REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 11/2008 CE

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1 ALBERGO Christopher John APN792 Licensed Representative 1 AU Chi San, Charity AQA571 Licensed Representative 4 AYLIFFE Ronald Henry AFZ134 Licensed Representative 1, 4, 6 BAARS Andrew Paul APW807 Licensed Representative 1, 4 BAER Eric ARR815 Licensed Representative 1, 2 BAKER Martin Scott AQN413 Licensed Representative 4 BALANI Pankaj APC890 Licensed Representative 1, 2 BEHL Arminder Singh APM133 Licensed Representative 1 BENNETT Andrew AQQ140 Licensed Representative 1, 2 BHATIA Gurpreet Singh AMI314 Licensed Representative 1, 6 BHATT Jay Hemant ADR152 Licensed Representative 1, 4, 9 BHOJWANI Shilpi Malik AQU898 Licensed Representative 1, 2 BOILLOT Charles David AOQ945 Licensed Representative 4, 9 BONFA Juliana Campos De Araujo AQX401 Licensed Representative 1, 4 BROWN Brian Robert AIE430 Licensed Representative 1, 2, 7 CAMACHO RIERA Luis Francisco AQR573 Licensed Representative 1 CARLE Richard Jude APB498 Licensed Representative 1, 2 CESARO Andrea ARL099 Licensed Representative 1, 4 CHAN Chu Heng, Roy AOU239 Licensed Representative 1, 2 CHAN Hei Ling AOS238 Licensed Representative 1, 2 CHAN Heung Wing AOB672 Licensed Representative 4 CHAN Ho Lim, Joseph AFJ242 Licensed Representative 1, 2 CHAN Marina Josephine AIU679 Licensed Representative 1, 4 CHAN Mei Ting ARD452 Licensed Representative 4 CHAN Mei Wan AQF654 Licensed Representative 4 CHAN Sheung Ling AAI958 Licensed Representative 1, 4, 6, 9 CHAN Sheung Tat, Felix AGK666 Licensed Representative 4 CHAN Wing Hong AMM412 Licensed Representative 1, 4 CHAN Yan Yi AOD819 Licensed Representative 3 CHAN Yee Fong, Yvonne AOC947 Licensed Representative 1 CHANG Jia-fen ANR900 Licensed Representative 1, 3, 4 CHANG Tai-Yun AMH273 Licensed Representative 1 CHAU Chiu Kin, Deniki AOR294 Licensed Representative 4 CHAU Kin Yuk AQC547 Licensed Representative 1, 2 CHAUDHRY Mateen AOO558 Licensed Representative 1, 2 CHELLAPPA Karthik ANN265 Licensed Representative 4 1 of 21

2 CHEN David William AND993 Licensed Representative 1, 2 CHEN Dongquan AHX016 Licensed Representative 1, 6 CHEN Fei ACA503 Licensed Representative 1, 4, 9 CHEN John Zhong AFH002 Licensed Representative 1 CHEN Ka Ting AQO171 Licensed Representative 4 CHEN Ke-Wen ALY366 Licensed Representative 1, 4 CHEN Kwan Hua, Rodriguez AOU437 Licensed Representative 1 CHEN Pei-Shan AQA076 Licensed Representative 1 CHEN Ping-chiao AOU145 Licensed Representative 1, 2 CHEN Yi Ding AQK951 Licensed Representative 9 CHENG Chun Kit APB562 Licensed Representative 4 CHENG Chung Man AGO266 Licensed Representative 4 CHENG Lai Yuen AMI608 Licensed Representative 1, 2 CHENG Lok Man AGJ946 Licensed Representative 1 CHENG Man Hin, Vincent Acacius AQI094 Licensed Representative 1 CHENG Pak To APA030 Licensed Representative 4 CHEONG Kwan Yee, Queenie AJD354 Licensed Representative 1, 2, 7 CHERIAN Ajay Kurian AGJ562 Licensed Representative 1, 4, 9 CHEUNG Choi Ha APD343 Licensed Representative 1 CHEUNG Hoi Kei, Eggie AMB969 Licensed Representative 4 CHEUNG Ka Po, Sammy AOY581 Licensed Representative 1, 4 CHEUNG Kui Chuen, Arthur AQG690 Licensed Representative 4 CHEUNG Lai Fan ABA366 Licensed Representative 1 CHEUNG Lai Ping AOS346 Licensed Representative 1, 6 CHEUNG Tat Wing AMF889 Licensed Representative 1, 2 CHEUNG Tsz Wei, Michele AQI408 Licensed Representative 1 CHEUNG Wai Lun ALZ471 Licensed Representative 4 CHIEN Man Chit AMN733 Licensed Representative 1, 3, 4, 4 CHIU Sen Mo AGK818 Licensed Representative 1, 2 CHIU Wai Ka ARO057 Licensed Representative 1, 2, 4, 9 CHIU Yuen Ping, Amy AQC167 Licensed Representative 1, 2 CHO Mi Ra AQW596 Licensed Representative 1, 2 CHOI Chi Fai APQ324 Licensed Representative 4 CHOI Yun Seong ARJ171 Licensed Representative 4, 9 CHOU Ching-Lan ALP938 Licensed Representative 1 CHOUNG Soo Jin AKN216 Licensed Representative 4, 5, 9 2 of 21

