REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2015 CE

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1 BNY Mellon Managed Investments Limited BAL999 Licensed Corporation 1, 4, 9 Chuangs & Co. Limited ACI595 Licensed Corporation 1 Persistent Asset Management Limited AYQ286 Licensed Corporation 9 SPDB International Holdings Limited AEB630 Licensed Corporation 4, 6, 9 Suich Asset Management (Hong Kong) Limited BCO774 Licensed Corporation 4, 9 Sun Hung Kai International Commodities Limited AAJ036 Licensed Corporation 2 ADLAN Syed Ari Azhar Bin Syed Mohamed AVE790 Licensed Representative 1, 2, 4, 9 AGGARWAL Sandeep AZC897 Licensed Representative 6 AGUIRRE Ramon Jose Escalona AYL130 Licensed Representative 4 AINSLIE Bradford ALQ438 Licensed Representative 1 ALFORD Terrence Miguel ADX525 Licensed Representative 1 ARSLANIAN Henri-Kevork AVM312 Licensed Representative 1 AU Cheuk Kwan AVE048 Licensed Representative 1, 2 AU Wing Lam BEO431 Licensed Representative 1 AU Wing Yu, Lorine ACH461 Licensed Representative 1 AU YEUNG Hoi Yi AYK865 Licensed Representative 1 BAFNA Ankit Satyendra BAD304 Licensed Representative 1, 2, 4 BAJAJ Dhiraj BAH689 Licensed Representative 1, 9 BANSAL Arun Kumar AVM095 Licensed Representative 1, 6 BARKER Asako BBM869 Licensed Representative 1 BARRON Alana ARD435 Licensed Representative 1 BEDDARD Henry Terence AOQ827 Licensed Representative 1 BEI Zhenyu BDI915 Licensed Representative 1 BELMONTE Nicolas Alain Michel BDH311 Licensed Representative 2 BI Wanlin BBZ162 Licensed Representative 1, 2 BRADY Mark Joseph ARQ480 Licensed Representative 1, 4, 6 CAI Xiaoye AXT532 Licensed Representative 1, 4 CANG Tianyang BAZ566 Licensed Representative 1, 2, 7 CAO Jin ATO442 Licensed Representative 1, 6 CAO Liyan BBA775 Licensed Representative 1, 4 CARLSON Sally Hannah AYK589 Licensed Representative 4, 9 CHAN Chau Yuen AFQ905 Licensed Representative 1, 2, 4, 5, 7 CHAN Chi Chung APQ253 Licensed Representative 1 CHAN Chun Ka AXI822 Licensed Representative 1 CHAN Chun Leung BEL920 Licensed Representative 1, 6 CHAN Hau Cheung AVV077 Licensed Representative 1 CHAN Hing Chuen AXZ948 Licensed Representative 4 CHAN Hoi Man ASD928 Licensed Representative 1 CHAN Kai Yun AVO918 Licensed Representative 1, 2 CHAN Keith Pui Man BBA367 Licensed Representative 1 CHAN Kent W B ABM624 Licensed Representative 4 CHAN Kwun Chau ALC776 Licensed Representative 1 CHAN Suet Tung BFH782 Licensed Representative 6 CHAN Tsz Fung BDZ902 Licensed Representative 1, 2, 4 CHAN Wai Ling ABS687 Licensed Representative 4, 9 CHAN Wing Kok, Christopher ATW449 Licensed Representative 1, 7 CHAN Wing Yan, Gloria AEF755 Licensed Representative 1 CHAN Yee Yun AFR200 Licensed Representative 1 CHAN Yuen Ki AEM643 Licensed Representative 1, 4 CHARLTON-JONES John Murray ATR494 Licensed Representative 1 CHAU Kwan Kit ARB165 Licensed Representative 6 CHEN Jieqi BDM443 Licensed Representative 1, 6 CHEN Junhua AQH357 Licensed Representative 1, 4 CHEN Qianqian AUV895 Licensed Representative 4 CHEN Shijie BEA821 Licensed Representative 1, 4, 9 CHEN Wei Hen BDW148 Licensed Representative 1 Page 1 of 15

2 CHEN Xi BDA727 Licensed Representative 1, 2 CHEN Zhizhong BAV692 Licensed Representative 4 CHENG Chung Hin Martin BEV809 Licensed Representative 1, 4 CHENG Jin BFE043 Licensed Representative 1, 4, 9 CHENG Wai Cheung Angela BDA466 Licensed Representative 1, 9 CHENG Wai Wai Maggie BDA541 Licensed Representative 1, 4 CHENG Yee Shing BEO629 Licensed Representative 1 CHENG Yuen Chiu AQJ100 Licensed Representative 1, 2, 3 CHEONG David BBT274 Licensed Representative 9 CHEONG Yew Choong, Ronald BDM439 Licensed Representative 9 CHEUK Kam Fai BEZ347 Licensed Representative 1 CHEUNG Chi Kwan, Christina BEG055 Licensed Representative 1 CHEUNG Chun Wah AML210 Licensed Representative 1 CHEUNG Ho BEW140 Licensed Representative 1 CHEUNG Tin Shing BBL701 Licensed Representative 1, 2 CHEUNG Wing Yiu, Glory AFM080 Licensed Representative 1 CHIU Jacky Tun Kin AFS943 Licensed Representative 1, 2, 7 CHIU Shu Wing ABN252 Licensed Representative 1 CHO Cheul Soo APF008 Licensed Representative 10 CHO Chin Hung ACJ091 Licensed Representative 1 CHOI Hung, Andy ABR891 Licensed Representative 1 CHOI Wai Ming, Albert ABO740 Licensed Representative 1 CHOW Po Yee AZL708 Licensed Representative 4 CHOW Sheung Yi, Christine AEL271 Licensed Representative 4 CHOW Stefanie Kee Ya AVR011 Licensed Representative 1 CHOW Yiu Chung BEC579 Licensed Representative 9 CHOY Yiu Tung BAH495 Licensed Representative 6 CHU Ki Tat BBL825 Licensed Representative 1, 2 CHUANG Michael BBS461 Licensed Representative 1, 6 CHUARD Victoria Wenyi ASI157 Licensed Representative 1, 2 CHUNG Chak Chuen AJE988 Licensed Representative 1, 2 CHUNG James Wai Hong BBH023 Licensed Representative 1, 7 COLLETT Aaron Herawan BAU503 Licensed Representative 1 COOK Ruby ADI438 Licensed Representative 1 COPIN Denis, Francois, Rene ATG734 Licensed Representative 1, 2, 7 CUI Yu Zhi BCD651 Licensed Representative 4, 9 CULTURA Crisostomo Medardo Felicisimo ADZ871 Licensed Representative 1, 4, 7 DANDINE Jerome Theodore AMQ624 Licensed Representative 1, 2 DAS Hitesh AZC258 Licensed Representative 4 DOHERTY Manning Lea AFA132 Licensed Representative 9 DU Shuang AMM487 Licensed Representative 1 DU Wei APQ864 Licensed Representative 1, 4 DWERRYHOUSE Alan Damian ARP686 Licensed Representative 4 EVERAERT Veronique M. C. G. ATN737 Licensed Representative 1 EVRENIADIS Terry BEO132 Licensed Representative 1, 4 FAN Kai BAA250 Licensed Representative 1, 2 FAN Sung Ka, Clara AQG580 Licensed Representative 4 FERRARA Mario BDJ023 Licensed Representative 1, 2 FOK Wing Sze BAA275 Licensed Representative 1, 4 FONG Oscar Hok Kar BCA488 Licensed Representative 4, 9 FONG Wang Yip, Jeffrey ANT546 Licensed Representative 1, 2 FONG Yuet Yu AFK622 Licensed Representative 1 FRASER JENKINS Inigo Lewis AVZ834 Licensed Representative 4 FU So Han, Tammy AXN002 Licensed Representative 1 FUNG Lai Lin, Mildred AMA152 Licensed Representative 1, 4 FUNG On, Jessica AYN416 Licensed Representative 4 Page 2 of 15

