ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2012 CE

Transcription

1 AEGON Asset Management (Asia) Limited AVR688 Licensed Corporation 1, 4 Ascalon Capital Managers (Asia) Limited AYR797 Licensed Corporation 1 Carlyle Hong Kong Equity Management Limited AZD484 Licensed Corporation 1 DST Investment Management Limited AYV588 Licensed Corporation 1, 4 Expedition Advisors Limited AZD500 Licensed Corporation 9 Finaport (Hong Kong) Limited AXH281 Licensed Corporation 4, 9 IIFL Private Wealth Hong Kong Limited AXC525 Licensed Corporation 1, 4 Industrial Securities (Hong Kong) Asset Management Limited AZB374 Licensed Corporation 4, 9 Integrity Securities Limited AYM026 Licensed Corporation 1 Lee Capital Partners Limited AXY862 Licensed Corporation 4 Oriental Capital Asset Management Limited AZD527 Licensed Corporation 9 Pittodrie Finance Limited AYW736 Licensed Corporation 1 Tengard Fund Management Limited AZB535 Licensed Corporation 1, 4, 9 Whitestone Securities Limited AYV589 Licensed Corporation 4 Yuan Asset Management Limited AYK525 Licensed Corporation 4, 9 AGGARWAL Sandeep AZC897 Licensed Representative 6 ARIKAWA Rena APK356 Licensed Representative 9 BAADER Klaus Alvaro AZE954 Licensed Representative 1, 2, 4, 5 BAKER Stuart Charles AFB356 Licensed Representative 1 BAO Rongfu AYT567 Licensed Representative 4 BAUR Darin Daniel AQO190 Licensed Representative 6 BELZ Jonathan Isaac AZE950 Licensed Representative 1, 4, 6 BENNETT George Henry Edward ATM789 Licensed Representative 1, 4 BLACKLOCK Kelvin ADU634 Licensed Representative 1, 4 BO Qiaochu AZJ491 Licensed Representative 6 BROWNING Martin Mario AZH664 Licensed Representative 6 BUNTING Charles Pearce AZH663 Licensed Representative 6 CAI Veronique Wen AOD776 Licensed Representative 1, 4, 9 CAO Yuan AZJ206 Licensed Representative 6 CHAKRAVARTY Sagnik AYF104 Licensed Representative 9 CHAN Cham Kwong AAJ550 Licensed Representative 1, 4, 9 CHAN Chi Kong ACX510 Licensed Representative 6 CHAN Chi Mun, Winnie AQH369 Licensed Representative 1, 4 CHAN Hiu Shun AZE439 Licensed Representative 1 CHAN Ka Cheung AZF639 Licensed Representative 1 CHAN Ka Wo AZE658 Licensed Representative 1 CHAN Kar Yin, Gary AEB044 Licensed Representative 4, 9 CHAN Kin Ping AZG570 Licensed Representative 2 CHAN King Fai AZG236 Licensed Representative 1 CHAN Kwok Kay ATI426 Licensed Representative 1, 2 CHAN Lee AZE793 Licensed Representative 1 CHAN Mang Kiu AIS524 Licensed Representative 1, 6 CHAN Mui Chun ABP887 Licensed Representative 1 CHAN Pui Ying APV404 Licensed Representative 1 CHAN Sharon Sze Wing AZE655 Licensed Representative 1 CHAN Ting Fung, Samuel AZC830 Licensed Representative 4 CHAN Tsz King AZH485 Licensed Representative 1 CHAN Wai Hang AZE808 Licensed Representative 1 CHAN Wai Lam AZF439 Licensed Representative 1 CHAN Wan Ting AZH503 Licensed Representative 1, 2 CHAN Wing Sum AZG425 Licensed Representative 1 CHAN Wing Yin AWO977 Licensed Representative 1 CHAN Wing Yu AZE467 Licensed Representative 1 CHAN Yat Yee, Dorothy AQN587 Licensed Representative 1, 4, 9 Page 1 of 14

2 CHAN Ying Lun, Alick AZH240 Licensed Representative 1 CHANG Jiang AZH662 Licensed Representative 6 CHEN Bo AZJ493 Licensed Representative 6 CHEN Cheng AZJ494 Licensed Representative 6 CHEN Clarence Soon Yuan AZD383 Licensed Representative 1, 2 CHEN Hong AGN022 Licensed Representative 4, 9 CHEN Kaichong AZD683 Licensed Representative 4 CHEN Po-Hsuan AZG868 Licensed Representative 1, 4, 9 CHEN Tzu-shing AWU834 Licensed Representative 1 CHEN Yaping AYJ789 Licensed Representative 4 CHENG Tze Bun AZC905 Licensed Representative 1 CHEUNG Cham Lun AZF644 Licensed Representative 1 CHEUNG Chee Ho AZD386 Licensed Representative 1, 2 CHEUNG Cheuk Man AZH855 Licensed Representative 1 CHEUNG Joanna Wai Sze ATM610 Licensed Representative 1 CHEUNG Sau Kuen AFL169 Licensed Representative 1, 4 CHEUNG Shing Kwong AZG234 Licensed Representative 1 CHEUNG Yuen Yuk AZF872 Licensed Representative 1 CHEUNG Yuk Shing AZG385 Licensed Representative 1, 2 CHEW John Hock Thye AZC899 Licensed Representative 1, 2 CHEW Meng Fai AZH661 Licensed Representative 6 CHIN Sydney Chung Hin ANK516 Licensed Representative 1, 9 CHIU Shing Yung AZF481 Licensed Representative 1 CHOI Hee Rak AZC834 Licensed Representative 1, 2 CHONG Chui Wan AZC592 Licensed Representative 10 CHONG Hon Hoong AOT550 Licensed Representative 1, 4 CHOY Pui Yuen AZD384 Licensed Representative 1, 2 CHU Lindsay Li-shen AZH660 Licensed Representative 6 CHUI Hay AZE836 Licensed Representative 1 CHUN Changhyun AZD593 Licensed Representative 1, 6 CHUNG Chak Chuen AJE988 Licensed Representative 1, 2 CHUNG Yan, Dennis AGK668 Licensed Representative 4, 9 CHUNG Yue Ching AZF489 Licensed Representative 1, 4 CISZEWSKI Thomas James AYU143 Licensed Representative 1, 2 COHEN Darren AZF261 Licensed Representative 1 CONELIUS Michael Joseph AYW800 Licensed Representative 4, 9 CONNOR Jonathan Luke AZH656 Licensed Representative 6 CROSSLAND Ryan Everett AZH655 Licensed Representative 6 CUI Xiaojiao AZH654 Licensed Representative 6 DU Yunzhe AZD389 Licensed Representative 4, 9 DUAN Yefei AZE944 Licensed Representative 1 FAHLIN Anders Jimmy AZF343 Licensed Representative 9 FAN See Hang ARM892 Licensed Representative 6 FONG Shing Lung AZJ194 Licensed Representative 1, 4 FRELET Jean-Marc Nicolas AZE428 Licensed Representative 1 FU Man Leung AZD256 Licensed Representative 1 GAO Ya AZJ498 Licensed Representative 6 GARNSEY Graeme Anthony AZE522 Licensed Representative 4, 6 GLUECK Franz Ismael AZH650 Licensed Representative 6 GOH Khee Hong AZH647 Licensed Representative 6 GONG He AZC302 Licensed Representative 6 GREIF Joseph Judah AZD669 Licensed Representative 4, 9 GUAN Bo AZE518 Licensed Representative 1, 2 GUINNESS Samuel Walter AZC673 Licensed Representative 9 Page 2 of 14

