licence) 1, 2, 4 Page 11 of 25

12 CHAU Che Huen BKQ952 Licensed Representative (Provisional Licence) 1, 2 CHAU Wing Yung BKM994 Licensed Representative (Provisional Licence) 6 CHEN Chun Tung, Jason ANU347 Licensed Representative (Provisional Licence) 1, 4, 9 CHEN Emily Aimei BKH333 Licensed Representative (Provisional Licence) 1, 2 CHEN Hung BKJ755 Licensed Representative (Provisional Licence) 1, 2 CHEN Jianjun BKH376 Licensed Representative (Provisional Licence) 1, 6 CHEN Jiongfa BKI623 Licensed Representative (Provisional Licence) 1, 6 CHEN Jordan Bo Ling BKE824 Licensed Representative (Provisional Licence) 1, 4, 6 CHEN Jou Ting Tina BJV550 Licensed Representative (Provisional Licence) 1, 4 CHEN Mingyi BKD532 Licensed Representative (Provisional Licence) 1, 4, 6 CHEN Qiwen BKL749 Licensed Representative (Provisional Licence) 1, 2, 4 CHEN Ruofan BKV994 Licensed Representative (Provisional Licence) 4 CHEN Wei AWS993 Licensed Representative (Provisional Licence) 1, 2, 4, 5 CHEN Wei Hsun ARG669 Licensed Representative (Provisional Licence) 1, 9 CHEN Xinxuan BKF807 Licensed Representative (Provisional Licence) 1, 6 CHEN Yiran BJW905 Licensed Representative (Provisional Licence) 4, 9 CHEN Yu Shiuan BKP273 Licensed Representative (Provisional Licence) 1, 9 CHEN Zhaoxi BKF795 Licensed Representative (Provisional Licence) 1, 6 CHEN Zhiyi BJU798 Licensed Representative (Provisional Licence) 1, 4 CHENG CHEONG KIT BKM843 Licensed Representative (Provisional Licence) 9 CHENG Chi Kin BKV086 Licensed Representative (Provisional Licence) 1, 2, 4 CHENG King Tong BKQ319 Licensed Representative (Provisional Licence) 6 CHENG Yuen Kin BKT548 Licensed Representative (Provisional Licence) 1, 2 CHENG Zhiqian BKU851 Licensed Representative (Provisional Licence) 1, 2 CHEONG Brandon Gee BJW322 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Bonathan Wai Ka BIF071 Licensed Representative (Provisional Licence) 6 CHEUNG Chung Pan BKU271 Licensed Representative (Provisional Licence) 2 CHEUNG Ho Bun BKI572 Licensed Representative (Provisional Licence) 4 CHEUNG Lai Hung BKQ774 Licensed Representative (Provisional Licence) 1, 2 CHEUNG Man Ting Stella BDL886 Licensed Representative (Provisional Licence) 4 CHEUNG SUI YING BKF955 Licensed Representative (Provisional Licence) 1, 4, 6 CHEUNG YAN KIT KEN BKK360 Licensed Representative (Provisional Licence) 1, 2 CHEUNG Yik Ki BKL730 Licensed Representative (Provisional Licence) 1, 6 CHIU On Sang AJE177 Licensed Representative (Provisional Licence) 1, 4, 6 CHIU Shing Fung BKL343 Licensed Representative (Provisional Licence) 1, 2 CHIU Shui Kei AOH254 Licensed Representative (Provisional Licence) 1 CHNG Tian Yi Joshua BKH338 Licensed Representative (Provisional Licence) 1 CHO Hyunjin BJW728 Licensed Representative (Provisional Licence) 1, 4 CHO Taejung BKM785 Licensed Representative (Provisional Licence) 1, 4 CHOE Steven Kent ANQ119 Licensed Representative (Provisional Licence) 2, 5 CHOI Chun Fai BKV279 Licensed Representative (Provisional Licence) 1 CHOI Ming Lung AVS381 Licensed Representative (Provisional Licence) 2 CHOI So Yeon BKQ224 Licensed Representative (Provisional Licence) 1, 4 Page 12 of 25