3 FUNG Sau Lin AFT916 Licensed Representative 1, 2 GAME-ARNAUD Nicolas Kevin Frederic AZX966 Licensed Representative 1, 2, 7 GAO Guiwei AVA043 Licensed Representative 4, 9 GAO Meng AWK830 Licensed Representative 1, 4 GEHRKE Kim BBP731 Licensed Representative 1 GONG Haibo BGE811 Licensed Representative 6 GRAHAM James Stephen AJD815 Licensed Representative 4, 9 GU Mingming AXR152 Licensed Representative 2 GUDZINSKAYA Alla BEF408 Licensed Representative 4 GUO Yuchen BDW174 Licensed Representative 1, 2, 3 GUO Xiaoxuan AWK906 Licensed Representative 1 HAMILTON Jeffrey Wayne AYT771 Licensed Representative 1, 4, 6 HAN Gang AYV551 Licensed Representative 6 HANSOM George Ian ARP705 Licensed Representative 1 HARRELL Jonte Kenyon AXV383 Licensed Representative 1, 2 HAU Peng Hao AFZ884 Licensed Representative 1, 2 HE Dian AZB709 Licensed Representative 9 HE Huaping AZK406 Licensed Representative 4 HE Jiajin BAB123 Licensed Representative 1, 6 HE Qian AVP106 Licensed Representative 6 HE Yuan AZQ522 Licensed Representative 1, 4, 6 HILL JR. Richard Earl BCO150 Licensed Representative 1, 2, 7 HIRAZUMI Noriaki AUM179 Licensed Representative 9 HO Lai Hong BBS632 Licensed Representative 1, 4, 6 HO Man Leuk, Joseph AAE735 Licensed Representative 1, 4 HO Wai Lun ASZ191 Licensed Representative 1 HO Wing Miu, George ATB808 Licensed Representative 9 HO Yat Hei BCK251 Licensed Representative 1, 4 HOEGEE Brian Richard ARF808 Licensed Representative 1, 4 HONG Chenjie BBH792 Licensed Representative 1 HONG Hu AVK947 Licensed Representative 1, 6 HOU Ming-Hsiao AXW841 Licensed Representative 4 HSUI Man Lai, Winnie ALL701 Licensed Representative 1 HU Tinghui BBM130 Licensed Representative 1, 2 HU Yaosheng BEL950 Licensed Representative 4 HUANG Shasha AXA351 Licensed Representative 9 HUANG Simin BEG415 Licensed Representative 4, 9 HUANG Yen-Chung AVU824 Licensed Representative 1 HUI Ka Yiu BFA961 Licensed Representative 9 HUI King Jeung, Colin BBQ624 Licensed Representative 4 HUI Wing Chun, Eric AWP473 Licensed Representative 1 HUNG Wai Law, Christine BDV269 Licensed Representative 1, 6 HUSSAIN Bodrul AZW915 Licensed Representative 1 IP Chin Chung BAK884 Licensed Representative 2 IP Kai Chung BAE078 Licensed Representative 1 JACOEL Suzi-kay AMJ557 Licensed Representative 9 JI Xuwo AZV960 Licensed Representative 4 JIANG Junhao AXU685 Licensed Representative 9 JIANG Li BBD866 Licensed Representative 6 JOERG Jeboah Dan BDR807 Licensed Representative 1, 2 KABA Vincent Sekou AVH092 Licensed Representative 1, 2, 7 KAN Kwan Wai Billy ARE452 Licensed Representative 1, 4 KAN Pui Yin ALU558 Licensed Representative 1, 2 KANG Seung Hee BAV286 Licensed Representative 1, 2, 4, 5 KAO Yi-Yi ANG417 Licensed Representative 4, 9 KATSURA Ryosuke BAB713 Licensed Representative 4 Page 3 of 15

4 KHADEM Babak Rod BEZ767 Licensed Representative 1, 6 KILMER David BBP051 Licensed Representative 1, 4, 9 KIM Taehong AUV123 Licensed Representative 1, 2, 7 KING Hubert Duncan AES843 Licensed Representative 1, 2, 4 KO Goldie Tik BAH961 Licensed Representative 1, 4 KOH Columbia ATY202 Licensed Representative 1 KONG Jiahui APJ553 Licensed Representative 1, 4 KUMAR Lalit AWB683 Licensed Representative 4 KWAN Chin Pong, Milton AVL493 Licensed Representative 1 KWAN Sin Yee AJE789 Licensed Representative 1, 4 KWOK Kit Ying AXZ904 Licensed Representative 10 KWONG Chi Ho BEX462 Licensed Representative 1 KWONG Wing Yan BEC069 Licensed Representative 1 KWUN Sui Ching APX054 Licensed Representative 1 LAI Hun-yeu BEY096 Licensed Representative 1, 6 LAI Wing Yee ARF548 Licensed Representative 1 LAM Hoi Yin, Michelle BAB139 Licensed Representative 6 LAM King Wai APB311 Licensed Representative 2 LAM Kit Ming, Flora ALH861 Licensed Representative 4, 5 LAM Lai Na, Lina APS436 Licensed Representative 1 LAM Lok Ki AWI153 Licensed Representative 1, 2 LAM Man Ying, Lillian AKW963 Licensed Representative 1, 4 LAM Pui Yee APJ230 Licensed Representative 1 LAM Shun AQL493 Licensed Representative 9 LAM Tze Yau, Cynthia BDR630 Licensed Representative 1 LAM Von Villy Mendoza BAL419 Licensed Representative 9 LAM Wai Man AQC677 Licensed Representative 1 LAN Qingwen AWW400 Licensed Representative 1, 2 LANGFORD Nicholas Mark ALI441 Licensed Representative 1 LANOIE Alexandre AXI794 Licensed Representative 6 LAU Chi Ming AUW146 Licensed Representative 1, 4, 9 LAU Clara Hiu Yan BEN215 Licensed Representative 1, 4, 6 LAU Dorothy Kwok Cheung AEY067 Licensed Representative 1, 2 LAU Lai Lai APD250 Licensed Representative 1 LAU Ting Lok BAU793 Licensed Representative 1 LAU Tsz Him BEL822 Licensed Representative 1 LAU Willow Chising BEX931 Licensed Representative 1, 2 LAW Ho Ben, Herbert ATS495 Licensed Representative 1 LAW Ting Hin Gerald AZH739 Licensed Representative 1 LEE Alexander Partick AXC695 Licensed Representative 1, 4 LEE Duncan APH610 Licensed Representative 1, 6 LEE Hong Yiu AYI067 Licensed Representative 1, 9 LEE Hung Bun, Paul AYC194 Licensed Representative 4, 9 LEE Ka Ming AFK671 Licensed Representative 1 LEE Kit Yi AZC408 Licensed Representative 1 LEE Lik Fan BBD726 Licensed Representative 1, 4, 5, 9 LEE Robert Joo-hyung BAD426 Licensed Representative 1, 4 LEE Siew Bee ABN448 Licensed Representative 1, 2, 4 LEE Sinhye BDX228 Licensed Representative 4 LEE Tin Chi Ernest BEJ091 Licensed Representative 1, 4 LEE Tsz Yan BCK322 Licensed Representative 1, 2 LEE Wai Lee BAT980 Licensed Representative 6 LEE Won Jong AFU204 Licensed Representative 1, 4, 6, 9 LEI Kaifei BEX222 Licensed Representative 9 LENZNER Anna ATO802 Licensed Representative 1 LEO Peck Chao AJE093 Licensed Representative 1, 2 Page 4 of 15