3 GUO QinMiao AZB776 Licensed Representative 4 GUO Shuai AZF998 Licensed Representative 6 GUPTA Saurabh AYV665 Licensed Representative 1, 4 GUPTA Saurabh AZH609 Licensed Representative 6 HARHARAH Hoda Binte Awad ANY024 Licensed Representative 1, 4 HE Chen AZE801 Licensed Representative 9 HE Xiaofan AZH646 Licensed Representative 6 HE Zhen AYY952 Licensed Representative 4, 9 HENG Jonathan Ying -chieh AZH645 Licensed Representative 6 HEYES Richard Charles ACR432 Licensed Representative 1, 2, 7 HIBBS Mark Ashley ARF450 Licensed Representative 9 HIGNELL Christopher David AZH644 Licensed Representative 6 HIVAREKAR Abhijeet AZD532 Licensed Representative 1, 4 HO Ho Ming AZG575 Licensed Representative 2 HO King Yu AZE660 Licensed Representative 9 HO Kwan Kit, Chris ASH641 Licensed Representative 1, 4 HO Man Kwong AZJ977 Licensed Representative 1 HO Sancho Shang Da AZB616 Licensed Representative 1, 6 HO Shui Fai, Ricky ABP466 Licensed Representative 1, 2, 4, 5, 9 HO Sin Chung AZE444 Licensed Representative 1 HOCK Wai Hou AZH640 Licensed Representative 6 HOFFMAN Matthew Lee AZD453 Licensed Representative 1 HOWSLEY Jonathan Charles AZF710 Licensed Representative 1, 4, 6 HSU Erick Ying-chao AZH637 Licensed Representative 6 HUANG Chao AZE532 Licensed Representative 4 HUANG Chun Man AZD380 Licensed Representative 1 HUANG Hsin-Cheng ARE368 Licensed Representative 1 HUI Ching Ying, Amy AZC875 Licensed Representative 1, 2 HUI Mark Sui-cheung AZE912 Licensed Representative 1 HUI Wai Hon AZG010 Licensed Representative 1 HUNG Hon Pan AZE524 Licensed Representative 1, 2 HUTCHINS Jeff Daniel ASY640 Licensed Representative 1, 2 IP Lai Ki Rachel AZG028 Licensed Representative 4 ISHIHARA Yu AWZ795 Licensed Representative 1, 2 JHAVERI Anuj Kamlesh AZG858 Licensed Representative 1, 2 JIANG Ya AZA855 Licensed Representative 4 JOLL Tristan Bradley AZB787 Licensed Representative 4 KAM Hin Yeung AZE930 Licensed Representative 1, 2 KATSUBA Tomoaki AZH635 Licensed Representative 6 KENDALL Jason Lee AZF359 Licensed Representative 1, 2, 7 KERN Jason Blair AZH634 Licensed Representative 6 KIM Justin Jongwon AZF496 Licensed Representative 1, 2 KOAY Chie Min AZF338 Licensed Representative 1, 4, 6 KOIKE Shoji AZD368 Licensed Representative 1 KONG Sau Ngai AZD633 Licensed Representative 1 KUNG Lea AYM543 Licensed Representative 6 KWAN Nicholas Alexander Yan Tat AZJ207 Licensed Representative 6 KWOK Ka Lok, Stanley ARL159 Licensed Representative 9 KWOK Marlon Kaway AZD327 Licensed Representative 1, 2 KWOK Siu See, Irene ANY055 Licensed Representative 1, 4 KWOK Tsun Leung AZC886 Licensed Representative 1 KWONG Ho Ting AZH730 Licensed Representative 1 LAI Ka Leong ASE664 Licensed Representative 1, 2 LAI Ming Him AZF662 Licensed Representative 1, 4 Page 3 of 14

4 LAI Tin Yau AZD317 Licensed Representative 1, 2 LAI Tsz Him AZE521 Licensed Representative 1 LAI Wai Chung, Vincent AUB940 Licensed Representative 9 LAI Zengkun AZJ208 Licensed Representative 6 LAM Chun Hing AZF848 Licensed Representative 1 LAM Man Wai AZF840 Licensed Representative 1 LAM Shen Hriung, Gilbert ADZ537 Licensed Representative 1, 2 LAM So Har AGK868 Licensed Representative 1 LAM Yi Yan AZE517 Licensed Representative 4, 9 LANGLOIS Michael Owen AMM135 Licensed Representative 1 LAU Cheuk Ki ATX970 Licensed Representative 1, 2 LAU Chong Ho AZG784 Licensed Representative 1 LAU Hin Lun AZC801 Licensed Representative 1, 4, 9 LAU Kin Wing, Ken AAB985 Licensed Representative 1, 2 LAU Suet Ying, Bonnie AZD222 Licensed Representative 1, 4 LAW Mei Chu AZG430 Licensed Representative 1 LAW Yui Long, Arthur AZJ274 Licensed Representative 6 LEAHY John Mark AZF230 Licensed Representative 1, 4, 6 LEE Chung Shing, Javan AFR743 Licensed Representative 1, 2 LEE Gee Yau AZH199 Licensed Representative 1 LEE Ho Yin Raymond AZE445 Licensed Representative 1 LEE Siu Hang AZF978 Licensed Representative 1, 6 LEE Sophia Qiaoli AZC903 Licensed Representative 1 LEE Wai Shun, Matthew ACC119 Licensed Representative 9 LEE Wee Siang AMN563 Licensed Representative 1 LEE Yuen Ting AZE975 Licensed Representative 1, 2 LEE Yuk Kwan Corina AZF416 Licensed Representative 1, 4 LENTON James Christopher AZC997 Licensed Representative 1, 4, 9 LEONG Chon-ian AZD613 Licensed Representative 1 LEONG Koon Jee Jennifer AZF862 Licensed Representative 4 LEUNG Ching Han, Jaime AZD610 Licensed Representative 1 LEUNG Kam Wing AZD325 Licensed Representative 1, 2 LEUNG Kin Hung Nelson AZF421 Licensed Representative 1, 4 LEUNG Man Fai AZG561 Licensed Representative 1 LEUNG Ming Yan ASU334 Licensed Representative 1, 4, 9 LEUNG Wai Chun Janet AZD489 Licensed Representative 1 LEUNG Yan Yu, Venus AZJ275 Licensed Representative 6 LI Andrew Yung Ting AZH630 Licensed Representative 6 LI Ee Yan AZC826 Licensed Representative 1, 2 LI Fei AYR984 Licensed Representative 2 LI I Hao, Benetton AQL793 Licensed Representative 6 LI Jingran AZD529 Licensed Representative 1 LI Kristine Keng Yan AZJ276 Licensed Representative 6 LI Ming Chak AZF504 Licensed Representative 1 LI Wai Yin Priscilla AZC326 Licensed Representative 1 LI Wing Hang Eric AZF866 Licensed Representative 1 LI Xiang Hong AQE320 Licensed Representative 4, 9 LI Zheng AZE429 Licensed Representative 1, 2, 4 LIAO Xinyu AYT594 Licensed Representative 4 LIM May Man Wai APY325 Licensed Representative 1, 4 LIN Bing ALF643 Licensed Representative 9 LIN Hsin Jung AZE934 Licensed Representative 1, 9 LIU Chao AZH606 Licensed Representative 6 LIU Chenru AZC693 Licensed Representative 4 Page 4 of 14