3 CHOW Suk Ching, Irene ANJ244 Licensed Representative 1, 4 CHOY Suet Yi, Lorina AFL362 Licensed Representative 4 CHOY Wing Yin AQT314 Licensed Representative 1, 2 CHU Kar Kui ALU453 Licensed Representative 4 CHU Wing Lun AGB949 Licensed Representative 1 CHUANG Feng-Lin ANA482 Licensed Representative 4 CHUNG Ki Yiu APO259 Licensed Representative 4 CLARK Adam Bramble AGA424 Licensed Representative 1, 4, 4, 6 CLARKE Adam Quinton Harvey AIH078 Licensed Representative 4 CLARKE Andrew Kenneth ADT180 Licensed Representative 1, 7 COLEN Michael Edward AOI994 Licensed Representative 1, 4, 9 COUSINS Scott William AOV913 Licensed Representative 1, 2 DARUWALLA Roxanne APR879 Licensed Representative 9 DE BRUIJCKERE Marcel Johan ALI118 Licensed Representative 1, 4, 5, 9 DRAYCOTT Andrew Liam ANJ356 Licensed Representative 1 DUAN Yang AMG019 Licensed Representative 1 DUNSTER Glenn AEL045 Licensed Representative 4, 9 EL-HABEL Fawaz Sobhi AII679 Licensed Representative 1, 2, 4 ERLANSON Evan Harmon AFM266 Licensed Representative 4 FAN Cliff Kuang Cheng ALG179 Licensed Representative 4 FAN Kin Kan AQX186 Licensed Representative 4 FAN Lili AOT501 Licensed Representative 4 FAN Pui Wan, Margaret ANM075 Licensed Representative 4 FAN Suk Yee, Linda AAD396 Licensed Representative 1 FOO Jade-gyn AOS436 Licensed Representative 9 FU Wai Man ABH654 Licensed Representative 9 FU Yingzi AOG961 Licensed Representative 1 GARNIER Arnaud Antonie Dominique Patrick AOG389 Licensed Representative 1 GREENWOOD Michael Henry APP930 Licensed Representative 1 GRUEN Dale Jaffe ARJ584 Licensed Representative 9 GUPTA Nitesh AOC933 Licensed Representative 1, 2, 7 HAN Sangkyoon ARJ172 Licensed Representative 4, 9 HANSEN-LUKE Rosemary Eva ADR216 Licensed Representative 1 HART Robert William ADM553 Licensed Representative 1, 4, 5 HASHIMOTO Yoshinori APJ945 Licensed Representative 1 HO Jerry ANR514 Licensed Representative 4 3 of 21

4 HO Ming Kit ARP314 Licensed Representative 4 HORROCKS Robert James ACN474 Licensed Representative 9 HSU Yi-Ping ARL877 Licensed Representative 4 HU Bin AOG214 Licensed Representative 4 HU Yiru AEL565 Licensed Representative 1 HUA Catherine APS862 Licensed Representative 4 HUAN Xindu ANH105 Licensed Representative 1, 6 HUI Jonathan Kim-Pong AJF934 Licensed Representative 1, 4, 6 HUI Kam Ying AGN569 Licensed Representative 4 HUI Kei Man AFD213 Licensed Representative 1, 4, 6 HUI Sun Lam AQE830 Licensed Representative 1 HUNG Pui Ling AOQ935 Licensed Representative 1, 2 HUNG Tuk Cheong ALL204 Licensed Representative 4 INAMURA Tomoko AQD822 Licensed Representative 1 IP Ki Wai ABL662 Licensed Representative 1, 4 IRELAND Simon John ALQ283 Licensed Representative 1 ISCOE Alexander Harris ANM152 Licensed Representative 1, 6 JACOBELLI Giuseppe ACE151 Licensed Representative 1 JEFFERY Joanne Tarryn AOY022 Licensed Representative 1 JIAW Robby APR633 Licensed Representative 1, 2 JIM Sze Wai AES123 Licensed Representative 4, 6, 9 KEWALRAMANI Sachin ANH733 Licensed Representative 1 KHAN Fouzia A Kabir AON537 Licensed Representative 1 KHAN Mustufa Shah ALW649 Licensed Representative 1 KIM Min Ho AQY427 Licensed Representative 1, 4, 9 KIM Seong Rak AMY441 Licensed Representative 1, 9 KIM Shin Il AOQ587 Licensed Representative 1 KIM Won Seok AQQ559 Licensed Representative 1, 2 KITAGAWA Daisuke AOR839 Licensed Representative 9 KOK Ka Man AGQ080 Licensed Representative 4 KONG Ki Fung AMF054 Licensed Representative 1, 2 KONG Yu-ting APP426 Licensed Representative 9 KOS Dino APU626 Licensed Representative 1 KU Shih-Lin ARA859 Licensed Representative 1 KUMAR Siddharth ARB948 Licensed Representative 1, 4 KWAN Chi Wai AOB259 Licensed Representative 6 4 of 21