5 LEOUZON Nicolas, Christian, Guy, Eugene ARP680 Licensed Representative 1 LEUNG Chak Fai AQY205 Licensed Representative 1 LEUNG Ho Pong ASD454 Licensed Representative 1, 4, 9 LEUNG Kai Chun APK360 Licensed Representative 1, 2 LEUNG Kevin Jun-min BGG803 Licensed Representative 1, 4, 9 LEUNG Kit Sum Barbara AFE501 Licensed Representative 1 LEUNG Mee Po, Meible AGP399 Licensed Representative 1, 4 LEUNG Siu Kwong ADR128 Licensed Representative 1, 2 LEUNG Wai Ming BBE124 Licensed Representative 1 LEUNG Yuen Ha ACI635 Licensed Representative 1 LEWIS Gareth Rhys AOX202 Licensed Representative 1, 4, 9 LI Chi Lam Edith AMU549 Licensed Representative 1 LI Chun Bun AKW820 Licensed Representative 4 LI Duo BCS459 Licensed Representative 4, 9 LI Hong AXI268 Licensed Representative 1, 4, 6 LI Liangkun BDO025 Licensed Representative 9 LI Lili AUG973 Licensed Representative 4 LI Man Wui ATM468 Licensed Representative 1, 9 LI Man Yi AON535 Licensed Representative 1, 4 LI Pik Na AOE454 Licensed Representative 4, 9 LI Qin AXZ548 Licensed Representative 6 LI Wei BDT305 Licensed Representative 1, 6 LI Xiaoxuan BEL470 Licensed Representative 6 LI Xing AWJ604 Licensed Representative 1, 4 LI Yanying APR655 Licensed Representative 1, 4 LI Ying Kit BFG544 Licensed Representative 1, 4, 9 LI Yuk Lan BEE569 Licensed Representative 1 LIANG Liang AUM947 Licensed Representative 1, 4, 6 LIAUW Lai Lam AXZ589 Licensed Representative 1 LIEM Mita Valina BEC768 Licensed Representative 4 LIM Kit Yng APA092 Licensed Representative 1 LIN Dateng BCF786 Licensed Representative 9 LIN Haicheng BCU525 Licensed Representative 4 LIN I-Wen AOV710 Licensed Representative 1, 2 LIN Li AXR839 Licensed Representative 1, 2, 7 LIN Yi Jung BBT477 Licensed Representative 1 LINGARD Melanie BGH467 Licensed Representative 1, 2, 7 LIU Bernard Chihyu AGY185 Licensed Representative 1 LIU Hongyi BES156 Licensed Representative 9 LIU Louis APL935 Licensed Representative 1, 4 LIU Shih-Chi ALY687 Licensed Representative 4, 9 LIU Shing Chi BDA479 Licensed Representative 1 LIU Shuk Ming, Angie AYW745 Licensed Representative 2, 5 LIU Tong BEC419 Licensed Representative 1 LO Chee Yan ARW745 Licensed Representative 1, 2 LO Judy BAF827 Licensed Representative 1 LO Ka Chun AYD177 Licensed Representative 1 LO Ka Son BDM544 Licensed Representative 1 LO Lai Shan AOH168 Licensed Representative 1 LO Pui Chi Lyon AAF036 Licensed Representative 1 LO Wai Ho BEG043 Licensed Representative 1 LOBAZA Justyna BBU416 Licensed Representative 1 LONG Fei BBA258 Licensed Representative 1, 4, 6 LONG Wen BGH783 Licensed Representative 1, 4, 6 LOTTER Philipp Lukas AXG366 Licensed Representative 10 LU Jinuo BEG401 Licensed Representative 4 Page 5 of 15

6 LU Hongbin BDZ907 Licensed Representative 1, 6 LU Hsing-Chih AVR406 Licensed Representative 4 LUCAS Jean-Francois Nicolas Jacques BBA526 Licensed Representative 1, 2, 4 LUI Nicola Kai Yau BES189 Licensed Representative 1 LUI Yuen Yan BCZ368 Licensed Representative 1 LUK Koon Tai ABZ897 Licensed Representative 1 LUK Li Ying AGE688 Licensed Representative 1 LUO Jing BDP770 Licensed Representative 4 LYNESS Janet Ruth ARP726 Licensed Representative 4 MA Jun AZS737 Licensed Representative 6 MA Lee Crystal BBZ167 Licensed Representative 4, 9 MA Ning AHT419 Licensed Representative 1, 4 MA Yuanrong BGE021 Licensed Representative 1, 2 MAEDA Yuki BEC377 Licensed Representative 4 MAK Kit Yu, Belinda AGO042 Licensed Representative 1 MAK Stephen Ka Wei ALI159 Licensed Representative 1 MAN Chi Wai BBH998 Licensed Representative 9 MANGAL Boris BAB659 Licensed Representative 9 MAO Renji BCN279 Licensed Representative 1, 6 MAU Ho Bun BDC651 Licensed Representative 1 MCDADE Richard William AXC311 Licensed Representative 9 MCKEEVER Gareth John BBU414 Licensed Representative 1 MENG Pei Wen BDU522 Licensed Representative 1, 6 MENG Siu Tsang, Philip ANJ216 Licensed Representative 1 MENNESSON Thomas AQX047 Licensed Representative 1 MO Mei Ling AZY143 Licensed Representative 1, 4 MOK Rockie San Ho BEO469 Licensed Representative 1 MOSES Todd Michael AQE599 Licensed Representative 1 MUN Jongchul AUG126 Licensed Representative 1 MURPHY Joanne Katrina AJA078 Licensed Representative 1, 4, 9 NAGUIB HUSSIN Bin Abdul Hamid AQM108 Licensed Representative 1 NAN Feiyan BGG972 Licensed Representative 4 NG Chak Lam BDQ124 Licensed Representative 1 NG Derek BEM057 Licensed Representative 1, 4 NG Fung Ying AFV223 Licensed Representative 1 NG Jessica Chi-yan BBU991 Licensed Representative 1, 4, 6 NG Kwong Chin AOG197 Licensed Representative 1 NG Man Kit AWK456 Licensed Representative 1 NG Oi Kam, Grace ABX238 Licensed Representative 1, 2 NG Sze Ming AYJ797 Licensed Representative 1, 2 NG Tung AYE533 Licensed Representative 1 NG Yuk Wing AWH132 Licensed Representative 1 NGAI Chun Man, Edward AVV324 Licensed Representative 1, 2 NGAI Pit Lung BDY098 Licensed Representative 1 NGAI Sing Lung AQY372 Licensed Representative 1, 2, 4 NING Ching, Rachel AZS063 Licensed Representative 1, 4 NIU A BAU368 Licensed Representative 1, 2, 4, 5 NORMAN Andrew John BEF385 Licensed Representative 1 ON Pui Sze APF019 Licensed Representative 1 ONG Samantha Lee Kuan BAC303 Licensed Representative 4 OVINGTON Derek Ramsay AVV998 Licensed Representative 4 PARK Hyungmin BCE762 Licensed Representative 4 PENG Su AYS112 Licensed Representative 6 PIBAROT David Michel BDV183 Licensed Representative 2 PITTS Greenfield Spenceley ANM515 Licensed Representative 2, 5 POON Mei Po AXX541 Licensed Representative 1 Page 6 of 15