5 LIU Chin Ting, Billy AZE659 Licensed Representative 1 LIU Ka Chun AZD255 Licensed Representative 1 LIU Maretta Yiqi AVD327 Licensed Representative 1, 2 LIU Mengyu AZJ295 Licensed Representative 6 LIU Siu Ming AZC786 Licensed Representative 1 LIU Yong Liang AYW275 Licensed Representative 1, 4 LIU Zhousheng AZD456 Licensed Representative 1, 2 LO Chun Kwan AZJ983 Licensed Representative 1, 2 LO Hsiang AZJ311 Licensed Representative 6 LO Kok Hong AWT686 Licensed Representative 1 LO Tak Wing AZD137 Licensed Representative 9 LO Ting Chiu Murphy AZE648 Licensed Representative 1, 4 LONG Haiyu AZD524 Licensed Representative 6 LOW Wei Liang, William AZJ605 Licensed Representative 6 LU Xiaohao AZF711 Licensed Representative 1, 4, 6 LU Yi AVE820 Licensed Representative 1, 6 LUI Hung Kik AZF855 Licensed Representative 1 LUK Ching Yan, Sylvia AED614 Licensed Representative 1, 4 LUN Po Ling AZE806 Licensed Representative 1, 4 LUU James Chi Cuong AYW717 Licensed Representative 6 MA Albert Kai Ben AZF841 Licensed Representative 1, 4 MA Hang Sing AZF503 Licensed Representative 1 MA Ho Yan Connie AZG407 Licensed Representative 1 MA Ka Lai, Diana AHN555 Licensed Representative 1 MA Sze Wai APF831 Licensed Representative 1 MA Yan Ying AZD329 Licensed Representative 1, 2 MAMTANI Jatin AZE888 Licensed Representative 4 MANNION Timothy Sean AZF643 Licensed Representative 1, 2 MARCUS Jacob Daniel AZG025 Licensed Representative 1, 4 MARGOLIS Riva Rose AZF836 Licensed Representative 1 MASUOKA Hiroshi AZD251 Licensed Representative 1 MC FADYEN David Ross AZD538 Licensed Representative 1, 4 MIRONOV Leonid AZD218 Licensed Representative 9 MOK Tze Chung AZF440 Licensed Representative 1 MOTIWALA Ayaz Bashir APA237 Licensed Representative 4, 9 MOTODA Chieko AQD246 Licensed Representative 1 MOUDGIL Siddharth AZE652 Licensed Representative 1, 4 NG Amy Tsung-Ling AZF632 Licensed Representative 6 NG Chong Fong AZD382 Licensed Representative 1, 2 NG Kong Sang ATI398 Licensed Representative 1, 4 NG Lak-Sun, Nixon AZE680 Licensed Representative 1 NG Michael William AZD376 Licensed Representative 4 NG Sze Nam AFJ455 Licensed Representative 1 NG Tsz Kin AZD014 Licensed Representative 1 NG Wai Kit AZD315 Licensed Representative 1, 2 ONDO Henry Takashi AZC712 Licensed Representative 1, 2 ONG Chi Tuan AZJ326 Licensed Representative 6 ONG Shao Hoong AZG033 Licensed Representative 6 OR Kong Kit AWV428 Licensed Representative 1 ORTON Jamie AZD119 Licensed Representative 1, 7 PANG Yiu Cheong AZG034 Licensed Representative 1 PARADISE James Richard AHA220 Licensed Representative 1, 2, 4 PARK Dongbok AZG703 Licensed Representative 6 PATEL Ashish Gordhandas Vachhani AZG517 Licensed Representative 1, 2 Page 5 of 14

6 PIOT Selim AZF829 Licensed Representative 1, 2 PLAKIDIS Panayiotis AYY896 Licensed Representative 6 POON Kwok Wai AVJ212 Licensed Representative 1 POON Tak Hei AOB495 Licensed Representative 1, 4 POON Yin Shan Sandy AJN542 Licensed Representative 1 PRAWITZ Alexander Gunter Peter AZC709 Licensed Representative 1, 4 PRIDDIS Adrian Mark AZG695 Licensed Representative 1, 2, 7 PUN Lok Tony AZF850 Licensed Representative 1 PUN Nai Sung, Tony AGK962 Licensed Representative 1 QI Peng AZH628 Licensed Representative 6 QIAN Kai AZA933 Licensed Representative 4 QU Ke AZF437 Licensed Representative 4 RASTOGI Abhishek AYB018 Licensed Representative 1 RITTER Andrew Jacob AXX603 Licensed Representative 1, 4 ROBIN Yann Nicolas Thierry Richard AZC881 Licensed Representative 1 RUAN Weishi AYT644 Licensed Representative 4 SEYMOUR Jonathan Robert James AZD220 Licensed Representative 1 SHAH Dipak Madhu AZC900 Licensed Representative 1, 2 SHAO Xi AZC692 Licensed Representative 4 SHEN Dehua AMU085 Licensed Representative 6 SHEN Wei-Pin AYV409 Licensed Representative 1, 4, 9 SHEN Yun-Chi AQI651 Licensed Representative 1, 4, 9 SHI Danjuan AZF792 Licensed Representative 1 SHICK David C. Y. AZF426 Licensed Representative 1, 4 SHIN Dongmin AZG705 Licensed Representative 9 SHIN Gyu Ri AZF820 Licensed Representative 1, 4 SHIN Jung Keun AZJ349 Licensed Representative 6 SHROFF Manoj Mahesh AOJ010 Licensed Representative 1, 4, 5, 9 SINGHANIA Praveen AZE960 Licensed Representative 9 SIU Scottie King Chung AZC908 Licensed Representative 9 SO Calvin Hiu To AQO199 Licensed Representative 1, 2 SO Yee Shuk Julie AZD535 Licensed Representative 1, 4 SONG Lynn Sun AZE540 Licensed Representative 4 SONG Qichao AYW130 Licensed Representative 9 STAFFORD Thomas AYV669 Licensed Representative 1, 4 SUN Justin William AZJ432 Licensed Representative 6 SUN Ting AZJ434 Licensed Representative 6 SUN Wing Sze, Venus ABM281 Licensed Representative 1 SUN Ying AYR793 Licensed Representative 6 SUZUKI Kuniaki AZD367 Licensed Representative 1 TAI Cheuk Lee AZF997 Licensed Representative 1, 2 TAI Wen-Chih AZD684 Licensed Representative 9 TALWANI Sandeep AXI220 Licensed Representative 6 TAM Siu Leung, Benjamin AZG184 Licensed Representative 3 TAMAI Toshiyuki AZE887 Licensed Representative 1, 2 TAN Donghan AYW334 Licensed Representative 4 TANG Juliette ALI666 Licensed Representative 1, 4 TANG Shengbo AYT154 Licensed Representative 4 TANG Yuwen AZG141 Licensed Representative 4 TAO Kwok King ARS312 Licensed Representative 1, 2 TAY Tuan Hin AZD057 Licensed Representative 10 THORPE-APPS Mark Winston AZD623 Licensed Representative 4, 9 TO Chi Chung AFU839 Licensed Representative 1 TO Kam Kai AZG535 Licensed Representative 1 Page 6 of 14