5 KWAN William Chi Ming AHT086 Licensed Representative 4 KWAN Wing Kwai AOJ600 Licensed Representative 4 KWOK Ming Wai APA606 Licensed Representative 6 KWOK Sui Lun AMP301 Licensed Representative 1, 2 KWOK Ting Cheung AOL072 Licensed Representative 1 KWOK Yee Fai ANU951 Licensed Representative 1, 2 LAI Chi Wai APM146 Licensed Representative 1, 4 LAI Hon Yee, Eric AMT854 Licensed Representative 1 LAI Ka Ho AEQ243 Licensed Representative 1 LAING Christopher Caulkins AOY785 Licensed Representative 4, 9 LAM Chi Wai ADB875 Licensed Representative 1, 2 LAM Chuk Nga, Lana AFQ736 Licensed Representative 1, 2 LAM Edward Gee Hong ANQ050 Licensed Representative 1, 2 LAM Fen, Katharine ACN539 Licensed Representative 1 LAM Ho AQQ036 Licensed Representative 4 LAM Ho Yan AOD774 Licensed Representative 3 LAM Hung Kai ACZ478 Licensed Representative 1, 4 LAM Ka Ki APF061 Licensed Representative 4 LAM Kai Chiu AJE179 Licensed Representative 1, 2, 3 LAM Kit Ming, Flora ALH861 Licensed Representative 4, 5 LAM Ping Ping AQX607 Licensed Representative 1 LAM Yat Hung AOE688 Licensed Representative 1 LAM Ying Keung, Percy AHN867 Licensed Representative 1 LAM Ze Wa, Monica AEY447 Licensed Representative 1, 1, 2, 9 LARSEN Nathan Andrew ALH981 Licensed Representative 1, 2 LAU Kin Sau APQ334 Licensed Representative 1, 4 LAU Kwok Shing Gary AGP015 Licensed Representative 1, 4, 9 LAW Ka Ying, Catherine AFT559 Licensed Representative 1, 4, 9 LAW Macy Pui Shan APE832 Licensed Representative 1, 2, 3 LAW Nerida Jane AOH090 Licensed Representative 1, 4, 9 LAW Wing Chi, Emily APW670 Licensed Representative 4 LEE Chun Bong ALR864 Licensed Representative 1, 2 LEE Chung Man AGF470 Licensed Representative 3, 4 LEE Harrison Yau Sun AOY009 Licensed Representative 4 LEE Hing Tong, Hope AON739 Licensed Representative 1 LEE Hung Kwong AAJ756 Licensed Representative 1, 2, 4 5 of 21

6 LEE Mei Ling AMS235 Licensed Representative 1, 2 LEE Shu-Ching ANV193 Licensed Representative 1 LEE Wai Ming ADI150 Licensed Representative 4 LEE Wing Yee, Winnie AOR264 Licensed Representative 1, 4, 9 LEE Yin Tak AFU886 Licensed Representative 1, 2 LEE Yong Seng ANW349 Licensed Representative 4, 9 LEE Yu Wai, Thereza APW672 Licensed Representative 4 LEFEVRE John James Reginald ALG130 Licensed Representative 1, 6 LEUNG Lai Chu, Vivian APV610 Licensed Representative 1, 2 LEUNG Ming Wai ALO209 Licensed Representative 1, 2, 2, 3, 4, 7 LEUNG Seng Yuen ANP643 Licensed Representative 1 LEUNG Shuk Ting, Sharon AGM457 Licensed Representative 1, 2, 3, 4, 6, 9 LEUNG Tat Wing AOS656 Licensed Representative 1, 2 LEUNG Wai Ho, Simon ANE755 Licensed Representative 1 LI Cheuk Wai APK061 Licensed Representative 1, 2 LI Cheung Kwong AOL256 Licensed Representative 1 LI Chunyang AQE996 Licensed Representative 6 LI Hai AQU876 Licensed Representative 4 LI Ka Lap AMJ794 Licensed Representative 3 LI Shan ALI376 Licensed Representative 6 LI Xiaohu APH053 Licensed Representative 1, 2, 7 LI Yu Fun, Grace AGC358 Licensed Representative 4 LI Yung AQD779 Licensed Representative 4 LIEM Chi Kit, Kevin AQQ003 Licensed Representative 9 LIM Se Jeong ANA179 Licensed Representative 1, 2, 7 LIM Seng Gene ANZ804 Licensed Representative 1 LIN Ching I AKQ605 Licensed Representative 1, 6 LIN Rex Hsie-Ching AHU911 Licensed Representative 1 LIU Xin AOZ127 Licensed Representative 4 LO Dune Yee, Theresa ACI008 Licensed Representative 4, 9 LOO Yin Wah AFX281 Licensed Representative 1, 2 LOW Tuck Weng ALQ280 Licensed Representative 1, 2 LYE Yee Chai ARQ091 Licensed Representative 1, 4 LYNCH Brendan Jared AQC410 Licensed Representative 1, 2 MACFARLAN Charlotte Ann AON069 Licensed Representative 4 MAK Yuen Yee, Selina ADZ982 Licensed Representative 1 6 of 21