7 POON Veng San, Wendy ASO669 Licensed Representative 1, 4, 9 POON Wing Chi BBS883 Licensed Representative 1 POW Kwong Yan, David AMI311 Licensed Representative 4, 9 PRESLER Paul Erik ARP675 Licensed Representative 1 PU Yanjie BBQ453 Licensed Representative 4 PUN Ching BDF566 Licensed Representative 1, 2 PURCELL Robert G BDV646 Licensed Representative 1 QIAN Yewen ASP246 Licensed Representative 1, 6 QIU Cheng BDP928 Licensed Representative 1, 6 QU Jiaqi BGH782 Licensed Representative 6 QU Zhi BEB921 Licensed Representative 1, 2, 9 REYLE IV William John BAN055 Licensed Representative 1, 2 RIEGLER Gerhard Wilhelm AYR074 Licensed Representative 4 ROMEO Megan Sara BBU520 Licensed Representative 4 SARKIS David AJN346 Licensed Representative 1, 2, 4, 5 SARMAH Pranab Kumar AKY763 Licensed Representative 1, 4 SEAGRIM John Christopher ARP678 Licensed Representative 1 SHARMA Naveen Prakash ANW221 Licensed Representative 1, 2 SHARP Richard Anthony AJL639 Licensed Representative 1 SHEN Hao BGA710 Licensed Representative 1, 4, 9 SHEN Xiayi BDL435 Licensed Representative 1, 2, 4 SHEN Yuhao BBQ042 Licensed Representative 1, 6 SHI Fang BDD154 Licensed Representative 1, 6 SHIH Pei-Yu AOG092 Licensed Representative 1 SHUAI Qi AVD106 Licensed Representative 1, 6 SHUM Ching Hei AWT804 Licensed Representative 1, 6 SIU Chee Long, Raymond AMW596 Licensed Representative 1, 9 SIU Mui Fun AGP348 Licensed Representative 1 SO Chui Wah AMI865 Licensed Representative 1, 4 SO Wing Shan Susanna BAI830 Licensed Representative 1, 4 SOHN Charles Chongho AUA852 Licensed Representative 1 SONG Ci BCT672 Licensed Representative 4 SONG Hong Fang AEA167 Licensed Representative 1, 6 SONG Wenzhi BDV263 Licensed Representative 1, 2 SOUKI Atef BBO923 Licensed Representative 1, 2 SUBRAMANIAN Vijaya AEA287 Licensed Representative 4, 5, 9 SUGITO Timur Tzu Lung BCE461 Licensed Representative 1, 4, 6 SUN Xu AOH838 Licensed Representative 4 SUN Yi BCC489 Licensed Representative 1, 4, 6 SZETO Chung Hin BFH481 Licensed Representative 1 TAGUCHI Hiroshi BEJ873 Licensed Representative 1 TAI Nga Chun ATN385 Licensed Representative 6 TAI Wai Lam AQT312 Licensed Representative 1, 4 TAKEI Akio ACR988 Licensed Representative 1, 4, 9 TAM Chi Mei, Jaime AWE138 Licensed Representative 1, 4 TAM Ho Yeung ASZ119 Licensed Representative 1 TAMURA Hiromichi APQ492 Licensed Representative 4 TAN I-JOU BDK100 Licensed Representative 1 TANAKA Maki AWT166 Licensed Representative 1 TANG Bonan BAL522 Licensed Representative 6 TANG Kam Wing BAX674 Licensed Representative 3 TANG Mei Sim, Ellie AEV457 Licensed Representative 1 TANG Mingzhu AQQ678 Licensed Representative 4, 9 TANG Shuangding AYS396 Licensed Representative 6 TANG Wai Kay AAY573 Licensed Representative 1, 4, 9 TANG Yuwen AZG141 Licensed Representative 4 Page 7 of 15

8 TAY Ek Ming AXI710 Licensed Representative 1, 6 TIAN Yuan BBH078 Licensed Representative 1, 4, 6 TIN Fu Man AMC120 Licensed Representative 1, 4 TIN Yik Lai BBU305 Licensed Representative 4, 9 TOJIMA Masato BDE135 Licensed Representative 1, 4, 9 TONG Tsun Yat ATW485 Licensed Representative 1, 2, 3, 4 TONG Yin Lok BBP466 Licensed Representative 1 TSANG Chau Wan, Donna AAH744 Licensed Representative 1 TSANG Ho Man, Richard AVV532 Licensed Representative 1, 4 TSE Chun Wing AOA595 Licensed Representative 1, 2 TSE Sau King Kindy AST766 Licensed Representative 1 TSO Chi Chuen AAB967 Licensed Representative 1 TSUI Mandy Chung Yan BAU890 Licensed Representative 1, 4 TSUI Wai Sin BGA556 Licensed Representative 1 TSUI Yuen Chi AZL397 Licensed Representative 1, 4, 9 VAIL Paul Dominic AAE172 Licensed Representative 1 VANTARAKIS Jayden Cain AXX772 Licensed Representative 4 VINCENT Romain Lionel Sylvain BBO934 Licensed Representative 1, 2, 4 WAN Chalk Yin AYS333 Licensed Representative 6 WAN Chee Lai, Katie ASX211 Licensed Representative 1 WAN Kai Yin ATR362 Licensed Representative 9 WAN Yu Chuk AWO110 Licensed Representative 1 WANG Fanrong BCS752 Licensed Representative 1, 4 WANG Hongchao BAV727 Licensed Representative 1 WANG Jiahui BAD529 Licensed Representative 4 WANG Lei AWC779 Licensed Representative 1, 6 WANG Lixiao BDC360 Licensed Representative 9 WANG Meng BBI092 Licensed Representative 1, 6 WANG Qin BEC606 Licensed Representative 4 WANG Tianyi BAS682 Licensed Representative 1, 6 WANG Yizhe BAZ394 Licensed Representative 4, 9 WEI Xiao BAD428 Licensed Representative 1, 4 WEI Yu AXZ079 Licensed Representative 4, 9 WEN Si AYY973 Licensed Representative 4, 9 WHALLEY Philip Mark BAD759 Licensed Representative 1 WICKHAM Oliver Jeremy AQC490 Licensed Representative 1, 4 WILKINSON Marie Despina Elisabeth AOP101 Licensed Representative 1, 6 WONG Chi Kei AXQ787 Licensed Representative 4, 9 WONG Ching Yi, Stefanie BEW215 Licensed Representative 1 WONG Chun Yuen AZV764 Licensed Representative 6 WONG Chung Hang BBQ612 Licensed Representative 1, 4, 6 WONG Hiu Yin APQ495 Licensed Representative 1, 4 WONG Ho Chau AYQ444 Licensed Representative 1, 4 WONG Hoi Wai AXB970 Licensed Representative 1, 2 WONG Joshua Shun Yee BAA732 Licensed Representative 6 WONG Lai Tuen, Audrey AYJ765 Licensed Representative 4 WONG Owen ACB020 Licensed Representative 1 WONG Sau Lai, Charles BBQ211 Licensed Representative 1 WONG Shing ACK611 Licensed Representative 1, 2 WONG Shuk Fong, Ava AGQ274 Licensed Representative 1 WONG Suet Ting AEG454 Licensed Representative 1, 4 WONG Tsz Kit BBS893 Licensed Representative 1 WONG Wai Man AHD495 Licensed Representative 1 WONG Wai Yin, Dick BFK384 Licensed Representative 1 WONG Yat Hong, Johnny ABV900 Licensed Representative 1, 4 WONG Yiu Tung BCT857 Licensed Representative 1, 2 Page 8 of 15