7 TOMS Bryan Ray ARR904 Licensed Representative 1, 2 TONG Pik Yuk AIL301 Licensed Representative 1 TSANG Kei Wing AZF951 Licensed Representative 1 TSANG Sin Man AFO918 Licensed Representative 1, 4, 9 TSE Chi Ho Danny AZF849 Licensed Representative 1 TSE Ping Kuen ACG483 Licensed Representative 1, 4 TSOI Yun Ho AZE938 Licensed Representative 6 TSUEI Ko-Chin AVD909 Licensed Representative 1 TSUI To AYW330 Licensed Representative 1 UEDA Eiji AYZ602 Licensed Representative 1, 2, 4 WAI Chi Tat APF011 Licensed Representative 1, 2 WAN Chun Tung AZF776 Licensed Representative 1 WAN Hei Yeung AZF510 Licensed Representative 1 WAN Liza AEY851 Licensed Representative 1, 4 WAN Yiu Sing AZG537 Licensed Representative 1 WAN Yui Fai Albert AZH714 Licensed Representative 1, 2 WANG Bitan AZJ488 Licensed Representative 6 WANG Guanzhong AZA836 Licensed Representative 4 WANG Jun AYT580 Licensed Representative 4 WANG Kai AYR791 Licensed Representative 6 WANG Kainan AYU652 Licensed Representative 1 WANG Kun AZF441 Licensed Representative 1, 6 WANG Lei AZE682 Licensed Representative 1, 6 WANG Rong AZC999 Licensed Representative 1 WANG Yi Li Ally AUC869 Licensed Representative 4 WEE Sin Yen, Bertrand AZH666 Licensed Representative 6 WEN Hao AZB775 Licensed Representative 4 WENG Gold Win AZD385 Licensed Representative 1, 2 WESTERMAN Matthew Crispin Hurst AZE435 Licensed Representative 1, 6 WONG Cheuk Sun AZD058 Licensed Representative 2 WONG Chi AZF867 Licensed Representative 9 WONG Chi Hang AZC594 Licensed Representative 10 WONG Chi Ming ARO281 Licensed Representative 1 WONG Chin Bong, Anthony AOL106 Licensed Representative 10 WONG Ching Kit AZE937 Licensed Representative 1, 4 WONG Chun Jeffrey AZF132 Licensed Representative 1 WONG Chun Tak AQO452 Licensed Representative 6 WONG Chun Wah, Billy AIB345 Licensed Representative 6 WONG Hon Wa ALW558 Licensed Representative 1 WONG Ka Fook, Nigel AZF870 Licensed Representative 6 WONG Ka Lee AZG056 Licensed Representative 1 WONG Kai Lai AZG671 Licensed Representative 1 WONG Kam Yiu AZG428 Licensed Representative 1 WONG King Fai AZF547 Licensed Representative 1, 2, 4 WONG Man Kit, Ivan AZG148 Licensed Representative 4, 6 WONG Samuel Ting Yau AZF709 Licensed Representative 1, 4, 9 WONG Shun On APP208 Licensed Representative 1, 2 WONG Siu Kin Vincent AZG895 Licensed Representative 1, 2, 7 WONG Syndia D AZE935 Licensed Representative 1 WONG Wai Lung APJ557 Licensed Representative 1, 2 WONG Wan Fung AZD387 Licensed Representative 1, 2 WONG Xia Xin AZF233 Licensed Representative 1, 4 WONG Yim Nei AYX757 Licensed Representative 1, 6 WONG Yuen Sut, Eddie AZD381 Licensed Representative 1, 2 Page 7 of 14

8 WOO Paul Alexander AZG698 Licensed Representative 1, 2 WOO Ying Hung, Alan AZH620 Licensed Representative 6 WU Chiun Teh AZF434 Licensed Representative 4, 9 WU Dan AYY721 Licensed Representative 1 WU Hin Wa AZD616 Licensed Representative 9 WU Kit Ling AZC825 Licensed Representative 4 WU Mengdi AZD101 Licensed Representative 1 WU Pei Shan AMM100 Licensed Representative 1, 2 XU Chao AXY860 Licensed Representative 4 XU Jingwu AZG560 Licensed Representative 4, 6 XU Lingfeng AYZ049 Licensed Representative 4, 9 XU Shufu AZF356 Licensed Representative 4, 9 XU Xuezhe AZF683 Licensed Representative 1 XU Yang AYR801 Licensed Representative 6 YAMADA Yohei AZF694 Licensed Representative 1 YAN Ka Chung AZE813 Licensed Representative 1 YANG Clinton Victor ALI750 Licensed Representative 9 YANG Quanxin AZF438 Licensed Representative 4, 9 YANG Shang-Lun AZG020 Licensed Representative 4 YANG Zhangning AZE539 Licensed Representative 4 YAU Hang Huen, Jane AZC902 Licensed Representative 4 YEUNG Ka Wing AZD322 Licensed Representative 1, 2 YEUNG Siu Fung ARD770 Licensed Representative 1 YEUNG Suen Mau AFG484 Licensed Representative 4, 9 YEUNG Wing Sim AVW463 Licensed Representative 1 YIM Ching Wai, Kevin AMY822 Licensed Representative 1 YIU Chun Kit Ernest AZG432 Licensed Representative 1 YONES Douglas Michael AZF234 Licensed Representative 1, 4 YONG Koon Sun AGM414 Licensed Representative 1, 4 YU Qi AYP228 Licensed Representative 2 YUAN Fei AZC827 Licensed Representative 1, 4, 5 YUEN Silas Tak Shun AZD612 Licensed Representative 1, 2 YUEN To Tai AZG710 Licensed Representative 1 YUNG Chi Hong AFQ374 Licensed Representative 1 ZHANG Fan AYV670 Licensed Representative 4 ZHANG Fan AZE638 Licensed Representative 2 ZHANG Kaiyin AYH563 Licensed Representative 1, 4, 9 ZHANG Yu AZB713 Licensed Representative 4 ZHAO Zhuang AYU644 Licensed Representative 6 ZHU Ping AYW845 Licensed Representative 1 ZU Guopeng AYV659 Licensed Representative 4 ZUERCHER Adrian Frederic AZF245 Licensed Representative 1, 4 ASKAR Kamel ANE702 Licensed Representative - Responsible Officer 9 BORISSOV Alexei AYB056 Licensed Representative - Responsible Officer 4, 9 CHAN Chuak Hoan AFN605 Licensed Representative - Responsible Officer 1 CHEW Shou Zi AYV628 Licensed Representative - Responsible Officer 1, 4 CHOK Lai Wah Leo AFQ473 Licensed Representative - Responsible Officer 1 COOPER JUNIOR James Virgil AFD133 Licensed Representative - Responsible Officer 1, 4 DIETHELM Oliver Richard AYW739 Licensed Representative - Responsible Officer 1 FATTORINI Elio Sergio AOV376 Licensed Representative - Responsible Officer 1, 4 FENG Zhongyang AMD115 Licensed Representative - Responsible Officer 4, 9 HUI Wah Keung AZD528 Licensed Representative - Responsible Officer 9 JAMES Craig Kendell AMP197 Licensed Representative - Responsible Officer 9 KEI Chi Wing, Brian ALV081 Licensed Representative - Responsible Officer 1 Page 8 of 14