7 MAN Kei Kiu, Philip AOD061 Licensed Representative 4, 9 MAN Yuen Yee, Anders AQL160 Licensed Representative 1 MANGUNKUSUMO Erindra Krisnawan AOA143 Licensed Representative 4 MARWAH Shaphan Habib AQN522 Licensed Representative 1, 2, 4, 6 MEDEARIS Matthew Holmes AOB305 Licensed Representative 4, 9 MEI Anthony Hsiao Tung AEO419 Licensed Representative 1, 4, 9 MEI Deborah Yupin ACA931 Licensed Representative 1, 6 MINTZ Nathan Keith AQT165 Licensed Representative 1, 2 MOH Chuang Hue ANX823 Licensed Representative 1, 4, 6 MORAWSKI Colin Vinard AOT361 Licensed Representative 4 MOXHAM Robert Thomas AOL051 Licensed Representative 2, 5 MUDGIL Shishir APZ546 Licensed Representative 4 MUI Chung Man ANN399 Licensed Representative 1, 2 MUMFORD Robert Vyvyan AAW514 Licensed Representative 1, 2, 7 MURTAGH Katryna Anne ANU675 Licensed Representative 1 MUSSET Julien AQS649 Licensed Representative 1, 2 NG Cheuk Yung AQF547 Licensed Representative 1, 2 NG Po Yuen, Pauline AAE985 Licensed Representative 1, 4 NG Sau Him AOY330 Licensed Representative 1, 2 NG Seow Tee APO569 Licensed Representative 1, 2 NG Sim Fun AQJ978 Licensed Representative 1 NG Siok Leng AFM257 Licensed Representative 4 NG Wai Hong AOR973 Licensed Representative 4 NG Wai Keung AOH003 Licensed Representative 4 NG Wai Pang AMS557 Licensed Representative 4 NG Wai Pun AOW769 Licensed Representative 4 NG Xuan Hui AGP075 Licensed Representative 4, 6 NG Yick Lun ALI460 Licensed Representative 1, 4 NGAN Siu Wai, Francis APV918 Licensed Representative 1 ONSLOW-SMITH Stuart Douglas ACP325 Licensed Representative 4, 9 O'SHEA Daniel John AQD326 Licensed Representative 4 OUYANG Vivien AQF603 Licensed Representative 4 PARK Sung Joon APD497 Licensed Representative 4 PATADIA Nilay AOL355 Licensed Representative 1 PIASECKI Artur Piotr ANR860 Licensed Representative 1, 2, 4 PIN Man Lan AOO975 Licensed Representative 1, 2 7 of 21

8 RHEE James Kwanwoo AFY551 Licensed Representative 4 RILEY Samuel Fredrick AQG782 Licensed Representative 1 RUTLAND Ronald Wyndham AOL729 Licensed Representative 1 SALDANHA Joshua Gerard ANB180 Licensed Representative 1, 2, 4 SARKAR Kevin Deven APK596 Licensed Representative 1 SASAJI Akinori AQD797 Licensed Representative 1 SCHUDMAK Simon Edward AMS258 Licensed Representative 1, 2 SENGUPTA Santanu AQO300 Licensed Representative 1, 4 SEXTON Richard Anthony AMP591 Licensed Representative 1, 2 SHAH Mona APJ125 Licensed Representative 1, 2 SHARMA Gayatri APC216 Licensed Representative 1, 2 SHEAR Neal Allan AAE962 Licensed Representative 2 SHEK Bik May AQJ710 Licensed Representative 4 SHIN Ji Yoon ARJ173 Licensed Representative 4, 9 SHUM Ka Yan APG896 Licensed Representative 4 SHUM Siu Kai, Dick AFO663 Licensed Representative 4 SHUM Yu Kwan AQU244 Licensed Representative 1, 2 SHUPER Mark Stefan ACK262 Licensed Representative 1, 2, 4 SIM Chi Yan AJK668 Licensed Representative 1 SIM Su Fen AAD227 Licensed Representative 1, 2, 7 SIU Chi Kin ANX747 Licensed Representative 1, 4 SIU Wai To AQC513 Licensed Representative 4 SKINNER Mitchell David AQY011 Licensed Representative 1, 2 SNAITH Julian Nicolas AGA808 Licensed Representative 1, 9 SO Mei Ling, Miranda AOV360 Licensed Representative 4 SONG Jun APC187 Licensed Representative 1, 4 SU Wei-chia ALN246 Licensed Representative 1 SUH Young Suk AFO928 Licensed Representative 1, 2 SUM Lai Man AOA843 Licensed Representative 1 SUM Wing Siu AAZ174 Licensed Representative 1, 4, 9 SZEKELY Peter James AJB204 Licensed Representative 1, 4, 6 TAI Benny AMN624 Licensed Representative 1, 2 TAI Waini Karen APC027 Licensed Representative 1, 2 TAM Kam Fung AFE354 Licensed Representative 1, 2 TAM Po Chu AOB675 Licensed Representative 4 TAMBLING Michael Edward AOK637 Licensed Representative 1, 7 8 of 21