9 WONG Yuen Ching BER823 Licensed Representative 1, 3 WOODS John Joseph AUN839 Licensed Representative 4 WU Benjamin BEA682 Licensed Representative 1, 4, 6 WU Shishi AYG673 Licensed Representative 4 XIAO Wei BGE618 Licensed Representative 4 XIE Jianying AQB143 Licensed Representative 4 XU Dapeng AUZ670 Licensed Representative 6 XU Jing BEZ537 Licensed Representative 4 XU Tianyi AZB048 Licensed Representative 9 XU Xiao BFE379 Licensed Representative 1, 2 XU Zheyan BAP107 Licensed Representative 6 YAN Yee Lee AMJ371 Licensed Representative 1 YANG Aijun AZK677 Licensed Representative 1 YANG Xi AZI889 Licensed Representative 1 YAO Qi BBD506 Licensed Representative 1, 2 YAP Hazel BCS714 Licensed Representative 1 YAU Wai Keong BAZ548 Licensed Representative 1, 2 YE Jing AVI633 Licensed Representative 1, 6 YEUNG Fai BEO592 Licensed Representative 1 YEUNG Lap To BEL608 Licensed Representative 1 YEUNG Yi Ting, Eunice AVX421 Licensed Representative 1 YICK Chin Pang BCY416 Licensed Representative 1, 2 YIM Ho Wa BFA222 Licensed Representative 4 YIN Lei BAV723 Licensed Representative 4 YIP Chung Him ARQ661 Licensed Representative 1 YIP Ka Man AVK955 Licensed Representative 9 YIP Man Yan, Abbie AWI435 Licensed Representative 1 YIP Sau Wing BGI785 Licensed Representative 1 YIU Jenny BCZ395 Licensed Representative 1 YU Cheng-yung AOY614 Licensed Representative 1 YU Chi Fung BEN086 Licensed Representative 1 YU Choi Yan AKP037 Licensed Representative 4 YU Tak Yin BFJ077 Licensed Representative 9 YU Tsun Yan, Joanna AVL432 Licensed Representative 1, 6 YUAN Hongwei BAD520 Licensed Representative 1 YUAN Lili BEF898 Licensed Representative 1, 4 YUE Yan Kit, Karson ADZ385 Licensed Representative 1, 2 ZAATOUR Riadh BFA605 Licensed Representative 1, 7 ZENG Hao AZX866 Licensed Representative 4 ZENG Howard APQ820 Licensed Representative 1, 4, 6 ZENG Meiling AXW285 Licensed Representative 4 ZHANG Fan BEZ544 Licensed Representative 1 ZHANG Harvey Yang AUA521 Licensed Representative 1, 2, 4 ZHANG Lu BAN087 Licensed Representative 1 ZHANG Pei ALV325 Licensed Representative 1 ZHANG Peipeng BAD330 Licensed Representative 6 ZHANG Yong AWZ206 Licensed Representative 4, 9 ZHANG Ziyun BDL274 Licensed Representative 9 ZHAO Xiangyu BEO265 Licensed Representative 6 ZHAO You BBQ601 Licensed Representative 1, 4, 6 ZHENG Xiaobo BAH697 Licensed Representative 4 ZHENG Zebin BEN914 Licensed Representative 4 ZHONG Tiantian AZB127 Licensed Representative 1 ZHOU Tianshi BEA456 Licensed Representative 6 ZHOU Yuxiang BAB802 Licensed Representative 1, 4, 9 ZHU Binjie AYQ999 Licensed Representative 6 Page 9 of 15

10 ANAPUZHA Rajagopal BBD852 Licensed Representative - Responsible Officer 1, 4, 6 ANGLADA Jean-Luc, Fernand AGY081 Licensed Representative - Responsible Officer 1, 4 BALOGH Stephen Justin AUJ156 Licensed Representative - Responsible Officer 1 BOEY Melvyn Kum Hoong BAL119 Licensed Representative - Responsible Officer 4 BREMNER Murray Alexander APZ534 Licensed Representative - Responsible Officer 1, 2, 4, 5 CHAN Hon Ming ABN595 Licensed Representative - Responsible Officer 4, 9 CHENG I Teng ALF767 Licensed Representative - Responsible Officer 1, 4 CHEW Shou Zi AYV628 Licensed Representative - Responsible Officer 1, 4 CHOU Jackson Chi Cheng AGW057 Licensed Representative - Responsible Officer 9 CHOW Ka Man AAY115 Licensed Representative - Responsible Officer 1, 2 CIGNOLI Edoardo Giovanni BEE680 Licensed Representative - Responsible Officer 4, 9 DEMLER Frederick Russel BCQ164 Licensed Representative - Responsible Officer 2 FAUCHEUR Sebastien, Noel, Philippe AUP952 Licensed Representative - Responsible Officer 1, 2, 7 FERREIRA Marcio Pacheco AVJ695 Licensed Representative - Responsible Officer 9 FOO Tzi Chun, Wallace ADC298 Licensed Representative - Responsible Officer 6 GARTHOFF Alexander Raymond ABV792 Licensed Representative - Responsible Officer 4 GO Yoshinori ADG400 Licensed Representative - Responsible Officer 1, 2, 4 LAI Yuk Lan, Betty AAD336 Licensed Representative - Responsible Officer 1 LAU Pui Kit AMN578 Licensed Representative - Responsible Officer 1, 4, 9 LEE Mang Chuen, Anthony ADR828 Licensed Representative - Responsible Officer 9 LIM Do Kyoon AUI379 Licensed Representative - Responsible Officer 1, 4 LIN Lijun AUJ216 Licensed Representative - Responsible Officer 4, 9 LIU Frederick Thomas AMJ860 Licensed Representative - Responsible Officer 9 LOVE David Maddux AXI279 Licensed Representative - Responsible Officer 1 NGO Tong Heng AEI530 Licensed Representative - Responsible Officer 1, 2 OTSUKA Jun AFH081 Licensed Representative - Responsible Officer 4 PATEL Rajeev ATQ942 Licensed Representative - Responsible Officer 9 PENG Shih-Wei ABN236 Licensed Representative - Responsible Officer 1, 4 POIROT Laurent Marie Bernard ALY828 Licensed Representative - Responsible Officer 1, 2 POIX Arnaud Bernard Fabrice Noel ATC267 Licensed Representative - Responsible Officer 1, 2, 7 POULEUR Jean-hubert Claude ALV071 Licensed Representative - Responsible Officer 9 PRITCHARD Perry ANQ543 Licensed Representative - Responsible Officer 1, 7 QUEK Chin Chin, Kevin AOV972 Licensed Representative - Responsible Officer 9 RAHIM Aamir Rezaur ACN140 Licensed Representative - Responsible Officer 1, 6 REPKOW Stephan Jacques Rene ARD165 Licensed Representative - Responsible Officer 1, 4, 9 SEYMOUR Steven James ABM769 Licensed Representative - Responsible Officer 1 SHINOHARA Minoru AJJ327 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6 SO Chak Ming AAI567 Licensed Representative - Responsible Officer 1, 4 TORNBERG Martin AFE172 Licensed Representative - Responsible Officer 4, 9 TSE Anthony Wai Chung AOQ867 Licensed Representative - Responsible Officer 9 WANG Heng BEC925 Licensed Representative - Responsible Officer 9 WILLIAMSON Peter George ALF370 Licensed Representative - Responsible Officer 1 WONG Chun Yuen AZV764 Licensed Representative - Responsible Officer 1 WONG Jinrong, Andy ANX808 Licensed Representative - Responsible Officer 9 WONG Shing ACK611 Licensed Representative - Responsible Officer 3 YEH Ching Ju ACD784 Licensed Representative - Responsible Officer 1, 4, 9 AGARWAL Avyakt Kumar BEY891 Licensed Representative (Provisional Licence) 1 ARORA Nitin BFY652 Licensed Representative (Provisional Licence) 1, 6 AU Phillip Lap Chi BGK400 Licensed Representative (Provisional Licence) 1 AU Tsz Ying BGO977 Licensed Representative (Provisional Licence) 1 BAI Lina BGM288 Licensed Representative (Provisional Licence) 9 BAILEY Micha Lee BGM243 Licensed Representative (Provisional Licence) 1, 4 BELLEMIN Frederic Louis Gabriel BGM936 Licensed Representative (Provisional Licence) 1, 4 BUTLER Gabriel Joseph AOY181 Licensed Representative (Provisional Licence) 1, 2, 7 CAMERON-CLARKE Luke BGM577 Licensed Representative (Provisional Licence) 1, 2 CARUSO Daniel Michael BGL348 Licensed Representative (Provisional Licence) 1, 2, 7 Page 10 of 15