9 KIM Dong Hoon Thomas AZB932 Licensed Representative - Responsible Officer 4 KOOK Jason AGF472 Licensed Representative - Responsible Officer 9 KULLENBERG Jan Ake Bertil ARP378 Licensed Representative - Responsible Officer 9 LAI Yui Ben AJI707 Licensed Representative - Responsible Officer 4, 9 LANDMAN Andrew Raymond AYR800 Licensed Representative - Responsible Officer 1 LEE Charlie Jae AXY851 Licensed Representative - Responsible Officer 4 LEE Jae Won AXF100 Licensed Representative - Responsible Officer 4 LINDFORS John Sebastian AYV627 Licensed Representative - Responsible Officer 1, 4 LINNER Florian Alexander AYW740 Licensed Representative - Responsible Officer 1 LIU Xi AUQ721 Licensed Representative - Responsible Officer 9 MULLINEAUX Daniel James AZD153 Licensed Representative - Responsible Officer 1 NG Tat Hong Alan AZE436 Licensed Representative - Responsible Officer 4, 9 OH Clement Boon Cheong AOE139 Licensed Representative - Responsible Officer 1, 4 REYNOLDS Adam James AZE911 Licensed Representative - Responsible Officer 4, 9 RODRIGUES Diago AXC529 Licensed Representative - Responsible Officer 1, 4 RUCQUOI-BERGER John Timothy ACW848 Licensed Representative - Responsible Officer 4, 9 SHAH Amit Nitin AXC530 Licensed Representative - Responsible Officer 1, 4 SUDO Takafumi AZE437 Licensed Representative - Responsible Officer 4, 9 SUN Xiaomin AOD522 Licensed Representative - Responsible Officer 1, 2 TSE Sau Ha AWQ531 Licensed Representative - Responsible Officer 1 WALLACE Adam AZF444 Licensed Representative - Responsible Officer 9 WAN Ngar Yin, David ABH754 Licensed Representative - Responsible Officer 1, 4, 9 WANG An Chuan ADX020 Licensed Representative - Responsible Officer 1, 4 WANG Xiang AZB485 Licensed Representative - Responsible Officer 4, 9 WILLIAMS Robert Arthur Daniel ALO113 Licensed Representative - Responsible Officer 1, 4 WU Chi Keung, Walter AAZ514 Licensed Representative - Responsible Officer 9 XIE Jun AZB528 Licensed Representative - Responsible Officer 4, 9 YOON Sung Jin AUN972 Licensed Representative - Responsible Officer 4 STRAUSS Vincent, Marie, Jacques, Henri AEC218 Licensed Representative - Responsible Officer (Tem4 ABE Hiroyuki AZH510 Licensed Representative (Provisional Licence) 1, 2 AU Hin Man AOK562 Licensed Representative (Provisional Licence) 1, 3 AU Wing Wang AZJ526 Licensed Representative (Provisional Licence) 3 AU Yip Shing AZJ794 Licensed Representative (Provisional Licence) 1 BAKER Thomas Gerard AZI606 Licensed Representative (Provisional Licence) 1, 6 BANSAL Anuj AZI954 Licensed Representative (Provisional Licence) 9 BAYFORD Neil Christopher AZD631 Licensed Representative (Provisional Licence) 1, 4 BERGQVIST Maria Vanessa AZH204 Licensed Representative (Provisional Licence) 1, 4 BIAN Simin AZG419 Licensed Representative (Provisional Licence) 1 BLACKLOCK Kelvin ADU634 Licensed Representative (Provisional Licence) 1, 4 BLOM Andries Cornelis AVV334 Licensed Representative (Provisional Licence) 1, 2 BOULAY Nicolas Philippe AQI395 Licensed Representative (Provisional Licence) 1, 2 BROWN Martyn Roger ALJ768 Licensed Representative (Provisional Licence) 1 CAO Honglei APQ828 Licensed Representative (Provisional Licence) 1, 2 CARLTON Nicholas Edward AMG956 Licensed Representative (Provisional Licence) 1 CHAN Chi Hang AZG925 Licensed Representative (Provisional Licence) 1, 2 CHAN Fong Yee AZI949 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Ka Cheung AZF639 Licensed Representative (Provisional Licence) 1 CHAN Kin Ping AZG570 Licensed Representative (Provisional Licence) 2 CHAN King Fai AZG236 Licensed Representative (Provisional Licence) 1 CHAN Long Chi AMO538 Licensed Representative (Provisional Licence) 1, 2 CHAN Wing Yee, Agatha AHT087 Licensed Representative (Provisional Licence) 1, 4 CHAN Yat Yee, Dorothy AQN587 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Yu Chiu AZH301 Licensed Representative (Provisional Licence) 1 CHANG Yung Fong ASD146 Licensed Representative (Provisional Licence) 1 Page 9 of 14