9 TAN Chin Pow, Edmund AOM613 Licensed Representative 1, 2 TAN Kah Kiong ARK022 Licensed Representative 1, 2 TAN Kok Wee AEW792 Licensed Representative 1, 4, 6, 9 TANG Darryl Anthony ABT600 Licensed Representative 1, 4 TANIZAR Kuntjono ABZ257 Licensed Representative 1, 6 TEJAVATH Varun Raj AOI878 Licensed Representative 1, 2 TO Ki Fung AIB989 Licensed Representative 1, 2, 3, 7 TONG Weileen ARG659 Licensed Representative 1, 4 TORCHETTI Nico AJD909 Licensed Representative 1, 2 TSAI Pao-Mei AOB810 Licensed Representative 4, 9 TSANG Cheuk Bun AQB103 Licensed Representative 1 TSANG Hing Yip ANY025 Licensed Representative 3 TSANG Ho Wai, Philip ANH200 Licensed Representative 4 TSANG Ho Yin, Howard ADV027 Licensed Representative 9 TSANG Wing Ki, Winki ALY781 Licensed Representative 1, 2 TSE Hon Fai AOQ863 Licensed Representative 4 TU Shuyi APJ937 Licensed Representative 6 TUCKER Reuben Shaun AOB449 Licensed Representative 1, 6 TUNG Patrick Pak Lin AQF605 Licensed Representative 4 WALTERS Rebecca Claire APA602 Licensed Representative 1, 2 WAN Wong Kuen AQF130 Licensed Representative 1 WANG Changhong ACN975 Licensed Representative 1, 4, 6 WANG Le-sheng ANT488 Licensed Representative 1 WANG Yan ANY486 Licensed Representative 4 WANG Yiding AOD298 Licensed Representative 1, 2 WANG Ying AOB480 Licensed Representative 1, 6 WEI An Pei APG912 Licensed Representative 1, 4 WEI Tie APL780 Licensed Representative 1, 2 WELLS Sarah Elizabeth AOE190 Licensed Representative 1 WILCOX Rosanna Marie AOV703 Licensed Representative 1 WILSON Marcus Charles AME447 Licensed Representative 4 WITTENOOM Charles Robert Dirck ADV107 Licensed Representative 1 WO Chun Cheung AQG983 Licensed Representative 1 WONG Alan Tet Chung AMW934 Licensed Representative 1, 6 WONG Chi Kin AOT741 Licensed Representative 4 WONG Chi Ming ANN089 Licensed Representative 4 9 of 21