11 CHAN King Hei BGM820 Licensed Representative (Provisional Licence) 1, 2 CHAN Kit Ying BGL050 Licensed Representative (Provisional Licence) 1 CHAN Kwan Kit BGN371 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Kwong Yuen BGN069 Licensed Representative (Provisional Licence) 1, 2, 4 CHAN Man Fung BGO347 Licensed Representative (Provisional Licence) 1 CHAN Ngai Hang BGP690 Licensed Representative (Provisional Licence) 1, 2 CHAN Nicholas Ling Hang AVL135 Licensed Representative (Provisional Licence) 1, 6 CHAN Shuk Yee Stephanie ARD372 Licensed Representative (Provisional Licence) 1 CHAN Tsui Wa BGN070 Licensed Representative (Provisional Licence) 1 CHAN Wing Hong BGL241 Licensed Representative (Provisional Licence) 1 CHAN Yiu Hon ALA243 Licensed Representative (Provisional Licence) 2, 5 CHANG Chiung-Wen AOE329 Licensed Representative (Provisional Licence) 1 CHANG Hye Jin BGM488 Licensed Representative (Provisional Licence) 2, 5 CHANG Lei BGO327 Licensed Representative (Provisional Licence) 1, 4 CHAO Jen Kai BGK738 Licensed Representative (Provisional Licence) 1, 6 CHARFI Hatem BGN143 Licensed Representative (Provisional Licence) 1, 2, 7 CHEN Chun Hung BGK285 Licensed Representative (Provisional Licence) 1, 2, 4, 5 CHEN Jennifer BGL046 Licensed Representative (Provisional Licence) 1, 4 CHEN Long BGM032 Licensed Representative (Provisional Licence) 1, 4 CHEN Sijia BGL658 Licensed Representative (Provisional Licence) 1, 6 CHEN Wen Ling BGI467 Licensed Representative (Provisional Licence) 1, 6 CHEN Ximing BGM147 Licensed Representative (Provisional Licence) 1 CHEN Yu BDY972 Licensed Representative (Provisional Licence) 1, 6 CHEN Zhenyu BGN072 Licensed Representative (Provisional Licence) 4 CHENG Lin BGN429 Licensed Representative (Provisional Licence) 4, 9 CHENYE Yannan AMW507 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Sin BGM919 Licensed Representative (Provisional Licence) 1, 2, 4 CHEUNG Teresa Yuk Wah BGM554 Licensed Representative (Provisional Licence) 1 CHEUNG Victor Chor Keung AUH716 Licensed Representative (Provisional Licence) 6 CHIANG Hon Fu BGM631 Licensed Representative (Provisional Licence) 1, 2, 4 CHIN Yingwen BGI584 Licensed Representative (Provisional Licence) 4 CHIU Ka Chun BGM282 Licensed Representative (Provisional Licence) 1 CHO Yunhee BGM624 Licensed Representative (Provisional Licence) 1, 2 CHOI-LEE Nora BGM249 Licensed Representative (Provisional Licence) 1, 4, 9 CHOW Wai Shan BGP197 Licensed Representative (Provisional Licence) 1 CHOW William Kong Meng BGM036 Licensed Representative (Provisional Licence) 4 CHU Ka Ki BGA832 Licensed Representative (Provisional Licence) 1, 2 CHUE Chun Kin John BGN163 Licensed Representative (Provisional Licence) 1, 2 CHUI Kit Shun BGP975 Licensed Representative (Provisional Licence) 1, 2 CHUN Jongbo BDR033 Licensed Representative (Provisional Licence) 1, 2 CHUNG Hei BGP298 Licensed Representative (Provisional Licence) 1, 6 CHUNG Paul ADB963 Licensed Representative (Provisional Licence) 1, 4, 9 CHUNG Wai Shing AMF222 Licensed Representative (Provisional Licence) 6 CLARKE Peter Wilson BEL281 Licensed Representative (Provisional Licence) 1, 2 COOPER Edward Lawrence Giorgio ARQ104 Licensed Representative (Provisional Licence) 9 COX Oliver Roland Charles AOB896 Licensed Representative (Provisional Licence) 4, 5, 9 CUI Landan BGN396 Licensed Representative (Provisional Licence) 9 DAI Xudong BEO462 Licensed Representative (Provisional Licence) 9 DAI Ye BGL382 Licensed Representative (Provisional Licence) 4 DENG Fei BFC518 Licensed Representative (Provisional Licence) 1, 4, 6 DENG Haili BGO942 Licensed Representative (Provisional Licence) 1, 2, 4 DO Albert AVY415 Licensed Representative (Provisional Licence) 1, 2 DORSETT William Robertson BAD879 Licensed Representative (Provisional Licence) 1, 2 DUAN Jie BGM551 Licensed Representative (Provisional Licence) 1 DUAN Qiufeng BGM189 Licensed Representative (Provisional Licence) 1 EGGENS Hindrik BGL472 Licensed Representative (Provisional Licence) 1, 4 Page 11 of 15

12 EIGENMANN Reto Christian BGP290 Licensed Representative (Provisional Licence) 1, 4, 6 ENGLEBRECHT James Edward BGM928 Licensed Representative (Provisional Licence) 1, 4 ENOMOTO Chika AXH801 Licensed Representative (Provisional Licence) 1 FAN Mei Kei Maggie BGP119 Licensed Representative (Provisional Licence) 1 FAN Qianlei BGL797 Licensed Representative (Provisional Licence) 1, 4 FANG Xiangying BGK323 Licensed Representative (Provisional Licence) 1 FENG Jing BGM253 Licensed Representative (Provisional Licence) 1 FENG Wen BGJ362 Licensed Representative (Provisional Licence) 1, 6 FU Qiang BGM188 Licensed Representative (Provisional Licence) 4, 9 GIGOV Valery Slavtchev BGP287 Licensed Representative (Provisional Licence) 1, 2, 4, 5 GUAN Lei BGM931 Licensed Representative (Provisional Licence) 1, 2 GUENERON Pierre Alexandre Tudor BGK632 Licensed Representative (Provisional Licence) 1, 2 HAN Frank BGP003 Licensed Representative (Provisional Licence) 1, 4 HARDY Maxence Gregoire Pascal BGO488 Licensed Representative (Provisional Licence) 1, 2, 4, 5 HE Xiang BGP185 Licensed Representative (Provisional Licence) 4 HE Yang BGP469 Licensed Representative (Provisional Licence) 1, 4, 6 HILADO Maria Elena Del Rosario BEW795 Licensed Representative (Provisional Licence) 1, 2 HILL Stephen Christopher ACG751 Licensed Representative (Provisional Licence) 1, 4, 6 HO Lap Hei BGN414 Licensed Representative (Provisional Licence) 1, 4, 9 HO Man Kit AWA582 Licensed Representative (Provisional Licence) 1, 2 HO Tin Lai BGK956 Licensed Representative (Provisional Licence) 1, 2 HSIEH Jiaru BGM144 Licensed Representative (Provisional Licence) 1 HSU Shan Mi BGM295 Licensed Representative (Provisional Licence) 1, 4 HUANG Weipeng BGP175 Licensed Representative (Provisional Licence) 1, 4 HUNG Kin Ho ALL163 Licensed Representative (Provisional Licence) 9 HUR Min Kyong BGJ410 Licensed Representative (Provisional Licence) 1, 2 IRLE Pratik BDI552 Licensed Representative (Provisional Licence) 1, 2, 4, 5 JAGANNATHAN Badri Ramanujan BGI774 Licensed Representative (Provisional Licence) 1, 2 JI Weiqing BGM937 Licensed Representative (Provisional Licence) 1, 4 JIA Muyun BGM621 Licensed Representative (Provisional Licence) 9 JIANG Chuxuan BGM935 Licensed Representative (Provisional Licence) 1, 2 JIANG Lecheng BGO348 Licensed Representative (Provisional Licence) 6 JIN Xiaowen BGO660 Licensed Representative (Provisional Licence) 4 JING Kai BGO351 Licensed Representative (Provisional Licence) 1, 2, 3 KANEKO Junichi BGB943 Licensed Representative (Provisional Licence) 1, 2 KAO Richard ADR379 Licensed Representative (Provisional Licence) 1, 4, 6 KELLER Guy Douglas Walter BGM835 Licensed Representative (Provisional Licence) 2 KHOO Xin Ping, Inez BGL795 Licensed Representative (Provisional Licence) 1, 4, 9 KIM Jae Hyung AZL102 Licensed Representative (Provisional Licence) 4, 9 KIM Jongwon BGM424 Licensed Representative (Provisional Licence) 1 KIM Suni BEL745 Licensed Representative (Provisional Licence) 4, 9 KOIZUMI Megumi BGL222 Licensed Representative (Provisional Licence) 1, 4 KUNG Tien Shin, Brandon BGL276 Licensed Representative (Provisional Licence) 1, 4 KWAN Bo Li Bonnie AWS225 Licensed Representative (Provisional Licence) 1 KWOK Yin Yi BGO464 Licensed Representative (Provisional Licence) 1 LAI Chuk Man BGQ765 Licensed Representative (Provisional Licence) 1, 6 LAM Heung Wing BGM083 Licensed Representative (Provisional Licence) 1 LAM Ho Por, Kelvin BFA186 Licensed Representative (Provisional Licence) 4 LAM Hoi Kwan, Andrea BGL079 Licensed Representative (Provisional Licence) 1, 4, 9 LAM Lok Yeung BGN532 Licensed Representative (Provisional Licence) 1 LAM Tsz Chun BGN241 Licensed Representative (Provisional Licence) 1, 4, 5, 9 LAM Tsz Ho BGN194 Licensed Representative (Provisional Licence) 6 LAO Helen Hon Lam BGN421 Licensed Representative (Provisional Licence) 9 LAU Chun Hang BGP475 Licensed Representative (Provisional Licence) 3 LAU Hoi Chi BGN354 Licensed Representative (Provisional Licence) 3 LAU Kendrick Nam Fun BAU635 Licensed Representative (Provisional Licence) 1, 2, 9 Page 12 of 15