10 CHEN King AZJ299 Licensed Representative (Provisional Licence) 6 CHEN Yi-chun Lisa ANQ944 Licensed Representative (Provisional Licence) 1 CHENG Chun Yann, Patrick ANK972 Licensed Representative (Provisional Licence) 1 CHENG Stanley Ming-fai AZG053 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Shing Kwong AZG234 Licensed Representative (Provisional Licence) 1 CHEUNG Tsz Ling AZI643 Licensed Representative (Provisional Licence) 4, 9 CHIN Wai Hung, Jack AOS683 Licensed Representative (Provisional Licence) 1, 2 CHOU Shun, Alan ALC584 Licensed Representative (Provisional Licence) 1 CHOW Kit Har, Susanna ADY295 Licensed Representative (Provisional Licence) 1, 4 CHU Jing Man AZJ717 Licensed Representative (Provisional Licence) 1, 4 DAGA Gaurav AZJ671 Licensed Representative (Provisional Licence) 1, 6 DAI Bo AZG279 Licensed Representative (Provisional Licence) 1, 4 DE BRUIJCKERE Marcel Johan ALI118 Licensed Representative (Provisional Licence) 1 DING Shuyi AZC901 Licensed Representative (Provisional Licence) 1, 2 DONDI Nicola AZG935 Licensed Representative (Provisional Licence) 1 DUMINY Guilhem AZI936 Licensed Representative (Provisional Licence) 1, 2 FANG Weijiang AZG937 Licensed Representative (Provisional Licence) 1, 6 FENG Shih Wen AZH414 Licensed Representative (Provisional Licence) 1, 6 FENOT Guilhem Omar David AZG893 Licensed Representative (Provisional Licence) 1, 2 FIROOZYE Nikan Bahram AZG908 Licensed Representative (Provisional Licence) 4, 5 GAN Lu AZJ524 Licensed Representative (Provisional Licence) 1, 4 GARDINER Sean AVL437 Licensed Representative (Provisional Licence) 1 GAROFALO Simone Alfredo AZI937 Licensed Representative (Provisional Licence) 1, 2 GEORGE Manu AZJ281 Licensed Representative (Provisional Licence) 1 GOULET Martin AZK191 Licensed Representative (Provisional Licence) 9 GREENBERG Matthew Bailey AVT233 Licensed Representative (Provisional Licence) 1, 4 GRIMALDI Edouard Jean Maurice AXC795 Licensed Representative (Provisional Licence) 2 GUO Shuai AZF998 Licensed Representative (Provisional Licence) 6 HAN Tongli AZI771 Licensed Representative (Provisional Licence) 1, 9 HELBIG Christian Bennett AZH658 Licensed Representative (Provisional Licence) 1, 2 HIBBS Mark Ashley ARF450 Licensed Representative (Provisional Licence) 9 HINGE John Marshall AZH304 Licensed Representative (Provisional Licence) 1, 2 HIRASAKI Koji AZI774 Licensed Representative (Provisional Licence) 1 HIROKANE Scott Yukiji AZH207 Licensed Representative (Provisional Licence) 1, 2 HO Ho Ming AZG575 Licensed Representative (Provisional Licence) 2 HO Shui Fai, Ricky ABP466 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 9 HO Ting Chu AZG340 Licensed Representative (Provisional Licence) 1 HOU Xueting AVH514 Licensed Representative (Provisional Licence) 1, 4 HOWARD Paul Raymond AZJ946 Licensed Representative (Provisional Licence) 1, 2, 7 HU Andrea Xiao AZG727 Licensed Representative (Provisional Licence) 1, 2 HU Xing AZG346 Licensed Representative (Provisional Licence) 1, 6 HUANG Hsin-chang AZJ504 Licensed Representative (Provisional Licence) 1, 6 HUANG Huihui AZH514 Licensed Representative (Provisional Licence) 1, 4, 5 HUANG Liwen AWU004 Licensed Representative (Provisional Licence) 1 JHAVERI Anuj Kamlesh AZG858 Licensed Representative (Provisional Licence) 1, 2 JIA Tingting AZI614 Licensed Representative (Provisional Licence) 1, 2 JIANG Zhiwei AZJ522 Licensed Representative (Provisional Licence) 2 JIN Jia AZJ097 Licensed Representative (Provisional Licence) 6 JOHNSEN Bjarke Lauritz Faerch AZJ591 Licensed Representative (Provisional Licence) 4 JOHNSON Donald Joseph AZH721 Licensed Representative (Provisional Licence) 1, 2, 4, 5 JOO Jihyun Katherine AZJ437 Licensed Representative (Provisional Licence) 6 JOSHI Deepak AZI921 Licensed Representative (Provisional Licence) 1, 2 KHIU Yu Yuen AZH492 Licensed Representative (Provisional Licence) 1 KIM Chul AZG142 Licensed Representative (Provisional Licence) 1, 4 Page 10 of 14

11 KIM Linha ATD901 Licensed Representative (Provisional Licence) 1, 2 KIRTMAN Khahlil Immanuel AML766 Licensed Representative (Provisional Licence) 1, 2, 7 KO Chi Yan AZJ998 Licensed Representative (Provisional Licence) 1 KONG Chi Wing ALB827 Licensed Representative (Provisional Licence) 3 KOYAMA Tomoko AZI756 Licensed Representative (Provisional Licence) 1, 2 KUBR Cyril Vaclav AWT092 Licensed Representative (Provisional Licence) 1 KUROKI Noriko AZH488 Licensed Representative (Provisional Licence) 1, 4 KYOYA Takeshi AZI922 Licensed Representative (Provisional Licence) 1, 4 LAM Cheuk Sun AXZ771 Licensed Representative (Provisional Licence) 1, 4 LAM Chi Ming AZJ283 Licensed Representative (Provisional Licence) 1, 4 LAU Chiu AZG520 Licensed Representative (Provisional Licence) 1 LAU Chun Sing AZH669 Licensed Representative (Provisional Licence) 1, 4, 9 LAU Joanne Yan-wah AZI786 Licensed Representative (Provisional Licence) 4, 9 LAU Ka Chun AZG905 Licensed Representative (Provisional Licence) 1 LEE Fung Chuen AZJ743 Licensed Representative (Provisional Licence) 3 LEE In Sun Vincent AZH733 Licensed Representative (Provisional Licence) 1 LEE Ka Man, Christy AZG461 Licensed Representative (Provisional Licence) 1 LEE Po Chu ATD387 Licensed Representative (Provisional Licence) 1, 4, 9 LEE Shuk Kuen AZJ211 Licensed Representative (Provisional Licence) 1, 2 LEE Wai Kei Rickie AZG522 Licensed Representative (Provisional Licence) 1 LEE Wing Yee AZJ865 Licensed Representative (Provisional Licence) 1 LEE Yin Ping Clara AZH202 Licensed Representative (Provisional Licence) 1, 4 LEE Yu Hin AZG929 Licensed Representative (Provisional Licence) 1, 2 LENTON James Christopher AZC997 Licensed Representative (Provisional Licence) 1, 4, 9 LERNER Christopher Paul AEL317 Licensed Representative (Provisional Licence) 1 LEUNG Hoi Ki Ivy AZH040 Licensed Representative (Provisional Licence) 1, 2, 4, 5 LEUNG Tak Yau AZG373 Licensed Representative (Provisional Licence) 1, 3 LEUNG Wai Yin AZG790 Licensed Representative (Provisional Licence) 1, 4 LEVINSON Eric Lee AZG143 Licensed Representative (Provisional Licence) 1, 4 LI Man Lung AZH239 Licensed Representative (Provisional Licence) 2 LI Wei AYA386 Licensed Representative (Provisional Licence) 4 LI Wing Sang, Raymond AQW909 Licensed Representative (Provisional Licence) 1, 4, 5 LI Zheng AZE429 Licensed Representative (Provisional Licence) 1, 2, 4 LIN Fei AZJ851 Licensed Representative (Provisional Licence) 4, 9 LIN Leslie Diane AZE961 Licensed Representative (Provisional Licence) 1, 2 LIU Bowen AZH819 Licensed Representative (Provisional Licence) 1 LIU Dongxin AMW737 Licensed Representative (Provisional Licence) 1, 2 LIU Kwong Chi AZI565 Licensed Representative (Provisional Licence) 1 LIU Shusheng AZJ892 Licensed Representative (Provisional Licence) 4 LIU Tak Yau, Alaric AZG903 Licensed Representative (Provisional Licence) 1 LIU Wai Chung AZJ527 Licensed Representative (Provisional Licence) 1, 4 LO Pak Wai AZJ982 Licensed Representative (Provisional Licence) 1 LONGUET-HIGGINS Philip Jonathan AZI613 Licensed Representative (Provisional Licence) 1, 7 MAEDA Tomoko AZI757 Licensed Representative (Provisional Licence) 1 MAETANI Masashi AQP647 Licensed Representative (Provisional Licence) 1, 2 MAK Chun Yin AZH255 Licensed Representative (Provisional Licence) 1 MANNION Timothy Sean AZF643 Licensed Representative (Provisional Licence) 1, 2 MARCUS Jacob Daniel AZG025 Licensed Representative (Provisional Licence) 1, 4 MATHES Michel AZJ137 Licensed Representative (Provisional Licence) 1, 2 MCNULTY Matthew Draine AZI802 Licensed Representative (Provisional Licence) 1, 2 MILLHOUSE Adam John AZJ269 Licensed Representative (Provisional Licence) 1 MOCATTA Frederick Edward Elkin AZH045 Licensed Representative (Provisional Licence) 1, 4, 6 MORI Masayuki AZI773 Licensed Representative (Provisional Licence) 1 NG Chak Chung AGK907 Licensed Representative (Provisional Licence) 1 Page 11 of 14