10 WONG Chi Ming AOB673 Licensed Representative 4 WONG Ching Ching AQE338 Licensed Representative 1 WONG Chun Yin APX206 Licensed Representative 1, 2 WONG Constance ABR876 Licensed Representative 1 WONG How King, Alistair AOD998 Licensed Representative 1, 4, 9 WONG Kai Yip AQG686 Licensed Representative 1, 4 WONG Kia Jee Jane APW913 Licensed Representative 1 WONG King Chung APB407 Licensed Representative 1, 4, 6 WONG Lai Che AAD646 Licensed Representative 1 WONG Man Tai ALB654 Licensed Representative 1, 2 WONG Ting Choi, Joe ACG173 Licensed Representative 1, 2 WONG Wang, Ronnie ABR178 Licensed Representative 1, 2 WONG Yim Wah, Rita AFV463 Licensed Representative 1, 2 WOO Wing Cheong, Danny ABS818 Licensed Representative 1 WU Bun Lerd Bernard APL242 Licensed Representative 1, 2 WU Fengshu AIU775 Licensed Representative 1, 4, 6 WU Lei AQO173 Licensed Representative 6 XIONG Bei AMW352 Licensed Representative 1, 2 XUE Danyi AOV551 Licensed Representative 1 YAGI Kayo AQQ766 Licensed Representative 1, 2 YANG Justin James AGJ009 Licensed Representative 1, 2 YANG Xin APL245 Licensed Representative 4 YAO Alex Krystal ACS438 Licensed Representative 1, 5, 9 YAU Amy APD152 Licensed Representative 9 YAU Ka Lok, Gordon AQJ951 Licensed Representative 4 YAU Kai Man AMY302 Licensed Representative 4 YAU Rae AGP408 Licensed Representative 1 YAU Wan Hung, Nicholas AQS443 Licensed Representative 6 YEH Hong-I AOE625 Licensed Representative 1 YEUNG Tsz Yau,Sarah AEU794 Licensed Representative 1, 1, 4, 9 YIN Li APR855 Licensed Representative 4 YING Chau Fung AAD773 Licensed Representative 1, 2 YIP Kim Wah ALF597 Licensed Representative 1 YIP Yan Yan ADT873 Licensed Representative 4 YIP Ying Chi, Benjamin AFL246 Licensed Representative 1, 2, 6 YU Chung-lin AMY425 Licensed Representative 1, 4, 9 10 of 21

11 YU Ming-Feng APB415 Licensed Representative 1, 4 YU Wen Chi ALZ926 Licensed Representative 4 YUEN Kwok Kin APO657 Licensed Representative 4 YUNG Wai Kwan, Bonnie AJE113 Licensed Representative 1, 4 ZARIN Heath Brian ANM356 Licensed Representative 1, 4, 6 ZDZIECH Bohdan Andrzej APJ197 Licensed Representative 1 ZHANG Hao AMF137 Licensed Representative 1 ZHANG Xi AQM714 Licensed Representative 1 ZHAO Huaming APA352 Licensed Representative 1, 6 ZHOU Xiaoyu AOG702 Licensed Representative 1 AZZI Daniel W AKX681 Licensed Representative - Responsible Officer 1, 2 CHEN John Zhong AFH002 Licensed Representative - Responsible Officer 6 CHEUNG Ching Leung, David AFY173 Licensed Representative - Responsible Officer 9 CLINNICK James Edward APW218 Licensed Representative - Responsible Officer 1, 2 DUAN Hong ADE819 Licensed Representative - Responsible Officer 1 FU Wai Man ABH654 Licensed Representative - Responsible Officer 1, 4 FUNG Kwai Ming ADK045 Licensed Representative - Responsible Officer 6 FUNG Wing Cheung, Tony AAC265 Licensed Representative - Responsible Officer 1, 4, 6, 9 FUNG Yiu Fai, Peter AAW867 Licensed Representative - Responsible Officer 1, 4, 6, 9 HO Man Tat ADG964 Licensed Representative - Responsible Officer 1 HORROCKS Robert James ACN474 Licensed Representative - Responsible Officer 4 HUNG Wai Man AFZ719 Licensed Representative - Responsible Officer 1 LEUNG Wai Man ALZ864 Licensed Representative - Responsible Officer 9 LI Tat Chi ANX986 Licensed Representative - Responsible Officer 1 LIN Susan Shui-shien ACD720 Licensed Representative - Responsible Officer 9 LOW Hung Huat AMI029 Licensed Representative - Responsible Officer 1, 4 MUI Man Biu, Bill AOE458 Licensed Representative - Responsible Officer 9 NORONHA Choi Ping, Virginia AOB040 Licensed Representative - Responsible Officer 4, 9 RICKARDS Andrew Jonathan AEO602 Licensed Representative - Responsible Officer 1, 4 ROBINE Paul Gratien AMK235 Licensed Representative - Responsible Officer 1, 2 SATO Kotaro ACD921 Licensed Representative - Responsible Officer 1 TAI Kit Ying, Agnes ABD514 Licensed Representative - Responsible Officer 4, 9 TAM Tat Wah AAJ918 Licensed Representative - Responsible Officer 2 WACE Ian Gerald Patrick ANM675 Licensed Representative - Responsible Officer 9 WONG Kai Lap, Eric AET869 Licensed Representative - Responsible Officer 4, 6 WU Huey-Ming ALW118 Licensed Representative - Responsible Officer 1, 4 11 of 21