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15 JIANG Yipei BKL413 Licensed Representative (Provisional Licence) 1, 6 JIAO Shang BKM830 Licensed Representative (Provisional Licence) 1, 4, 6 JIN Ling BKH182 Licensed Representative (Provisional Licence) 4, 9 JUNG Joong Hoon BKF444 Licensed Representative (Provisional Licence) 2, 5 KANTHAN Aparna BKL765 Licensed Representative (Provisional Licence) 1, 2 KE Dongyang BKH652 Licensed Representative (Provisional Licence) 1, 4, 6 KETTEMANN Nils Ken BKL417 Licensed Representative (Provisional Licence) 1, 6 KEUNG Nga Yee Teresa BKD475 Licensed Representative (Provisional Licence) 1, 9 KIM Hyo Jin BKG492 Licensed Representative (Provisional Licence) 1, 4, 9 KIM Jason Yong ARF013 Licensed Representative (Provisional Licence) 1, 4 KIM JUN SUNG BJW321 Licensed Representative (Provisional Licence) 1, 2 KIM Min Ji BKI604 Licensed Representative (Provisional Licence) 1 KOBAYASHI Yohsuke BKD934 Licensed Representative (Provisional Licence) 9 KOK Tung Wa, Cathy ANM194 Licensed Representative (Provisional Licence) 1, 2, 4, 9 KOO Doheon BKD640 Licensed Representative (Provisional Licence) 1, 6 KOO Tun Lok Carlos BKK383 Licensed Representative (Provisional Licence) 1, 6 KORINKE Ryan Patrick BKN674 Licensed Representative (Provisional Licence) 1, 4, 9 KOST Alexander Stephen BKN871 Licensed Representative (Provisional Licence) 1 KUNG Tin Wai BKF902 Licensed Representative (Provisional Licence) 1, 6 KUSUDA Yusuke BKL141 Licensed Representative (Provisional Licence) 1, 4, 6 KWAN Nicholas Alexander Yan Tat AZJ207 Licensed Representative (Provisional Licence) 1, 4, 6 KWAN Sing Yan BKR621 Licensed Representative (Provisional Licence) 1 KWOK Alvina Iris Wei Lin BKN953 Licensed Representative (Provisional Licence) 1 KWOK Hoi Kit Victor BKB387 Licensed Representative (Provisional Licence) 1, 6 KWONG Yu Hin BKK547 Licensed Representative (Provisional Licence) 1, 6 LAI Andrew Kai-Jie BKL102 Licensed Representative (Provisional Licence) 1, 2 LAI Billy Yee Piu AMV035 Licensed Representative (Provisional Licence) 1, 9 LAI Chun Wai BKB802 Licensed Representative (Provisional Licence) 1, 2 LAI Hoi Yu AFJ214 Licensed Representative (Provisional Licence) 1 LAI Ka Wah ATR461 Licensed Representative (Provisional Licence) 1, 2, 4 LAI Man Chun BJT118 Licensed Representative (Provisional Licence) 1 LAI Po Shan BKO202 Licensed Representative (Provisional Licence) 1, 9 LAI Yidan BKK438 Licensed Representative (Provisional Licence) 1, 4, 9 LAI Yuen Yung, Elita AYW932 Licensed Representative (Provisional Licence) 5 LAM Chuen Ming Thomas ADW501 Licensed Representative (Provisional Licence) 1 LAM Chun Hang BFE153 Licensed Representative (Provisional Licence) 1, 2 LAM Chung Shu Xylona BKK339 Licensed Representative (Provisional Licence) 1, 2 LAM Kwok Yiu BKQ400 Licensed Representative (Provisional Licence) 1, 4 LAM Steve Kwok Leung AGC469 Licensed Representative (Provisional Licence) 1, 4, 6 LAM Yuk Ting BKK325 Licensed Representative (Provisional Licence) 9 LAMAR Mia Danielle BKK695 Licensed Representative (Provisional Licence) 1 LAU Kei Chun Simon BKQ269 Licensed Representative (Provisional Licence) 1, 2 LAU Ming Cham BKQ930 Licensed Representative (Provisional Licence) 1 Page 15 of 25

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