12 NG Tsun Hing Anthony AZK146 Licensed Representative (Provisional Licence) 1 NG Wing Sum, Vincent AOS102 Licensed Representative (Provisional Licence) 1 NGAI Ching AZJ693 Licensed Representative (Provisional Licence) 1 NGAI Sau Man AZH245 Licensed Representative (Provisional Licence) 1 NGOR Lai Ping AZH463 Licensed Representative (Provisional Licence) 1, 2 NIAMATALI Gordon Yerxis ATO809 Licensed Representative (Provisional Licence) 1, 2 NODA Keizo AZJ792 Licensed Representative (Provisional Licence) 1 OGURA Ryota APN554 Licensed Representative (Provisional Licence) 4, 9 OLSON Kenneth Bryan APP350 Licensed Representative (Provisional Licence) 1, 4, 6 PAK Kin Leung AJM223 Licensed Representative (Provisional Licence) 1, 2, 9 PAN Yue AZJ496 Licensed Representative (Provisional Licence) 1, 6 PANG Bo AZJ761 Licensed Representative (Provisional Licence) 6 PANG Kam Shing Peter AZH497 Licensed Representative (Provisional Licence) 1 PANG Nicholaus Lee ATH808 Licensed Representative (Provisional Licence) 1, 2 PARIS Remi Guilhem AZJ172 Licensed Representative (Provisional Licence) 1, 2 PARK James Chunin AZH046 Licensed Representative (Provisional Licence) 1, 4 PARK Woojung AZG803 Licensed Representative (Provisional Licence) 4 PATEL Ashish Gordhandas Vachhani AZG517 Licensed Representative (Provisional Licence) 1, 2 PIOT Selim AZF829 Licensed Representative (Provisional Licence) 1, 2 POON Kar Ching AZI955 Licensed Representative (Provisional Licence) 1 PRASAD Balaji Venkataramanan AZJ304 Licensed Representative (Provisional Licence) 4 PRIDDIS Adrian Mark AZG695 Licensed Representative (Provisional Licence) 1, 2, 7 QI Guangdong AZG394 Licensed Representative (Provisional Licence) 4, 9 QIU Jin AZJ947 Licensed Representative (Provisional Licence) 1, 4 RAILLOT Franck Kim AOJ295 Licensed Representative (Provisional Licence) 9 RHEE David Sungjin AZI928 Licensed Representative (Provisional Licence) 9 RITTER Andrew Jacob AXX603 Licensed Representative (Provisional Licence) 1, 4 RIZZI Emmanuel AZH303 Licensed Representative (Provisional Licence) 9 SACHDEV Shafali AZG666 Licensed Representative (Provisional Licence) 1, 2, 4 SAW Adrian Yen Heng AZF860 Licensed Representative (Provisional Licence) 1, 2, 4, 5 SHEN Yun-Chi AQI651 Licensed Representative (Provisional Licence) 1, 4, 9 SHI Jiali ANQ016 Licensed Representative (Provisional Licence) 4 SHI Zhensong AUR648 Licensed Representative (Provisional Licence) 1, 2 SHIN Gyu Ri AZF820 Licensed Representative (Provisional Licence) 1, 4 SHIN So Yun AZF791 Licensed Representative (Provisional Licence) 4 SHIOZUMI Shingo AZG945 Licensed Representative (Provisional Licence) 1, 2 SINGH Kisalaya ASF553 Licensed Representative (Provisional Licence) 9 SOFUOGLU Hakan AZH883 Licensed Representative (Provisional Licence) 1, 2 SONG Yichun APO136 Licensed Representative (Provisional Licence) 1, 4 SPITZER Mark Steven AZH668 Licensed Representative (Provisional Licence) 1, 2 SU Meixi AZJ290 Licensed Representative (Provisional Licence) 6 SWEETING Michael George APY710 Licensed Representative (Provisional Licence) 1, 2, 7 TAHIRI ALAOUI Mourad AUY915 Licensed Representative (Provisional Licence) 4, 9 TAKAHASHI Yoshio AZJ980 Licensed Representative (Provisional Licence) 10 TAKEMURA Ko AZH558 Licensed Representative (Provisional Licence) 9 TAN Siew Yong AZG338 Licensed Representative (Provisional Licence) 1, 4 TANAKA Michio AZI778 Licensed Representative (Provisional Licence) 1 TANG Hin Cheong AZG664 Licensed Representative (Provisional Licence) 1, 2 TANG Kar Ming APR814 Licensed Representative (Provisional Licence) 1 TANG Wing Sze, Wincy ADQ849 Licensed Representative (Provisional Licence) 1, 4, 9 TANG Xiangyu AZI958 Licensed Representative (Provisional Licence) 1, 2 TAYLOR Ben Roberts AZH820 Licensed Representative (Provisional Licence) 1, 6 TEY Boon How AYI639 Licensed Representative (Provisional Licence) 4 THACH Charles Cuong-tan AZJ880 Licensed Representative (Provisional Licence) 1, 2 Page 12 of 14