13 LAU Pan BGO489 Licensed Representative (Provisional Licence) 1, 6 LAU Shengrong BGN444 Licensed Representative (Provisional Licence) 4, 9 LAU Suk Han, Loretta AJM777 Licensed Representative (Provisional Licence) 1, 6 LAU Wai Hing BGO344 Licensed Representative (Provisional Licence) 6 LAU Yau Leong BAT977 Licensed Representative (Provisional Licence) 1, 4, 9 LAU Yun Yu AVI406 Licensed Representative (Provisional Licence) 1, 2 LAW Hoi Yan Holly BGM404 Licensed Representative (Provisional Licence) 1, 4 LEE Henry BGN037 Licensed Representative (Provisional Licence) 1, 4 LEE Ka Hing BEC399 Licensed Representative (Provisional Licence) 1 LEE Kwan Tung, Jeanette AOJ316 Licensed Representative (Provisional Licence) 1, 4, 9 LEE Tianci, Edwin BGO353 Licensed Representative (Provisional Licence) 1, 4, 6 LEI Shuyu BGN236 Licensed Representative (Provisional Licence) 4, 9 LEI Weixi BGK950 Licensed Representative (Provisional Licence) 1 LEI Xi BGN443 Licensed Representative (Provisional Licence) 1, 6 LEI Yang BGH895 Licensed Representative (Provisional Licence) 6 LEUNG Candy BGL572 Licensed Representative (Provisional Licence) 1 LEUNG Ho Yip AQJ033 Licensed Representative (Provisional Licence) 1, 2 LEUNG Kai Kit BGO560 Licensed Representative (Provisional Licence) 1, 4, 9 LEUNG Kwan Wai BAN006 Licensed Representative (Provisional Licence) 1 LEUNG Wu Yan BGM573 Licensed Representative (Provisional Licence) 1, 2 LI Anqi BGM433 Licensed Representative (Provisional Licence) 1, 4 LI Bo BFE481 Licensed Representative (Provisional Licence) 1, 6 LI Danyang BGO352 Licensed Representative (Provisional Licence) 1, 6 LI Junzhou BFE782 Licensed Representative (Provisional Licence) 4 LI Lai Yee AIP435 Licensed Representative (Provisional Licence) 1 LI Lin BAG335 Licensed Representative (Provisional Licence) 1, 2 LI Tuo BGM185 Licensed Representative (Provisional Licence) 1, 4, 9 LI Wei BGL754 Licensed Representative (Provisional Licence) 4, 9 LI Wen BGL243 Licensed Representative (Provisional Licence) 1, 4, 6 LI Ying BGN067 Licensed Representative (Provisional Licence) 1, 2 LI Yingying BGP560 Licensed Representative (Provisional Licence) 1, 2, 4 LI You BGL796 Licensed Representative (Provisional Licence) 1, 4, 6 LIM Ching Yiu BGL104 Licensed Representative (Provisional Licence) 1 LIN Chun Ting BGM905 Licensed Representative (Provisional Licence) 1, 2 LING Siu Leung BGN434 Licensed Representative (Provisional Licence) 4 LINTON Jonathan David BGM585 Licensed Representative (Provisional Licence) 1, 2 LIU Feifei BGM914 Licensed Representative (Provisional Licence) 1, 2, 7 LIU Hung Ho ADR925 Licensed Representative (Provisional Licence) 1, 4, 5, 9 LIU Jiangang AUM602 Licensed Representative (Provisional Licence) 2, 5 LIU Man Lai, Manly ADI698 Licensed Representative (Provisional Licence) 9 LIU Peiyuan BGN053 Licensed Representative (Provisional Licence) 4 LIU Qing BGH970 Licensed Representative (Provisional Licence) 4 LIU Teng ARG107 Licensed Representative (Provisional Licence) 1, 4, 9 LIU Victoria Audrey BGO756 Licensed Representative (Provisional Licence) 1 LO Chieh BGO354 Licensed Representative (Provisional Licence) 4 LO Sze Man ANH319 Licensed Representative (Provisional Licence) 1, 2 LO Wing APR851 Licensed Representative (Provisional Licence) 6 LU Jie AQV758 Licensed Representative (Provisional Licence) 1, 4 LUAN Jie BGL237 Licensed Representative (Provisional Licence) 1, 4, 9 LUI Ho Yeung ASP477 Licensed Representative (Provisional Licence) 1 LUI Ying Yin, Vicky BGO343 Licensed Representative (Provisional Licence) 1, 2 MA Viktor Xiang AFP039 Licensed Representative (Provisional Licence) 1, 2, 9 MA Yue Lung, Alan BGM556 Licensed Representative (Provisional Licence) 6 MADHAVJI Premal BGL496 Licensed Representative (Provisional Licence) 4 MADSEN Benjamin Thomas BGN036 Licensed Representative (Provisional Licence) 1 MANDALA Rohan BGM922 Licensed Representative (Provisional Licence) 1, 2 Page 13 of 15