12 YAO Alex Krystal ACS438 Licensed Representative - Responsible Officer 4 YUEN Lai Yan, Darius ACO079 Licensed Representative - Responsible Officer 1 AGARWAL Arvind ARN300 Licensed Representative (Provisional Licence) 1, 2 AMACHER Douglas Ray ARP466 Licensed Representative (Provisional Licence) 9 AU Hoi Lee Janet ARN406 Licensed Representative (Provisional Licence) 1, 6 AU YEUNG Yiu Chung ARS301 Licensed Representative (Provisional Licence) 1 AYOUB Faris Ibrahim Taha ART001 Licensed Representative (Provisional Licence) 1, 4 BAER Eric ARR815 Licensed Representative (Provisional Licence) 1, 2 BAIK Saeyoon ARJ096 Licensed Representative (Provisional Licence) 4, 6 BARJ Samy, Alexandre ARS443 Licensed Representative (Provisional Licence) 1, 2 BRADY Mark Joseph ARQ480 Licensed Representative (Provisional Licence) 1, 4, 7 BUCKLEY Paul James ART256 Licensed Representative (Provisional Licence) 4, 9 BYUN Jung Yeon ARQ476 Licensed Representative (Provisional Licence) 1 CAO Guangliang ARN019 Licensed Representative (Provisional Licence) 1, 4 CARTHY Philip James ARA148 Licensed Representative (Provisional Licence) 1 CHAK Man Kin ARR345 Licensed Representative (Provisional Licence) 1 CHAN Bok Man, Andrew ARQ479 Licensed Representative (Provisional Licence) 4, 5, 9 CHAN Ian Weng ARQ957 Licensed Representative (Provisional Licence) 1, 2 CHAN Kam Ho Clarence ARS145 Licensed Representative (Provisional Licence) 4 CHAN Kin Pong, Matthew ARR346 Licensed Representative (Provisional Licence) 1 CHAN King Chi ARP284 Licensed Representative (Provisional Licence) 1, 4, 9 CHAN Man Ting ARS745 Licensed Representative (Provisional Licence) 1 CHAN Ngai Lun, Alan ARR782 Licensed Representative (Provisional Licence) 1 CHAN Suk Yee, Shirley AGE348 Licensed Representative (Provisional Licence) 1, 4 CHAN Wai Kit ARS162 Licensed Representative (Provisional Licence) 2 CHAN Wing Sang, Winston ARR807 Licensed Representative (Provisional Licence) 4 CHAN Yan Shuen, Grace ACQ677 Licensed Representative (Provisional Licence) 1, 2 CHANG Jack ARS401 Licensed Representative (Provisional Licence) 4 CHEN Bryan Tsewei ARP669 Licensed Representative (Provisional Licence) 1 CHEN Chih-Yu ARS400 Licensed Representative (Provisional Licence) 4 CHEN Chung-pei ARQ018 Licensed Representative (Provisional Licence) 1 CHEN Frank ARR529 Licensed Representative (Provisional Licence) 1, 2, 7 CHEN Jing ARM218 Licensed Representative (Provisional Licence) 1, 2 CHEN Le ARS239 Licensed Representative (Provisional Licence) 9 CHEN Yinyin ART224 Licensed Representative (Provisional Licence) 1, 4 CHENG Connie ARP196 Licensed Representative (Provisional Licence) 1 12 of 21

13 CHENG Kwo Yeh AHC335 Licensed Representative (Provisional Licence) 1, 2 CHENG Suet Mei ART070 Licensed Representative (Provisional Licence) 1 CHENG Tak Yiu AGB941 Licensed Representative (Provisional Licence) 4, 9 CHEUNG Chun Hung AQW401 Licensed Representative (Provisional Licence) 3 CHEUNG Chun Keung ARS058 Licensed Representative (Provisional Licence) 4 CHEUNG Kin Sang ARO503 Licensed Representative (Provisional Licence) 1, 4 CHEUNG Lap Ki, David ARR119 Licensed Representative (Provisional Licence) 1, 4 CHEUNG Tao Ping ARS456 Licensed Representative (Provisional Licence) 9 CHIANG Fuk Yip, Philip ARR636 Licensed Representative (Provisional Licence) 1 CHING Kerry Kim Wai AFF128 Licensed Representative (Provisional Licence) 1, 4, 9 CHOI Hye Mi ARN407 Licensed Representative (Provisional Licence) 1, 6 CHOPRA Vikramaditya ARR353 Licensed Representative (Provisional Licence) 1, 9 CHOTAI Shamil Vijay ARP185 Licensed Representative (Provisional Licence) 1, 4 CHOU Cindy W ARR073 Licensed Representative (Provisional Licence) 1, 2, 7 CHOW Ling Chung, Ernest ARQ680 Licensed Representative (Provisional Licence) 1, 2 CHOW Tsz Kwan ACQ176 Licensed Representative (Provisional Licence) 1 CHU Siu Fan ARS054 Licensed Representative (Provisional Licence) 4 CHU Stephen Henry ARR623 Licensed Representative (Provisional Licence) 9 CHU Yu Man, Pricilla AOA610 Licensed Representative (Provisional Licence) 4 CHUN Kwang Hyuk AME482 Licensed Representative (Provisional Licence) 9 CHUNG Kar Ho, Carol ART063 Licensed Representative (Provisional Licence) 4 CHUNG Wai Yip Joel AOV569 Licensed Representative (Provisional Licence) 1, 2 CODD Niaby Janette ARS442 Licensed Representative (Provisional Licence) 1, 2 CONNOR Gavin David ARJ485 Licensed Representative (Provisional Licence) 1 COOPER Kenneth Allen ACW742 Licensed Representative (Provisional Licence) 2 CZERKAWSKI Paul Andrew ARR800 Licensed Representative (Provisional Licence) 1, 2 D'ABO John Gerard Nicholas AFH717 Licensed Representative (Provisional Licence) 1, 6 DAVIDSON Marcus James ARQ958 Licensed Representative (Provisional Licence) 1, 2 DESMAREST Vincent, Benjamin, Thierry ARM867 Licensed Representative (Provisional Licence) 1, 2 DEVGAN Sanjeet AEC764 Licensed Representative (Provisional Licence) 1, 2 DHARMA Ronny Budi ARQ974 Licensed Representative (Provisional Licence) 1, 2 DUJARI Vipul ALC175 Licensed Representative (Provisional Licence) 9 DWIVEDI Manish ARS454 Licensed Representative (Provisional Licence) 9 FLETCHER Jonathon ARI214 Licensed Representative (Provisional Licence) 1, 2 FOK Thomas Kui Chuen AMR345 Licensed Representative (Provisional Licence) 1 FONG Kwun Wai, Matthew ARS734 Licensed Representative (Provisional Licence) 4, 9 13 of 21