13 THOMAS Jean-guillaume Johann Raymond AZK203 Licensed Representative (Provisional Licence) 4, 9 THORNBER Thomas Stephen AZJ497 Licensed Representative (Provisional Licence) 1 TO Cheuk Lun Alan AZG466 Licensed Representative (Provisional Licence) 1 TO Pui Ying AZJ778 Licensed Representative (Provisional Licence) 1 TOPOUZOGLOU Norbert Mihran AZI605 Licensed Representative (Provisional Licence) 1, 4 TSANG Kenneth Ky Sung AZH816 Licensed Representative (Provisional Licence) 1, 4 TSENG Yue Chih ANN477 Licensed Representative (Provisional Licence) 1 TSUI Yiu Cham AZH552 Licensed Representative (Provisional Licence) 1 TUNG Sze Lok AZH229 Licensed Representative (Provisional Licence) 1, 4 UZAY Yavuz AZI611 Licensed Representative (Provisional Licence) 4 VAIL Paul Dominic AAE172 Licensed Representative (Provisional Licence) 1 VAZQUEZ MARTINEZ Santiago AZI799 Licensed Representative (Provisional Licence) 1, 4 VIJAYARAGHAVAN Nandini AZI582 Licensed Representative (Provisional Licence) 10 WAI Anthony Bosco Sze Yuen AOY482 Licensed Representative (Provisional Licence) 1, 4 WANG Ka Wang AZK204 Licensed Representative (Provisional Licence) 1 WANG Tingyu AZG894 Licensed Representative (Provisional Licence) 1, 2 WANG Yuanyuan AZJ844 Licensed Representative (Provisional Licence) 1 WEBBER Terence John AZF297 Licensed Representative (Provisional Licence) 1 WEI Jiaying AZI604 Licensed Representative (Provisional Licence) 4 WESTERMAN Matthew Crispin Hurst AZE435 Licensed Representative (Provisional Licence) 1, 6 WOLTER Emil AZJ216 Licensed Representative (Provisional Licence) 4 WONG Gary Hiu-Gar AZG465 Licensed Representative (Provisional Licence) 1 WONG Ka Lam, Lesley AZJ507 Licensed Representative (Provisional Licence) 1, 2 WONG Lok Man, Lawrence ALW657 Licensed Representative (Provisional Licence) 1, 2 WONG Man Chung, Stephen ATO970 Licensed Representative (Provisional Licence) 4 WONG Shun Ning AZJ790 Licensed Representative (Provisional Licence) 1 WONG Siu Kin Vincent AZG895 Licensed Representative (Provisional Licence) 1, 2, 7 WONG Tsz Kan AZI923 Licensed Representative (Provisional Licence) 1 WONG Wai Yin, Josephine AZH234 Licensed Representative (Provisional Licence) 1, 4, 9 WOO Paul Alexander AZG698 Licensed Representative (Provisional Licence) 1, 2 WU Chiun Teh AZF434 Licensed Representative (Provisional Licence) 4, 9 WU Jin AZG592 Licensed Representative (Provisional Licence) 10 XU Wen APO463 Licensed Representative (Provisional Licence) 4, 9 XU Yingying AZJ839 Licensed Representative (Provisional Licence) 9 YAMADA Yohei AZF694 Licensed Representative (Provisional Licence) 1 YAN Meng AZJ375 Licensed Representative (Provisional Licence) 1, 6 YAN Xiang AZG427 Licensed Representative (Provisional Licence) 1 YIM Pui Ming AZJ689 Licensed Representative (Provisional Licence) 1 YIU Chun Lung AZG934 Licensed Representative (Provisional Licence) 1 YU Tung-Chang AZI534 Licensed Representative (Provisional Licence) 1, 4, 9 ZHANG Jianli AZJ205 Licensed Representative (Provisional Licence) 1, 2 ZHANG Shengsu AZI961 Licensed Representative (Provisional Licence) 1, 6 ZHANG Ting AZI913 Licensed Representative (Provisional Licence) 1, 4, 9 ZHAO Chenxi AZJ511 Licensed Representative (Provisional Licence) 1, 4, 9 ZHAO Xiaoguang AZI933 Licensed Representative (Provisional Licence) 1, 4 ZHU Da AZH509 Licensed Representative (Provisional Licence) 1, 6 AHUJA Vivek Manohar ARI512 Licensed Representative (Temporary Licence) 1 AKIZUKI Manabu AMM295 Licensed Representative (Temporary Licence) 4 BALASUBRAMANIAM Padmanabhan AZJ694 Licensed Representative (Temporary Licence) 1 BOLTON Nigel Richard AZH894 Licensed Representative (Temporary Licence) 1, 4 BOWERS Grant Blair ARP018 Licensed Representative (Temporary Licence) 1 BRIMBERRY Kurt Armstrong AXD719 Licensed Representative (Temporary Licence) 1 CHEN Po-ling AVG892 Licensed Representative (Temporary Licence) 1 CHESTER Alice Laura Merrill AZG140 Licensed Representative (Temporary Licence) 1 Page 13 of 14

14 CONOMOS John Theodore AZH720 Licensed Representative (Temporary Licence) 4 DE NOON Paul Joseph ALY371 Licensed Representative (Temporary Licence) 4 DESAI Sonal AZH436 Licensed Representative (Temporary Licence) 1 FROMM Frederick Gregory AZH061 Licensed Representative (Temporary Licence) 1 FUKUSHIMA Daisuke ASJ764 Licensed Representative (Temporary Licence) 4 HARMSTONE-RAKOWSKI Andrew Tadeusz ARW607 Licensed Representative (Temporary Licence) 1 HATCH Jonathan George AZH060 Licensed Representative (Temporary Licence) 1 HAYNIE James Phillip AUB942 Licensed Representative (Temporary Licence) 4 HOPKINS Kris Ian AZH033 Licensed Representative (Temporary Licence) 1, 2 KAMIMURA Kotaro AZI737 Licensed Representative (Temporary Licence) 1, 2 KANE Courtenay AZG032 Licensed Representative (Temporary Licence) 1 KEENAN James Edward AZG665 Licensed Representative (Temporary Licence) 1, 4 LEYTON RIVAS Rodrigo Eugenio ATX993 Licensed Representative (Temporary Licence) 1 LOW Bee Hooi AVC094 Licensed Representative (Temporary Licence) 1 MADNI Munib Mohammad ARQ130 Licensed Representative (Temporary Licence) 1 MIKAMI Jiro AQS872 Licensed Representative (Temporary Licence) 1 MORISHITA Kosuke AZH125 Licensed Representative (Temporary Licence) 1, 2 NG Ngee Cheng ALT810 Licensed Representative (Temporary Licence) 4 PAPANDREA Alexis Leslie AZG355 Licensed Representative (Temporary Licence) 1 PAULSON Mark Ellis AYK942 Licensed Representative (Temporary Licence) 1 PORTILLO Joseph Charles AXD722 Licensed Representative (Temporary Licence) 1 POTTER Ian Henry Franklin AYF103 Licensed Representative (Temporary Licence) 1 RHEE Samuel Gene AFE900 Licensed Representative (Temporary Licence) 1 SERRANT Hamille Joseph AYQ285 Licensed Representative (Temporary Licence) 1, 2 SEWARDS Patrick Thomas AZH900 Licensed Representative (Temporary Licence) 1, 4 SHEPHERD Kent Paul AZI932 Licensed Representative (Temporary Licence) 1 SIEDENTOPF Christopher Robin AZG358 Licensed Representative (Temporary Licence) 1 THOMPSON Alistair James AUV608 Licensed Representative (Temporary Licence) 4 TIRUPATTUR Viswanath AWE653 Licensed Representative (Temporary Licence) 1 UGURTAS Ecehan APV617 Licensed Representative (Temporary Licence) 1 WARBURTON Max Eliot Adair AVD908 Licensed Representative (Temporary Licence) 4 WILLIAMS Guy Stephen AZH431 Licensed Representative (Temporary Licence) 4 WIRZ Pascal Francois Marie AUV421 Licensed Representative (Temporary Licence) 1 WRIGHT Thomas Rowe AUA323 Licensed Representative (Temporary Licence) 4 Page 14 of 14