14 MCKINNON David BGL787 Licensed Representative (Provisional Licence) 1 MERCHANT Amir BAN050 Licensed Representative (Provisional Licence) 4 MINTON Lee Webb BGP786 Licensed Representative (Provisional Licence) 1, 9 MIZOGUCHI Wataru BGM479 Licensed Representative (Provisional Licence) 1, 4, 9 MOLONY Sean Charles BGL930 Licensed Representative (Provisional Licence) 1 MUADDI Samy Bassam BAZ629 Licensed Representative (Provisional Licence) 4, 9 MUNG Hon Ting, Jackie BGO789 Licensed Representative (Provisional Licence) 1, 6 MURAKAMI Akihiro BAF278 Licensed Representative (Provisional Licence) 4 NAKADA Masakatsu BGL945 Licensed Representative (Provisional Licence) 1, 2 NANDI Arnab AQG745 Licensed Representative (Provisional Licence) 9 NEWTON Christopher John AVJ280 Licensed Representative (Provisional Licence) 1, 2, 4, 5 NG Nim Dung BGM022 Licensed Representative (Provisional Licence) 4 NGAI Tin BGO679 Licensed Representative (Provisional Licence) 1, 2 NIU Jingyi BGL115 Licensed Representative (Provisional Licence) 1, 2, 4 OOI Pei Yi BGQ919 Licensed Representative (Provisional Licence) 1, 2, 4, 5 PANDOV Alexandre BGM581 Licensed Representative (Provisional Licence) 1, 2, 7 PANG Ching BGM486 Licensed Representative (Provisional Licence) 1, 2 PANG Ka Keung AVF502 Licensed Representative (Provisional Licence) 1 PANG On Ki AFN684 Licensed Representative (Provisional Licence) 1 PETROV Bozhidar Yordanov BGM485 Licensed Representative (Provisional Licence) 1, 2 POON Ka Yee Joanna AGL868 Licensed Representative (Provisional Licence) 1, 4 POON Koon Ting BGP558 Licensed Representative (Provisional Licence) 1, 2, 4 PUTNAM Stephen Peter BGN176 Licensed Representative (Provisional Licence) 1, 4 QIU Zhicheng BGM019 Licensed Representative (Provisional Licence) 4 RIKU Tokunari BGM932 Licensed Representative (Provisional Licence) 1 SAKOVIC Vitalij BGM828 Licensed Representative (Provisional Licence) 1, 2 SALLES Antoine Paul Benjamin BGL771 Licensed Representative (Provisional Licence) 1, 2 SCHAFFRAN Scott Lane BGP174 Licensed Representative (Provisional Licence) 4, 9 SHAH Ritesh Jagadishchandra BGL487 Licensed Representative (Provisional Licence) 4 SHAH Sunny Atul BGL484 Licensed Representative (Provisional Licence) 4 SHAO Yongqiu BGL561 Licensed Representative (Provisional Licence) 4 SHAW Benjamin John BGN402 Licensed Representative (Provisional Licence) 1, 2, 4 SHEN Hao BGK734 Licensed Representative (Provisional Licence) 1, 4, 6 SHI Fan APV976 Licensed Representative (Provisional Licence) 9 SHIMADA Hirotsugu BGM610 Licensed Representative (Provisional Licence) 1, 4, 6 SHIMAMOTO Arisa BGM560 Licensed Representative (Provisional Licence) 1, 4 SIT Yan Chi, Bonnie BGP191 Licensed Representative (Provisional Licence) 4, 5, 9 SO Hang Fai, Louis AFY701 Licensed Representative (Provisional Licence) 1, 4 SONG Fei BGM938 Licensed Representative (Provisional Licence) 9 SUDHINDRAN Pavitra BGM452 Licensed Representative (Provisional Licence) 4 SUGIOKA Hiroshi BGK932 Licensed Representative (Provisional Licence) 1 SUN Dilong BFW605 Licensed Representative (Provisional Licence) 1, 2, 9 SUN Lefei AXI385 Licensed Representative (Provisional Licence) 1, 4, 9 SUN Yuting BGM616 Licensed Representative (Provisional Licence) 1, 2 TAI Li Min BGM592 Licensed Representative (Provisional Licence) 1 TANG Ronnie Wai Yan BGO471 Licensed Representative (Provisional Licence) 1, 4, 9 TANG Wa Kin BGM127 Licensed Representative (Provisional Licence) 1 TANG Yun BGM839 Licensed Representative (Provisional Licence) 2, 5 TAY Yi Teng Elaine BGP471 Licensed Representative (Provisional Licence) 1, 4, 9 THEKKILE MADATHIL Sunilkumar BGM008 Licensed Representative (Provisional Licence) 1, 2 TIAN Yang BGL791 Licensed Representative (Provisional Licence) 4 TONG Pui Ling, Vivian ANG999 Licensed Representative (Provisional Licence) 1, 4, 9 TONG Tze Kong AMQ919 Licensed Representative (Provisional Licence) 1, 2 TSAI Hsin Ying BGM131 Licensed Representative (Provisional Licence) 1 TSANG Cheuk Yu BGL750 Licensed Representative (Provisional Licence) 1 TSE Ho Ting BGO659 Licensed Representative (Provisional Licence) 1, 2 Page 14 of 15

15 TSO Ka Sing AUR286 Licensed Representative (Provisional Licence) 1, 2 TSUI Shek Hung BGK704 Licensed Representative (Provisional Licence) 1 TU Lilei BGM939 Licensed Representative (Provisional Licence) 4 TURNER Alexandra Louise BGM618 Licensed Representative (Provisional Licence) 1 VAN DEN HEUVEL Olaf Adriaan Wilhelmus Johannes BGL480 Licensed Representative (Provisional Licence) 1, 4 VAN ELDIK Martijn BBF265 Licensed Representative (Provisional Licence) 1 VANOVERBERGHE Vincent Thomas Pierre BGO491 Licensed Representative (Provisional Licence) 1, 2, 7 WAHLBERG Tracey Danielle BGQ203 Licensed Representative (Provisional Licence) 1, 4, 9 WAI Pak Fai Chris BGL066 Licensed Representative (Provisional Licence) 1, 4 WANG Yinghua BGO809 Licensed Representative (Provisional Licence) 1 WANG Ce BGM423 Licensed Representative (Provisional Licence) 10 WANG Di BGP653 Licensed Representative (Provisional Licence) 1, 4, 6 WANG Dong AIR588 Licensed Representative (Provisional Licence) 1, 4 WANG Ge BGP971 Licensed Representative (Provisional Licence) 1, 6 WANG Jingwen BGL672 Licensed Representative (Provisional Licence) 1, 4, 6 WANG Min BGL946 Licensed Representative (Provisional Licence) 1, 2 WANG Shengnan BGL389 Licensed Representative (Provisional Licence) 1, 4, 6 WANG Wei BGK772 Licensed Representative (Provisional Licence) 1, 6 WANG Wei BGP698 Licensed Representative (Provisional Licence) 9 WANG Xiangyu BGM114 Licensed Representative (Provisional Licence) 4 WANG Yan AWK696 Licensed Representative (Provisional Licence) 9 WANG Yaowu BGK551 Licensed Representative (Provisional Licence) 1, 2, 4, 9 WANG Zhou BGM251 Licensed Representative (Provisional Licence) 1 WIJAYA Deidy BGG656 Licensed Representative (Provisional Licence) 4 WILCOX Nicholas John Alexander BGP176 Licensed Representative (Provisional Licence) 1, 4, 9 WONG Chor Tung BGP797 Licensed Representative (Provisional Licence) 1 WONG Kim Cheong BGP476 Licensed Representative (Provisional Licence) 4, 9 WONG Kim Hang BGO677 Licensed Representative (Provisional Licence) 1 WONG King Ho, Pakern BGL119 Licensed Representative (Provisional Licence) 1, 6 WONG Oi Tsz BGO969 Licensed Representative (Provisional Licence) 1 WONG Ping BGK582 Licensed Representative (Provisional Licence) 1 WONG Po Ching AUD880 Licensed Representative (Provisional Licence) 1 WONG Wai Yin BGM094 Licensed Representative (Provisional Licence) 1, 4 WONG Wing Chung BGN445 Licensed Representative (Provisional Licence) 1, 6 WONG Ze Sen, Jason BGP019 Licensed Representative (Provisional Licence) 1, 2 WOODMORE Andrew Jonathan BGM589 Licensed Representative (Provisional Licence) 1, 4, 6 WU Binbin BGO769 Licensed Representative (Provisional Licence) 1, 6 WU Hao BGM187 Licensed Representative (Provisional Licence) 1, 6 WU Jiangsuo BGO781 Licensed Representative (Provisional Licence) 1, 6 WU Long Kin BGL670 Licensed Representative (Provisional Licence) 1 WU Tingting AYQ131 Licensed Representative (Provisional Licence) 1, 4 XIAO Liyun BGL595 Licensed Representative (Provisional Licence) 1 XIAO Xuan BGK417 Licensed Representative (Provisional Licence) 1, 4, 9 XIONG Sifei AMA894 Licensed Representative (Provisional Licence) 1, 4 XU Lingli Lyris BGL609 Licensed Representative (Provisional Licence) 4 XU Man BGP800 Licensed Representative (Provisional Licence) 1 Page 15 of 15

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