14 FRANKEN Patrick David Anthony ARQ024 Licensed Representative (Provisional Licence) 1, 6 FUNG King Yin, Lawrence ART079 Licensed Representative (Provisional Licence) 2 GAO Ying ARO106 Licensed Representative (Provisional Licence) 1, 4 GARRILL Lyndsey Michelle ART667 Licensed Representative (Provisional Licence) 1, 2, 7 GEFFROY Eric Laurent Raymond ART533 Licensed Representative (Provisional Licence) 1, 2 GENG Geng APX231 Licensed Representative (Provisional Licence) 1, 4, 6 GOODALL Jarrod James ARR969 Licensed Representative (Provisional Licence) 1 GRAY Gabriel Joaquin ARP184 Licensed Representative (Provisional Licence) 1, 2, 7 HA Wai Cheung, Steve ARQ021 Licensed Representative (Provisional Licence) 1 HALLEGUEN Yann ARS440 Licensed Representative (Provisional Licence) 1, 2 HAMPEL Robert Karl St John ARS445 Licensed Representative (Provisional Licence) 1, 2 HAN Hanting ARQ970 Licensed Representative (Provisional Licence) 4 HARRIS David Shannon ARS574 Licensed Representative (Provisional Licence) 1 HERON Garth Campbell ART578 Licensed Representative (Provisional Licence) 1, 6 HILL Liam Patrick AKI975 Licensed Representative (Provisional Licence) 4 HO Chi Lun ARR539 Licensed Representative (Provisional Licence) 4 HO Wing Hang AHD368 Licensed Representative (Provisional Licence) 4 HO Ying Chiat ARM151 Licensed Representative (Provisional Licence) 1 HO Yuan Hang ARQ499 Licensed Representative (Provisional Licence) 1, 4, 6 HOARE Len Peter Andrew ARM938 Licensed Representative (Provisional Licence) 1 HONNA Masahiro ARK143 Licensed Representative (Provisional Licence) 1, 6 HSIEH Chih-Ming ART446 Licensed Representative (Provisional Licence) 1 HUANG Dan Qing ARH066 Licensed Representative (Provisional Licence) 4, 6 HUANG Shin-wei ARQ019 Licensed Representative (Provisional Licence) 1 HUANG Songbo ARS092 Licensed Representative (Provisional Licence) 2 HUI Cheuk Ho, Charles ARQ771 Licensed Representative (Provisional Licence) 1, 2 HUI Ching Piu ARQ988 Licensed Representative (Provisional Licence) 9 HUI Ole Hiu Tung ARR518 Licensed Representative (Provisional Licence) 1, 4 HUNG Cheung Fung ART552 Licensed Representative (Provisional Licence) 1 HUNG Wing Sze, Cecilia ARS096 Licensed Representative (Provisional Licence) 1, 6 HUONG Cheong Fai ALU603 Licensed Representative (Provisional Licence) 4, 9 HYAMS Andrew Jon ARR133 Licensed Representative (Provisional Licence) 1 IP Chi Him, Jimmy ARP329 Licensed Representative (Provisional Licence) 1 JIN Zhenxing ARR544 Licensed Representative (Provisional Licence) 1, 4 JING Shan ARQ921 Licensed Representative (Provisional Licence) 4 JOSEPH Mani Parekattu ARQ492 Licensed Representative (Provisional Licence) 1, 2 14 of 21

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